# James Carroll Fox

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/13180

## Record

- **Judge:** James Carroll Fox
- **Year:** 2011
- **Report type:** Annual
- **Pages:** 13

## Text

IRA%2 — Int/Div
AUTOMATIC DATA PROCESSING INC COMM — Sold (part)
MEDTRONIC COMM
MICROSOFT CORP COMM
PFIZER COMM
WELLS FARGO ADVISORS BANK DEPOSIT SWEEP MM
IRA#I — Int/Div
AMAZON COM INC COMM — Buy
AMAZON COM INC COMM — Buy (add'l)
AMAZON COM INC COMM — Sold
GENERAL ELECTRIC CAP CORP NOTE BOND — Sold
GREENHAVEN CONTINUOUS ET COMMODITY INDEX FD MF — Buy (add'l)
ISHARES COMEX GOLD TRUST MF — Sold (part)
ISHARES DOW JONES US OIL & GAS EXPL & PROD INDEX MF — Sold (part)
POWERSHARES DB COMMODITY INDEX TRAKING FD MF — Buy (add'l)
POWERSHARES DB COMMODITY INDEX TRAKING FD MF — Sold (part)
POWERSHARES DB AGRICULTURE FUND MF — Sold (part)
POWERSHARES DB BASE METALS FUND MF — Sold (part)
SCHERING PLOUGH CORP NOTE BOND — Sold
UNITED STATES GASOLINE FUND LP MF — Sold (part)
WILLIS LEASE FINANCE CORP
WELLS FARGO ADVISORS BANK DEPOSIT SWEEP MM
BROKERAGE 2
EATON VANCE FUNDMF #2 — Int/Div
WELLS FARGO ADVISORS BANK DEPOSIT SWEEP MM — Interest
BROKERAGE #2
AMAZON COM INC COMM — None — Buy
AMAZON COM INC COMM — Sold
AMAZON COM INC COMM — Buy
ARCHER DANIELS MIDLND CO COMM — Int/Div
CAMPBELL SOUP CO COMM — Int/Div
CONAGRA FOODS CO COMM — Int/Div
CREE. INC — None — Buy
CREE. INC — Buy (add'l)
CREE. INC — Sold
DEL MONTE FOODS CO COMM — Int/Div — Sold
EATON VANCE FUND MF #1 — Int/Div
WELLS FARGO ADVISORS BANK DEPOSIT SWEEP MM — Interest
CHESTNUT STREET EXCHANGE FUND MF #1 — Int/Div
INVESCO VAN KAMPEN EXCHANGE FUND MF # — Int/Div
CHESTNUT STREET EXCHANGE FUND MF#2 — Int/Div
INVESCO VAN KAMPEN EXCHANGE FUNDMF #2 — Int/Div
CITIENERGY LLC — Distribution
COACH INC COMM — Int/Div
FOREXCO. INC — Distribution
TRLST #1 — Int/Div — A
ARTIO INTL EQUITY MF — Sold (part)
ARTIO INTL EQUITY MF — Sold (part)
ARTIO INTL EQUITY MF — Sold (part)
CALAMOS MARKET NEUTRAL MF
DODGE & COX INCOME FUND MF — Buy (add'l)
DODGE & COX INTERNATIONAL MF — Sold (part)
DODGE & COX INTERNATIONAL MF — Sold (part)
DODGE & COX INTERNATIONAL MF — Sold (part)
DWS SHORT TERM DURATION PLUS FUND MF — Sold
EXXON MOBILE CORP COMM
FEDERATED TREASURY OBLIGATIONS FD M/M
ING REAL ESTATE FUND MF
HEARTLAND VALUE PLUS INST MF — Buy
LOOMIS SAYLES BOND FUND MF
MUNDER MID CAP CORE GROWTH FUND MF — Sold (part)
MUNDER MID CAP CORE GROWTH FUND MF — Sold (part)
WELLS FARGO ADVISORS BANK DEPOSIT SWEEP MM
MUNDER MID CAP CORE GROWTH FUND MF — Sold (part)
MUNDER MID CAP CORE GROWTH FUND MF — Sold (part)
PIMCO EMERGING MARKETS BOND FUND MF — Sold (part)
PIMCO HIGH YIELD FUND MF
PIMCO LOW DURATION FUND MF
PRUDENTIAL SHORT TERM CORPORATE BOND FD MF — Buy
RSGLOBAL NATURAL RESOURCES FUND MF
SCHRODER US OPPORTUNITY FD MF — Buy
SSSGA FUNDS EMERGING MKTS MF — Sold (part)
VANGUARD SHORT TERM BOND INDEX FUND MF
WELLS FARGO ADVISORS INTRINSIC VALUE FUND MF
WELLS FAGO ADVISORS STRATEGIC GROWTH FUND MF
WESTPORT FDS SELECT CAP FD MF — Sold (part)
WESTPORT FDS SELECT CAP FD MF — Sold (part)
TRLST #22 — Int/Div — NOTEB
ARTIO INTL ENERGY MF — Sold (part)
CALAMOS MARKET NEUTRAL MF
COLUMBIA INCOME FUND MF
DODGE & COX INTNL FUND MF — Sold (part)
DWS SHORT TERM DURATION PLUS MF — Buy (add'l)
DWS SHORT TERM DURATION PLUS MF — Sold
FEDERATED TREASURY OBLIGATIONS FD M/M
GOLDEN LG CORE VALLE FD MF
GOLDMAN SACHS LARGE CAP VALUE FUND MF
GOLDMAN SACHS GRTH OPPORTUNITIES FD MF
HEARTLAND VALUE PLUS INST MF — Buy
INGININL REAL ESTATE FD MF
JANUS MID CAP VALUE FD MF
NUVEEN FLAGSHIP NC MUNI BOND FD MF — Sold (part)
PARNASSUS EQUITY INCOME FUND MF
PIMCO EMERGING MARKETS BOND FUND MF
PIMCO LOW DURATION FUND MF — Buy (add'l)
PRUDENTIAL SHORT TERM CORPORATE BOND FD MF — Buy
ROYCE VALUE PLUS FD MF — Sold
RS GLOBAL NATURAL RESOURCES FUND MF
SCHRODER US OPPORTUNITY FD MF — Buy
SSGA FDS EMERGING MKTS FUND MF — Sold (part)
TROWE PRICE REAL ESTATE FD MF
VANGUARD SHORT TERM BOND INDEX FUND MF — Buy (add'l)
WELLS FARGO ADVISORS INTRINSIC VALUE FUND MF
FOUNDATION 21 — Int/Div — C
AT&T INC COMM — Buy
ABBOTT LABORATORIES COMM — Buy
ABBOTT LABORATORIES COMM — Buy (add'l)
BAXTER INTERNATIONAL INC COMM — Buy
BB&T CORP COMM
BP AMOCO COMM — Sold (part)
CHEVRON CORPORATION COMM — Buy
DUKE ENERGY CORP NEW COMM
ELILILLY & CO COMM — Sold (part)
ELILILLY & CO COMM — Sold
EXXON MOBIL CORP COMM — Buy
FAIRPOINT COMMUNICATIONS INC COMM — Closed — NOTED
FRONTIER COMMUNICATIONS CORP — Sold
JOHNSON & JOHNSON COMM — Buy
JOHNSON & JOHNSON COMM — Buy (add'l)
NUVEEN MULTI-STRATEGY INCOME & GRTH FUND MF
PFIZER INC COMM
PIEDMONT NATURAL GAS COMM — Sold (part)
SCANNA CORP COMM — Buy
SPECTRA ENERGY CORP COMM
VERIZON COMMUNICATIONS COMM — Sold (part)
VERIZON MARYLAND BOND — Redeemed
WELLS FARGO CO COMM
WILLIS LEASE FINANCE CORP COMM
TESTAMENTARY LIMITED POWER OF APPOINTMENT, TRUST #
TESTAMENTARY LIMITED POWER OF APPOINTMENT, TRUST #2
NOTE A - Under the distributive provisions of the Tust # 1, the income of said trust, within the sole and absolute discretion of the corporate trustee thereof, may

