# Claria Horn Boom

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/14270

## Record

- **Judge:** Claria Horn Boom
- **Year:** 2018
- **Report type:** Annual
- **Pages:** 44

## Text

BlackRock — Int/Div
Charles Schwab Bank Deposit — Int/Div
Schwab Gov't Money Fund — Int/Div
Vanguard Int. Term Tax Exempt Fund — Int/Div — Buy
Ishare Core US Bond Mkt — Int/Div
Bowling Green, KY, Indpt School Bond — Int/Div — Buy
CA St Dept. Wir Res. Ser AE Rey — Int/Div
CA St. Educational Facs. Auth. Rev — Int/Div — Sold
CA St. ublic Wks Brd Lease Rey — Int/Div
CA St. Stwd Cnty Dev. Auth — Int/Div
CA StL Univ. Ser A Rev — Int/Div
CA State Public Works Rev — Int
Cal St. GO 5% — Int/Div
Campbell & Kenton Cnty KY Rey — Int/Div — Buy
Casitas Municipal Water Distr — Int./y
Charter Oak Ca Lm Sch. Dist — Ine
El Centro CA Fing. Auth Wir — Int/Div
Fayette Cnty KY Scho Dist. Fin — Int/Div
Garden Groove CA Public Auth — Int/Div
Greenville KY GO — Int/Div
Hacienda LA Puente CA Facs — Int/Div
Hanford CA Elem Sch Dist GO — Int/Div
Hardin Cnty KY Wir Dist 2002 — None — Buy
Hermosa Beach CA Sch Dist — Int/Div
Houston TX Coty College Dist — Int/Div
Imperial Cnty CA Local Trans — Int/Div — Sold
Jefferson Cnty KY Sch Dist Ser — Int/Div — Buy
KY Infrastructure Auth R — Int/Div — Buy
KY St. Turmpike Auth Dev Road — Int/Div — Buy
LexingtonFayette Urban Cnty — Int/Div — Buy
Lincoln CA Uni Sch Dist San — Int/Div
Los Angeles CA Cnty Clg Dist — Int/Div — Buy
Los Angeles CA Uni Sch Dist — Int — Buy
Louisville & Jefferson Canty KY Met Swr Dist Rev — Int/Div — Buy
Lowsville & Jefferson Cuty KY Rey — Int/Div — Buy
Louisville & Jefferson Canty KY Swr & Drain Rev — None — Buy
Lowmsville & Jefferson Caty GO — Int/Div — Buy
Marshall Caty KY Sch Dist Fin — None — Buy
Morehead St. Univ KY Gen Repts — Int/Div — Buy
Moreland CA Sch Distr Ref GO — Int/Div
Murray KY St. Univ Gen Recpts — hy — Buy
Northern KY Univ. Revs — Int/Div — Buy
Oxnard CA Union High Sch Dist — Int — Sold
Paducah KY GO — None — Buy
Russell Cnty Public Library Dist — Int/Div — Buy
San Diego CA Uni Sch Dist — Int/Div
San Francisco CA Cry & Cnty — Int/Div
Santa Clarita CA Crnnty Clg GO — Int/Div
Santa Cruz City CA High Sch — Int/Div
Scott Caty KY Sch Dist Fin Corp — Int/Div — Buy
Southwestern CA Cnty Clg — Int./hv
Stockton CA Unif Sch Dist GO — Int/Div — Sold
Sunnyvale CA Wst Wir Rey — Int/Div
Taft CA City Sch Dist Go — Int/Div
Univ of KY Gen Recpts Rev — None — Buy
Victor Valley Ca Cnty College — Int/Div — Sold
W Contra Cost CA Sch Dist GO — Int/Div
Warren Cnty KY GO — hy — Buy
Wayne Cnty KY Sch Dist Fin Cor — None — Buy
Winchester KY Util Sys Rev — Int/Div — Buy
AT&T — Int — Buy
AT&T — None — Buy
AT&T — None — Buy
AT&T — None — Buy
AT&T — None — Buy
AT&T — None — Buy
AT&T — None — Buy
AT&T — None — Buy
AbbVie Inc — Int/Div — Buy
AbbVie Inc — None — Buy
AbbVie Inc — None — Buy
Aema — Int/Div — Sold
Agrium — Int/Div
Allstate — Int/Div — Sold
AmensourceBergen — Int/Div — Sold
Amgen — Int/Div — Sold
Analog Devices — Int/Div — Sold
Apple — Int/Div — Sold
BB&T — Int/Div
Bank of New York — Int/Div — Sold
