# Carolyn Chiechi > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/13193 ## Record - **Judge:** Carolyn Chiechi - **Year:** 2016 - **Report type:** Annual - **Pages:** 13 ## Text SAB HR 10 Plan — Int/Div — Sold (part) — Min. Dis. (RMD) Coca Cola Co.. Common Stock — Int/Div BP PLC. Common Stock — Int/Div Merck & Co... Common Stock — Int/Div Express Scripts Holding Co., Common Stock — None Stryker Corp., Common Stock — Int/Div RBC Wealth Management US Government Money Market Fund — None — Closed WalMart Stores, Inc... Common Stk — Int/Div Marriott Intl, Inc. New, Class A, Common Stock — Int/Div Marmot Vacations Worldwide Corp Common Stock — Int/Div Host Hotels and Resorts Inc., Common Stock — Int/Div — Sold PNC Fmancial Corp., Common Stock — Int/Div Microsoft Corp., Common Stock — Int/Div — Sold (part) Medtronic. Common Stock — Int/Div Bank of America (MM/Ckg Accts) — Interest Boeing, Co. Common Stock — Int/Div NIKE. Class B Common Stock — Int/Div Apple Inc., Common Stock — Int/Div Alphabet Inc Class C (name change from Google Inc.,) Capital Stock — None Alphabet Inc Class A (name change from Google Inc.) Common Stock — None Amgen. Inc., Common Stock — Int/Div General Electric. Common Stock — Int/Div Memill Lynch (ML) Bank Deposit (Money Market Fund) — None Berkshire Hathaway B, Common Stock — None Cisco Systems Inc. Common Stock — Int/Div Johnson & Johnson, Common Stock — Int/Div AT&T Inc common stock — Int/Div Amazon.com, Inc., Common Stock — None — Buy (add'l) Anadarko Pete.. Common Stock — Int/Div — Donated Bed Bath & Bevond Inc., Common Stock — None — Sold Biogen Idec Inc., Common Stock — None Cree Research Inc., Common Stock — None — Sold Expedia Inc., Common Stock — Int/Div — Donated Nat'l Oilwell Varco Inc... Common Stock — Int/Div — Sold Home Depot Inc., Common Stock — Int/Div Intel Corp., Common Stock — Int/Div — Donated L-3 Comm. Hidg Inc., Common Stock — Int/Div — Sold Beneficial. interest in Lehman Bros Holdings Tne Plan Trust — None — VII for explanation Bank of America Corp... Common Stock — Int/Div Micron Tech lnc.. Common Stock — None Pepsico Inc., Common Stock — Int/Div Pfizer Inc.. Common Stock — Int/Div Proctor & Gamble, Common Stock — Int/Div Seagate Corp, Common Stock — Int/Div — Sold Texas Instruments, Common Stock — Int/Div Time Wamer Inc. New, Common Stock — Int/Div — Donated United Health Gp. Inc., Common Stock — Int/Div — Donated Walt Disney Co., Common Stock — Int/Div Weatherford Int'l Ltd... Common Stock — None — Sold Yahoo Inc.. Common Stock — None — Donated EBay, Inc., Common Stock — None — Donated Exxon Mobil, Common Stock — Int/Div Colgate Palmolive, Common Stock — Int/Div Southern Co... Common Stock — Int/Div Abbvie Inc common stock — Int/Div Conoco Philips, comon stock — Int/Div Chemours, common stock — Int/Div — Sold Devon Energy, common stock — Int/Div — Buy (add'l) Devon Energy, common stock — Sold (part) Dupont E de Nemours, Coomon stock — Int/Div Eastman Chemical, common stock — Int/Div IBM Corp. common stock — Int/Div Phillips 66, common stock — Int/Div Thompson Reuters Corp, common stock — Int/Div United Tech Corp, common stock — Int/Div IM Company, common stock — Int/Div Williams Company, common stock — Int/Div WPX Energy, common stock — None — Sold Nuveen Sanata Barbara Fund, Mutual Fund — Int/Div MFS Multimarket Fund, Mutual Fund — Int/Div — Sold Wells Fargo Precious Metal Fund, Mutual Fund — None — Sold Capital One bank 0.40% fixed rate CD, due 4/15/16 — Interest — Redeemed Santander Bank, 0.60% fixed rate CD, due 14/16 — Interest — Redeemed Santander Bank, 0.70% fixed rate CD, due 24/17 — None — Buy — payable in 2017 Sallie Mae bank 0.45% fixed rate CD due 26 — Interest — Buy Sallie Mae bank 0.45% fixed rate CD due 26 — Redeemed Sallie Mae bank 0.60% fixed rate CD due M417 — None — Buy — payable in 2017 McDonald's Corp common stock — Int/Div — from line 79) — as RMD from 83 ML Beneficiary IRA ( beneficiary of mother's IRA) Chevron Corp common stock — Int/Div Glaxosmithkline PLC common stock — Int/Div Lockheed Martin Corp common stock — Int/Div McDonald's Corp common stock — Int/Div — Sold (part) — see .78 Pfizer Inc common stock — Int/Div ML Bank Money Market Fund — None Estate ML Bank Deposit (Money Market Fund) — None Apple Inc. common stock — Int/Div BP PLC common stock — Int/Div — Sold LChevron Corp common stock — Int/Div Loca Cola common stock — Int/Div Express Scripts Holdings Co common stock — None — Sold General Electric common stock — Int/Div — Sold Guided Therapeutics Inc common stock — None — Sold Horizon Holding Intl Corp common stock — None — Sold Lockheed Martin Corp common stock — Int/Div — Sold (part) McDonalds Corp common stock — Int/Div Primecare Systems Inc common stock — None — Sold Roval Dutch Shell PLC common stock — Int/Div Merck & Co. common stock — Int/Div