# Robert Michael Dow jr > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/14184 ## Record - **Judge:** Robert Michael Dow jr - **Year:** 2013 - **Report type:** Annual - **Pages:** 18 ## Text GCG Mutual Fund Northern Trust Bank accounts — Interest Northern Trust Bank IRA (CD) — Interest Prudential Individual Retirement Annuity AST Academic Strategies Asset Allocation — None — Sold (part) AST Academic Strategies Asset Allocation — Sold (part) AST Academic Strategies Asset Allocation — Sold (part) AST Academic Strategies Asset Allocation — Sold (part) AST Academic Strategies Asset Allocation — Sold (part) AST Academic Strategies Asset Allocation — Buy (add'l) AST Academic Strategies Asset Allocation — Sold (part) AST Academic Strategies Asset Allocation — Buy (add'l) AST Academic Strategies Asset Allocation — Buy (add'l) AST Academic Strategies Asset Allocation — Buy (add'l) AST Academic Strategies Asset Allocation — Buy (add'l) AST Academic Strategies Asset Allocation — Sold (part) AST Academic Strategies Asset Allocation — Sold (part) AST Bond Portfolio 2023 (X) — Buy (add'l) AST Academic Strategies Asset Allocation — Buy (add'l) AST Academic Strategies Asset Allocation — Sold (part) AST Academic Strategies Asset Allocation — Sold (part) AST Academic Strategies Asset Allocation — Sold (part) AST Academic Strategies Asset Allocation — Sold (part) AST Academic Strategies Asset Allocation — Buy (add'l) AST Academic Strategies Asset Allocation — Sold (part) AST Academic Strategies Asset Allocation — Sold (part) AST Academic Strategies Asset Allocation — Buy (add'l) AST Academic Strategies Asset Allocation — Buy (add'l) AST Academic Strategies Asset Allocation — Sold (part) AST Academic Strategies Asset Allocation — Buy (add'l) AST Academic Strategies Asset Allocation — Sold (part) AST Academic Strategies Asset Allocation — Sold (part) AST Academic Strategies Asset Allocation — Sold (part) AST Academic Strategies Asset Allocation — Buy (add'l) AST Academic Strategies Asset Allocation — Buy (add'l) AST Academic Strategies Asset Allocation — Sold (part) AST Academic Strategies Asset Allocation — Buy (add'l) AST Academic Strategies Asset Allocation — Buy (add'l) AST Academic Strategies Asset Allocation — Buy (add'l) AST Academic Strategies Asset Allocation — Buy (add'l) AST Academic Strategies Asset Allocation — Buy (add'l) AST Academic Strategies Asset Allocation — Buy (add'l) AST Academic Strategies Asset Allocation — Sold (part) AST Academic Strategies Asset Allocation — Buy (add'l) AST Academic Strategies Asset Allocation — Buy (add'l) AST Academic Strategies Asset Allocation — Buy (add'l) AST Academic Strategies Asset Allocation — Sold (part) AST Academic Strategies Asset Allocation — Sold (part) AST Academic Strategies Asset Allocation — Buy (add'l) AST Academic Strategies Asset Allocation — Sold (part) AST Academic Strategies Asset Allocation — Sold (part) S10. — Buy (add'l) S10. — Sold (part) S10. — Sold (part) AST Bond Portfolio 2022 — None — Sold AST Bond Portfolio 2023 (X) — None — Open AST Bond Portfolio 2023 (X) — Buy (add'l) AST Bond Portfolio 2023 (X) — Buy (add'l) AST Bond Portfolio 2023 (X) — Buy (add'l) AST Bond Portfolio 2023 (X) — Buy (add'l) AST Bond Portfolio 2023 (X) — Sold (part) AST Bond Portfolio 2023 (X) — Buy (add'l) AST Bond Portfolio 2023 (X) — Sold (part) AST Bond Portfolio 2023 (X) — Sold (part) AST Bond Portfolio 2023 (X) — Sold (part) AST Bond Portfolio 2023 (X) — Sold (part) AST Bond Portfolio 2023 (X) — Buy (add'l) AST Bond Portfolio 2023 (X) — Buy (add'l) AST Bond Portfolio 2023 (X) — Sold (part) AST Bond Portfolio 2023 (X) — Buy (add'l) AST Bond Portfolio 2023 (X) — Buy (add'l) AST Bond Portfolio 2023 (X) — Buy (add'l) AST Bond Portfolio 2023 (X) — Buy (add'l) AST Bond Portfolio 2023 (X) — Sold (part) AST Bond Portfolio 2023 (X) — Buy (add'l) AST Bond Portfolio 2023 (X) — Buy (add'l) AST Bond Portfolio 2023 (X) — Sold (part) AST Bond Portfolio 2023 (X) — Sold (part) AST Bond Portfolio 2023 (X) — Sold (part) AST Bond Portfolio 2023 (X) — Buy (add'l) AST Bond Portfolio 2023 (X) — Buy (add'l) AST Bond Portfolio 2023 (X) — Buy (add'l) AST Bond Portfolio 2023 (X) — Sold (part) AST Bond Portfolio 2023 (X) — Sold (part) AST Bond Portfolio 2023 (X) — Buy (add'l) AST Bond Portfolio 2023 (X) — Sold (part) AST Bond Portfolio 2023 (X) — Sold (part) AST Bond Portfolio 2023 (X) — Sold (part) AST Bond Portfolio 2023 (X) — Sold (part) AST Bond Portfolio 2023 (X) — Sold (part) AST Bond Portfolio 2023 (X) — Sold (part) AST Bond Portfolio 2023 (X) — Buy (add'l) AST Bond Portfolio 2023 (X) — Sold (part) AST Bond Portfolio 2023 (X) — Sold (part) AST Bond Portfolio 2023 (X) — Sold (part) AST Bond Portfolio 2023 (X) — Buy (add'l) AST Bond Portfolio 2023 (X) — Buy (add'l) AST Bond Portfolio 2023 (X) — Sold (part) AST Bond Portfolio 2023 (X) — Buy (add'l) AST Bond Portfolio 2023 (X) — Buy (add'l) AST Bond Portfolio 2023 (X) — Sold (part) AST Bond Portfolio 2023 (X) — Buy (add'l) AST Bond Portfolio 2023 (X) — Sold (part) AST First Trust Cap/Prudential Growth Allocation Portfolio — None — Sold (part) AST First Trust Cap/Prudential Growth Allocation Portfolio — Sold (part) AST First Trust Cap/Prudential Growth Allocation Portfolio — Sold (part) AST First Trust Cap/Prudential Growth Allocation Portfolio — Sold (part) AST First Trust Cap/Prudential Growth Allocation Portfolio — Sold (part) AST First Trust Cap/Prudential Growth Allocation Portfolio — Buy (add'l) AST First Trust Cap/Prudential Growth Allocation Portfolio — Sold (part) AST First Trust Cap/Prudential Growth Allocation Portfolio — Buy (add'l) AST First Trust Cap/Prudential Growth Allocation Portfolio — Buy (add'l) AST First Trust Cap/Prudential Growth Allocation Portfolio — Buy (add'l) AST First Trust Cap/Prudential Growth Allocation Portfolio — Buy (add'l) AST First Trust Cap/Prudential Growth Allocation Portfolio — Sold (part) AST First Trust Cap/Prudential Growth Allocation Portfolio — Sold (part) AST First Trust Cap/Prudential Growth Allocation Portfolio — Buy (add'l) AST First Trust Cap/Prudential Growth Allocation Portfolio — Sold (part) AST First Trust Cap/Prudential Growth Allocation Portfolio — Sold (part) AST First Trust Cap/Prudential Growth Allocation Portfolio — Sold (part) AST First Trust Cap/Prudential Growth Allocation Portfolio — Sold (part) AST First Trust Cap/Prudential Growth Allocation Portfolio — Buy (add'l) AST First Trust Cap/Prudential Growth Allocation Portfolio — Sold (part) AST