Bank of New York — None — Sold
Becton Dickinson & Co — Int/Div — Sold
Becton Dickinson & Co — None — Sold
Adobe Systems — None — Sold
Adobe Systems — None — Sold
Ameren — None — Sold
Alphabet Inc Class C — None
Altria Group — Int/Div
Amazon.com — None — Buy
Amazon.com — Int/Div — Buy
Amazon.com — None — Buy
Ameriprise Financial — Int/Div
Avery Denmson Corp — Int/Div
BAE Systems PLC — Int/Div — Sold
Bank of Nova Scotia — Int/Div — Sold (part)
Bank of Nova Scotia — Int/Div — Sold
Berkshire Hathaway CL B — None
BHP Billiton Ltd — Int/Div
Biogen Idec — None — Buy
Biogen Idec — None — Sold
Biogen Idec — None — Sold
Biogen Idec — None — Sold
Biogen Idec — None — Sold
Biogen Idec — None — Sold
Boeing — Int/Div — Buy
Boeing — Int/Div
Boeing — Int/Div
BP PLC — Distribution — Buy
Brighhous Financial — None
Bristol-Myers Squibb — Int/Div
British American Tobacco — Int/Div — Buy
British American Tobacco — None — Sold
CACI International — None — Buy
CACI International — Int/Div
Cadence Design Systems — None — Sold
Cardinal Health — Int/Div
CBS Corporation — None — Buy
CBS Corporation — Int/Div — Buy
CBS Corporation — None — Buy
CBS Corporation — None — Buy
CBS Corporation — None — Buy (add'l)
Centennial Resource Development Inc — None — Buy
Centennial Resource Development Inc — None — Sold
Centennial Resource Development Inc — None — Sold
Centennial Resource Development Inc — None — Sold
Centennial Resource Development Inc — None — Sold
Centennial Resource Development Inc — None — Sold
Centennial Resource Development Inc — None — Sold
Centennial Resource Development Inc — None — Sold
Centennial Resource Development Inc — None — Sold
Centenmial Resource Development Inc — None — Sold
Centerpoint Energy — Int/Div — Sold
Centerpoint Energy — None — Sold
Centerpoint Energy — None — Sold
Central Valley Community Banco — None
Charles Schwab Bank Deposit Ac — Int/Div
Charles Schwab Bank Deposit Account — Int/Div
Charles Schwab Bank Deposit Account — Int/Div
Charles Schwab Bank Deposit Account — Int/Div
Charles Schwab Bank Deposit Account — Int/Div
Checkpoint Software — None
Chevron Corp — Int/Div — Sold
Chevron Corp — Int/Div — Buy
Chevron Corp — Int/Div
Chevron Corp — Int/Div
Chubb Corp — Int/Div
Cisco Systems — Int/Div — Buy
Cisco Systems — Int/Div — Buy (add'l)
Cisco Systems — None — Buy (add'l)
Cisco Systems — None — Buy (add'l)
Clsco Systems — Int/Div
Cisco Systems — Int/Div
Citigroup — Int/Div — Buy
Citigroup — Int/Div — Buy
Citigroup — Int/Div
CMS Energy — Int/Div
Columbia Banking — Int/Div
Comcast CL A — Int/Div — Sold (part)
Comcast CL A — None — Sold (part)
Comcast Cl A — None — Sold (part)
Consumer Discretional Selt — None — Buy
Consumer Discretional Selt — None — Sold
Consumer Staples SPDR — Int/Div — Buy
Consumer Staples SPDR — Int/Div — Buy
CVS Health — Int/Div — Buy
CVS Health — None — Sold
Danone ADR — None — Buy
Danske Bank A/S ADR — Int/Div — Sold
Devon Energy — Int/Div — Sold
Devon Energy — istrnibution — Sold
Diageo — Int/Div
Discover Financial Services — Int/Div — Sold
Discover Financial Services — None — Sold
