# Judith G. Dein > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/14470 ## Record - **Judge:** Judith G. Dein - **Year:** 2017 - **Report type:** Annual - **Pages:** 14 ## Text Agilent Technologies Inc. stock — None SBC Communications Inc — None Bank of America account — Interest Bank of America account — Interest Vodafone Airtouch PLC — Int/Div Baron Growth Fund — None — Closed — note TRowe Mid Cap Fund — None — Closed — note Vanguard 500 Index Fund — None — Closed — note Israel Bonds — Int/Div AT&T stock — Int/Div Mass. STCONS LN — Interest Needham Bank Acct — Interest FIA Card Services NA RASP — note 2 Phoenix Concierge Acct — Interest First Eagle Global Fund Class A M/F — Int/Div IVA Worldwide Fund Class C M/F — Int/Div Nuveen Limited Term Mun Bond Fund Class C M/F — Interest Thomburg Ltd Term Mun. Fund Class C M/ F — Interest Western Asset Managed Municipals Fund Class 1 — Int/Div — Buy (add'l) Western Asset Managed Municipals Fund Class 1 — Buy (add'l) Clearbridge Dividend Strategy Fund Class C — Interest Thomburg Investment Income Builder Fund Class C M/F — Interest Thomburg Limited Term Municipal Fund Class A — Interest UBS Bank USA Dep. Acct (various) — Interest First Eagle Growth & Income Fund Class M/F (now Carillon Eagle . . ) — Int/Div Mainstay Unconstrained Bond Fund Class 1 — Int/Div — Sold — comment 3 Mainstay Unconstrained Bond Fund Class — Int/Div — Sold Pioneer Fundamental Growth Class Y — Int/Div — Sold (part) Pioneer Fundamental Growth Class Y — Int/Div — Sold (part) Vanguard Total Intl BD Index Fund ETF — Int/Div — Sold (part) Loomis Sayles Strategic Income Fund Class AY — Int/Div — Sold (part) Loomis Sayles Strategic Income Fund Class VV — Int/Div — Sold (part) Wisdomtree Trust SmallCap Dividend Fund — Int/Div — Sold (part) Natixis Oakmark Intl Fund Class Y {exchanged from Cliss A) — Int/Div — Buy (add'l) Natixis Oakmark Intl Fund Class Y (exch from Class A) — Int/Div — Buy (add'l) Principal FDS Inc Global Diversified (Classes 1 & PM) — Int/Div — Sold 1919 Socially Responsive Balanced Fund Class FBOID — None — Sold UBS ltl Sustainable Fund — Int/Div — Sold Domini Impact Bond Fund Class Investor — Int/Div — Sold (part) Domini Impact Bond Fund Class Investor — Sold (part) Columbia Dividend Income Fund Z FBOID (now Class Institutional) — Int/Div — Sold (part) Fidelity Advisor Total Bond Fund Class FBOID — Int/Div — Sold Columbia Dividend Income Fund Z FBOID (now Class Institutional) — Int/Div — Sold (part) Fidelity Advisor Total Bond Fund Class FBOID — Int/Div — Sold Alpine Income Tr Ult Muni Inst — Int/Div — Sold (part) Alpine Income Tr Ult Muni Inst — Sold Mamnstay High Yield Muni Bond Fund Class 1 — Int/Div — Sold (part) Mamnstay High Yield Muni Bond Fund Class 1 — Sold Mainstay Tax Free Bond CL J — Int/Div — Buy (add'l) S10. — Sold Hartford Municipal Opportunities Fund Class — Int/Div — Sold (part) Hartford Municipal Opportunities Fund Class — Sold Alpine High Yield Managed DUR Muni Fund — Int/Div — Buy (add'l) Alpine High Yield Managed DUR Muni Fund — Sold Wisdomtree Small Cap Divid ETF — Int/Div — Sold (part) Hartford Intl Growth Fund — Int/Div — Sold Vanguard Total Bond Market ETF — Int/Div — Buy (add'l) Principal Global Multi Strategy Fund (Class INSTL) — Int/Div — Sold (part) Principal FDS Inc Global Diversified Income Fund CI P — Int/Div — Sold (part) Hartford Int! Growth Fund Class — Int/Div — Sold Vanguard Total Bond Market ETF — Int/Div — Buy (add'l) Principal Global Multi Strategy Fund (Class INSTL) — Int/Div — Sold (part) Principal Global Multi Strategy Fund (Class INSTL) — Sold (part) Build NYC Resource Corp Assur RV CR § — Int/Div Commerce BancShares Dep Ser B Preferred — Int/Div — Sold Dunkirk NYC Sch Assur 2011 BE/R/4 — Int/Div Goldman Sachs Group Inc 05.500% — Int/Div Kinder Morgan Inc — Int/Div — Sold Mmisink VY Cent Assur Pref BE/R/4.25 — Int/Div — Matured Morgan Stanley B/E 03.875% — Int/Div Nassau Cnty NY Swr & St Ser A — Int/Div NYC Trans FINA BE/R/SS (X) — Int/Div NYC Transition SR E BE/R/4 — Int/Div NY NY For Previou A-1 BE/R/4.25 — Int/Div — Matured NYS HSG Fin Agey Pers] Rev BE/R/4 — Int/Div — Matured Port Authority NY & NJ Rev BE/R/A4 — Int/Div — Matured Rome NY Assur BE/R/A4 (X) — Int/Div — Matured Triborough Brdg & Tunl NY SR D (now Triborough Brdg & Tunnel RV