Real Property (Essex County. NJ) S804 500 — None ML IRA BP PLC. Common Stock — Int/Div General Electric. Common Stock — Int/Div Goldman Sachs, Common Stock — Int/Div AT&T Inc.. Common Stock — Int/Div Schlumberger, Common Stock — Int/Div Target, Common Stock — Int/Div St. Paul Travelers. Common Stock — Int/Div Columbia Marsico Focus Eq. A Mutual Fund — None — Sold Hartford Cap Appreciation A Mutual Fund — None — Sold Kinetics New Paradigm Fund CI A Mutual Fund — None ML Bank Deposit {Money Market Fund) — None Abbott Labs, Common Stock — Int/Div Abbvie Inc.. Common Stock — Int/Div Johmson & Johnson, Common Stock — Int/Div Apple Inc., Common Stock — Int/Div BB&T Corp., Common Stock — Int/Div General Motors Co... Common Stock — Int/Div National-Oilwell Varco Inc., Common Stock — Int/Div Repsol S.A. Common Stock — Int/Div Smith & Nephew Group, Common Stock — Int/Div Devon Energy Corp., Common Stock — Int/Div Everbank FL 0.50% fixed rate CD due RUAN — Interest — Redeemed Discover Bk 0.65% fixed rate CD due 826/16 — Interest — Redeemed Sabrient Bakers Dozen Portfolio Fund. Mutual Fund — None — Sold Sabrient Bakers Dozen Portfolio Fund, ser 2016, Mutual Fund — None — Buy Safra National Bank, 0.60% fixed rate CD, due 3/29/17 — None — Buy City Natl Bank, 0.45% fixed rate CD, due 13/16 — Interest — Buy City Natl Bank, 0.45% fixed rate CD, due 13/16 — Redeemed Columbia Dividend Opportunity Fund A, Mutual Fund — None — Buy Hartford Equity Income Fund A, Mutual Fund — None — Buy Peoples Bank 0.70% fixed rate CD, due 113/17 — None — Buy Executor, Estate (mother) Agreement — 09/1992 — Sutherland, Ashill & Brennan (SAB) (See VIL Additional Information or Explanations) 11. AGREEMENTS (Cont'd). At least for the foreseeable future, | decided to continue to have certain of the amounts | had accumulated in the HR 10 Plan, which is sponsored by SAB of which I was a partner through September 30, 1992, and which is an independently managed, fully funded, defined contribution plan that allows for self-directed investments, to be managed by the advisor retained by SAB. In July 2000, 1 rolled over into an IRA at Morgan Stanley the balance of those amounts. In 2007, 1 rolled over my Morgan Stanley IRA accounts into IRA accounts at UBS Financial Services, Inc. (UBS). In 2014, | rolled over my UBS IRA into IRA accounts at Merrill Lynch (ML). I have a vested interest in the Sutherland, Asbill & Brennan Defined Benefit Plan for Partners and Noalegal Personnel. The benefit Tam entitled to receive under that plan is an annual income on a straight-line basis of $6,782.15 per year, commencing at normal retirement age of 63 and which became effective as of 1/1/09. Annual amount is paid equally over 12 months. Pursuant to the terms of the plan. | was not entitled to a lump-sum payout when | withdrew as a partner from SAB effective October 1, 1992, because, as a relatively new plan, the benefits to the participants of the plan were not fully funded. The plan provides that pension payments were to begin automatically after 1 attained the normal retirement age of 65. The amount of the pension payments are in no way affected by the profitability of SAB or by the performance of the trust fund. If the trustee of the plan were to realize a better or 4 worse investment rate than assumed in the actuarial calculations for the plan, SAB either would contribute less or more to provide the defined benefit of all participants. The plan may be terminated either because of a change in the law or a decision by the partners of SAB to discontinue this benefit. In the event of plan termination, ERISA provides very specific rules for the allocation of plan assets among participants, with those who have already retired being given fully funded benefits first. If SAB were not able to provide all benefits, the Pension Benefit Guaranty Corporation would pick up the liability for any shortfall up to the benefit levels insured by that agency. It is my understanding that, except in that unlikely event, my benefit under the plan is a fixed amount, VIL INVESTMENTS AND TRUSTS P. 6, line 38 In 2012 Lehman Bros. Holdings, Inc., commenced bankruptcy proceedings, its stock was canceled, and its stockholders received proportionate beneficial interests in or rights to the Lehman Bros Holdings, Inc., plan trust. Although 1 placed a yearend value in my 2012 financial disclosure report on my interest in or right to that plan trust, upon reflection 1 believe that a value really was not ascertainable for that interest or right at the end of 2012, 2013, 2014, 2015, or 2016 because of the uncertainties involved in the bankruptcy proceedings. Nonetheless, I indicated that the value code is J, i.c., "$15,000 or less”. --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/13193. Public record. Not legal advice.