Discover Financial Services — Int/Div — Sold
Discover Financial Services — None — Sold
DowDuPont Inc — Int/Div
East West Bancorp Inc — Int/Div — Buy
East West Bancorp Inc — None — Sold
East West Bancorp — Int/Div — Sold
East West Bancorp Inc — None — Sold
East West Bancorp Inc — None — Sold
East West Bancorp — None — Sold
Eaton Corp PLC — Int/Div
Edison Intemational — Int/Div — Buy
Edison International — None — Buy (add'l)
Edison International — None — Buy (add'l)
Edison International — None — Sold (part)
Edison International — None — Sold (part)
Edison Intemational — None — Sold (part)
Edison Intemational — None — Sold (part)
Edison International — None — Sold (part)
Electronic Arts — None — Buy
Electrone Arts — Int/Div — Buy (add'l)
Electronic Arts — None — Buy (add'l)
Eh Lilly — Int/Div — Buy (add'l)
Eli Lilly — None — Buy (add'l)
Eli Lilly — None — Buy (add'l)
Eh Lilly — None — Buy (add'l)
El Lilly — None — Buy (add'l)
Eh Lilly — None — Sold (part)
Eh Lilly — None — Sold (part)
Emerson Electric — Int/Div — Buy
Emerson Electric — Int/Div — Buy
Emerson Electric — None — Buy (add'l)
Emerson Electric — None — Buy (add'l)
Energy Select Sector SPDR — None — Sold
Entergy — Int/Div — Buy
Entergy — Int/Div — Buy
Entergy — Int/Div
Entergy — Int/Div
Exelon Corp — None — Buy
Exelon Corp — Int/Div — Buy
Exelon Corp — None — Buy
Exelon Corp — None — Buy
Extra Space Storage — Int/Div — Buy
Extra Space Storage — None — Sold
Facebook — Int/Div — Buy (add'l)
Facebook — None — Sold (part)
Facebook — None — prt)
FedEx Corp — Int/Div
Fifth Third Bancorp — Int/Div
Fortis Inc — None — Buy
Fresenius Medical ADR — Int/Div — Sold
Gaming & Leisure Pptys — Int/Div — Buy
Gaming & Leasure Pptys — Int/Div — Buy
Garrett Motion Inc — None — Sold
Garrett Motion Inc — None — Sold
Garrett Motion Inc — None — Sold
Garrett Motion Inc — None — Sold
Garrett Motion Inc — None — Sold
Garrett Motion — None — Sold
Garrett Motion Inc — None — Sold
General Dynamics — Int/Div — Buy
General Dynamics — Int/Div
General Dynamics — Int/Div
Gilead Sciences — Int/Div — Buy
Gilead Sciences — None — Buy (add'l)
Gilead Sciences — None — Buy (add'l)
Gilead Sciences — None — Buy (add'l)
Gilead Sciences — None — Buy (add'l)
Gilead Sciences — Int/Div — Buy (add'l)
Gilead Sciences — None — Sold (part)
Gilead Sciences — None — Sold (part)
GlaxoSmithKline ple ADR — None — Buy
GlaxoSmithKline plc ADR — None
Goldman Sachs Group — Int/Div — Buy
Goldman Sachs Group — Int/Div — Buy
Goldman Sachs Group — None — Sold
Goldman Sachs Group — None — Sold
Goldman Sachs Group — None — Sold
Goldman Sachs Group — None — Sold
Goldman Sachs Group — None — Sold
Halliburton Company — Int/Div — Buy
Halliburton Company — Int/Div — Buy
Halliburton Company — Int/Div — Buy
Halliburton Company — None — Sold
Halliburton Company — None — Buy
Halliburton Company — None — Sold
Halliburton Company — None — Sold
Halliburton Company — None — Sold
Harding Loevner Emerging Markets Advisor — Int/Div — Buy
Harding Loevner Emerging Markets Advisor — Int/Div — Buy
Harding Loevner Emerging Markets Advisor — Int/Div — Buy
