# Richard Joseph Arcara > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/13394 ## Record - **Judge:** Richard Joseph Arcara - **Year:** 2016 - **Report type:** Annual - **Pages:** 15 ## Text RBC Branch Sweep Program — Interest RBC Branch Sweep Program (Y) RBC Branch Sweep Program — Interest RBC Branch Sweep Program — Interest RBC Wealth Management Cash (Y) Alcoa Inc OID Callable 01/15/21 — Interest — Buy Allianz NF) Dividend Val Cl. C — Int/Div Allstate Corporation 6.25% pid ser F — Int/Div Allstate Corporation 6.75%, pfd stk ser C — Int/Div Ally FINL Inc 8/15/18 — Int/Div Ally Financial Inc 4.15% — Interest Ally FINL Ine FR 4.15% pm Callable 02/1517 — Interest — Buy Alternative Loan Trust MTGPC Series — Interest Arcelormittal Sr Unsecured — Interest — Redeemed Bank of America Corp 6.5% Shs REPSTG — Int/Div Bank of America Corp 6.5% Shs REPSTG — Int/Div Bank of America Corp 6.625% Non Cum Ped — Int/Div Bank of America FDG Corp Series 2007-2 Class 1A7 — Interest Bank of American Fund Corp Ser 2007-2 CLTAIB — Interest BlackRock Global Allocation Fd Inc CL C — Int/Div BlackRock Global Allocation Fd Inc CC — Int/Div Blackrock Intl Growth & Income Fund — Int/Div Blackrock Multi Sector Income — Int/Div BlackRock NY Muni Income — Int/Div Bristol Myers Squibb Co — None — Buy Chase Mtge Ser 2005 (formerly Chase Mige FIN TR 20%Y) CHL Mortgage Pass Through 2006-15 — Interest CHL Mortgage Pass Through 2006-14 — Interest CHL Mortgage Pass Through 2006-16 — Interest CHL Mortgage Pass Through 2007-3 — Interest — Sold (part) Citirgoup Commercial Mort Tr MTGPC Ser 2006-C5 AJ Fixed — Interest — Buy Citigroup Inc. 5.8% pfd ser C non cum — Int/Div Citigroup Inc. 6.875% ser K — Int/Div CitiMortgage Alt. Loan Trust Series 2006. ANY) Citimortgage Alternative Loan Trust Series 2006-A4 — Interest Clearbride Value Trust Class € — Int/Div Clearbridge Energy MLP Total Return Fund — Int/Div Cleveland Biolabs Ine Com New (Y) Cohen & Steers MLP Income & Energy Opportunity FD Inc — Int/Div Compton Calif Cmnty Redev Agy — None — Redeemed Computer Task Group Inc — Int/Div Corp Back JCPenney Ser 07-1CL A-1 — Interest Countrywide Alternative Loan Ser, 2005 (Y) Countrywide Capital V 7% — Interest Countrywide Home LN Class A 11 — Interest Credit Suisse First Boston Mtg Ser 2006-1(Y) CWALT Inc Alternative Loan Trust (Y) CWALT Inc. Class 1-A-10(Y) Doubleline Income Solutions FD — Int/Div Doubleline Income Solutions FD — Int/Div Duke Energy Corporation 5.125% Ir Sub Debentures — Interest Eaton Vance Floating Rate Income Plus Fund — Int/Div — Buy Eton Vance Floating Rate Income Plus Fund — Int/Div — Buy Eton Vance Floating Rate Income Plus Fund — Buy (add'l) Eton Vance Floating Rate Income Plus Fund — Buy (add'l) Eaton Vance High Income 2021 Target Term TR Com SH — Int/Div — Buy Eaton Vance Tax-Managed Glbl Diversified Equity Income Fd — Int/Div Eaton Vance Mut FDS TR FLTG Rate Advantage — Int/Div — Buy Euro Pac Growth Fund CL C — Int/Div Euro Pacific Growth Fund C1. A — Int/Div Fanme Mae CMO Series 2011-142 — Interest — Redeemed Federal Home Loan Mtg Corp Ser 4027 Cl YD — Interest — Redeemed Federal Home Loan Mtg Corp Ser 4604 CI Dh — Interest — Buy Federal National Meeting Assc 2012-70 (Y) Federal Nation Meeting Assn 2013-41 — Interest Fidelity Ady New Insights CL C — Int/Div Fidelity Adv New Insights Fd Cl A — Int/Div Fidelity Adv New Insights Fd C1 A — Int/Div — Sold (part) Fidelity Adv New Insights Cl ( — Int/Div — Buy (add'l) Fidelity Adv New Insights Fd Cl A — Int/Div KeyCorp (formerly First Niagara FINL Group) — Int/Div First TR MLP & Energy Income Fund — Int/Div First Trust Intermediate Duration Preferred & Income FD — Int/Div First Trust Intermediate Duration Preferred & Income Fd — Int/Div Ginnie Mae CMO Series 2012-90 WD- Fixed RT — Interest — Redeemed GNMA Ser 20124026 CL MH — Interest — Redeemed GNMA Ser 2012-038 CL LE — Interest — Redeemed Goldman Sachs HY Fund CLA — Int/Div GOV'T Nat'l Mtge Assoc 2012-038 CL UE — Interest — Redeemed GOV'T Nat'l Mtge Assoc 