First Trust Cap/Prudential Growth Allocation Portfolio — Sold (part) AST First Trust Cap/Prudential Growth Allocation Portfolio — Buy (add'l) AST First Trust Cap/Prudential Growth Allocation Portfolio — Buy (add'l) AST First Trust Cap/Prudential Growth Allocation Portfolio — Sold (part) AST First Trust Cap/Prudential Growth Allocation Portfolio — Buy (add'l) AST First Trust Cap/Prudential Growth Allocation Portfolio — Sold (part) AST First Trust Cap/Prudential Growth Allocation Portfolio — Sold (part) AST First Trust Cap/Prudential Growth Allocation Portfolio — Sold (part) AST First Trust Cap/Prudential Growth Allocation Portfolio — Buy (add'l) AST First Trust Cap/Prudential Growth Allocation Portfolio — Buy (add'l) AST First Trust Cap/Prudential Growth Allocation Portfolio — Sold (part) AST First Trust Cap/Prudential Growth Allocation Portfolio — Buy (add'l) AST First Trust Cap/Prudential Growth Allocation Portfolio — Buy (add'l) AST First Trust Cap/Prudential Growth Allocation Portfolio — Buy (add'l) AST First Trust Cap/Prudential Growth Allocation Portfolio — Buy (add'l) AST First Trust Cap/Prudential Growth Allocation Portfolio — Buy (add'l) AST First Trust Cap/Prudential Growth Allocation Portfolio — Buy (add'l) AST First Trust Cap/Prudential Growth Allocation Portfolio — Sold (part) AST First Trust Cap/Prudential Growth Allocation Portfolio — Buy (add'l) AST First Trust Cap/Prudential Growth Allocation Portfolio — Buy (add'l) AST First Trust Cap/Prudential Growth Allocation Portfolio — Buy (add'l) AST First Trust Cap/Prudential Growth Allocation Portfolio — Sold (part) AST First Trust Cap/Prudential Growth Allocation Portfolio — Sold (part) AST First Trust Cap/Prudential Growth Allocation Portfolio — Buy (add'l) AST First Trust Cap/Prudential Growth Allocation Portfolio — Sold (part) AST First Trust Cap/Prudential Growth Allocation Portfolio — Sold (part) AST First Trust Cap/Prudential Growth Allocation Portfolio — Buy (add'l) AST First Trust Cap/Prudential Growth Allocation Portfolio — Sold (part) AST First Trust Cap/Prudential Growth Allocation Portfolio — Sold (part) Harms Bank accounts — Interest American Funds Euro Pacific Growth — Int/Div American Funds Fundamental Investors — Int/Div American Funds Small Cap World Fund — Int/Div American Funds Bond Fund of America — Int/Div American Funds Growth Fund of America — Int/Div GCG 529 Fund #1 EuroPacific Growth Fund 529A — Int/Div American Funds New Economy Fund — Int/Div GOG 529 Fund #2 American Funds Capital World G/1 529A — Int/Div American Funds Growth Fund of America $20A — Int/Div GOG 529 Fund #3 New Perspective Fund 529A — Int/Div American Funds Fundamental Investors $29A — Int/Div GOG 529 Fund #4 American Funds SmallCap World Fund $29A — Int/Div American Funds Capital Income Builder $20A — Int/Div Podesta (Millenium Trust) HSA Account — Interest — Closed TD Ameritrade (HSA Bank) (X) — Interest — Open Sauk Valley Community Bank Common Stock — Int/Div MS) Inc. Common Stock — None Minnesota Life: Variable Adjustment Life Insurance — None — Redeemed Buffalo Javhawk China Fund — None — Buy (add'l) Buffalo Javhawk China Fund — Sold Buffalo Intemational Fund [mm — Int/Div — Buy (add'l) Buffalo Intemational Fund [mm — Sold (part) Buffalo