# Sheila M. Finnegan > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/14566 ## Record - **Judge:** Sheila M. Finnegan - **Year:** 2011 - **Report type:** Annual - **Pages:** 21 ## Text Brokerage Acct MS Templeton Growth Fund-A (TEPLX) — Int/Div New England Life Ins. Variable Life - SF (MetLife Stk Index) — Int/Div Everbank Checking — Interest US. Employee Credit Union Checking and Saving — Interest Schwab Bank (credit card reward program) — Int/Div leonix Brand Group, Inc. (ICON) — Int/Div Brokerage Account (Fidelity) Fidelity Municipal Money Market — Interest Chicago IL Govt Bond 1/1/2016 — Interest Collier Cnty FLA Bond 10/1/2013 — Interest FL State Dept Gen Sves Bond 9/1/2014 — Interest Midfirst Bank Okla City CD 9/23/2011 — Interest — Redeemed Midfirst Bank Okla City CD 9/24/2012 — Interest U.S. Treas Nits TIPS 4/15/2014 — Interest BWX ETF (Spdr Ser Tr Lehman Intl Treas Bd) — Interest EFA (Ishares Tr MSC EAFE Index Fd) — Int/Div — Sold (part) HYG (Ishares Tr 1Boxx & high yield corp Bd Fd) — Int/Div lJH (Ishares Tr S&P Midcap 400 Index Fd) — Int/Div IVV (shares Tr S&P S00 Index Fd) — Int/Div — Sold (part) IVV (shares Tr S&P S00 Index Fd) — Sold (part) IWD (Ishares Tr Russell 1000 Value Index Fd) — Int/Div — Sold (part) IWD (Ishares Tr Russell 1000 Value Index Fd) — Sold (part) IWF (Ishares Tr Russell 1000 Growth Index Fd) — Int/Div — Sold (part) IWO (shares Tr Russell 2000 Growth Index Fd) — Int/Div IWP (shares Tr Russell Midcap Growth Index Fd) — Int/Div — Sold (part) IWP (shares Tr Russell Midcap Growth Index Fd) — Sold (part) Merck & Co.(formerly Schering Plough) — Int/Div VEU (Vanguaard Intl Equity Index Fd FTSE All World Ex US) — Int/Div MOS (Mosaic) — None — Buy MOS (Mosaic) — Buy (add'l) MOS (Mosaic) — Sold MOS (Mosaic) — Buy MOS (Mosaic) — Buy (add'l) MOS (Mosaic) — Sold (part) MOS (Mosaic) — Buy (add'l) MOS (Mosaic) — Buy (add'l) MOS (Mosaic) — Buy (add'l) CAT (Caterpillar) — None — Buy CAT (Caterpillar) — Sold POT (Potash) — None — Buy POT (Potash) — Sold POT (Potash) — Buy POT (Potash) — Buy (add'l) POT (Potash) — Buy (add'l) AAPL (Apple) — None — Buy AAPL (Apple) — Sold SPY (SPDR S&PSOO ETF) — Buy Brokerage Acct 2 (UBS- 08) RMA Money Mkt Portfolio — Int/Div Charlottesville Va Bond 7/15/15 — Interest Charleston Cuty SC BE/R 4.250 110115 did 050206 — Interest New York NY Fiscal Ser Bond Mand Sink Fad 10/15/16 — Interest Chicago IL Wstwir Transm Rev Ser B FGIC 010117 Ded 112106 — Interest Dallas Fort Worth Tx In Sr A Rv BE/R S000 110115 DTD 09010 — Interest Denton Texas Util Sys Rev FSA B/E /R L000 120117 DTD 05150 — Interest Georgia State Ser V /R/S.000 070116 Did 070198 — Interest Illinois St NPFG BA/R/5.000 090114 DTD 092804 — Interest Illinois St Sync Cr/R/5.500 080115 DTD 080102 — Interest Western Minn Mun Pwr Agy Ser B Rey NPFG B/E /R/S 000010115 — Interest Humble Tx Indpt Sch Bond 2/15/19 — Interest Port St. Lucie Fl L/Rey Rev NPFG B/E /R/ — Interest Monroe Cnty NY AGC BE/R/ — Interest Hamilton Cnty Oh SWR Sys Imp Rev 06A NPFG B/E /R/ — Interest Marvland St. Sr A BE/R/ — Interest TGINX (TCW Emerging Mkts Inc Fund Class N) — Int/Div — Buy TGINX (TCW Emerging Mkts Inc Fund Class N) — Sold (part) TGINX (TCW Emerging Mkts Inc Fund Class