# Lisa Margaret Smith

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/15019

## Record

- **Judge:** Lisa Margaret Smith
- **Year:** 2017
- **Report type:** Annual
- **Pages:** 11

## Text

Chase Cash accounts — None
TD Bank — None — Open
Fidelity NY Municipal Money Market Fund — Int/Div
Fidelity IRA (Puritan Fund) — Int/Div
Fidelity IRA (Fidelity Fund) — Int/Div
Fidelity IRA (Cash Reserves) — Int/Div
Webster Bank, Wilton CT -- Checking Account — None
Fidelity Growth and Income Fund — Int/Div
Fidelity Dividend Growth Fund — Int/Div
HSBC IRA (T. Rowe Price Dividend Growth Fund) — Int/Div
HSBC, White Plains, NY — None
Cisco Systems Common Stock — Int/Div
Century Lmk Commumcations Common Stock — Int/Div
Walt Disney Common Stock — Int/Div
Municipal Assistance Corp. For City of Trov, N.Y. Bonds — None — Matured
Long Island Power Auth. Bonds — None
Stifel Nicolaus IRA money market — Interest
Stifel Nicolaus mvestment account money market — Interest
Stifel Nicolaus Custodial Acc't for minor child #1 (cash account) — Interest
Stifel Nicolaus Custodial Acc't for minor child #2 (cash account) — Interest
General Electric common stock — Int/Div
Citigroup common stock — Int/Div
Pfizer common stock — Int/Div — Sold
Fidelity Unique Coll. Inv. Plan 2018 — None — Sold
NY College Savgs Prerm A/C Mod Age Based Option:Mod Growth — None — Sold
Capital One Financial Corp Common Stock — Int/Div
Freeport McMorun Copper & Gold, Inc Common Stock — None
Invesco Intermediate Term Muni Income Fund Class Y — Int/Div — Buy (add'l) — Inv't a/c
Invesco Intermediate Term Muni Income Fund Class Y — Int/Div — Sold (part) — Inv't ac
Artisan Funds Mid Cap Value - Investor Class — Int/Div — Sold (part) — Inv't a/c
Artisan Funds Mid Cap Value-- Advisor Class — Int/Div — Sold (part) — Inv't a/c
Blackrock Equity Dividend Fund — Int/Div — Buy (add'l) — Inv't a/c
Blackrock Equity Dividend Fund — Int/Div — Sold (part) — Inv't ac
Columbia Contrarian Core — Int/Div — Buy (add'l) — Inv't alc
Columbia Contrarian Core — Int/Div — Sold (part) — Inv't alc
American Beacon Intemational Equity — Int/Div — Sold (part) — Inv't a/c
Fidelity Advisor New Insights Inst] C1 — None — Sold (part) — Inv't a/c
Fidelity Advisor New Insights Inst] C1 — None — Buy (add'l) — Inv't a/c
Janus Henderson International Oppty — Int/Div — Buy (add'l) — Inv't alc
Janus Henderson International Oppty — Int/Div — Sold (part) — Inv't alc
Nationwide Geneva Mid Cap Gr Inst] Sve Class — None — Buy (add'l) — Inv't a/c
MFS Intl Growth — Int/Div — Buy (add'l) — Inv't a/c
MFS Int] Growth — Int/Div — Sold (part) — Inv't ac
Oppenheimer Developing Markets C1'Y — Int/Div — Buy (add'l) — Inv't alc
Oppenheimer Developing Markets C1 Y — Int/Div — Buy (add'l) — Inv't a/c
Oppenheimer Developing Markets C1 Y — Int/Div — Buy (add'l) — Inv't a/c
Oak Ridge Small Cap Growth Fund — None — Sold — Inv't ac
Pimco High Yield — Int/Div — Buy (add'l) — Inv't a/c
Pimco High Yield — Int/Div — Sold — Inv't a/c
Wells Fargo Small Cap Value — Int/Div — Sold (part) — Inv't a/c
Wells Fargo Small Cap Value — Int/Div — Sold (part) — Inv't ac
Meridian Small Cap Growth — None — Buy — Inv't a/c
Meridian Small Cap Growth — None — Sold (part) — Inv't a/c
Thomburg Ltd Term Muni — Int/Div — Buy — Inv't a'c
American Beacon Intemational Equity — Int/Div — Sold (part) — of Sufel IRA
American Beacon International Equity — Int/Div — Sold (part) — of Sufel IRA
Artisan Funds Mid Cap Value - Advisor Class — Int/Div — Sold (part) — of Sufel IRA
Artisan Funds Mid Cap Value - Investor Class — Int/Div — Buy (add'l) — of Sufel IRA
