# Catherine Peek McEwen > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/14710 ## Record - **Judge:** Catherine Peek McEwen - **Year:** 2012 - **Report type:** Annual - **Pages:** 8 ## Text Wachovia Bank DDA/CD/savings/MMA accounts — Interest AmeripriseONE Financial Acct « MMA (non-IRA) — Interest — Closed State Farm Bank Account — Interest State Farm Life Ins. Co. Var. Deferred Annuity (ROTH IRA) — Interest Ameriprise MMA for Brokerage Acc'ts for IRAs — Interest — Closed AXA IRA 21 (SEP) (nos. 7-14 below) Oppenheimer Global Strat. Inc. A (OPSIX) — Int/Div Oppenheimer Main St. Select A (OMSOX) — Int/Div Oppenheimer Main St. Sm.-M/Cap Class A {OPMSX) — Int/Div Oppenheimer Sm. and Mid Cap Value Class A (QVSCX) — Int/Div Oppenheimer Select Value (OSVAX) — Int/Div Oppenheimer Intl Diversified Class A HOIDAX) — Int/Div Calamos Invt Trust New Growth Fund Class A ICVGRX) — Int/Div Calamos Invt TR New Conv FD-Class A (CCVIX) — Int/Div AMERPRISE IRA (Annuity) (nos. 16-24 below) AllBerm VPS Intl Val — Int/Div — Buy (add'l) Fid VIP Contrafd C1 2 — Int/Div — Sold (part) Fid VIP Mid Cap C12 — Int/Div — Buy (add'l) COL VP Divad Opp CI3 — Int/Div — Sold (part) COL Mid Cap Val C12 — Int/Div — Sold (part) Wanger USA — Int/Div — Sold (part) Wanger International — Int/Div — Sold (part) FT VIP Small Cap Valu — Int/Div — Sold (part) Oppenheimer Strat Inc C13 — Int/Div — Buy (add'l) AXA IRA #2 (Reg. IRA) (nos, 26-27 below) Thomburg Value Fund Class A M/F (R/O) {TVAFX) Putnam Absolute Ret. 700-B (PDMBX) — None JP Morgan Gov't MM Fund for AXA IRAs — Interest Stock mum — None Florida Prepaid Tuition Plan for GFP — None Florida Prepaid Tuition Plan for ATM — None President, (active for collection purposes only) Advisory Board Member, Salesian Youth Center (charitable orgamzation) Gift — Ray and Kathy Hyer/Gardner-Gibson, Inc./Sun Coatings, Inc. — Outback Bowl ticket and UF FB Box tickets (3) Sr. Game...cont'd in Pt VIL — $1,645.71 Gift — American Bankruptcy Institute — Waived registration fees mentioned in Pt. TV, lines and 10, — $111.00 Gift — Tampa Bay Bankruptcy Bar Association — Dues waiver ($85); regular lunches/hohday party,...cont'd m Pr. VII — $690.00 Gift — The Flonda Bar — Waived registration fees mentioned in Pt. IV, lines 6 and 9 — $725.00 Gift — Lmda McEwen/Tampa Bay Lightning — Channelside Club tickets (2 games), plus parking — Sian Gift — Art'ys Title Fund Services, LLC (Valerie Jahn Grandin) — Title Notes (three) this was actually a gift to the Court via me , § program CDs, — $1112.50 Reimbursement — ORIG ros Institute — TEL, EAs — AT. Cr Ar Gilet A ORT Riad a direct) all <$350, but see line 10, which puts aggregate at >$3507. Reimbursement — National Conference of Bankruptcy Judges — 3/19-2002012 — Mam, FL — Mid-Year Mceting — Parking, wirfare, lodging, and tips (all reimb. ). meals (reimb. and direct). Reimbursement — Aromeys’ Title Fund Services, LLC — 5/4-5/2012 — Orlando, FL — 48th Annual Fund Assembly — Mileage (reimb.), parking and lodging (direct). Reimbursement — The Flonda Bar — &20-2172012 — Kissimmee, FL — Fla. Bar annual meeting — Mileage, lodgmg, and parking (all reimb. ), meals (reimb, and direct) Reimbursement — Ferguson-White Inn of Court American Inns of Court — 8/10-112012 — Orlando, FL — AIC Leadership Summit — Hotel and dinner (reimb. ), lunches and registration fee (direct). Reimbursement — Section retreat — (includes some meals) reported in Pt. V) Reimbursement — NR I EO Association — (plus registration fee waiver < reportable gift). Reimbursement — (@ Supreme Court yarn — lodging, meals (all reimb.), airfare and registration/dinner fee (direct). Reimbursement — (plus registration fee waiver reported in Pt V1 Reimbursement — ( plus registration fee waiver reported in Pt VY. Vv No. 3: and pizza lunches (est. $380), 1/2 day seminar registration fee waiver ($115), annual dinner and annual dinner token gift (est. $110), total value $690 (no individual gift item exceeds $134, although together all items exceed $335). No. 5: (incl. food/bev. at both events), holiday gala. VIL No. I: The aggregate includes the balance of my closely held P.A. DDA account. No. 2: | transferred the funds to my savings account, which is included in line 1. No. 6: 1 transferred all funds in my SEP IRA to a new administrator, AXA Advisors, from Ameriprise on 5-1-2012, No. 13: My 2010 FDR shows the name of this fund as Calamos Growth Fund-Class B M/F (CVGBX). This is what my 12-31-10 SEP IRA statement showed. Without explanation, my 1-1-2011 SEP IRA statement shows the name | have listed. Upon inquiry, Calamos explained that my Class B shares became Class A shares, No. 14: My 2010 FDR shows the name of this fund us Calamos Convertible Fund-Class B M/F (CALBX). This is what my 12-31-10 SEP IRA statement showed. Without explanation, my 1-1-2011 SEP IRA statement shows the name | have listed. Upon inquiry, Calamos explained that my Class B shares became Class A shares. Nos. 13-14; These funds reported nominal long-term capital gains (<$,1000 each) on 12/21/12, which were reinvested on the same day. 1 did not know how to report these because there wus not 4 long-term gain choice in the drop down menu under B (2). No. 15: This annuity’s name is RiverSource Life Insurance Company Retirement Advisor 4 Advantage VA (changed from the Ameriprise name). No.19: This fund was named COL VP Div Eq Inc Fd but underwent a name change on 6-29-2012, No. 20: This fund was f/k/a COL VP Mid Cap Value. No. 21: This fund was fk/a Wanger US Smaller Co, No. 22: This fund was f/k/a Wanger Intl Small Cap. No. 24: This fund was {/k/a Oppenheimer Strat Bond, and 1 think it went through another name change in 2013. No. 25: I transferred all funds in my regular IRA to a new administrator, AXA Advisors, from Ameriprise on 5-1-2012, No. 28: These funds came from the account | closed as shown on line 5. No. 29. Itis a Florida Bar IOTA account, with interest has an attorney's trust account that is not and should not be reflected as an asset payable to The Florida Bar. The value of is based on potential receivables and a DDA bank balance that is also included in line 1 on Part VIL Nos. 30-31: Pursuant to privacy recommendations, | have used the initials for whom I have purchased these plans. --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/14710. Public record. Not legal advice.