N) — Sold ELD (Wisdomtree Tr Em LCL Debt Fd ETF) — Int/Div — Buy ELD (Wisdomtree Tr Em LCL Debt Fd ETF) — Sold NARAX (Virtus Mult-sector Short term bond) — Int/Div — Buy NARAX (Virtus Mult-sector Short term bond) — Sold (part) NARAX (Virtus Mult-sector Short term bond) — Buy (add'l) NARAX (Virtus Mult-sector Short term bond) — Buy (add'l) NARAX (Virtus Mult-sector Short term bond) — Sold (part) JSOAX (JP Morg Stategic Inc Opportunities) — Int/Div — Buy JSOAX (JP Morg Stategic Inc Opportunities) — Sold (part) JSOAX (JP Morg Stategic Inc Opportunities) — Sold BIBHX (Artio Global High income fund Class A) — Int/Div — Buy BIBHX (Artio Global High income fund Class A) — Sold (part) BIBHX (Artio Global High income fund Class A) — Sold RSFLX (RS Floating Rate Fund Class A) — Int/Div — Buy RSFLX (RS Floating Rate Fund Class A) — Sold STXAX (Legg Mason Western Asset Municipal High Income Fund) — Int/Div — Buy STXAX (Legg Mason Western Asset Municipal High Income Fund) — Sold PDINX (Putmam Diversified Income Trust Class A) — Int/Div — Buy PDINX (Putmam Diversified Income Trust Class A) — Sold (part) PDINX (Putmam Diversified Income Trust Class A) — Buy (add'l) EVBLX (Eaton Vance Floating Rate Fund Class A) — Int/Div — Buy EVBLX (Eaton Vance Floating Rate Fund Class A) — Sold (part) EVBLX (Eaton Vance Floating Rate Fund Class A) — Buy (add'l) PUBAX (Pimco Unconstrained Bond Fund Class A) — Int/Div — Buy PUBAX (Pimco Unconstrained Bond Fund Class A) — Buy (add'l) PUBAX (Pimco Unconstrained Bond Fund Class A) — Sold (part) PTTAX (Pimco Total Return Fund Class A) — Int/Div — Buy PTTAX (Pimco Total Return Fund Class A) — Sold (part) HFLAX (Hartford Floating Rate Fund Class A) — Int/Div — Buy HFLAX (Hartford Floating Rate Fund Class A) — Buy (add'l) Rollover IRA SF (LBS-83) — Int/Div UBS Liquid Assets Fund GE Bond 2/1/13 CVS Corp Bond 9/15/14 Goldman Sachs Group Inc Bond 1/15/15 Anheuser Busch Co. Bond 2/1/15 Cisco Systems Inc Bond 2/22/16 Marathon Oil Corp Bond 10/1/17 — Sold Metlife Inc NTS 05.000% 061515 Drd062305 FC 121505 calla M/W TimeWarner Cable Inc 05 850% 050117 Ded040907 FCHINO107 call EMB (Ishares JP Morgan USD Emerging Mkts Bond Fund) — Sold BIBHX (Artio Global High Inc Fund) — Sold (part) BIBHX (Artio Global High Inc Fund) — Sold EVBLX (Eaton Vance Floating Rate Fund) — Sold (part) EVBLX (Eaton Vance Floating Rate Fund) — Buy (add'l) EVBLX (Eaton Vance Floating Rate Fund) — Buy (add'l) EVBLX (Eaton Vance Floating Rate Fund) — Buy (add'l) JSOAX (JP Morgan Income Opportunities Fund) — Sold (part) JSOAX (JP Morgan Income Opportunities Fund) — Sold PDINX (Putnam Diversified Income Trust) — Buy (add'l) PDINX (Putnam Diversified Income Trust) — Buy (add'l) PDINX (Putnam Diversified Income Trust) — Sold (part) TGINX (TCW Emerging Mkts Income Fund) — Sold (part) TGINX (TCW Emerging Mkts Income Fund) — Sold (part) TGINX (TCW Emerging Mkts Income Fund) — Sold TGINX (TCW Emerging Mkts Income Fund) — Buy NARAX (Virtus Multi-Sector Short Term Bond Fund) — Buy (add'l) NARAX (Virtus Multi-Sector Short Term Bond Fund) — Buy (add'l) NARAX (Virtus Multi-Sector Short Term Bond Fund) — Sold (part) NARAX (Virtus Multi-Sector Short Term Bond Fund) — Buy (add'l) NARAX (Virtus