# Alan Cooke Kay

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/14322

## Record

- **Judge:** Alan Cooke Kay
- **Year:** 2012
- **Report type:** Annual
- **Pages:** 8

## Text

Bank of America — Interest
Wells Fargo Bank — Interest
DOJFCU (CD) — Interest
Pacific Life Ins. Select Exec NI — Int/Div
Pacific Life Var Iniv. Life Ins. — Int/Div
Janney Advantg. Ins Sweep(Money Mkt) — Interest — Closed — out see Part vii
RBC Bank Deposit Program (Money Mkt) — Int/Div — Open — in see Part vil
EQITIES
American Tower Corp. Cl. A com — None — Sold
American Water Wks Co. Inc. New — None — Sold
Amnaly Cap. Management Inc. Pref Rate App. Trans, — None — Sold
Artesian Res. Corp. C1. A — Int/Div
Chesapeake Energy Corp — None — Sold
Cisco Systems Inc — Int/Div
Conoco Phillips com — Int/Div
Exelon Corp — Int/Div
Exxon Mobile Corp. — Int/Div
General Electric Co. com — Distribution
Gladstone Capital Corp. Ser A Noncum Var — None — Sold
JP Morgan Chase — Int/Div
Morgan Stanley Dep Shs Rep. 1/1000 Prfd Ser A Non Cum Var — Int/Div
Microsoft Corp. — Int/Div
Phizer Inc — Int/Div
State Street Comp — None — Sold
MUTUAL FUNDS
Blackstone GSO Strategic CR Fnd SBI — Int/Div — Buy
Eaton Vance World Gwth Hith Sci Fad C11 — None — Sold
Ivey Funds Inc. Asset Stregy Fond C1. — Int/Div
Nuveen Equity Prem Adv. Fd — None — Sold
Oppenheimer Deviop, Mkts Fad Cl. A — Int/Div
Pimco Dynamic Income Fnd — Int/Div — Buy
Pimco Fads Pac Inv Mgmt Ser All Asset Fd CL A — Int/Div
Prudential Income Strategy Fud — Int/Div — Buy
Prudential Inv. Port Inc 10 Jenison Equity Inc. Fed CL A — Int/Div
Prudential Sector Fnd Ins. Hlth Sci Fad CLI — None — Buy
Prudential Total Return Bond Fd Inc. CLA — Int/Div — Buy
Small Cap World Fnd Inc. C11 — None — Sold
Exec.Commuttee, Lawyers Club
Director, Inwood House
See Part VII lines 6-7 Change of brokerage company from Janney Montgomery Scott to RBC Wealth Management resulting in a change

of the money market accounts

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/14322. Public record. Not legal advice.
