# George A. O'Toole jr

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/13245

## Record

- **Judge:** George A. O'Toole jr
- **Year:** 2016
- **Report type:** Annual
- **Pages:** 26

## Text

Abbvie lnc — Int/Div
Abbott Laboratories — Int/Div — Sold (part)
Abbott Laboratories — Sold (part)
Abbott Laboratories — Sold
Accenture PLC Ireland C1 A — Int/Div — Buy (add'l)
Ace lLud — None — with line 75) — Part VILL note 2
Adient Plc — None — Sold — Part VII note 3
Adobe Systems — None
ADT Comp. — Int/Div — Sold
Align Technology — None — Buy
Align Technology — Buy (add'l)
Align Technology — Buy (add'l)
Allergan — None — Buy (add'l)
Allergan — Buy (add'l)
Allergan — Buy (add'l)
Allergan — Buy (add'l)
Alphabet Inc. C1 A — None
Alphabet Inc. C1C — None
Altria Group — Int/Div — Buy (add'l)
Altria Group — Buy (add'l)
Altria Group — Buy (add'l)
AMC Networks — None — Buy (add'l)
AMC Networks — Buy (add'l)
American Cap World Gr & Inc F2 — Int/Div — Buy (add'l)
American Tax Exempt Bd F2 — Interest — Sold
Anadarko Petroleum — Int/Div — Buy (add'l)
Anadarko Petroleum — Buy (add'l)
Anadarko Petroleum — Sold (part)
Apple common — Int/Div — Sold (part)
AT&T — Int/Div — Sold (part)
AT&T — Buy (add'l)
Autodesk Inc — None
Automatic Data Processing — Int/Div — Buy (add'l)
Automatic Data Processing — Buy (add'l)
Automatic Data Processing — Buy (add'l)
Bank of America deposit accounts — Interest
Berkshire Hathaway C1 B — None — Buy
Berkshire Hathaway C1 B — Buy (add'l)
Berkshire Hathaway C1 B — Buy (add'l)
Biogen — None — Buy (add'l)
Biogen — Buy (add'l)
Biogen — Buy (add'l)
Biogen — Buy (add'l)
Blackrock Global Allocation — Int/Div — Buy (add'l)
Blackrock Global Allocation — Sold
Blackrock Glbl Long/Short (BDMIX) — None — Sold
Blackrock High Yield Fund — Int/Div — Buy (add'l)
Blackrock High Yield Fund — Sold (part)
Blackrock Low Dur Bd lav Inst — Int/Div
Blackrock Multi-Asset — Int/Div — Buy (add'l)
Blackrock Inc — Int/Div — Buy (add'l)
Boeing — Int/Div — Sold
Bristol Myers Squibb — Int/Div — Sold
Broadcom — Int/Div — Sold (part)
Broadcom — Int/Div — Buy (add'l)
Calamos Market Neutral Inc — Int/Div
Carmival CP New Paired — Int/Div — Sold (part)
Carmival CP New Paired — Buy (add'l)
Carmival CP New Paired — Buy (add'l)
Causeway Intl Value (CIVIX) — None — Buy (add'l)
Causeway Intl Value (CIVIX) — Sold
Celgene — None — Buy (add'l)
Celgene — Buy (add'l)
Celgene — Buy (add'l)
Celgene — Buy (add'l)
CF Industries common — Int/Div — Sold
Center Coast MLP Focus — Int/Div — Buy (add'l)
Chevron common — Int/Div — Sold (part)
Chevron common — Buy (add'l)
Chevron common — Buy (add'l)
Chevron common — Buy (add'l)
Chevron common — Sold (part)
Chevron common — Sold (part)
Chevron common — Buy (add'l)
Chubb Led — None — Sold (part) — Part VILL, note 2
Chubb Led — Buy (add'l)
Chubb Led — Buy (add'l)
Cincinnati Financial Ohio — Int/Div — Buy (add'l)
Cisco Systems — Int/Div — Buy (add'l)
Cisco Systems — Buy (add'l)
Citrix Systems Inc — None — Sold (part)
Citrix Systems Inc — Buy (add'l)
Clearbridge Aggessive Growth (SAGYX) — Int/Div
Coca Cola Co. — Int/Div — Buy (add'l)
Coca Cola Co. — Buy (add'l)
Cogate Palmolive — Int/Div — Sold (part)
Cogate Palmolive — Buy (add'l)
Columbia Acorn Z (ACRNX) — None — Buy (add'l)
Columbia Acorn Z (ACRNX) — Sold
