# Robert D. Drain

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/13045

## Record

- **Judge:** Robert D. Drain
- **Year:** 2014
- **Report type:** Annual
- **Pages:** 40

## Text

Mondelez Intl
Citibank Account #1 — Interest
Access Financial Account #1 — Int/Div
Access Financial Account #2 — Int/Div
Access Financial Account #3 — Interest — Sold (part)
FifthThird Bancorp common — Int/Div
US Trust Managed US TCommon Account (no control) — Int/Div — note mm Part VII
Accenture — Sold (part)
Accenture — Sold (part)
Accenture — Sold
Ace Lud. — Sold
Alexion Pharma. — Sold (part)
Alexion Pharma. — Sold (part)
Amazon — Buy (add'l)
American Express — Buy (add'l)
Anadarko Pete — Sold
Anadarko Pete — Buy
Anadarko Pete — Buy (add'l)
Anadarko Pete — Buy (add'l)
Anadarko Pete — Sold (part)
Anadarko Pete — Sold (part)
Apple — Sold (part)
Apple — Buy (add'l)
Apple — Buy (add'l)
Apple — Buy (add'l)
Aston Montag & Caldwall Grwth Fond C1 1
Autozone — Buy
Autozone — Buy (add'l)
Autozone — Sold (part)
Berkshire Hathaway C1 B — Sold (part)
Celgene Corp. — Buy
Celgene Corp. — Sold
Cerner — Sold (part)
Cerner — Sold (part)
Cerner — Sold (part)
Chevron — Sold
Chipotle — Buy
Chipotle — Buy (add'l)
CME Grp. — Sold (part)
CME Grp. — Sold (part)
CME Grp. — Sold (part)
CME Grp. — Sold
Col. Dividend. Income FD Class Z
Col. Select Large Cap Growth FD Class Z — Sold (part)
Comcast
Conoco Phillips — Sold
Costco Whisl — Sold (part)
Danaher — Buy
Danaher — Buy (add'l)
Discovery Comm — Sold (part)
Discovery Comm — Sold
Discovery Comm — Sold (part)
FOG Res Inc — Buy
FOG Res Inc — Buy (add'l)
FOG Res Inc — Buy (add'l)
FOG Res Inc — Buy (add'l)
FOG Res Inc — Buy (add'l)
FOG Res Inc — Sold (part)
FOG Res Inc — Sold
Exxon Mobil — Buy (add'l)
Facebook — Buy
Facebook — Buy (add'l)
Facebook — Buy (add'l)
Facebook — Buy (add'l)
Facebook — Sold (part)
Facebook — Sold (part)
Gilead — Buy
Gilead — Buy (add'l)
Gilead — Sold (part)
Gilead — Sold (part)
Gilead — Sold (part)
Google — Buy (add'l)
Google — Sold (part)
Google — Sold (part)
Google — Sold (part)
Google — Buy (add'l)
Google — Sold (part)
Grainger — Sold (part)
Grainger — Sold
Hershey — Sold (part)
Hershey — Sold (part)
Home Depot — Sold (part)
Home Depot — Buy (add'l)
Home Depot — Buy (add'l)
Intuitive Surgical — Buy (add'l)
Intuitive Surgical — Buy (add'l)
Intuitive Surgical — Sold
Johnson & Johnson — Sold (part)
Johnson & Johnson — Buy (add'l)
Kraft Foods
Las Vegas Sands — Sold (part)
Las Vegas Sands — Sold (part)
Las Vegas Sands — Sold (part)
Las Vegas Sands — Sold (part)
Las Vegas Sands — Sold (part)
Las Vegas Sands — Buy (add'l)
Las Vegas Sands — Sold (part)
Las Vegas Sands — Buy (add'l)
Las Vegas Sands — Buy (add'l)
Las Vegas Sands — Buy (add'l)
Las Vegas Sands — Sold (part)
Las Vegas Sands — Sold (part)
Mastercard — Sold (part)
Mastercard — Sold (part)
Mastercard — Sold (part)
Mastercard — Sold (part)
Mastercard — Sold (part)
Mckesson — Buy
Mckesson — Buy
Mckesson — Buy (add'l)
Mckesson — Buy
MFS Value FD C1 1
Microsoft Corp. — Buy
Microsoft Corp. — Buy (add'l)
Microsoft Corp. — Buy (add'l)
Microsoft Corp. — Buy (add'l)