Harding Loevner Emerging Markets Advisor — Int/Div — Buy
Harding Loevner Inst Emerging — None
Harding Loevner Inst Emerging — Int/Div — Buy
Harding Loevner Inst Emerging — Int/Div — Buy (add'l)
Harding Loevner Inst Emerging — Int/Div
Hasbro — None — Sold
Hasbro — None — Sold
Home Depot — Int/Div — Buy
Home Depot — Int/Div — Buy
Home Depot — Int/Div — Buy
Home Depot — Int/Div
Honeywell Intemational Inc — Int/Div — Buy
Honeywell Intemational Inc — Int/Div — Buy
Honeywell International Inc — Int/Div
Honeywell International Inc — Int/Div
Hoya Corp SA — None — Buy
HSBC Holdings PLC ADR — None — Buy
HSBC Holdings PLC ADR — Int/Div — Sold
HSBC Holdings PLC ADR — None — Sold
Humana — Int/Div
Huntington Bancshares — Int/Div
Nimois Tool Works — Int/Div — Buy
Nimois Tool Works — None — Buy (add'l)
Ninos Tool Works — Int/Div — Buy
Ingersoll Rand — Int/Div — Sold
Ingersoll Rand — None — Sold
Ingersoll Rand — None — Sold
Intel — Int/Div — Sold
Intel — None — Sold
Internationa Business Machine — None
iShares Core Total U.S. Bond Mkt ETF — Int/Div — Buy
iShares Core Total U.S. Bond Mkt ETF — None — Buy (add'l)
iShares MSC Canada ETF — None — Sold
iShares MSCI EAFE Small Cap Index ETF — Int/Div — Buy
iShares MSCI EAFE Small Cap Index ETF — None — Buy (add'l)
iShares MSC1 EAFE Small Cap Index ETF — None — Sold (part)
iShares MSC EMU ETF — Int/Div
iShares MSC Japan ETR — Int/Div — Buy
iShares MSC Pacific ex Japan — Int/Div
iShares MSC United Kingdon Index — Int/Div
iShares Nasdaq Biotech Index — None — Buy
iShares Nasdaq Biotech Index — None — Buy
iShares US Consumer Services — None
iShares US Consumer Services — None — Buy
Iwu Unibanco Holding SA — Int/Div — Sold
Johnson & Johnson — None — Sold
Johnson & Johnson — None — Sold
Johnson & Johnson — Int/Div — Buy
Johnson & Johnson — None — Buy (add'l)
Johnson & Johnson — None — Buy (add'l)
Johnson & Johnson — Int/Div — Buy
JPMorgan Chase & Company — Int/Div — Buy (add'l)
JPMorgan Chase & Company — None — Buy (add'l)
JPMorgan Chase & Company — Int/Div — Buy
JPMorgan Chase & Company — None — Buy (add'l)
JPMorgan Chase & Company — None — Buy (add'l)
JPMorgan Chase & Company — Int/Div
JPMorgan Chase & Company — Int/Div
JPMorgan US Small Company Fund Inst — Int/Div — Sold (part)
JPMorgan US Small Company Fund Inst — None — Sold (part)
JPMorgan US Small Company Fund Inst — Int/Div — Sold (part)
JPMorgan US Small Company Fund Inst — Int/Div — Buy (add'l)
JPMorgan US Small Company Fund Inst — Int/Div — Buy (add'l)
JPMorgan US Small Company Fund Inst — None — Buy (add'l)
JPMorgan US Small Company Fund Inst — Int/Div — Sold (part)
JPMorgan US Small Company Fund Inst — None — Sold (part)
JPMorgan US Small Company Fund Inst — None — Buy (add'l)
JPMorgan US Small Company Fund Inst — None — Buy
Kevcorp — Int/Div — Buy
Kevcorp — Int/Div — Buy
Keveorp — None — Buy (add'l)
Keycorp — None — Buy (add'l)
Kimberly Clark — Int/Div
KT Corp SP ADR — Int/Div — Sold
KT Corp SP ADR — None — Sold
Las Vegas Sands — Int/Div — Buy
Las Vegas Sands — Int/Div — Buy
Las Vegas Sands — None — Sold
Las Vegas Sands — None — Sold