be distributed in whole or in part to members. The class of potential distributees may be increased by the birth of additional members and by future marriage

of members, The corporate trustee, in its sole discretion, may distribute all or any portion of the corpus of said trust to any one or more such beneficiaries if

neccessary to meet the reasonable needs of such beneficiary, James C. Fox was a co-trustee until his resignation and appointment of 4 successor trustee on August

16, 2006. James C. Fox has a testamentary limited power of appointment with regard to the corpus of the trust.

NOTE B - Under the distributive provisions of the Tust # 2, the income of said trust, within the sole and absolute discretion of the corporate trustee thereof, may

be distributed in whole or in part to members. The class of potential distributees may be increased by the birth of additional members and by future marriage

of members. The corporate trustee, in its sole discretion, may distribute all or any portion of the corpus of said trust to any one or more such beneficiaries if

neccessary to meet the reasonable needs of such beneficiary. James C. Fox was a co-trustee until his resignation and appointment of 4 successor trustee on August

16, 2006. James C. Fox has a testamentary limited power of appointment with regard to the corpus of the trust.

NOTE C - James C. Fox is a co-trustee of the Foundation # 1, a trust created and operated for charitable, religious, scientific and educational purposes, The assets

of the trust approximated $490,794.3 at December 31, 2011.

NOTE D - Bankruptcy: worthless 02/11/11.

NOTE E - Abbreviations used in the descriptions of assets, Part VII include the following: "COMM" designates common stock; "PREF" designates preferred

stock; "M/M™ designates a cash equivalent money market account, "BOND" designates a corporate bond; "MUNI" designates a tax exempt bond; and "MF

designates 8 mutual fund.

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/13180. Public record. Not legal advice.
