# W Richard Lee

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/15163

## Record

- **Judge:** W Richard Lee
- **Year:** 2013
- **Report type:** Annual
- **Pages:** 8

## Text

Bank of America - account — Interest
RBC Prime Money Market Fund (closed R15/13) — None — Redeemed
Amencan Funds Money Market Fund - A — None
Principal Financial Group - common stock note — Int/Div
Principal Universal Life Protector policy #1 — None
Principal Universal Life Protector policy #2 — None
Properties Co. #1 common stock - note 2 — Rent
Brokerage Account #1 - closed 8/15/13
Federated Equity FDS Prudent Bear FD CL C SHS — None — Sold
IRA #1 - Franklin Funds — Int/Div
Franklin Small-Mid Cap Growth Fund Class A
Franklin Small-Mid Cap Growth Fund Class C
Franklin Growth Fund - Class A
IRA #2 - Franklin Funds — Int/Div
Franklin Small-Mid Cap Growth Fund Class C
IRA #3 - Pershing LLC/Princor Financial — Int/Div
Pershing Government Account - Money Market — Sold (part)
Principal Short-term Income Fund - class A — Buy
Principal Government & High Quality Bond Fund - class A — Buy
Principal Income Fund - class A — Buy
Principal Global Diversified Income Fund «class A — Buy
Principal Small-Midcap Dividend Income Fund - class A — Buy
SPDR Gold Trust Gold Shares — Buy
IRA%4 - American Funds — None
Amencan Funds Money Market Fund - A
Trust #1
American Funds Money Market Fund - A — None
Principal Survivorship Universal Life policy — None
Trust £2 — Rent
Properties Co. #1 common stock - note 2
Trust #3 — None
Oil & Gas Royalty - Kern County, CA
Trust #4
rental property « Kern County, CA. - 2009 appraisals — Rent
promissory note from Valley Power Systems, Ine. — Interest
S10.
Co-trustee, Trust #3
Income beneficiary, Trust 44
Director, Shaver Like Heights Mutual Water Co,
Reimbursement — Eh De AA} dati Bankruptcy Forum — Ti mm fhe HY — RA bankruptcy association's annual conference — A "a Rt TT #
Note 1: Equity interest in Principal Fmancial Group, Inc. 617 shares of common stock issued in conjunction with life insurance policies. Shares held by issuer.

Marketability and value unknown.

Note 2: Properties Co. #1 is a real property holding company, single asset - commercial property in Kern County, CA. - leased [0 business, 1 hold

27.5% of the common stock, stock not marketable - uppraisal date, March 13, 2009.

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/15163. Public record. Not legal advice.