LvondellBasell Industries NV — Int/Div — Buy
LvondellBasell Industries NV — Int/Div
LvondellBasell Industries NV — Int/Div
Marathon petroleum — Int/Div
Mamott International CL A — Int/Div — Buy
Mamott Intemational CL A — Int/Div — Buy (add'l)
Marmot International CL A — Int/Div — Buy
Marmot International CL A — None — Buy (add'l)
Marmot International CL A — None — Buy
Mamott International CL A — None — Sold
Marmot International CL A — None — Sold
Marmot Intemational CL A — None — Buy
MASCO — Int/Div — Buy
MASCO — None — Sold
MASCO — Int/Div — Sold
Mastercard C1 A — Int/Div
Matthews Pacific Tiger Fudn Inst Class — Int/Div — Buy
Matthews Pacific Tiger Fudn Inst Class — Int/Div — Buy
Matthews Pacific Tiger Fudn Inst Class — Int/Div — Buy
Matthews Pacific Tiger Fudn Inst Class — None — Buy (add'l)
Matthews Pacific Tiger Fudn Inst Class — Int/Div — Buy (add'l)
Matthews Pacific Tiger Fudn Inst Class — Int/Div — Buy
Matthews Pacific Tiger Fudn Inst Class — Int/Div — Buy
Matthews Pacific Tiger Fudn Inst Class — Int/Div — Buy
Maxim Integrated Products — Int/Div — Sold
McCormick & Co — None — Buy
McDonalds — Int/Div
Merck — Int/Div — Sold (part)
Merck — None — Sold
Merck — Int/Div — Buy
Merck — Int/Div
MetLife — Int/Div
Metlife — Int/Div
Microsoft — Int/Div — Sold (part)
Microsoft — Int/Div — Buy
Microsoft — Int/Div
Microsoft — Int/Div
Mohawk Industries — None — Buy
Mohawk Industries — None — Sold
Mohawk Industries — None — Sold
Mohawk Industries — None — Sold
Mohawk Industries — None — Sold
Mondelez Intemational — Int/Div — Buy
Mondelez Intemational — None — Buy (add'l)
Mondelez International — Int/Div — Buy
Mondelez Intemational — Int/Div — Buy
Mondelez Intemational — None — Buy
Morrison Street Debt Opportunities 11 — None — Buy
Morrison Street Debt Opportunities 11 — None — Buy
MS&AD Insurance Group ADR — None — Sold
MS&AD Insurance Group ADR — None — Sold — -
Newell Brands — Int/Div — Sold
Newell Brands — None — Sold
Nike — Int/Div
Nippon Telegruph & Telephone ADR — Int/Div — Sold
Novo-NordiskA/S ADR — Int/Div — Buy
Nutrien Lid — Int/Div — Sold (part)
Nutrien Lid — None — Buy
nVent Electric PLC — None — Sold
nVent Electric PLC — None — Sold
NXP Semiconductors NV — Int/Div — Buy
NXP Semiconductors NV — None — Buy
NXP Semiconductors NV — None — Sold
NXP Semiconductors NV — None — Sold
Occidental Petroleum — Int/Div — Buy
Occidental Petroleum — Int/Div — Buy
Occidental Petroleum — Int/Div — Buy (add'l)
Occidental Petroleum — Int/Div
Ommcom Group — Int/Div — Buy
Ommicom Group — Int/Div — Buy
Omnicom Group — None — Buy
Omnicom Group — None — Sold
Omnicom Group — None — Sold
Ommcom Group — None — Sold
Omnicom Group — None — Sold
Orix ADR — Int/Div — Buy
Ornix ADR — None — Sold
Onx ADR — None — Sold
Packaging Corporation of America — Int/Div — Buy
Packaging Corporation of America — Int/Div — Buy
Pentair Inc — Int/Div — Buy
Pentair Inc — Int/Div — Buy
Pentair Inc — Int/Div — Buy
Pentair Inc — None — Sold
Pentair Inc — None — Sold
Pentair Inc — None — Sold
Pentair lnc — None — Sold
Pentair Inc — None — Sold
Pepsico — Int/Div — Sold
Pepsico — None — Sold
