# Michael E. Ridgway

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/14716

## Record

- **Judge:** Michael E. Ridgway
- **Year:** 2014
- **Report type:** Annual
- **Pages:** 8

## Text

Northwestern Mutual Life Ins. - Adjustable Comp, Life — Int/Div
Northwestern Mutual Life Ins Extraordmary Life — Int/Div
Northwestern Mutual IRA — None
Select Bond (Mason Street Advisors)
Brokerage # (Merrill Lynch)
FIA Card Services, NA. (Bank of America) — Interest
Calamos Growth Fund CL (CGRIX) — istrnibution
Keeley Small Cap Value Fund CL A (KSCVX) — Distribution
Oppenheimer Developimg Markets FD CLY (ODVYX) — Int/Div
Putnam Investors FD CL Y (PNVYX) — Int/Div
Thomburg LTD Term Inc. FD CL (THIIX) — Int/Div — Sold (part)
Neuberger Berman Equity, Inc. Fund INBHIX) — Distribution — Sold (part)
Hennessy Focus Fund (HFCIX) — Distribution — Sold (part)
First Eagle Global Fund, Class [ (SGIIX) — Int/Div — Sold (part)
Brokerage # 2 (IRA) (Merrill Lynch)
FIA Card Services NA, RASP (Bank of America) — Interest
HSBC HLDGS PLC Pref. Stock (Y)
Wells Fargo & Co., New Series J Pref Stock (Y)
Alliance Bernstein Global Bond Fund, CL (ANAYXHY)
American Fund Global Balanced Fund CL F2(GBLFX)(Y)
DWS Enhanced Commodity Strategy Fund CL S(SKSRXI1(Y)
Fidelity ADV DIV INTL 1 (FDVIX) — Int/Div
John Hancock Classic Value Fund CL UCVIX) — Int/Div
Principal Preferred Secunites Fund CL P (PPSPX) — Int/Div
Principal Global Diversified, Inc. Fund (PGDPX) — Int/Div
RS Global Natural Resources Fund CL Y (RSNYX) — Distribution
SunAmerica Senior Floating Rate Fund CL A (SASFX) — Int/Div
Thomburg LTD Term Inc. FD CL (THX) — Int/Div
Eaton Vance Atlanta Capital - SMID (EISMX) — istmbution
Nuveen Preferred Securities (NPSRX) — Int/Div
Oppenheimer Developing Markets FD CL Y (ODVYX) — Distribution
Oppenheimer Rising Dividends (OYRDX) — Distribution
JP Morgan Chase & Co. CLD, Pref Stock, Series J (Y)
Scout Mid Cap Fund CL Retail (UMBMX) — Iistnbution
Putnam Equity Spectrum Fund CL Y (PYSYX) — Distribution
Goldman Sachs Strategic Income Fund CL (GSZIX) — Int/Div
Brokerage # 3 (ROTH IRA) (Merrill Lynch)
FIA Card Services NA, RASP (Bank of America) — Interest
Putnam FD for Growth & Income FD CL Y(PGIYX) — Int/Div
Putnam Multi Cap. Growth Fund CL Y (PNOYX) — Distribution
Delaware Value Fund INSTL CL (DDVIX) — Int/Div
Oppenheimer Developimg Markets FD CLY(ODVYX) — Int/Div
Scout Mid Cap Fund CL Retail (UMBMX) — Int/Div
Income — 2014 — University of St. Thomas Law School - Teaching — S3.000.00
Part VII, line 17, reflects an asset that was owned at a time during the period covered by my 2013 Annual Report. It was all sold on 10/28/13.

Part VII, line 18, reflects an asset that was owned at a time during the period covered by my 2013 Annual Report. It was all sold on 10/28/13.

Part VII, lines 19 - 21, inclusive, reflect assets that were owned at a time during the period covered by my 2013 Annual Report. They were all sold on 12/18/13,

Part VII, line 33, reflects an asset that was owned at a time during the period covered by my 2013 Annual Report. The stock was all redeemed on 09/03/13.

---

Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/14716. Public record. Not legal advice.