Monsanto New Com. — Sold (part)
Monsanto New Com. — Sold (part)
Morgan Stanley — Buy (add'l)
Morgan Stanley — Buy (add'l)
Morgan Stanley — Buy (add'l)
National Oilwell Varco
Priceline — Sold (part)
Priceline — Buy (add'l)
Priceline — Sold (part)
Qualcomm — Buy
Qualcomm — Sold (part)
Qualcomm — Sold
Regeneron Pharma — Sold (part)
Regeneron Pharma — Sold (part)
Regeneron Pharma — Sold (part)
Regeneron Pharma — Sold (part)
Salesforce Com Ine — Buy (add'l)
Salesforce Com Ine — Sold (part)
Salesforce Com Ine — Sold (part)
Sherwin Williams — Sold (part)
Sherwin Williams — Sold
SPDR S&P Dividend ETF
Starbucks — Buy
Starbucks — Buy (add'l)
Starbucks — Sold (part)
Target
TCW Select Equities FD C1 1
Tesla Motors — Buy
TJX Cos. — Sold (part)
TJX Cos. — Buy (add'l)
TJX Cos. — Buy (add'l)
Twenty-First Cent. Fox — Sold
Umon Pac — Buy (add'l)
Umon Pac — Buy (add'l)
Umon Pac — Buy (add'l)
3M Co. — Buy
3M Co. — Buy (add'l)
3M Co. — Buy (add'l)
3M Co. — Buy (add'l)
3M Co. — Sold (part)
Venzon Com. — Buy
Venzon Com. — Buy (add'l)
Venzon Com. — Buy (add'l)
WholeFoods — Sold (part)
WholeFoods — Sold
Zoets Inc — Buy
Zoets Inc — Buy (add'l)
Zoets Inc — Buy (add'l)
Alliance Data — Buy (add'l)
Alliance Data — Sold (part)
Alliance Data — Sold
Amphenol — Sold (part)
Amphenol — Sold (part)
Amphenol — Sold (part)
Amphenol — Sold (part)
Amphenol — Buy (add'l)
Amphenol — Buy (add'l)
Autonation — Buy
Autonation — Buy (add'l)
Autonation — Buy (add'l)
Autonation — Sold (part)
Autonation — Sold
Church & Dwight
Concur Technologies Inc — Buy
Concur Technologies Inc — Buy (add'l)
Concur Technologies Inc — Buy (add'l)
Concur Technologies Inc — Buy (add'l)
Concur Technologies Inc — Buy (add'l)
Concur Technologies Inc — Buy (add'l)
Concur Technologies Inc — Buy (add'l)
Concur Technologies Inc — Buy (add'l)
Concur Technologies Inc — Sold
Fireeve — Buy
Fireeve — Buy (add'l)
Flowserve — Sold (part)
Flowserve — Sold (part)
Flowserve — Sold (part)
Flowserve — Sold (part)
Flowserve — Sold (part)
Flowserve — Sold (part)
Flowserve — Sold (part)
Flowserve — Sold (part)
Flowserve — Sold
FMC Technologies Inc — Buy
FMC Technologies Inc — Buy (add'l)
FMC Technologies Inc — Buy (add'l)
FMC Technologies Inc — Buy (add'l)
FMC Technologies Inc — Buy (add'l)
Hunt JB Trans — Sold (part)
Hunt JB Trans — Sold (part)
Hunt JB Trans — Sold (part)
Hunt JB Trans — Sold (part)
Hunt JB Trans — Sold
Hunt JB Trans — Buy
Hunt JB Trans — Buy (add'l)
Hunt JB Trans — Buy (add'l)
Intl Flavors & Fragrances
Leucadia Natl — Sold (part)
Leucadia Natl — Sold (part)
Leucadia Natl — Sold (part)
Leucadia Natl — Sold (part)
Leucadia Natl — Sold
Now Inc — Buy
Ocwen — Sold (part)
Ocwen — Sold (part)
Ocwen — Sold (part)
Ocwen — Sold (part)
Ocwen — Sold (part)
Ocwen — Sold
Polaris Inds. — Sold (part)
Polaris Inds. — Sold (part)
Polaris Inds. — Sold (part)
Polaris Inds. — Buy (add'l)
Polaris Inds. — Buy (add'l)
Renaissance Hldgs
Rockwell Automation
Stericycle — Sold (part)
Stericycle — Sold (part)
Stericycle — Sold (part)
Stericycle — Sold (part)
Stericycle — Sold (part)
Stericycle — Sold (part)
Stericycle — Sold (part)
Stericycle — Sold (part)