Pepsico — None — Sold
Pepsico — Int/Div — Buy
Philip Morris International — Int/Div — Sold
Philip Morris International — Int/Div — Buy
Philip Morris International — Int/Div — Sold
Philip Morris International — Int/Div — Sold
Philip Morris International — None — Sold
Philip Morris International — Int/Div — Sold
Phillips 66 — Int/Div
Precision Drilling Corporation — None — Buy
Prmcipal Financial Group — None — Sold
Principal Financial Group — None — Sold
Procter and Gamble — None — Buy
Procter and Gamble — Int/Div — Buy
Procter and Gamble — None — Buy
Progressive Corp — None — Buy (add'l)
Progressive Corp — Int/Div — Buy
Progressive Corp — None — Buy (add'l)
Progressive Corp — None — Buy (add'l)
Raytheon — Int/Div — Buy
Raytheon — None — Buy (add'l)
Raytheon — Int/Div — Buy
Resideo Technologies Inc — None — Sold
Resideo Technologies Inc — None — Sold
Resideo Technologies Inc — None — Sold
Resideo Technologies Inc — None — Sold
Resideo Technologies Inc — None — Sold
Resideo Technologies Inc — None — Sold
Resideo Technologies Inc — None — Sold
Resideo Technologies Inc — None — Sold
Resideo Technologies Inc — None — Sold
Resideo Technologies Inc — None — Sold
Roche Holdings Ltd Spon ADR — Int/Div
Salran SA — Int/Div
SAP AG Sponsored ADR — Int/Div
Sherbank — Int/Div — Sold
Schlumberger — None — Buy
Schlumberger — Int/Div — Buy
Schlumberger — None — Buy
Schneider Electric SA Unsp — Int/Div — Sold (part)
Schwab Govt Money Fund — Int/Div
Schwab Govt Money Fund — Int/Div
Schwab Govt Money Fund — Int/Div
Schwab Intemational Index Fund — Int/Div — Buy (add'l)
Schwab Intemational Index Fund — Int/Div — Buy
Schwab Intemational Index Fund — None — Buy (add'l)
Schwab Intemational Index Fund — Int/Div — Buy
Schwab Intemational Index Fund — None — Buy (add'l)
Schwab Intemational Index Fund — None — Buy (add'l)
Schwab Intemational Index Fund — Int/Div — Buy
Schwab Intemational Index Fund — Int/Div — Buy
Schwab Intemational Index Fund — Int/Div — Buy
Schwab Intemational Index Fund — None — Buy (add'l)
Schwab Intemational Index Fund — Int/Div
Schwab S&P 500 Index Fund — Int/Div — Buy
Schwab S&P S00 Index Fund — None — Buy (add'l)
Schwab S&P S00 Index Fund — None — Buy (add'l)
Schwab S&P S00 Index Fund — None — Buy
Schwab S&P 500 Index Fund — None — Sold
Schwab S&P S00 Index Fund — Int/Div — Buy
Schwab S&P S00 Index Fund — Int/Div — Buy
Schwab S&P S00 Index Fund — None — Buy (add'l)
Schwab S&P S00 Index Fund — Int/Div — Buy
Schwab S&P S00 Index Fund — None — Buy (add'l)
Schwab S&P S00 Index Fund — None — Buy (add'l)
Schwab S&P S00 Index Fund — Int/Div — Buy
Schwab S&P S00 Index Fund — None — Buy (add'l)
Schwab S&P S00 Index Fund — None — Buy (add'l)
Schwab S&P S00 Index Fund — None — Buy (add'l)
Schwab S&P S00 Index Fund — None — Buy
Schwab S&P S00 Index Fund — None — Buy
Schwab S&P S00 Index Fund — None — Buy (add'l)
Schwab S&P S00 Index Fund — None — Buy (add'l)
Schwab S&P S00 Index Fund — None — Buy (add'l)
Schwab S&P S00 Index Fund — None — Buy (add'l)
Schwab S&P S00 Index Fund — Int/Div — Buy
Schwab Samall Cap Index Select — Int/Div — Buy
