# Michael R. Wilner > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/13630 ## Record - **Judge:** Michael R. Wilner - **Year:** 2014 - **Report type:** Annual - **Pages:** 16 ## Text Brokerage Acct # BMO INTERM TAX FREE BOND FUND — Distribution MFS EMERGING MARKETS DEBT FUND — istnibution RIDGEWORTH SEIX FLOATING RATE INCOME FUND — Distribution RIDGEWORTH SEIX HIGH YIELD FUND — Distribution SCHWAB CA TAX FREE BOND FUND — Distribution — Buy — tor first purchase SCHWAB CA TAX FREE BOND FUND — Buy (add'l) VANGUARD CA INTERM TERM TAX FREE — Distribution ACADIAN EMERGING MARKETS FUND — Distribution BARON SMALL CAP FUND — Distribution BROWN ADVISORY GROWTH FUND — Distribution DIAMOND HILL SMALL CAP — Distribution HARBOR INTERNATIONAL FUND — Distribution HODGES SMALL CAP FUND — Distribution OAKMARK INTL FUND — Distribution PARNASSUS CORE EQUITY FUND — Distribution PRINCIPAL EQUITY INCOME FUND — istrnibution ISHARES MSCI VALUE ETF — Distribution ISHARES RUSSELL 1000 VALUE ETF — istmbution ISHARES S&P S00 GROWTH ETF — Distribution — Sold (part) ISHARES RUSSELL 1000 GROWTH ETF — Distribution — Sold (part) ISHARES RUSSELL 2000 GROWTH EY — Distribution ISHARES MSCI EAFE SMALL CAP ETF — Distribution ISHARES NATL MUNI BOND ETF — Distribution — Buy — for first purchase SCHWAB US TREASURY ETF — Distribution SCHWAB US DIVIDEND EQUITY ETF — Distribution SCHWAB US MIDCAP ETF — Distribution SCHWAB EMERGING MARKETS ETF — istmbution — Buy (add'l) SCHWAB EMERGING MARKETS ETF — Buy (add'l) SCHWAB EMERGING MARKETS ETF — Buy (add'l) SCHWAB INTL EQUITY ETF — Distribution — Buy (add'l) SCHWAB INTL EQUITY ETF — Buy (add'l) SCHWAB INTL EQUITY ETF — Buy (add'l) SCHWAB INTL SMALL CAP ETF — Distribution — Buy (add'l) SCHWAB US LARGE CAP ETF — Iistnbution — Buy — for first purchase SCHWAB US LARGE CAP ETF — Buy (add'l) SCHWAB USSMALL CAPETF — istnbution — Buy (add'l) — 2013 discl. line 43 SCHWAB USSMALL CAPETF — Buy (add'l) VANGARD FTSE EMERGING MARKETS ETF — Distribution — Sold Brokerage Acct #2 — acct # 4- see part 8 BMO INTERM TAX FREE BOND FUND — Distribution RIDGEWORTH SEIX FLOATING RATE INCOME FUND — Distribution RIDGEWORTH SEIX HIGH YIELD FUND — Distribution SCHWAB CA TAX FREE BOND FUND — istmbution — Buy (add'l) BROWN ADVISORY GROWTH FUND — Distribution HARBOR INTERNATIONAL FUND — Distribution HODGES SMALL CAP FUND — Distribution — 2013 discl. line 151 LAUDLS US LARGE CAP GROWTH FUND — Distribution OAKMARK INTL FUND — Distribution PARNASSUS CORE EQUITY FUND — Distribution PRINCIPAL EQUITY INCOME FUND — istnibution SCHWAB US DIVIDEND EQUITY FUND — Distribution — Sold SCHWAB SMALL CAP EQUITY FUND — Distribution — Sold SCHWAB US TREASURY ETF — Distribution — Buy (add'l) SCHWAB AGGR BOND ETF — istrnibution — Buy SCHWAB US DIVIDEND EQUITY ETF — Distribution SCHWABUSTIPS ETF — Distribution SCHWAB EMERGING MARKETS ETF — Distribution — Buy (add'l) SCHWAB INTL EQUITY ETF — Distribution — Buy (add'l) SCHWAB US LARGE CAP ETF — Distribution — Buy (add'l) SCHWAB USSMALL CAPETF — Distribution — Buy (add'l) POWERSHARES HIGH YIELD BOND ETF — Distribution — Sold (part) POWERSHARES HIGH YIELD BOND ETF — Sold Brokerage Acct #3 — acct #2- see part 8 BMO INTERM TAX FREE BOND FUND — Distribution — 2013 discl. line 57 RIDGEWORTH SEIX FLOATING RATE — Distribution — 2013 discl. line 49 RIDGEWORTH SEIX HIGH YIELD FUND — Distribution — 2013 discl. line 75 SCHWAB CA TAX FREE BOND FUND — Iistnbution — Buy (add'l) SCHWAB US DIVIDEND EQUITY FUND — Distribution — Sold — 2013 discl. line 79 BROWN ADVISORY GROWTH FUND — istmbution HARBOR INTERNATIONAL FUND — Distribution JANUS VENTURE FUND — Distribution LAUDLS US LARGE CAP GROWTH FUND — Distribution — 2013 discl. line 66 OAKMARK INTL FUND — Distribution PARNASSUS CORE EQUITY FUND — Distribution PRINCIPAL EQUITY INCOME FUND — Iistnbution SCHWAB SMALL CAP EQUITY FUND — Distribution — 2013 discl. line 97 UNDISCOVERED MANAGERS VALUE FUND — istnbution ISHARES NATL MUNI BOND ETF — Distribution — Buy SCHWAB US TREASURY ETF — istmbution — 2013 discl. line 76 SCHWAB AGGR BOND ETF — Distribution — Buy SCHWAB US DIVIDEND EQUITY ETF — Distribution SCHWABUSTIPSETF — Distribution SCHWAB EMERGING MARKETS ETF — istmbution — Buy (add'l) SCHWAB INTL EQUITY ETF — Distribution — Buy (add'l) SCHWAB US LARGE CAPETF — Distribution — Buy (add'l) SCHWAB USSMALLCAPETF — Distribution — Buy (add'l) POWERSHARES HIGH YIELD BOND ETF — istmbution — Sold (part) POWERSHARES HIGH YIELD BOND ETF — Sold Brokerage Acct #4 — acct #3-sce part 8 SCHWAB CA TAX FREE BOND FUND — Distribution ACADIAN EMERGING MARKETS FUND — istnbution — 2013 discl. line 106 BROWN ADVISORY GROWTH FUND — Distribution HARBOR INTERNATIONAL FUND — Distribution HODGES SMALL CAP FUND — Distribution JANUS VENTURE FUND — Distribution — 2013 discl. line 110 OAKMARK INTL FUND — istnbution PARNASSUS CORE EQUITY FUND — Distribution PRINCIPAL EQUITY INCOME FUND — Distribution UNDISCOVERED MANAGERS VALUE FUND — Distribution — 2013 discl. line 130 POWERSHARES INTL DIVIDEND ACHIEVERS FTF — Distribution — 2013 discl. line 115 SCHWAB AGGR BOND ETF — Distribution SCHWAB US DIVIDEND EQUITY ETF — Distribution SCHWAB US TIPS ETF — Distribution SCHWAB EMERGING MARKETS ETF — Distribution — Buy (add'l) SCHWAB INTL EQUITY ETF — Distribution — Buy (add'l) SCHWAB US LARGE CAP ETF — Distribution — Buy (add'l) SCHWAB US LARGE CAP ETF — Buy (add'l) SCHWAB US SMALL CAPETF — Distribution — Buy (add'l) POWERSHARES HIGH YIELD BOND ETF — Distribution — Sold (part) POWERSHARES HIGH YIELD BOND ETF — Sold Brokerage Acct # § ACADIAN EMERGING MARKETS FUND — Distribution BROWN ADVISORY GROWTH FUND — Distribution HARBOR INTERNATIONAL FUND — Distribution HODGES SMALL CAP FUND — Distribution JANUS VENTURE FUND — istmbution MOTLEY FOOL GREAT AMERICAN FUND — Distribution — Buy OAKMARK INTL FUND — Distribution PRINCIPAL EQUITY INCOME FUND — Distribution UNDISCOVERED MANAGERS VALUE FUND — istmbution PARNASSUS CORE EQUITY FUND — Distribution — Sold POWERSHARES INTL DIVIDEND ACHIEVERS ETF — Iistnbution — Buy SCHWAB US DIVIDEND EQUITY ETF — Distribution SCHWAB EMERGING MARKETS ETF — istnbution — Buy (add'l) SCHWAB INTL EQUITY