Comcasst (New) Cl A — Int/Div — Sold (part)
Comcasst (New) Cl A — Buy (add'l)
Communications Sales & Leasing — None — Sold
Conoco Phillips — None — Sold
Cree Research — None — Sold (part)
Cree Research — Buy (add'l)
Cullen Frost Bankers — None — Sold (part)
Cullen Frost Bankers — Sold
CVS Health Corp — Int/Div — Sold (part)
Delaware Value CL Inst — Int/Div — Buy (add'l)
Dell Technologies — None — Redeemed — Part VIL, note 4.
Deutsche X-Trgackers MSCI EAF — Int/Div — Buy (add'l)
Deutsche X-Trgackers MSCI EAF — Sold
Diageo ADR — Int/Div — Buy
Diageo ADR — Buy (add'l)
Diageo ADR — Buy (add'l)
Diageo ADR — Buy (add'l)
Discover Financial — Int/Div — Buy (add'l)
Discover Financial — Buy (add'l)
Discover Financial — Sold (part)
Discovery Communications Ser. A — None — Buy (add'l)
Dolby Cl A — Int/Div — Sold (part)
Dolby Cl A — Buy (add'l)
Dodge & Cox Intl Stock Fund — Int/Div
Dollar General Corp — Int/Div — Buy
Dollar General Corp — Buy (add'l)
Dollar General Corp — Buy (add'l)
Domimion Resources — Int/Div — Buy (add'l)
DoubleLine Total Return Bond Fund — Int/Div — Buy (add'l)
Driehaus Emrg MKk1s — Part VIL, note §
Duke Energy — Int/Div — Buy (add'l)
Eaton Vance Floating Rate (EIBLX) — Int/Div — Sold
Eli Lilly — Int/Div — Buy (add'l)
Enterprise Bank & Trust Co, common — Int/Div
EMC Corp. common — Int/Div — Redeemed — Part VILL note 4.
Extra Space Storage — Int/Div — Buy
Extra Space Storage — Buy (add'l)
Extra Space Storage — Buy (add'l)
Exxon Mobile common — Int/Div
Facebook CI A — None — Buy (add'l)
Facebook CI A — Buy (add'l)
Fastenal — Int/Div — Sold (part)
Fastenal — Sold (part)
Fastenal — Sold
Fidelity National Information Services — Int/Div — Buy (add'l)
Fidelity National Information Services — Sold (part)
Fidelity National Information Services — Buy (add'l)
Fidelity National Information Services — Buy (add'l)
Fluor Corp — Int/Div — Buy (add'l)
Freeport-McMoran — None — Buy (add'l)
Freeport-McMoran — Buy (add'l)
Freeport-McMoran — Sold (part)
Freeport-McMoran — Buy (add'l)
Gartner Inc — None
General Dynamics — Int/Div — Buy (add'l)
General Electric — Int/Div — Buy (add'l)
General Mills — Int/Div — Buy
General Mills — Buy (add'l)
General Mills — Buy (add'l)
General Motors — Int/Div — Buy (add'l)
General Motors — Buy (add'l)
H&R Block — Int/Div — Buy (add'l)
H&R Block — Buy (add'l)
Harding Loevner Intl Equity — Int/Div — Buy (add'l)
Harding Loevner Intl Equity — Buy (add'l)
Harding Loevner Intl Equity — Buy (add'l)
Hasbro. Inc — Int/Div — Sold (part)
Hasbro. Inc — Sold (part)
Hasbro. Inc — Sold (part)
Hasbro. Inc — Buy (add'l)
Honeywell — Int/Div — Sold (part)
Honeywell — Buy (add'l)
Honeywell — Buy (add'l)
Immunogen — None — Buy (add'l)
Immunogen — Buy (add'l)
Ingersoll-Rand — Int/Div — Buy
Ingersoll-Rand — Buy (add'l)
Intel — Int/Div — Sold (part)
Intel — Buy (add'l)
Invesco Premier Inst — Int/Div
lonis Pharmaceuticals — None — Buy (add'l)
lonis Pharmaceuticals — Buy (add'l)
lonis Pharmaceuticals — Buy (add'l)
lonis Pharmaceuticals — Buy (add'l)
1Q Hedge Multi-Strat Tracker — None
iShares Core US Aggregate (AGG) — Int/Div — Buy
iShares 1-3 Treasury (SHY) — Int/Div — Buy
Johnson & Johnson common — Int/Div — Sold (part)
Johnson Controls — None — Buy
JP Morgan Chase — Int/Div — Buy (add'l)