Schwab Samall Cap Index Select — Int/Div — Buy
Schwab Samall Cap Index Select — Int/Div — Buy
Schwab Samall Cap Index Select — Int/Div — Buy
Siemens AG ADR — Int/Div — Sold
Siemens AG ADR — None — Sold
Six Flags Entertaiment Corp — Int/Div
SMC Corp — Int/Div — Buy
SMC Corp — None — Sold
Societe Generale ADR — Int/Div — Sold
Sony Corp — Int/Div
Stryker — Int/Div
Sumitomo Mitsui Financial Group — None
Suncor Energy — Int/Div
Suntrust Banks — Int/Div — Buy
Suntrust Banks — None — Sold (part)
Suntrust Banks — None — Sold (part)
Superior Energy Services Inc — None — Sold
Superior Energy Services Inc — None — Sold
Superior Energy Services Inc — None — Sold
Superior Energy Services Inc — None — Sold
Symantec Corp — Int/Div — Sold
Technology Select Sect SPDR — Int/Div
Texas Instruments — Int/Div — Sold (part)
Thermo Fisher Scientific — Int/Div — Buy
Thermo Fisher Scientific — Int/Div
Thermo Fisher Scientific — Int/Div
Time Wamer Companies — None — Buy
Time Wamer Companies — Int/Div — Sold
Time Wamer Companies — None — Sold
Time Wamer Companies — None — Sold
TIX Companies — Int/Div — Sold (part)
TJX Companies — Int/Div — Buy (add'l)
TIX Companies — None — Buy (add'l)
TIX Companies — Int/Div — Buy (add'l)
TIX Companies — None — Buy (add'l)
TIX Companies — None — Buy (add'l)
TIX Companies — None — Buy (add'l)
TIX Companies — None — Buy (add'l)
TIX Companies — None — Sold (part)
TIX Companies — None — Sold (part)
Toronto Dominion Bank — Int/Div — Buy
Transocean Lid — None — Buy
Transocean Ltd — None — Buy
Transocean Ltd — None — Buy
Transocean Ltd — None — Sold (part)
Transocean Lid — None — Sold (part)
Transocean Ltd — None — Sold
Travelers Companies — Int/Div
Tyson Foods Inc CL A — Int/Div
UBS AG — None — Buy
UBS AG — None — Sold
Union Pacific — Int/Div — Buy
Union Pacific — Int/Div — Buy
United Parcel Service CL B — Int/Div — Buy
United Parcel Service CL B — Int/Div — Sold (part)
United Parcel Service CL B — Int/Div — Buy
United Parcel Service CL B — None — Sold (part)
United Parcel Service CL B — None — Sold (part)
United Parcel Service CL B — None — Sold (part)
United Parcel Service CL B — None — Sold (part)
United Parcel Service CL B — None — Sold
United Technologies — Int/Div
UnitedHealth Group — Int/Div — Buy
UnitedHealth Group — Int/Div
UnitedHealth Group — Int/Div
Vanguard FTSE Developed Market ETF — Int/Div
Vanguard FTSE Emerging Market ETF — Int/Div
Vanguard Intermediate-Term Tax-Exempt Fund — Int/Div — Buy
Vanguard Intermediate-Term Tax-Exempt Fund — Int/Div — Buy
Vanguard Intermediate-Term Tax-Exempt Fund — Int/Div — Buy
Verizon Communications — Int/Div — Buy
Verizon Communications — None — Buy
Verizon Communications — None — Buy (add'l)
Verizon Communications — None — Sold (part)
Verizon Communications — None — Sold (part)
Verizon Communications — None — Buy
Versus Capital Multi-Manager RE Fund Inst — Int/Div — Buy
Versus Capital Multi-Manager RE Fund Inst — Int/Div — Buy
Versus Capital Multi-Manager RE Fund Inst — None — Buy (add'l)
Versus Capital Multi-Manager RE Fund Inst — None — Buy (add'l)
Versus Capital Real Assets Fund LLC — Int/Div — Buy