2012-96 CLYG — Interest Gov't Nat'l Mtg Assn Ser 2012-074 CL MB — Interest Gov't Nat'l Mig Assn Ser 2016-160 CL UB — Interest — Buy Gov't Nat'l Mig Assn Ser 13-06 CL WA — Interest — Buy GS MTG Secs Corp Series 2006-2F Class 2A6 — Interest — Buy Hotchkis & Wiley FDS Mid Cap Value Fd Cll — Int/Div Hotchkis & Wiley Funds Mid Cap Value FD CLC — Int/Div HSBC Holdings PLC 8.125% Pfd — Int/Div Icahn Enterprises LP/Corp SR Glbl NT 22 Callable 02/01/22 — Interest — Buy Invesco Basic Value Opportunities CL C — Int/Div Invesco Charter Fund C1 A — Int/Div Invesco Trust for Investment — Int/Div Ivy Asset Strategy CL C — None — Buy Ivy Asset Strategy Fd C1 C — Int/Div — Sold Ivy Asset Strategy Fd CL C — None Ivy Fds Asset Strategy C1 A — None IVY FDS Inc. Large Cap Growth Fd C1 C — Int/Div JC Penney Co SR NTS — Interest JP Morgan TrustmSeries 2007-S1 — Interest JP Morgan US Large Cap Core Plus C — Int/Div JP Morgan Chase & Co 6.30% Pfd Ser W — Int/Div KeyCorp New — Int/Div Kinetics Paradigm Fd CL ( — None Kinetics Paradigm Fund Advisor C1 C — None KKR & Co LP 6.75% Series A Preferred Units callable 6/15/21 — Int/Div — Buy Legg Mason Global Asset Mgmt Tr Miller Income Opportunity C1 C — Int/Div — Sold Legg Mason Opportunity Trust Cl A — None Legg Mason Opportunity Trust Cl C — None Legg Mason Opportunity Trust Cl € — None Legg Mason Opportunity Trust C1 € — None Legg Mason Opportunity Trust C1 € — None Lehman Mortgage Trust Series 2007-10 — Interest M&T Bank Corp — Int/Div Morgan Stanley Mortgage Loan Tr Series 2006-11 2-A-1 Fixed RT — Interest — Buy National Fuel Gas Co — Int/Div New Perspective Fund IncCl. A — Int/Div Nuveen High Income December 2018 Target Term Fund — Int/Div Nuveen High Income December 2019 target Term Fund — Int/Div — Buy Nuveen High Income 2020 Target Term Fund — Int/Div Nuveen High Income November 2021 Target Term Fund Com Shs — Int/Div — Buy Nuveen Credit Strategies Inc Fund — Int/Div Proctor & Gamble — Int/Div Prospect Cap Corp FR 5% mmm Callable — Interest Prudential Jennison 20/20 Focus Fund Class [ 84 — Int/Div Prudential Jenmison Growth Fund C1 A — Int/Div Qwest Corporation 6.5% SR Notes due 2056 — Interest — Buy Residential Accredit NS Inc CL A-S — Interest Residential Accredit ENS Inc CL 1-A-S — Interest RFMSI Trust MTGPC/SER 2005 (Y) Rovce Fd Total Return Fd Consultant — Int/Div Royce Fund - PA — Int/Div Royce Fund - PAMutual Fund Consultant C1 — Int/Div Royce Fund - PAMutual Fund Consultant CL — Int/Div San Bernardino Cnty Calif Fing Pension Obligation — None — Redeemed San Bernardino Cnty Calif Fing Pension Obligation. 1995 — None — Redeemed SCE Trust 1 5.625" Trust Cu, Pref Secs — Int/Div SLM Corp endnotes 4% to 6/6 4.7% — Interest SLM Corp Endnotes 4% 2/08, thereafter 6.75% callable 1/21/17 — Interest — Buy SLM Corp Med Term Note — Interest SLM Corp Ednotes callable 1/21/17 — Interest — Buy Southern Company (The) SER 2015A 6.25% INR Subordmd — Int/Div Southern Company (The) SER 2015A 6.25% JNR Subordntd — Interest SuperValu Inc SR NTS — Interest — Redeemed Templeton Foreign Fd C1 A — Int/Div Thomburg Intl Value Fund C1. A — Int/Div United States Cellular Corp 7.25% Sr. Notes x) — Int/Div United Sts STL Corp New SR NT — Interest — Redeemed United STS STL Corp New SR NT — Interest — Redeemed Wells Fargo & Company 5.7% Dep Shs Rep 11000eh Int — Int/Div — Buy Wells Fargo & Company 6% Dep Shs REPSTG 1/1000th INT — Int/Div Wells Fargo Mtg Backed Securities Ser 2006-6(Y) Wells Fargo Mtge Backed 2006-6 [-A-1 (Y) Wells Fargo Mtge Backed 2006-8 Ad — Interest Wells Fargo Mrge Sec 2006-11 A-13 (Y) Wells Fargo Mige Sec 2006-8 A-S — Interest Western Asset High Yield Defined Opportunity Fd — Int/Div Western Asset Intermediate Term Class ( — None — Buy Spouse's income — 2016 — AAA Western and Central New York Board Member - Stipend Spouse's income — 2016 — Executive Dimensions - Salary Spouse's income — 2016 — Health Now Board Member - Stipend --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/13394. Public record. Not legal advice.