JP Morgan Chase — Sold (part)
Kinder Morgan — Int/Div — Sold (part)
Kinder Morgan — Buy (add'l)
L-3 Communications Holding — Int/Div — Sold (part)
L-3 Communications Holding — Buy (add'l)
Liberty Broadband S-A — None
Liberty Broadband S< — None
Liberty Interactive — None — Buy (add'l)
Liberty Interactive — Buy (add'l)
Liberty Interactive QVC A — None
Liberty Media Ceorp A — None — Sold (part)
Liberty Media Ceorp A — Buy (add'l)
Liberty Media Corp C — None — Sold (part)
Liberty Media Corp C — Buy (add'l)
Lockheed Martin — Int/Div — Buy
Lockheed Martin — Buy (add'l)
Lockheed Martin — Buy (add'l)
Loomis Sayles Core Plus — Int/Div — Sold (part)
Loomis Sayles Core Plus — Sold
Lord Abbett Sht Duration Inc (LDLFX) — Int/Div — Sold (part)
Lowes Companies — Distribution — Buy (add'l)
Lowes Companies — Sold (part)
Lowes Companies — Sold (part)
Lowes Companies — Buy (add'l)
Lowes Companies — Buy (add'l)
Macy's Inc — Int/Div — Sold
Manulife Financial common — Int/Div
Marsh & McLennan — Int/Div
Mastercaard . Inc. C1 A — Int/Div
Merger Fund — Int/Div — Part VIL, note §
Medtronic — Int/Div
Merck & Co. — Int/Div — Buy
Merck & Co. — Buy (add'l)
Metropolitan West Tot Ret Bd (MWTIX) — Int/Div — Buy (add'l) — Part VILL, note 6.
Microsoft common — Int/Div — Buy (add'l)
Microsoft common — Buy (add'l)
Microsoft common — Buy (add'l)
Mondelez Intl Ine — Int/Div — Buy (add'l)
Mondelez Intl Ine — Buy (add'l)
Mondelez Intl Ine — Buy (add'l)
Monsanto New — Int/Div — Buy (add'l)
Morgan Stanley Bank cash/MM account — Interest
National Oilwell Varco — Int/Div — Buy (add'l)
National Oilwell Varco — Buy (add'l)
Nestle Spon ADR — Int/Div — Buy (add'l)
Newmarket Corp (Holding) — Int/Div
Nextera Energy — Int/Div
Nielsen Holdings PLC — Int/Div — Buy (add'l)
Nielsen Holdings PLC — Sold (part)
Nielsen Holdings PLC — Buy (add'l)
Nike Inc. B — Int/Div
Norfolk Southern — Int/Div — Sold (part)
Norfolk Southern — Buy (add'l)
Novo-Nordisk ADR — Int/Div — Sold (part)
Novo-Nordisk ADR — Buy (add'l)
Novo-Nordisk ADR — Buy (add'l)
Novo-Nordisk ADR — Buy (add'l)
Now Inc — None — Buy (add'l)
Now Inc — Buy (add'l)
Now Inc — Buy (add'l)
Nuance Communications Inc — None — Sold (part)
Nuance Communications Inc — Buy (add'l)
Nucor Corp — Int/Div — Sold (part)
Nucor Corp — Buy (add'l)
Nuveen Santa Barbara Div Gr) — Int/Div — Buy (add'l)
Orucle Corp — Int/Div
O'Reilly Automotive New — None
Packaging Corp — Int/Div — Sold (part)
Packaging Corp — Buy (add'l)
Packaging Corp — Sold (part)
Paychex, Inc — Int/Div — Buy (add'l)
Parnassus Mid Cap — Int/Div
Pentair — Int/Div — Buy (add'l)
Pentair — Buy (add'l)
Pentair — Buy (add'l)
Pepsico common — Int/Div
Phizer Inc — Int/Div — Buy (add'l)
Phizer Inc — Sold (part)
Phizer Inc — Buy (add'l)
Phizer Inc — Buy (add'l)
Phizer Inc — Buy (add'l)
Phillips 66 — Int/Div — Buy (add'l)
Phillips 66 — Buy (add'l)
Phillips 66 — Buy (add'l)
Praxair, Inc. common — Int/Div — Buy (add'l)
Priceline Grp New — None
Principal Mid Cap (PMCPX) — Int/Div — Buy
Procter & Gamble common — Int/Div
Prudential Jennison Nat Res (PNRZX) — Int/Div — Buy (add'l)
Prudential Jennison Nat Res (PNRZX) — Sold
Prudential Short Term Corp Bond Z — Int/Div
Regeneron Pharmaceuticals — None — Buy (add'l)
Regeneron Pharmaceuticals — Buy (add'l)
Reynolds American — Int/Div — Sold (part)