ETF — Distribution — Buy (add'l) SCHWAB US LARGE CAP ETF — Iistnbution — Buy (add'l) SCHWAB USSMALL CAPETF — Distribution — Buy (add'l) Brokerage Acct #6 BAIRD CORE PLUS BOND FUND — Distribution PIMCO TOTAL RETURN FUND — Distribution BROWN ADVISORY GROWTH FUND — Distribution HARBOR INTERNATIONAL FUND — Distribution HODGES SMALL CAP FUND — istnbution PARNASSUS CORE EQUITY FUND — istnbution PRINCIPAL EQUITY INCOME FUND — Distribution POWERSHARES HIGH YIELD BOND ETF — istmbution — Buy (add'l) POWERSHARES HIGH YIELD BOND ETF — Buy (add'l) SCHWAB AGGR BOND ETF — Distribution — Buy (add'l) SCHWAB AGGR BOND ETF — Buy (add'l) SCHWAB USTIPSETF — istmbution — Buy (add'l) SCHWAB EMERGING MARKETS ETF — Distribution — Buy (add'l) SCHWAB INTL EQUITY ETF — Distribution — Buy (add'l) SCHWAB INTL EQUITY ETF — Buy (add'l) SCHWAB US LARGE CAP ETF — istnbution — Buy (add'l) SCHWAB US SMALL CAPETF — Distribution — Buy (add'l) SPDR BARCLAYS EX-US TREASURY ETF — Iistnbution — Buy Brokerage #7 IPATH BLOOMBERG COMMODITY INDEX ETF — Distribution — Buy ISHARES AMT BOND ETF — Distribution — Buy VANGUARD TOTAL STOCK MARKET ETF — Distribution — Buy VANGUARD FTSE EMERGING MARKETS ETF — Distribution — Buy VANGUARD DIVIDEND APPRECIATION ETF — Distribution — Buy VANGUARD FTSE DEVELOPED MARKETS ETF — Distribution — Buy Schwab Checking / Brokerage Sweep Accts — Int/Div Citibank Checking / Savings Accts — Int/Div 529 Account #1 New York Col Savings Prog Cons™Mod Growth (no control) — Distribution Board Member, Federal Bar Association, Los Angeles Chapter Executive Committee Member, Judge Paul Michel Intellectual Property American Inn of Court Amendments to 2014 report im response to Committee's August | 1 letter: Lines 6, 24, 35: Corrected to indicate first purchase of funds - original filing inadvertently listed as “additional” purchases. Line 37: No change, Fund was disclosed in 2013 form at line 43 (correct fund name used in 2014 disclosure) Lines 48 - 104: 1 madvertently listed Accounts 2-4 in a different order than that used in my previous disclosure forms. The account identified as Account #2 in 2014 conforms to Account #4 in 2013 disclosure. The account identified as Account #3 in 2014 conforms to Account #2 in 2013 disclosure. The account identified as Account #4 in 2014 conforms to Account #3 in 2013 disclosure, To avoid confusion, | amended the 2014 disclosure for each relevant line in column D.5. to show the correct disclosure of the fund in the earlier form. Lines 163-165: Corrected to conform with previous report Assets listed in 2013 report at Lines 65-183; The Committee's comments regarding the 2013 disclosure are related to my inadvertent misnumbering of Accounts 2-4 in the 2014 form. To respond to the Committee's inquiry, | list below the line on which 1 disclosed the fund in 2013 and the correct location of its disclosure in 2014: 2013 2014 Tine # 65 74 101 80 106 95 109 98 1s 104 136 43 145 42 154 49 162 44 163 45 164 55 167 5? 183 4 --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/13630. Public record. Not legal advice.