# William J. Martini

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/13269

## Record

- **Judge:** William J. Martini
- **Year:** 2015
- **Report type:** Annual
- **Pages:** 9

## Text

BROKERAGE ACCOUNT #2
FEDERATED KAUFMANN FUND-R (FORMALLY FUND-K) — None
BROKERAGE ACCOUNT #6 mmm
POWERSHARES EXCH TRAD FD PRFZ — Int/Div
ISHARES TR MCS! EAFE FD — Int/Div — Sold (part)
ISHARES TR MCS! EAFE FD — Sold (part)
POWERSHARES FTSE RAFI US PRF — Int/Div — Buy (add'l)
POWERSHARES FTSE RAFI US PRF — Sold (part)
CHARLES SCHWAB ADV CASH RESERVE PREM — None — Buy (add'l)
CHARLES SCHWAB ADV CASH RESERVE PREM — Sold (part)
CHARLES SCHWAB ADV CASH RESERVE PREM — Int/Div — Buy (add'l)
CHARLES SCHWAB ADV CASH RESERVE PREM — Sold (part)
AQRSTYLE PREMIA FD CL — Int/Div — Buy (add'l)
AQRSTYLE PREMIA FD CL — Sold (part)
CAUSEWAY EMRG MKTS FD INSTL SHR — Int/Div — Sold (part)
CAUSEWAY EMRG MKTS FD INSTL SHR — Buy (add'l)
IVY ASSET STRATEGY FUNDCL 1 — None — Buy (add'l)
IVY ASSET STRATEGY FUNDCL 1 — Sold
JANUS GLOBAL RESEARCHFDCL 1 — Int/Div — Sold (part)
JANUS GLOBAL RESEARCHFDCL 1 — Buy (add'l)
NORTHERN MULTIMGR GLBL A — Int/Div — Sold (part)
PIMCO ALL ASSET ALL AUTHORITY CL INST — None — Sold
WINTERGREEN FUND — None — Sold
BARCLAYS BANK PLCETN — None — Buy (add'l)
BARCLAYS BANK PLCETN — Sold
ISHARES CORE S&P ETF — Int/Div — Buy (add'l)
ISHARES TR MCS! EAFE FD — None — Sold
POWERSHARES FTSE RAFI US PRF — Int/Div — Buy (add'l)
POWERSHARES FTSE RAFI US PRF — Sold (part)
POWERSHARES EXCH TRAD FD PRFZ — Int/Div — Sold (part)
POWERSHARES EXCH TRAD FD PRFZ — Sold
POWERSHARES EXCH TRAD FD PDN — None — Sold
SPDR S&P MIDCAP 400 ETF — Int/Div — Buy
SPDR S&P MIDCAP 400 ETF — Buy (add'l)
VANGUARD BOND INDEX FUND — Int/Div — Buy (add'l)
CATALYST HEDGED FUTURES — Int/Div — Buy
GUGGENHEIM S&P 500 PURE GROWTH ETF — Int/Div — Buy
THIRD AVENUE REAL ESTATE VALUE FD INSTL — Int/Div — Buy (add'l)
FIDELITY CAPITAL & INCM FD — Int/Div — Buy
TCW CORE FIXED INCOME CL — Int/Div
VALLEY NATIONAL BANK — None — Sold (part)
THE AXA EQUITABLE VARIABLE LIFE INSURANCE POLICY
Guaranteed Interest Account — Int/Div
EQ/Equity 500 Index — Int/Div
AXA Moderate - Plus Allocation — Int/Div
AXA Large Cap Growth Managed Volatility — Int/Div
EQ/Mid Cap Index — Int/Div
AXA International Value Managed Volatility — Int/Div
AXA Large Cap Value Managed Volatility — Int/Div
Charter Small Cap Value — Int/Div
EQ/Capital Guardian Research — Int/Div
EQUITABLE - SEP — None — Buy (add'l)
MDClick Holdmgs LLC — None
Trustee, Nicholas Martini Foundation
Trustee, John Cabot Umiversity
Income — 2015 — Nicholas Martim Foundation, Trustee — S22.000.00
THE NICHOLAS MARTINI FOUNDATION IS A 501(C)(3) CHARITABLE FAMILY FOUNDATION, ITS MISSION IS TO SUPPORT YOUTH HEALTH,

ENVIRONMENTAL, AND EDUCATION PROGRAMS.

AS A MEMBER OF THE BOARD OF TRUSTEES, 1 PARTICIPATE IN THE DECISIONS TO DISTRIBUTE THOSE FUNDS. THE TRUSTEES

ANNUALLY EVALUATE THE INVESTMENT POLICY FOR THE FOUNDATION. THAT POLICY IS IMPLEMENTED BY AN INDEPENDENT

MANAGER WHO HAS FULL DISCRETION WITH REGARD TO INVESTMENT DECISIONS. TRUSTEES DO NOT MAKE INVESTMENT DECISIONS.

CERTAIN FUNDS HELD IN JUDGE MARTINI'S AXA EQUITABLE VARIABLE LIFE INSURANCE POLICY CHANGED NAMES DURING 2015:

"EQ/LARGE CAP GROWTH PLUS" CHANGED TO "AXA LARGE CAP GROWTH MANAGED VOLATITLITY"

"MULTIMANAGER SMALL CAP VALUE" CHANGED TO "CHARTER SMALL CAP VALUE"

"EQ/LARGE CAP VALUE PLUS" CHANGED TO "AXA LARGE CAP VALUE MANAGED VOLATILITY"

THERE WERE NO SALES OR PURCHASES OF FUNDS IN THE AXA EQUITABLE VARIABLE LIFE INSURANCE POLICY DURING 2015.

---

Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/13269. Public record. Not legal advice.