Reynolds American — Sold (part)
Reynolds American — Sold (part)
Reynolds American — Buy (add'l)
Sandisk Corp — Int/Div — Redeemed
Schwab Advisor Cash Reserve Fund — Interest
Schlumberger Ltd — Int/Div — Buy
Schlumberger Ltd — a
Seagate TechnologyPLC — Int/Div — Buy (add'l)
Seagate TechnologyPLC — Buy (add'l)
Starbucks Corp — Int/Div
Starz Ser. A — None — Redeemed
Stericyele, Inc. common — None
TE Connectivity — Int/Div — Buy (add'l)
TE Connectivity — Buy (add'l)
TE Connectivity — Buy (add'l)
TE Connectivity — Buy (add'l)
TE Connectivity — Buy (add'l)
The Mosaic Co (Holding Co) — Int/Div — Buy (add'l)
Thomburg Intl Value Fund — Int/Div — Sold (part)
Thomburg Intl Value Fund — Sold
TIX Cos New — Int/Div
Twitter Inc — None — Buy (add'l)
Twitter Inc — Buy (add'l)
Twitter Inc — Buy (add'l)
Twitter Inc — Buy (add'l)
Twitter Inc — Buy (add'l)
Twitter Inc — Buy (add'l)
Tyco Intl PLC — Int/Div — Buy (add'l)
Tyco Intl PLC — Buy (add'l)
Tyco Intl PLC — Sold
Union Pacific common — Int/Div — Buy (add'l)
Union Pacific common — Buy (add'l)
Union Pacific common — Sold (part)
UnitedHealth Group — Int/Div — Sold (part)
UnitedHealth Group — Buy (add'l)
RIT) — Sold (part)
Van Eck Emrg Mkts — Int/Div — Sold
Vanguard Growth Index Fund — Int/Div — Buy (add'l)
Vanguard Short Term Bond ETF — Int/Div — Sold (part)
Verizon Communications common — Int/Div — Buy (add'l)
Verizon Communications common — Buy (add'l)
Verizon Communications common — Buy (add'l)
Vertex Pharmaceuticals — None — Buy (add'l)
Vertex Pharmaceuticals — Buy (add'l)
Vertex Pharmaceuticals — Buy (add'l)
Vertex Pharmaceuticals — Buy (add'l)
Vertex Pharmaceuticals — Buy (add'l)
VF Corp. — Int/Div — Sold (part) — Part VIL note 7
VF Corp. — Buy (add'l)
VF Corp. — Buy (add'l)
Virtus Insight Emrg Mkts (HIEMX) — Int/Div — Buy (add'l)
Visalne. CIA — Int/Div
Voya Global RE (IGLIX) — Int/Div
Walt Disney Co Holding Co — None — Buy (add'l)
Walt Disney Co Holding Co — Buy (add'l)
Walt Disney Co Holding Co — Buy (add'l)
WOM Focused Intl Growth — None
Weatherford Intl — None — Buy (add'l)
Weatherford Intl — Buy (add'l)
Weatherford Intl — Buy (add'l)
RE¥S — Buy (add'l)
WEC Energy Group Inc — Int/Div — Sold (part)
WEC Energy Group Inc — Buy (add'l)
Wells Fargo & Co New — Int/Div — Sold (part)
Wells Fargo & Co New — Buy (add'l)
Wells Fargo & Co New — Buy (add'l)
Wells Fargo & Co New — Buy (add'l)
R¥3] — Buy (add'l)
R¥3] — Sold (part)
R¥3] — Buy (add'l)
Wells Fargo & Co 6% Series V — Int/Div — Sold (part)
Wells Fargo & Co 6% Series V — Buy (add'l)
Western Digital Corp — Int/Div — Buy (add'l)
Western Digital Corp — Buy (add'l)
RETH — Buy (add'l)
RETH — Buy (add'l)
RETH — Sold (part)
Whirlpool Corp — Int/Div — Buy (add'l)
Whirlpool Corp — Buy (add'l)
Whirlpool Corp — Sold (part)
Liability — American Express — Credit Card
Reimbursement — James Wilson Institute — 11/4/2016-11/6/2016 — Washington, DX — Academic seminar — Travel and lodging
Spouse's income — 2016 — Self-employed marketing communications consultant
Spouse's income — 2016 — Contract employee, Massachusetts Department of Public Health
1. The trust identified m Part 1 3s a family trust. All the assets held in the trust are reported individually m Part VII but are not specifically identified m that Part to

