# W Richard Lee

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/13426

## Record

- **Judge:** W Richard Lee
- **Year:** 2017
- **Report type:** Annual
- **Pages:** 8

## Text

Bank of America - account — Interest
Bank of the West - account — Interest
Principal Financial Group - common stock note — Int/Div
Principal Universal Life Protector policy #1 — None
Principal Universal Life Protector policy 42 — None
Mate Life Insurance Co. - Asset Care whole life/long term care — None
Properties Co. #1 common stock - note 2 — Rent
IRA #1 - Franklin Funds
Franklin Small-Mid Cap Growth Fund Class A — Distribution
Franklin Small-Mid Cap Growth Fund Class C — Distribution
Franklin Growth Fund - Class A — Distribution
IRA #2 -« Franklin Funds
Franklin Small-Mid Cap Growth Fund Class C — Distribution
IRA #3 « Principal Securities, Inc. - note 4
Fidelity Government Cash Reserves Money Market — Int/Div — Sold (part)
Fidelity Government Cash Reserves Money Market — Sold (part)
Principal Global Diversified Income Fund Class A — Int/Div — Buy
Principal SAM Flexible Income Fund Class A — Int/Div — Buy
Trust #1
American Funds Money Market Fund - A — None
Principal Survivorship Universal Life policy — None
Trust #2 — None
Oil & Gas Royalty - Kem County, CA
Trust #3
promissory note from Valley Power Systems, Inc. — Interest
Residential property - Jefferson County, CO «note 3 — None
Income beneficiary, Trust #3
Liability — Central Mortgage Company — mortgage on single family residence - Jefferson County, CO, Part VII, line 36
Note 1: Equity interest in Principal Fmancial Group, Inc. 638 shares of common stock issued im conunction with life insurance policies. Quarterly dividends are

reinvested. Shares held by issuer. Marketability unknown.

Note 2: Properties Co. #1 is a real property holding company, single asset - commercial property in Kern County, CA. - leased by family member's business. 1 hold

27.5% of the common stock, stock not marketable - uppraisal date, March 13, 2009.

Note 3: Single family residence in Jefferson Co., Colorado co-owned with family members. Original cost $329,000. | hold an undivided 20% interest as an

investment only. No income,

Note 4: Effective October 20, 2017, Principal Securities changed its IRA custodian and clearing platform from Pershing LLC, to Fidelity Clearing & Custody

Solutions and its broker-dealer National Financial Services LLC. The former Pershing Government Account - money market fund was automatically transferred to

the Fidelity Government Cash Reserves account.

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/13426. Public record. Not legal advice.