Multi-Sector Short Term Bond Fund) — Buy (add'l) NARAX (Virtus Multi-Sector Short Term Bond Fund) — Sold (part) ELD (Wisdomtree TR EM LCL) — Buy (add'l) ELD (Wisdomtree TR EM LCL) — Sold (part) PUBAX (Pimco Unconstrained Bond Fund Class A) — Buy PUBAX (Pimco Unconstrained Bond Fund Class A) — Buy (add'l) PUBAX (Pimco Unconstrained Bond Fund Class A) — Sold (part) HFLAX (Hartford Floating Rate Fund Class A) — Buy HFLAX (Hartford Floating Rate Fund Class A) — Buy (add'l) RSFLX (RS Floating Rate Fund Class A) — Buy RSFLX (RS Floating Rate Fund Class A) — Sold PTTAX (Pimco Total Return Fund Class A) — Buy PTTAX (Pimco Total Return Fund Class A) — Sold (part) Rollover IRA SF 2 (UBS-84) — Int/Div UBS Liquid Assets Fund XLP (Consumers Staples Sector SPDR Trust SHS) — Buy (add'l) XLP (Consumers Staples Sector SPDR Trust SHS) — Sold XLE (Energy Sector SPDR Trust) — Sold XLF (Financial Sector SPDR Trust ETF) — Buy (add'l) XLF (Financial Sector SPDR Trust ETF) — Sold EWA (Ishares Inc MSCI Australia Index Fd) — Buy (add'l) EWA (Ishares Inc MSCI Australia Index Fd) — Sold (part) EWC (Ishares Inc MSCI Canada Index Fd) — Buy (add'l) EWC (Ishares Inc MSCI Canada Index Fd) — Sold (part) EWU (Ishares Inc MSC1 Untd Kingdom Index Fd) — Buy (add'l) EWU (Ishares Inc MSC1 Untd Kingdom Index Fd) — Sold IWM (Ishares Trust Russell 2000 Index Fd) — Buy (add'l) IWM (Ishares Trust Russell 2000 Index Fd) — Buy (add'l) IWD (Ishares Trust Russell 1000 Value Index Fd) — Sold IWD (Ishares Trust Russell 1000 Value Index Fd) — Buy IWF (Ishares Trust Russell 1000 Growth Index Fd) — Sold IWF (Ishares Trust Russell 1000 Growth Index Fd) — Buy IWR {Ishares Trust Russell Midcap Index Fd) — Sold IWR {Ishares Trust Russell Midcap Index Fd) — Buy BKF (Ishares MSC BRIC) — Buy (add'l) BKF (Ishares MSC BRIC) — Sold (part) XLB (Sector SPDR Trust SHS Ben Int- Materials) — Buy (add'l) XLB (Sector SPDR Trust SHS Ben Int- Materials) — Sold (part) XLL (Utihties Sector SPDR Trust) — Sold VGT (Vanguard Sector Index Fd Information Tech ETF) — Buy (add'l) VGT (Vanguard Sector Index Fd Information Tech ETF) — Sold VGK (Vanguard Intl Equity Index Vanguard Euro ETF) — Buy (add'l) VGK (Vanguard Intl Equity Index Vanguard Euro ETF) — Sold VWO (Vanguard Intl Equity Index Fd Emerging Markets ETF) — Buy (add'l) VWO (Vanguard Intl Equity Index Fd Emerging Markets ETF) — Sold VWO (Vanguard Intl Equity Index Fd Emerging Markets ETF) — Buy VEU (Vanguard Intl Equity Index Fd Inc FSTE All-World EX-US — Buy (add'l) VEU (Vanguard Intl Equity Index Fd Inc FSTE All-World EX-US — Buy (add'l) VEU (Vanguard Intl Equity Index Fd Inc FSTE All-World EX-US — Buy (add'l) MDLOX (Blackrock Global Allocation Fund Inc A) — Sold WASAX (Ivy Asset Strategy Fund Class A) — Sold PGMAX (Pimco All Assets All Auth-A) — Buy (add'l) PAUAX (Pimco Global Multi-Asset Fd Class A) PAUAX (Pimco Global Multi-Asset Fd Class A) — Sold XLY (Consumer Sector SPDR) XLI {Industrial Sector SPDR) — Buy (add'l) XLI {Industrial Sector SPDR) — Sold EWG (Ishares Inc MISC] Germany Index Fund) — Buy (add'l) EWG (Ishares Inc MISC] Germany Index Fund) — Sold (part) XLV (Health Care Select Sector SPDR Fund) — Buy (add'l) XLV (Health Care Select Sector SPDR Fund) — Sold DEM (Wisdomtree Emerging Mkts Equity Income) — Sold EWJ (Ishares Inc MSC Japan Index Fd) — Buy EWJ (Ishares Inc MSC Japan Index Fd) — Buy (add'l) HDSAX (JPM Highbridge Dynamic Commad Strategy FBOID) — Buy HDSAX (JPM Highbridge Dynamic Commad Strategy FBOID) — Buy (add'l) VSS (Vanguard FTSE All WO X-US SC) — Buy VSS (Vanguard FTSE All WO X-US SC) — Sold EAGMX (Eaton Vance Global Macro Absolute Return FBOID) — Sold IRA Rollover Acct KS (Fidelity) — Int/Div U.S. Treas Nts TIPS 4/15/2014 BEARX (Fed. Prudent Bear Fund Class A) CUT (Claymore Exch Traded Fd Tr Global Bimber) DBC (Powershares DB Commod. Index Tracking FD Unit Ben Int) DBV (Powershares DB G10 Currency Harvest Com Ut Ben Int) — Sold (part) MEDAX (MFS Emerging Mkts Debt C1 A) OPGSX (Oppenheimer Gold & Spec Minerals Cl A) PRPFX (Permanent Portfolio) TIP (Ishares Barclays TIP Secs Fd) TPINX (Templeton Global Bond Class A) WASAX (Ivy Asset Strategy Cl A) Roth IRA KS (Fidelity) — Int/Div FDRXX (Fidelity Cash Reserves) SPHIX (Fidelity High Income) SPHIX (Fidelity High Income) — Buy Roth IRA SF (Fidelity) — Int/Div FDRXX (Fidelity Cash Reserves) SPHIX (Fidelity High Income) POT (Potash Corp) — Buy POT (Potash Corp) — Buy RothIRASF2(UBS-10) — Int/Div UBS Bank USA Deposit Acct PCEXX (UBS Pace Money Mkt Investment Fd) — Sold (part) EVBLX (Eaton Vance Floating Rate Fund Class A) EAGMX (Eaton Vance Global Macro Absolute Return Fund A) PTTAX (Pimco Total Return Fund Class A) PUBAX (Pimco Unconstrained Bond Fund Class A) PAUAX (PIMCO All Assets) MDLOX (Blackrock Global Allocation Fund) WASAX (IVY Asset Strategy Fund) PGMAX (PIMCO Global Multi- Asset Fund) Roth Conv KS (Fid - 50) POT (Potash Corp) — Buy Health Savings Account IRA — Int/Div VEU (Vanguard FTSE AllWorld Ex US FTF) VFINX (Vanguard 500 Index Fund Investor Shares) Federated Prime Cash Trust Minois Bright Start 529 for JS (Index Age Based 18 vrs) — Int/Div Utah 529 Plan for JS (Option 2) — Int/Div Minois Bright Start 529 for DS (Index Age Based 15-17 vrs) — Int/Div Utah 529 Plan for DS (Option 9) — Int/Div IMimois Bright Start 529 for MS (Index Age Based 12-14 Yrs) — Int/Div Minois Bright Start 529 for MS (Index Equity) — Int/Div Utah 529 Plan MS (Option 9) — Int/Div Fidelity 529 Plan MS (MA Portfolio 2015) — Ine inois College bonds — Interest Brokerage Acct JS FTEXX (Fidelity Municipal Money Market) — Interest V 11 (Vanguard Index Fds Vanguard Total Stk Mkt ETF) — Int/Div SPY (SPDR S&PSOO ETF) — Buy Brokerage Acct DS FTEXX (Fidelity Municipal Money Market) — Interest VTI {Vanguard Index Fds Vanguard Total Stk Mkt ETF) — Int/Div FTEXX (Fidelity Municipal Money Market) — Interest VTI (Vanguard Index Fds Vanguard Total Stk Mkt ETF) — Int/Div Roth IRA JS (Custodian Acct) — Int/Div VEU (Vanguard Intl Eqty Index FTSE All World Ex US ETF) — Buy VT {Vanguard Total Stock Mkt) — Buy Charles Schwab Bank Roth IRA DS (Custodian Acct) — Int/Div Charles Schwab Bank Everbank checkmg - JS — Interest Chase Bank checking - DS — Interest Chase Bank saving - MS — Interest Adpmunct Professor, Northwestern University Law School Income — 2011 — Northwestern University Law School — S2.000.00 --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/14566. Public record. Not legal advice.