the trust,

2. Ace Lid, merged with Chubb. See line 75. Holdings and transactions are reported under Chubb.

3. Adient Plc was a spin-off from Johnson Controls. The asset was disposed of as reported at line 7.

4, EMC Corp. was acquired by Dell Technologies, a privately held company, and the stock was redeemed. The redemption value was J, with a gain of A,

5. See notes 2 and 6 to Amended Report for 2015 filed October 25, 2016. In the transfer of management of assets between advisers that occurred at the end of

2014 and the beginning of 2015, some assets were simply transferred, some were sold by the prior adviser and cash was trasnsferred, which the successor adviser

then invested in new assets. Drichause Emerging Markets (this report line

119) was carried in last year's report as if transferred, but on further investigation, from available records it appears that asset was liquidated by the prior adviser

and the cash proceeds were trunsferred. It appears that the sale occurred in carly January 2015, similar to the assets reported in note 6 to the 2015 Report, From a

comparison of the respective per share/unit purchase prices for this asset and the share/unit price in carly January 2015, it appears that the market value of the sale

transaction was J. Based on the same comparison, there was no gaine. In my original report for 2016 filed in May, | identified shares in Merger Fund (MERIX) as

having likely been disposed of in a similar way. | have since discovered that those shares were not disposed of and are currently, and have been continuously held.

6. The entry for this asset in the Report for 2015 at line 353, column D.1 should have indicated "sold in part,” rather than "sold."

7. VF Corp. reported beginning at line 320, was acquired in 2015 but inadvertantly omitted from the Report for that year. It was bought 05/01/2015 at a market

value of J. It paid dividends in 2015 valued at A.

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/13245. Public record. Not legal advice.