Stericycle — Sold (part)
Stericycle — Sold (part)
Stericycle — Sold (part)
Stericycle — Sold (part)
Stericycle — Sold (part)
Stericycle — Sold (part)
Stericycle — Sold
Tractor Supply — Sold (part)
Tractor Supply — Sold (part)
Tractor Supply — Sold (part)
Tractor Supply — Sold (part)
Tractor Supply — Sold (part)
Tractor Supply — Sold (part)
Tractor Supply — Sold
United Rentals Inc — Buy
United Rentals Inc — Buy (add'l)
United Rentals Inc — Buy (add'l)
United Rentals Inc — Sold (part)
Vanguard Mid-Cap ETF
Enstrar Grp. Ltd
Hexcel Corp — Buy
Hexcel Corp — Buy (add'l)
Hexcel Corp — a
Hexcel Corp — Buy (add'l)
Hexcel Corp — Buy (add'l)
Hexcel Corp — Buy (add'l)
Hexcel Corp — Buy (add'l)
Hexcel Corp — Buy (add'l)
Hexcel Corp — Buy (add'l)
Hexcel Corp — Buy (add'l)
bail — Buy (add'l)
Questcor Pharma. — Sold (part)
Questcor Pharma. — Sold (part)
Questcor Pharma. — Sold (part)
Questcor Pharma. — Sold (part)
Questcor Pharma. — Sold (part)
Questcor Pharma. — Sold
Senomyx — Sold (part)
Senomyx — Sold (part)
Senomyx — Sold (part)
Senomyx — Sold (part)
Senomyx — Sold (part)
Senomyx — Sold (part)
Senomyx — Sold (part)
Senomyx — Sold (part)
Senomyx — Sold (part)
Senomyx — Sold (part)
Senomyx — Sold (part)
Senomyx — Sold (part)
Senomyx — Sold (part)
Senomyx — Sold (part)
Senomyx — Sold (part)
Senomyx — Sold (part)
Senomyx — Sold (part)
Senomyx — Sold
Senomyx — Sold (part)
Senomyx — Sold (part)
Senomyx — Sold (part)
Senomyx — Sold (part)
Senomyx — Sold (part)
R11] — Sold (part)
R11] — Sold (part)
R11] — Sold (part)
R11] — Sold (part)
R11] — Sold (part)
R11] — Sold (part)
R11] — Sold (part)
R11] — Sold
R11] — Sold (part)
R11] — Sold (part)
kil} — Sold (part)
kil} — Sold (part)
kil} — Sold (part)
kil} — Sold (part)
kil} — Sold (part)
kil} — Sold (part)
kil} — Sold (part)
kil} — Sold (part)
kil} — Sold
Ship Fin. Intl Ltd — Buy (add'l)
Ship Fin. Intl Ltd — Buy (add'l)
Ship Fin. Intl Ltd — Buy (add'l)
Ship Fin. Intl Ltd — Sold (part)
Ship Fin. Intl Ltd — Sold (part)
Ship Fin. Intl Ltd — Sold (part)
Ship Fin. Intl Ltd — Sold (part)
Ship Fin. Intl Ltd — Sold (part)
Ship Fin. Intl Ltd — Sold (part)
Ship Fin. Intl Ltd — Sold (part)
Ship Fin. Intl Ltd — Sold (part)
Ship Fin. Intl Ltd — Sold (part)
Ship Fin. Intl Ltd — Sold (part)
Ship Fin. Intl Ltd — Sold (part)
Ship Fin. Intl Ltd — Sold (part)
Ship Fin. Intl Ltd — Sold (part)
Actehon Ld
Alibaba — Buy
Alibaba — Buy (add'l)
Anheuser Busch Inbey — Buy (add'l)
Bombardier — Sold (part)
R*3] — Sold (part)
R*3] — Sold
Brilliance China Automotive — Buy
Brilliance China Automotive — Buy (add'l)
Brilliance China Automotive — Buy (add'l)
Brilliance China Automotive — Buy (add'l)
Brilliance China Automotive — Buy (add'l)
Brilliance China Automotive — Buy (add'l)
Brilliance China Automotive — Buy (add'l)
Brilliance China Automotive — Buy (add'l)
Brilliance China Automotive — Buy (add'l)
Brilliance China Automotive — Buy (add'l)
Compagnie Financiere Richemont — Sold (part)
Compagnie Financiere Richemont — Buy (add'l)
Core Labs. — Buy
Core Labs. — Buy (add'l)
Core Labs. — Buy (add'l)
Dassault Systems — Buy (add'l)
Fanuc Corp.