Visa — Int/Div — Buy
Visa — None — Buy
Visa — Int/Div — Buy
Visa — Int/Div
Wal-Mart DE Mexica SA Bde CV. ADR — Int/Div — Sold (part)
Waste Management — Int/Div — Sold (part)
Wells Fargo — Int/Div — Sold (part)
Wisdom Tree DEFA ETF — Int/Div — Buy
Wisdomtree Japan Hedged — Int/Div — Sold
Xilinx — Int/Div — Buy
Xilinx — Int/Div
Yum China Holdings Inc — Int/Div — Buy
Yum China Holdings Inc — None — Buy
Yum China Holdings Inc — None — Buy
Yum China Holdings Inc — None — Sold
Yum China Holdimgs Inc — None — Sold
Yum China Holdings Inc — None — Sold
Zoetis — Int/Div — Buy
Zoetis — Int/Div — Buy
Placer Athens LLP 1.2 (3%) — Distribution
Cali Alii Prop? Maui, HI Condo — Rent
NPA LLC (25%) — Distribution
Yolo Partners, LLC (14.25%) — Distribution
SP RRTALLLC Jeffersonville, 11(14.25) — Rent
SP CIE, LLC, Cookville, Tenn ( 12.50") — Rent
SP LSX, LLC San Antomo, TX (5.14%) — Reat
SPUPW, LLC (16.43%) Pasco, WA — Rent
SP CLD, LLC (12.6%) Collierville, TN — Rent
TAFL, LLC (13.34%) Lexington, KY — Rent
SP XSO. LLC (8.84%) Sioux Falls. SD — Rent
SP SFC. LLC (6.93%) Fond Du Lac. WI — Rent
RPG, LLC (4.23% ) (CHP/Grass Valley — Rent
DKBB.LLC/Oak Cap 2/Pac West — Rent
Green Hat LLC (25%) inv/fund — Distribution
Oakland. CA Condo (res’brother) — Rent
DKBB Properties, LLC Office — Rent
DKBB Properties 11, LLC-Capstone 15% — Rent
OCP IN LLC 2.59% — Rent
CHimmey Cove, LLC. H.H. S.C 3.3% — Rent
TAFL Office Bid 13.34% — Rent
SP, SBN.LLC (3.23%) South Bend, IN — Rent
Boom Cor LLC (50%) Retentionin LLC — Rent
DKBB SBN. LLC — Rent
SP MKE. LLC Via Greenhat — Rent
SP WRN.LLC Pontiac, Mich 2.3% — istmbution
BoomCor . LLC/SCH BoomCor. LLC — Distribution
SR RDU, LLC Raleigh/Durham, NC — istmbution
Central Valley Bancorp 3.563/sh — Distribution
Apostles General Partnership — Distribution
Apostles GP 2 — Distribution
Aztec Mustang, LLC — Iistnbution
Sycamore Farms, LLC (70%) basis $310,604, Cont below — Reat
Waller Office Bid 15% — istmbution
American Funds (College Fund) Jan 2016 — Distribution
Chalk Group LLC/Horseco, Inc May 2017 — Distribution
Camden Partners 555, LLC Nov 2017 — Distribution
Cash Value Life Insurance, Guardian — Distribution
Cash Value Life Insurance, Lincoln Financial — Distribution
Brett Const. 15% — Distribution
Pauly Concrete, LLC 12.5% — istnbution
Trustee, Tranyslvania University Board of Regents
Vice President, Henry Clay Vollevball Booster Club
Liability — Republic Bank & Trust, Waller — Mortgage on Investment Property, Lexington KY
Liability — PBI Bank, TAFL Office Bid — Mortgage on Investment Property, Lexington, KY
Liability — Old National Bank, Capstone — Mortgage on Investment Property, Lexington, KY
Liability — Field & Main Bank & Trust, SP } RRTAL LLC — Mortgage on Investment Property, Jeffersonville, IN
Liability — Sterling Bank, Condo — Mortgage on Investment Property, Oakland, CA
Liability — Central Bank — Mortgage on Home, Lexington, KY
Spouse's income — 112131718 — Denny Boom, Setzer Construction, Wages

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/14270. Public record. Not legal advice.