# James Orenstein

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/13749

## Record

- **Judge:** James Orenstein
- **Year:** 2015
- **Report type:** Annual
- **Pages:** 18

## Text

Chase bank accounts (with Family Member #2) — Interest — from lime 82) — between accounts
Chase bank accounts (with Family Member #2) — from line 84) — between accounts
Chase bank accounts (with Family Member #2) — from line 86) — between accounts
Chase bank accounts (with Family Member #2) — from line &8) — between accounts
Chase bank accounts (with Family Member #2) — from lime 91) — between accounts
Chase bank accounts (with Family Member #2) — from line 92) — between accounts
Chase bank accounts (with Family Member #2) — from line 95) — between accounts
Chase bank accounts (with Family Member #2) — from line 96) — between accounts
Chase bank accounts (with Family Member #2) — from lime 98) — between accounts
Chase bank accounts (with Family Member #2) — from line 101) — between accounts
IBM — Int/Div
Verizon — Int/Div
EEE Family Real Estate Trust (as appraised on 11/1272008) — None
JOUBSACCT(..12) — Int/Div
UBS Bank USA Deposit Acct — None
UNTSFTTGT VIP4Q 13 — None — Redeemed
UNTSFTTGT VIP IQ 1S — Int/Div — Buy
UNTSFTTGT VIP IQ 1S — Sold (part) — between accounts
JOUBS ACCT (..83) — None
JPMorgan 529 Moderate Growth Portfolio Fund Class A — None
JOUBSROTH(.4T — Int/Div
UBS Bank USA Deposit Account — Interest
Apple Inc — Int/Div — Sold — note, Part VII
EMC Corp — Int/Div — Sold
Google Inc Class A — None — Distnbuted — note. Part VII
Google Inc Class C — None — Distributed — note, Part VII
Alphabet Class A — None — from line 25) — note, Part VII
Alphabet Class C — None — from line 26) — note, Part VIII
Biogen Inc — None — Buy
Biogen Inc — Buy (add'l)
Celgene Corp — None — Buy
Celgene Corp — Buy (add'l)
shares Trust Core S&P Smallcap — Int/Div
SPDR S&P Midcap 400 — Int/Div
Fidelity Advisor New Insights Fund — Int/Div — Buy (add'l)
Fidelity Advisor New Insights Fund — Buy (add'l)
Nuveen Quality Preferred Income Fund 2 — Int/Div
Nuveen Quality Preferred Income Fund — Int/Div
AB High Income Fund — Int/Div — Buy (add'l) — note, Part VIII
AB High Income Fund — Buy (add'l)
AB High Income Fund — Buy (add'l)
AB High Income Fund — Buy (add'l)
AB High Income Fund — Buy (add'l)
AB High Income Fund — Buy (add'l)
AB High Income Fund — Buy (add'l)
AB High Income Fund — Sold (part)
AB High Income Fund — Buy (add'l)
AB High Income Fund — Buy (add'l)
AB High Income Fund — Buy (add'l)
S10. — Buy (add'l)
S10. — Buy (add'l)
S10. — Buy (add'l)
Pumam Diversified Income Trust — Int/Div
Templeton Global Total Return Class A — Int/Div — Sold (part)
SPDR Gold Trust — None — Sold
Invesco Balanced-Risk Allocation Fund A — Int/Div — Buy (add'l)
Nuveen Real Asset Income Fund Class A — Int/Div — Buy
Putnam Absolute Return SX) — None — Sold
Putnam Capital Spectrum A — Int/Div — Buy (add'l)
FAMILY #22 UBS ROTH (...4%) — Int/Div
UBS Bank USA Dep Acct — None
American Funds Capital World Growth & Income Fund C1 A — Int/Div — Buy (add'l)
American Funds New World Fund C1 A — Int/Div
American Funds Smallcap World Fund CI A — Int/Div — Buy (add'l)
American Funds Euro Pacific Growth Fund C1 A — Int/Div — Buy (add'l)
American Funds Growth Fund of America CA — Int/Div — Buy (add'l)
American Funds Income Fund of America CIA — Int/Div
American Funds New Perspective Fund CIA — Int/Div — Buy (add'l)
American Funds Washington Mutual Investors Fund C1 A — Int/Div — Buy (add'l)
American Funds American Balanced Fund CA — Int/Div — Buy (add'l)
Kem County CA Municipal Bond — None
JOUBS ACCT (..29) — None
CollegeAmerica 529 Bond Fund of America — None
CollegeAmerica 529 Capital World Growth & Income Fund — None
CollegeAmerica 529 Euro Pac Growth Fund — None
CollegeAmerica 529 Growth Fund of America — None
CollegeAmerica 529 Income Fund of Amenca — None
CollegeAmerica 529 New Perspective Fund — None