PERF) — Int/Div UBS Cash Accout (X) — Interest Vanguard 500 Index Fund Admiral — comment 2 Vanguard FTSE All World Ex-US ETF Vanguard S&P 500 Growth ETF Vanguard S&P 500 Value ETF Vanguard S&) Mid-Cap 400 Columbia Dividend Income Fund Z Mainstay Cushing Renaissance Advantage Fund Class 1 Natixis Oakmark Intl Fund Class A Pioneer Fundamental Growth Fund Class Y Vanguard Total Intl Bond ETF — Int/Div — Buy (add'l) Vanguard Total Bond Mkt ETF Western Asset Core Plus Bond Fund Class Gateway Fund Class Y Oppenheimer Fundamental Alternatives Fund Class Y Principal GBL MIti-Strtg Principal FDS Inc Global Diversified Income Fund C1 P Dodge & Cox Stock Fund — Int/Div — Open — note Vanguard Institutional Index Fund — Int/Div — Open — note Loomis Sayles Core Plus Bond Y — Int/Div — Open — note NY Life Ins Co Anchor Acct IV — Int/Div — Open — note Hartford Schroders Tax-Aware Bond Fund Class — Int/Div — Buy Invesco Municipal Income Fund Class Y — Int/Div — Buy Natixis Mcdonnell Intermediate Municipal Bond Fund Class Y — Int/Div — Buy Vanguard Shorti-term Tax-exempt Fund Admiral — Int/Div — Buy Vanguard FTSE All World Ex-US ETF — Int/Div — Buy Vanguard S&P 500 Growth ETF — Int/Div — Buy Vanguard S&P 500 Value ETF — Int/Div — Buy Oppenheimer Steelpath MLP Select 40 Fund Y — Int/Div — Buy Dreyfus/Standish Global Fixed Income Fund Class — Int/Div — Buy Goldman Sachs Global Income Fund Institutional SH — Int/Div — Buy SEI Int] Fixed Income Fund Class Y (SIT) — None — Buy Western Asset Core Plus Bond Fund Class — Int/Div — Buy Gateway Fund Class Y — Int/Div — Buy Oppenheimer Fundamental Alternatives Fund Class Y — Int/Div — Buy Vanguard FTSE All World Ex-US ETF — Int/Div — Buy Vanguard S&P 500 Growth ETF — Int/Div — Buy Vanguard S&P 500 Value ETF — Int/Div — Buy Oppenheimer Steelpath MLP Select 40 Fund , 8 — Int/Div — Buy Dreyfus/Standish Global Fixed Income Fund Class — Int/Div — Buy Goldman Sachs Global Income Fund Inst SH — Int/Div — Buy SEI Intl Fixed Income Fund Class Y (SIT) — None — Buy Western Asset Core Plus Bond Fund Class — Int/Div — Buy Gateway Fund Class Y — Int/Div — Buy Oppenheimer Fundamental Alternatives Fund Class Y — Int/Div — Buy Shares MSC KLD 400 Social ETF — Int/Div — Buy Powershares Global Clean Energy Portfolio ETF — Int/Div — Buy Powershares Global Water Portfolio ETF — Int/Div — Buy PAX Ellevate Global Women's Index Fund Class Institutional — Int/Div — Buy PAX Global Environmental Markets Fund Class Inst] — Int/Div — Buy Calvert Bond Fund Class — Int/Div — Buy Hartford Schroeders Tax Aware Bond Fund Class — Int/Div — Buy Hartford Schroeders Tax Aware Bond Fund Class — Buy (add'l) Invesco Municipal Income Fund Class Y — Int/Div — Buy Invesco Municipal Income Fund Class Y — Buy (add'l) Natixis McDonnell Intermediate Mun Bond Fund Class Y — Int/Div — Buy Natixis McDonnell Intermediate Mun Bond Fund Class Y — Buy (add'l) Vanguard Shortie-Term Tax Exempt Admiral — Int/Div — Buy Vanguard Shortie-Term Tax Exempt Admiral — Buy (add'l) Western Asset Managed Municipals Fund Class — Int/Div — Buy Western Asset Managed Municipals Fund Class — Buy (add'l) Western Asset Managed Municipals Fund Class — Buy (add'l) Alpine High Yield Managed DUR Mun Fund C11 — Int/Div — Buy Alpine High Yield Managed DUR Mun Fund C11 — Sold Alpine Income TR ULT Muni Institutional Class NL — Int/Div — Buy Alpine Income TR ULT Muni Institutional Class NL — Sold Mainstay High Yield Muni Bond Fund Class 1 — Int/Div — Buy Mainstay High Yield Muni Bond Fund Class 1 — Sold Mainstay Tax Free Bond Class — Int/Div — Buy Mainstay Tax Free Bond Class — Sold Hartford Municipal Opportunities Fund Class — Int/Div — Buy Hartford Municipal Opportunities Fund Class — Sold Fellow, Massachusetts Bar Foundation Trustee, Umon College, Schenectady, NY Fellow, American Bar Association Spouse's income — 2017 — Goulston & Storrs « lawver 1. Inadvertently reported incorrect funds in 401K as of 12/31/16. These funds had been transferred into accounts listed on lines 96-99. 2, The assets in lines 13, 80-88 and 90-95 are no longer reportable since child is no longer dependent. 3. If the same asset is listed multiple times, it is because it is held in several accounts (e.g. lines 26 and 27). --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/14470. Public record. Not legal advice.