# Charles Novack > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/13067 ## Record - **Judge:** Charles Novack - **Year:** 2016 - **Report type:** Annual - **Pages:** 13 ## Text IRA Z(H) Schwab Ad. Cash Reserve — Int/Div — Sold (part) Schwab Ad. Cash Reserve — Sold (part) Schwab Ad. Cash Reserve — Sold (part) Schwab Ad. Cash Reserve — Buy (add'l) Schwab Ad. Cash Reserve — Sold (part) Schwab Ad. Cash Reserve — Sold (part) Schwab Ad. Cash Reserve — Sold (part) Schwab Ad. Cash Reserve — Buy (add'l) Schwab Ad. Cash Reserve — Sold (part) Schwab Ad. Cash Reserve — Sold (part) Schwab Ad. Cash Reserve — Sold (part) Schwab Ad. Cash Reserve — Sold (part) Schwab Ad. Cash Reserve — Buy (add'l) Accenture PLC Class A — Int/Div — Sold (part) Amgen Inc. (Common) — Int/Div — Buy Amgen Inc. (Common) — Buy (add'l) Canadian National Railways Co. (common) — Int/Div Cummins, Inc. (common) — Int/Div — Buy CVS Health Corp. (common) — Int/Div — Buy Estee Lauder Co, Inc. Classs A — Int/Div — Buy Factset Research System, Inc. (common) — Int/Div Grainger WW, Inc. (common) — Int/Div — Sold Hormel (common) — Int/Div — Sold (part) Magellan Midstream Partners (common) — Int/Div — Buy (add'l) Metronic. Inc. (common) — Int/Div Nike. Inc. (common) — Int/Div — Sold (part) Novo - Nordisk as ADR — Int/Div — Sold (part) Novo - Nordisk as ADR — Buy (add'l) Polaris Industries (common) — Int/Div — Buy (add'l) Polaris Industries (common) — Buy (add'l) Polaris Industries (common) — Sold Praxair. Inc. (common) — None — Sold Sherman-Williams Co. (common) — Int/Div — Buy Scripps Ntwk Interactive (common) — Int/Div — Buy (add'l) TIX Companies (common) — Int/Div T. Rowe Price Group (common) — Int/Div — Buy (add'l) Toro Company (common) — Int/Div — Buy Toronto Dominion Bank — Int/Div — Buy (add'l) United Health Group, Inc (common) — Int/Div Walgreens Boots Alliance (common: formerly "Walgreens") — Int/Div — Sold (part) Walgreens Boots Alliance (common: formerly "Walgreens") — Sold 361 Managed Futures Strat. Fund C1 1 — None — Sold Doubleline Total Return Bond Fund C11 — Int/Div Guggenheim Exch. TRD FD Bullet Shares 2017 Corp Bond ETF — Int/Div Guggenheim ETF Bullet Shares 2018 Corp Bond — Int/Div Guggenheim ETF Bullet Shares 2019 Corp Bond — Int/Div Guggenheim ETF Bullet Shares 2020 Corp Bond — Int/Div Guggenheim ETF Bullet Shares 2021 Corp Bond — Int/Div Guggenehim ETF Bullet Shares 2022 Corp Bond — Int/Div IShares 3-7 Year Treasury Bond ETF — Int/Div — Buy IShares Core S&P ETF Midcap — Int/Div — Buy IShares Core S&P ETF Midcap — Buy (add'l) IShares Core S&P ETF Midcap — Buy (add'l) PIMCO Income Fund Institutional Class — Int/Div — Buy (add'l) Templeton Global Bond Fund ADV Cl — Int/Div — Sold Templeton Global Bond Fund — Int/Div — Sold Vanguard Intemational Equity Index All World — Distribution — Buy (add'l) Vanguard Intemational Equity Index All World — Buy (add'l) Vanguard Intemational Equity Index All World — Buy (add'l) Vanguard REIT ETF — Distribution — Buy Vanguard Total Bond Fund Market ETF — Distribution — Buy (add'l) Vanguard Total International Bond ETF — Int/Div — Buy Vanguard Total International Bond ETF — Buy (add'l) T. Rowe Price Emerging Markets Fund — Int/Div IRA #2 (H) Schwab Ady. Cash Reserve — Int/Div — Sold (part) Schwab Ady. Cash Reserve — Sold (part) Schwab Ady. Cash Reserve — Sold (part) Schwab Ady. Cash Reserve — Buy (add'l) Schwab Ady. Cash Reserve — Sold (part) Schwab Ady. Cash Reserve — Buy (add'l) Schwab Ady. Cash Reserve — Sold (part) Schwab Ady. Cash Reserve — Sold (part) Schwab Ady. Cash Reserve — Buy (add'l) Schwab Ady. Cash Reserve — Sold (part) Schwab Ady. Cash Reserve — Sold (part) Accenture PLC Class A — Int/Div — Sold (part) Amgen Inc. (common) — Int/Div — Buy Canadian National Railways Co (common) — Int/Div Cummins Inc — Int/Div — Buy (add'l) CVS Health Corp. (common) — Int/Div — Buy Estee Lauder Co. Inc. (Class A) — Int/Div Factset Research. Inc. (common) — Int/Div Grainger WW, Inc. (common) — Int/Div — Sold Hormel (common) — Int/Div — Sold (part) Hormel (common) — Sold (part) Magellan Midstream Partners (common) — Int/Div Medtronic, Inc. (common) — Int/Div Nike, Inc. (common) — Int/Div — Sold (part) Novo Nordisk as ADR — Int/Div Toronto Dommion Bank — Int/Div Polans Industries (common) — Int/Div — Buy (add'l) Polans Industries (common) — Sold Praxair, Inc. (common) — Int/Div — Sold Sherman Williams Co. (common) — Int/Div — Buy Scripps Ntwk Interactive (common) — Int/Div Toro Company (common) — Int/Div — Buy T. Rowe Price Group (common) — Int/Div TIX Companies (common) — Int/Div United Health Group (common) — Int/Div 361 Managed Futures Strat Fund C1 — None — Buy (add'l) 361 Managed Futures Strat Fund C1 — Sold Doubleline Total Return Bond Fund C11 — Int/Div — Buy (add'l) Guggenheim ETF Bullet Shares 2017 Corp Bond Fund ETF — Int/Div Guggenheim ETF Bullet Shares 2018 Comp Bond ETF — Int/Div — Sold (part) Guggenheim ETF Bullet Shares 2019 Corp Bond — Int/Div Guggenheim ETF Bullet Shares 2020 Corp Bond — Int/Div Guggenheim ETF Bullet Shares 2021 Corp Bond — Int/Div — Buy (add'l) Guggenheim ETF Bullet Shares 2022 Corp Bond — Int/Div — Buy (add'l) IShares Core S&P ETF Midcap — Int/Div — Buy (add'l) IShares Core S&P ETF Midcap — Buy (add'l) IShares 3-7 Year Treasury Bond ETF — Int/Div PIMCO Income Fund Institutional Class — Int/Div Vanguard Total Bond Fund Market ETF — Int/Div Vanguard Intl Eqty Index ETF — Int/Div — Buy (add'l) Vanguard FTSE All World EX US ETF — Int/Div — Buy (add'l) Vanguard REIT ETF — Int/Div — Buy TT. Rowe Price - Emerging Markets Fund — Int/Div Walgreens Boots Alliance (common; formerly "Walgreens") — Int/Div — Sold U.S Savings Bonds Type E — Int/Div Wells Fargo Bank Accounts — Interest Fidelity Value Fund — Int/Div Fidelity Cash Reserves — Interest RBC Wealth Management LS. Govt Money Market Account — Int/Div — Distnbuted Vanguard 500 Index 1RA 4 3 (H) — Int/Div Fidelity Cal. Mum Market — Int/Div Fidelity Puritan Mutual Fund — Int/Div Fidelity Insured Deposit — Interest Schwab Adv. Cash Reserve — Int/Div Vanguard FTSE All World ex-US Index Fund ETF Shares — Int/Div Novack Family LLC — None Spouse's income — 2016 — Self-employed attorney Investments and Trusts: The 2015 financial disclosure report listed in IRA #2 funds known as the "Vanguard Intl Equity Index Fund” and the "Vanguard FTSE All World EX US ETF." These are duplicative entries. After further review of portfolo reports, this 2016 disclosure report lists this fund as “Vanguard Int. Equity Index." Investments and Trusts: IRAs #1 and 2 incorretly reported the transaction status of their holdings in Magellan Midstream Partners in the 2014 and 2015 reports. Both IRAs only partially sold their holdings in 2014, and they continued to have a position in that fund m 2015 and 2016. IRAs # | and 2 both now state their holdings in this fund in this report. --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/13067. Public record. Not legal advice.