CollegeAmerica 529 Smallcap World Fund — None
CollegeAmerica 529 Washington Mutual Investors Fund — None
JOINT UBS ACCT (..4%) — Interest — from Ime 133) — between accounts
JOINT UBS ACCT (..4%) — Sold (part) — between accounts
JOINT UBS ACCT (..4%) — from line 134) — between accounts
JOINT UBS ACCT (..4%) — (part) — between accounts
JOINT UBS ACCT (..4%) — from line 135) — betweeen accounts
JOINT UBS ACCT (..4%) — Sold (part) — between accounts
JOINT UBS ACCT (..4%) — from line 136) — between accounts
JOINT UBS ACCT (..4%) — Sold (part) — between accounts
JOINT UBS ACCT (..4%) — Sold (part) — between accounts
JOINT UBS ACCT (..4%) — from line 140) — between accounts
JOINT UBS ACCT (..4%) — Sold (part) — between accounts
JOINT UBS ACCT (..4%) — Sold (part) — between accounts
JOINT UBS ACCT (..4%) — from line 141) — between accounts
JOINT UBS ACCT (..4%) — Sold (part) — between accounts
JOINT UBS ACCT (..4%) — Sold (part) — between accounts
JOINT UBS ACCT (..4%) — Sold (part) — between accounts
JOINT UBS ACCT (..4%) — from line 143) — between accounts
JOINT UBS ACCT (..4%) — (part) — between accounts
JOINT UBS ACCT (..4%) — from line 144) — between accounts
JOINT UBS ACCT (..4%) — from line 146) — between accounts
JOINT UBS ACCT (..4%) — Sold (part) — between accounts
UBS Bank USA Dep Acct — Interest
UNTSFTTGTVIP4Q 13 — None — Redeemed
UNTSFTTGT VIP 1Q 1S — Int/Div — from line 18) — between accounts
Sallie Mae Ednotes Callable — Interest
Oklahoma City OK Municipal Bond — None — Redeemed
Dry Creek CA Municipal Bond — None
Yorba Linda CA Municipal Bond — None
DC Washington Mandarin Hotel Municipal Bond — None
Adams 12 Five Star Schs Colo Municipal Bond — None — Sold (part)
New York City SR A Municipal Bond — None
Brock Tex Indpt Sch Dst Municipal Bond — None
Medina Valley TX Municipal Bond — None
Utah Tran Auth Sales Tax Municipal Bond — None
Lewisville TX Municipal Bonds — None — Sold (part)
Lewisville TX Municipal Bonds — Redeemed
Chicago IL Bd of Ed Municipal Bond — None
Athens-Clarke County GA Municipal Bond — Interest
Monterey Peninsula CA Municipal Bond — None
Chicago IL Lakefront Municipal Bond — None
NJ Trans Trust Municipal Bonds — None
Wentzville Mo Sch Municipal Bond — None
StJohns Cuty FL Wir Swr Sr B Municipal Bond — None
Escondido CA UHSD Municipal Bond — None
San Joaquin Delta Comnty Ser B Municipal Bond — None
Denton TX Indep Sch Municipal Bond — None
Mesquite TX ISD Municipal Bond — None
Washington St Mtr Vehicl Municipal Bond — None — Sold
Ennis TX Indpt Sch Dst Municipal Bond — None
Evergreen CA Elem Sch Dist Municipal Bond — None — Sold
John Hancock New York Venture Annuity — None
Lincoln Life Moneyguard Reserve — None
JOINT UBS ACCT (..49) — Int/Div — Sold (part) — between accounts
JOINT UBS ACCT (..49) — Sold (part) — between accounts
JOINT UBS ACCT (..49) — Sold (part) — between accounts
JOINT UBS ACCT (..49) — Sold (part) — between accounts
JOINT UBS ACCT (..49) — from line 89) — between accounts
JOINT UBS ACCT (..49) — Sold (part) — between accounts
JOINT UBS ACCT (..49) — Sold (part) — between accounts
JOINT UBS ACCT (..49) — Sold (part) — between accounts
JOINT UBS ACCT (..49) — Sold (part) — between accounts
JOINT UBS ACCT (..49) — from lime 94) — between accounts
JOINT UBS ACCT (..49) — Sold (part) — between accounts
JOINT UBS ACCT (..49) — Sold (part) — between accounts
JOINT UBS ACCT (..49) — Sold (part) — between accounts
JOINT UBS ACCT (..49) — Sold (part) — between accounts
UBS Bank USA Dep Acct — Int/Div
Apple Computer Inc — Int/Div — Sold (part)
Apple Computer Inc — Sold — note, Part VIII
AT&T Inc — Int/Div — Sold (part)
AT&T Inc — Sold (part)
Centurylink Inc — Int/Div — Sold
Kinder Morgan Inc — Int/Div — Sold
Lorillard Inc — Int/Div — Buy (add'l)
Lorillard Inc — Buy (add'l)
Lorillard Inc — Distnbuted — note, Part VII
Reynolds Amern Inc — Int/Div — from line 156) — note, Part VIII