Intemational Fund [mm — Sold (part) Buffalo Intemational Fund [mm — Buy (add'l) Buffalo Balanced (Flexible Income) Fund — Int/Div — Buy (add'l) Buffalo Balanced (Flexible Income) Fund — Buy (add'l) Buffalo Balanced (Flexible Income) Fund — Buy (add'l) Buffalo Balanced (Flexible Income) Fund — Buy (add'l) Buffalo Balanced (Flexible Income) Fund — Sold (part) Buffalo Balanced (Flexible Income) Fund — Buy (add'l) Buffalo Balanced (Flexible Income) Fund — Buy (add'l) Buffalo Balanced (Flexible Income) Fund — Buy (add'l) Buffalo Balanced (Flexible Income) Fund — Buy (add'l) Buffalo Balanced (Flexible Income) Fund — Sold (part) Buffalo Balanced (Flexible Income) Fund — Buy (add'l) Buffalo Balanced (Flexible Income) Fund — Buy (add'l) Buffalo Balanced (Flexible Income) Fund — Buy (add'l) Buffalo Balanced (Flexible Income) Fund — Buy (add'l) Buffalo Small Cap Fund — Int/Div — Sold (part) Buffalo Small Cap Fund — Sold (part) Buffalo Small Cap Fund — Buy (add'l) Buffalo Science & Tech (Discovery) Fund — Int/Div — Sold (part) Buffalo Science & Tech (Discovery) Fund — Sold (part) Buffalo Science & Tech (Discovery) Fund — Buy (add'l) Buffalo Large Cap Fund — Int/Div — Sold (part) Buffalo Large Cap Fund — Sold (part) Buffalo Large Cap Fund — Buy (add'l) Buffalo USA Growth Fund — Int/Div — Sold (part) Buffalo USA Growth Fund — Sold (part) Buffalo USA Growth Fund — Buy (add'l) Northern Inst. Tax -Exempt — None Bailey & Glasser 401k Profit Sharing Plan [ Vanguard Wellington Admiral — Int/Div — Sold T Rowe Price Blue Chip Growth — Ine — Sold Morgan Stanley Inst MidCap Gr — hy — Sold Goldman Sachs Growth Opp C1 1 — Int/Div — Buy (add'l) Qakmark Global — Int/Div — Sold Prud Jenn Natural Resources A (X) — Int/Div — Buy Oppenheimer Developing Markets A (X) — Int/Div — Buy American Funds Cap Wid Gr Inc R3 (X) — Int/Div — Buy Nuveen Small Cap Index A (X) — Int/Div — Buy Sequella, Inc — None IRX Therapeutics, Inc — None Director, Arthur J. Schimatt Foundation Liability — Chase Bank — credit card Reimbursement — Lauren Barr — 830/130 831/13 — Stuart, FL — Officiate at wedding for former extern — Meals, lodging Reimbursement — Sarah Rauh — 9/20/13 10 9/22/13 — Sausalito, CA — Officiate at wedding for former law clerk — Transportation, meals, lodging Reimbursement — Kate Roin — 1004/13 10 10/6/13 — Aspen, CO — Officate at wedding for former law clerk — Meals, lodging Spouse's income — 2013 — Bailey & Glasser LLP «« mcome as partner at law firm Part VII: 1. Lines 3, 153, 159, 162, 165, 168, and 209 are headers for various funds -- the individual holdings of each fund, values, and transactions are reported in the lines below each header. 2. For line 172, the HSA account with TD Ameritrade (HSA Bank) 1s now below $100.00 m value and will be spent down to zero during 2014. 3. For lines 4-52, 54-102, and 103-151, the volume of trades between the various Prudential accounts, sometimes every day for a week or more, takes place to keep 4 guaranteed minimum value in the account, 4. For line 103, the asset "AST First Trust Cap/Prudential Growth Allocation Portfolio" was formerly known as "AST First Trust Cap Appr Target Portfolio.” --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/14184. Public record. Not legal advice.