Blackrock Equity Dividend Fund — Int/Div — Sold (part) — of Sufel IRA
Blackrock Equity Dividend Fund — Int/Div — Sold (part) — of Sufel IRA
Blackrock Equity Dividend Fund — Int/Div — Sold (part) — of Stufel IRA
Columbia Contrarian Core Fund Class Z — Int/Div — Sold (part) — of Sufel IRA
Columbia Contrarian Core Fund Class Z — Int/Div — Buy (add'l) — of Stufel IRA
Fidelity Advisor New Insight Mutual Fund Institutional Class — Int/Div — Buy (add'l) — of Sufel IRA
Fidelity Advisor New Insight Mutual Fund Institutional Class — Int/Div — Buy (add'l) — of Sutel IRA
Fidelity Advisor New Insight Mutual Fund Institutional Class — Int/Div — Sold (part) — of Stufel IRA
Oppenheimer Developing Markets Class Y — Int/Div — Buy (add'l) — of Sufel IRA
Oppenheimer Developing Markets Class Y — Int/Div — Buy (add'l) — of Sufel IRA
Oppenheimer Developing Markets Class Y — Int/Div — Buy (add'l) — of Sufel IRA
Harbor Fund Bond Fund — Int/Div — Sold (part) — of Sufel IRA
Janus Henderson Intemational Oppty — Int/Div — Sold (part) — of Sufel IRA
Janus Henderson Intemational Oppty — Int/Div — Buy — of Sttel IRA
Janus Henderson International Oppty — Int/Div — Buy — of Stufel IRA
Meridian Sm Cap Gr Investor Class — Distribution — Buy — of Sufel IRA
Nationwide Mutual New Geneva Mid Cap Growth Inst] Sve Class — Distribution — Buy — of Sufel IRA
Nationwide Mutual New Geneva Mid Cap Growth Inst] Sve Class — Distribution — Sold (part) — of Suite] IRA
MFS Intl Growth Fd C11 — Int/Div — Sold (part) — of Sufel IRA
MFS Intl Growth Fd C11 — Int/Div — Sold (part) — of Sufel IRA
Pimco Fds Hi YId CLP — Int/Div — Buy — of Sufel IRA
Pimco Fds Hi YId CLP — Int/Div — Sold — of Stitel IRA
Oak Ridge Small Cap Growth Fund Class Y — None — Sold — of Sufel IRA
Wells Fargo Govt Securities Admin Class — Int/Div — Buy (add'l) — of Stufel IRA
Wells Fargo Govt Securities Admin Class — Int/Div — Buy (add'l) — of Stifel IRA
Wells Fargo Special Small Cap Value — Int/Div — Sold (part) — of Sutfel IRA
Wells Fargo Special Small Cap Value — Int/Div — Sold (part) — of Sufel IRA
Wells Fargo Special Small Cap Value — Int/Div — Sold (part) — of Stifel IRA
Inherited IRA — Inhented IRA
Snfel Insured Bank Program — Interest — Inhented IRA
Verizon (VZ) — Int/Div — Buy (add'l) — Inhented IRA
Franklin Income Fund, Class C (FCISX) — Int/Div — Sold — Inhented IRA
John Hancock Income Fund, C1 A UJHFIX) — Int/Div — Sold — Inhented IRA
Ishares S&P Mid Cap 400 Growth ETF (UK) — Int/Div — Buy — Inhented IRA
Ishares S&P Small CAp 600 Growth 111 wn — Int/Div — Buy — Inhented IRA
Stifel Individual Brokerage Acct — Individual Account
Sufel Insured Bank Program — Interest — Individual Account
Franklin NY Tax Free Income, Cl A (FNYTX) — Int/Div — Sold (part) — Individual Account
Franklin NY Tax Free Income, Cl A (FNYTX) — Int/Div — Sold (part) — Individual Account
Lord Abbett Value Opptys Fund, Class € — Distribution — Buy
Custodian, On behalf of mmor child #1'% Stafel Nicolaus Investment Account
Custodian, On behalf of mmor child #2°s Sufel Nicolaus Investment Account
Custodian, On behalf of minor child #2's New York's College Savings Program
Income — 27 — Pace University School of Law - Teaching — $12,235.04
Spouse's income — 2017 — Wages from Ridgefield Hardware Co. Ridgefield, CT
1. Rows 39-40, 71-73: Henderson International Oppty Class | became Janus Henderson International Class | and exising Henderson shares were exchanged for

new Janus Henderson shares.

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/15019. Public record. Not legal advice.