Salesforce.com Inc — None
Mainstay Cushing MLP Premier Fund — Int/Div — Buy (add'l)
Mainstay Cushing MLP Premier Fund — Buy (add'l)
Mainstay Cushing MLP Premier Fund — Buy (add'l)
Mainstay Cushing MLP Premier Fund — Buy (add'l)
Mainstay Cushing MLP Premier Fund — Sold
Fidelity Advisor Biotechnology Fund — Int/Div — Buy (add'l)
Fidelity Advisor New Insights Fund C1 A — Int/Div — Buy (add'l)
Fidelity Advisor New Insights Fund C1 A — Buy (add'l)
Henderson Global Equity Income Fund C1 A — Int/Div — Buy (add'l)
Henderson Global Equity Income Fund C1 A — Buy (add'l)
Henderson Global Equity Income Fund C1 A — Buy (add'l)
Henderson Global Equity Income Fund C1 A — Buy (add'l)
Henderson Global Equity Income Fund C1 A — Buy (add'l)
Henderson Global Equity Income Fund C1 A — Buy (add'l)
Henderson Global Equity Income Fund C1 A — Buy (add'l)
Henderson Global Equity Income Fund C1 A — Buy (add'l)
Henderson Global Equity Income Fund C1 A — Buy (add'l)
Henderson Global Equity Income Fund C1 A — Buy (add'l)
Henderson Global Equity Income Fund C1 A — Buy (add'l)
Henderson Global Equity Income Fund C1 A — Buy (add'l)
Hennessy Cornerstone Growth Fund Institutional Class — Int/Div
JP Morgan U.S. Large Cap Core Plus Fund A — Int/Div — Buy (add'l)
Neuberger Berman Equity Income Fund Class A — Int/Div — Buy (add'l)
Neuberger Berman Equity Income Fund Class A — Buy (add'l)
Neuberger Berman Equity Income Fund Class A — Buy (add'l)
Neuberger Berman Equity Income Fund Class A — Buy (add'l)
Neuberger Berman Intrinsic Value Fund Class A — Int/Div — Buy (add'l)
Oakmark Fund Class — Int/Div — Buy (add'l)
Oppenheimer Developing Markets Fund ClA — Int/Div — Sold
Aberdeen Global High Income Fund Class A — Int/Div — Buy (add'l)
Aberdeen Global High Income Fund Class A — Buy (add'l)
Aberdeen Global High Income Fund Class A — Buy (add'l)
Aberdeen Global High Income Fund Class A — Buy (add'l)
Aberdeen Global High Income Fund Class A — Sold
Salient MLP Energy Infrastructure I1 Class — None — Buy
Virtus Emergmg Markets Opportunities Fund Class 1 — Int/Div — Buy
Virtus Emergmg Markets Opportunities Fund Class 1 — Buy (add'l)
Deutsche Floating Rate Fund Class S — Int/Div — Buy (add'l)
Deutsche Floating Rate Fund Class S — Buy (add'l)
Loomis Sayles Strategic Income Fund Class A — Int/Div — Buy (add'l)
Loomis Sayles Strategic Income Fund Class A — Buy (add'l)
Lord Abbett Floating Rate Fund — Int/Div — Sold (part)
Mainstay High Yield Opportunity Class A — Int/Div — Buy (add'l)
Mainstay High Yield Opportunity Class A — Buy (add'l)
Mainstay High Yield Opportunity Class A — Sold
Gateway Fund Class Y — Int/Div — Buy (add'l) — note, Part VII
Gateway Fund Class Y — Buy (add'l)
Mainstay Marketfield Fund Class — None — Sold
Neuberger Berman Long Short Fund Class A — Int/Div — Sold (part)
First Eagle Global Fund Class A — Int/Div — Sold (part)
First Eagle Global Fund Class A — Buy (add'l)
Putnam Capital Spectrum Fund Class Y — Int/Div — Buy (add'l)
Putnam Capital Spectrum Fund Class Y — Sold
W/FAMILY #3 UBS ACCT (. 1) — Int/Div
UBS Bank USA Dep Acct — None
Amer Funds Capital World Growth & Income Fund C1 A — Int/Div — Buy (add'l)
Amer Funds Capital World Growth & Income Fund C1 A — Buy (add'l)
EE FAMILY #4 UBS ACCT ( mm — Int/Div
UBS Bank USA Dep Acct — None
Amer Funds Capital World Growth & Income Fund Cl A — Int/Div — Buy (add'l)
Amer Funds Capital World Growth & Income Fund Cl A — Buy (add'l)
Adpunct professor, New York Umiversaty School of Law
Gift — Robert Jones — Tickets to Camegie Hall concert & dinner — $5,000.00
Liability — Department of Education Direct Loan Servicing — Family member's student loan
Income — 2015 — New York University School of Law — $26,955.00
Spouse's income — 2015 — Department of Justice - US. Attorney's Office, Eastern District of New York
Part VII, generally: For all asset sales resulting in a loss or no net gain, | have left Column D{4) blank.

