# Frederic Block

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/14880

## Record

- **Judge:** Frederic Block
- **Year:** 2014
- **Report type:** Annual
- **Pages:** 11

## Text

ALLIANCEBERNSTEIN GLOBAL — Int/Div — Sold
BLACKROCK NY MUNI INC — Int/Div
BLACKROCK MUNIYIELD NY QLT — Int/Div
CALAMOS STRAT TOT RETURN FD — Int/Div
EATON VANCE TX-AD GL DIV GLOBAL DIVINCFD — Int/Div
EATON VANCE TAX DIV INC DIV INC FD — Int/Div
EATON VANCEENHINCFDN — Int/Div — Buy
FIRST TR NYSE ARCA BIOTE — Int/Div — Buy
FIRST TR EXCHANE TRADED FD DOW JONES IN — Int/Div — Buy
FIRST TR DORSEY WRT FOCUS § ETF SH — Int/Div — Buy
ML BANK BANK DEPOSIT PRGM(FIA CARD SERVICES) NA ACCOUNT — Interest
GLOBAL X SUPERDIVI ETF — Int/Div
GUGGENHEIM S&P 500 PURE — Int/Div
GUGGENHEIM S&P 500 PURE GR ETF — Int/Div — Buy
GUGGENHEIM SPIN-OFF ETF — None — Sold
INVESTCO SENIOR INC TRUST — Int/Div
ISHARES CORE S&P MID CAP ETF — Int/Div — Buy
ISHARES TRANSPORTATION AVE — Int/Div — Buy
ISHARES IBOXXS HIGH YIEL CORP BD FD — Int/Div — Sold
ISHARES SELECT DIV ETF — Int/Div — Sold
ISHARES US OIL & GAS EXPL & PRODUC, — Int/Div — Sold
ISHARES DOW JONES US FINL — Int/Div
ISHARES US CONSUMER SERVICES ETF — Int/Div — Sold
ISHARES US CONSUMER GOODS ETF — Int/Div — Sold
ISHARES US INDUSTRIALS ET — Int/Div
NUVEEN NY PERF PLS MUNI — Int/Div — Buy
POWERSHARES DWA ENERGY MOMENTUM PORTF — Int/Div — Buy
POWERSHARES EXCHANGE TRADED FDTR ISTP S0§0 — Int/Div — Buy
SPDR S&PSOOETFTR — Int/Div — Buy
ALLIANZGI NF) DIV INT PREM STRAT AND PREM STRAT FD — Int/Div
POWERSHARES ETF TR DYNAMIC MEDIA PROTF — Int/Div — Sold
POWERSHARES EXCHANGE — Int/Div — Sold
POWERSHARES BUYBACK ACHVRS — Int/Div — Sold
WESTERN ASSET HIGH INC OPPT F — Int/Div — Sold
WISDOMTREE TRUST JAPAPN HEDGED EQ. FD. — Int/Div — Sold
IRA -F. BLOCK
ALLIANCEBERNSTEIN GLOBAL HIGH — Int/Div
BLACKROCK INTL GROWTH & INCOME TR — Int/Div
CALMOS STRAT TOT RET RETURN FD — Int/Div
DWA TECH LEADERS POR PWERSHARFS ETF — Int/Div — Buy
EATON VANCE TAX DIV INC DIV INC FD — Int/Div
EATON VANCE TX-AD GL DIV GL DIV INC FD — Int/Div
EATON VANCE ENHINCFDN — Int/Div
FIRST TRUST US IPO INDEX FD — None — Sold
FIRST TR NASDOQ 100 EQ — Int/Div
FIRST TR EXCHANGE TRADED FD DOW JONES IN — None — Sold
FIRST TR EXCHANGE TRADED FD VI SHS — None — Buy
GUGGENHEIM S&P 500 EQUAL WEIGHT ETF — Int/Div — Buy
GUGGENHEIM S&P 500 PURE GR ETF — Int/Div — Buy
ISHARES MSC HONG KONG — Int/Div — Buy
ISHARES CORE S&P MID CAP ETF — Int/Div — Buy
ISHARES TRANSP AVE — Int/Div — Buy
ISHARES NASDAQ BIOTECH ETF — None — Sold
ISHARES SELECT DIV ETF — Int/Div — Sold
ISHARES US HEATHCATE — Int/Div
LOOMIS SAYLES VALUEFDCL A — Int/Div — Buy
WELLS FARGO ADVANTAGE MULTI SECTOR INC. FD. — Int/Div — Sold
LOOMIS SAYLES SR FLOAT RET & FIXDINCFDCL A — Int/Div — Sold
LOOMIS SAYLES VALUEFDCL A — Int/Div — Sold
LOOMIS SAYLESGRFDCLA — Int/Div — Sold (part)
LOOMIS SAYLESSTRATINCFDCLC — Int/Div
LORD ABBETT FLOATING RATE FD CL C — Int/Div
NATIXIS OAKMARK ININLFDCL A — Int/Div — Sold
NATIXIS US EQUITY OPPT (MULTI CAPEQ)FDCL A — None — Sold (part)
NATIXIS OAKMARK FD CLA — Int/Div — Buy
POWERSHARES QQO TR UNITS SER 1 — Int/Div — Buy
POWERSHARES S&P INTL DEV LOW VOL PORT — Int/Div — Buy
SPDR SP EMERG ASIA PAC — Int/Div — Buy
PIMCO BUILD AMERICA BD EX TRDED FD — Int/Div — Sold
PIMCO STOCKSPLUS TOTAL RETURN FDCLC — Int/Div — Sold
POWERSHARES EXCH TRADED FD TR HIGH YIELD — Int/Div — Sold
SPDR BARCLAYS CONVBL SEC ETF — Int/Div — Sold
WESTERN ASSET HIGH INC OPPT FD — Int/Div
WISDOM TREE EUROPE HEDGED EQ FD — Int/Div — Buy
BANK OF AMERICA NA RASP ACCOUNT — Interest — Open
BANK OF SMITHTOWN ACCOUNT — Interest
ALIBABA GP HOLDING LT (1) — None — Buy
APPLE INC.) — Int/Div — Buy
BEST BLY COINC.() — Int/Div — Buy
ENERPLUS COR. SHS — Int/Div — Buy
JP MORGAN CHASE & COA) — Int/Div — Buy
JP MORGAN CHASE & COA) — Int/Div — Sold (part)
UNDER ARMOUR INCA — None — Buy
DWA TECH LEADERS PORT POWERSHARES ETF (1) — Int/Div — Buy
FIRST TR DORSEY WRT FOCUS 5 ETF SHI) — Int/Div — Buy
GUGGENHEIM S&P 500 EQUALWEIGHT ETF (1) — Int/Div — Buy
FIRST TRUST EXCHANGE TRADED (1) — None — Buy
FIRST TRUST EXCHANGE TRADED (1) — None — Sold
FD DPW JONES INI) — None — Buy
FD DOW IJONESIN(D) — None — Sold
Officer, Fredenc Block, PC
Spouse's income — 2014 — SELF-EMPLOYED « OWNER OF CONSTRUCTION COMPANY

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/14880. Public record. Not legal advice.