Part VII, line 13: The valuation of my share of th] Family Real Estate Trust is based on an appraisal of the value of the property held in trust as of January

23, 2008 (the date T inherited my share), The appraisal was reported on November 12, 2008.

Part VII, lines 23, 149: Certificate of divestiture in accordance with 26 U.S.C. Sec. 1043 issued on October 21, 2015.

Part VII, lines 25-28: | had previously reported my holdings of Google, Inc. in one line. Google split the holding into two classes and renamed itself as Apple on

October 2, 2015.

Part VII, lines 39-52: The asset now reported as "AB High Income Fund” was formerly reported as “Alliance Bernstein High Income Fund.” The name change was

first reflected on my account statement in March 2015,

Part VII, lines 73-80: I had previously reported these assets by the individual fund names. Starting in January 2015, my account statements preceded each fund

name with "College America 529” and I am therefore reporting them that way. There was no transfer involved with the name changes.

Part VIL, lines 156-57: 1 acquired the Reynolds Amen Inc. shares in exchange for my shares of Lorillard, Inc. as the result of a corporate merger.

Part VII, line 204: The asset now reported as "Gateway Fund Class Y" was formerly reported as "Gateway Fund Class A." The name change was first reflected on

my account statement in January 2015,

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/13749. Public record. Not legal advice.