Fast Retailing — Sold (part)
Fast Retailing — Sold (part)
Fast Retailing — Sold (part)
Fast Retailing — Sold (part)
Fast Retailing — Sold
Gemalto NV — Sold (part)
Gemalto NV — Sold
Givaudan AG
Hitachi — Buy
Hitachi — Buy (add'l)
Industria De Diseno Textil — Sold
Japan Exchanged Grp. — Buy (add'l)
Japan Exchanged Grp. — Sold (part)
Japan Exchanged Grp. — Sold (part)
Japan Exchanged Grp. — Sold (part)
Japan Exchanged Grp. — Sold (part)
Japan Exchanged Grp. — Sold (part)
Japan Exchanged Grp. — Sold (part)
Japan Exchanged Grp. — Sold (part)
Japan Exchanged Grp. — Sold (part)
ARO. — Sold
Jardine Strat. Hidgs. Lt — Buy (add'l)
JD.Com Inc. ADR — Buy
assy — Buy (add'l)
assy — Buy (add'l)
assy — Buy (add'l)
assy — Buy (add'l)
Keyence Corp. — Sold (part)
Kuka AG — Buy (add'l)
LyondellBasell
Nidec Corp — Sold (part)
Nidec Corp — Sold (part)
Noble Grp. Lud.
Novo-Nordisk ADR — Sold (part)
Novozymes
NXP Semiconductors — Buy
NXP Semiconductors — Buy (add'l)
Onex — Sold (part)
Rakuten Inc. Tokyo — Sold (part)
Rakuten Inc. Tokyo — Sold (part)
Rakuten Inc. Tokyo — Sold (part)
Rakuten Inc. Tokyo — Sold (part)
Rakuten Inc. Tokyo — Sold
RHJ mt] — Sold (part)
RHJ mt] — Sold (part)
RHJ mt] — Sold (part)
RHJ mt] — Sold (part)
RHJ mt] — Sold
Roch Hidgs — Sold (part)
Roch Hidgs — Sold (part)
Rolls-Royce Hidgs — Sold (part)
Rolls-Royce Hidgs — Buy (add'l)
Rolls-Royce Hidgs — Buy (add'l)
Rolls-Royce Hidgs — Sold (part)
Rolls-Royce Hidgs — Sold (part)
Rolls-Royce Hidgs — Sold (part)
Rolls-Royce Hidgs — Sold (part)
Salvatore Farragamo Italia
Shinsei Bk Lid. — Sold (part)
Shinsei Bk Lid. — Sold (part)
Shinsei Bk Lid. — Sold (part)
Shinsei Bk Lid. — Sold (part)
Shinsei Bk Lid. — Sold (part)
Shinsei Bk Lid. — Sold (part)
Shinsei Bk Lid. — Sold (part)
Shinsei Bk Lid. — Sold
Softbank — Buy (add'l)
Swatch Grp. — Sold
Valeant Pharma. Intl — Sold (part)
Valeant Pharma. Intl — Sold (part)
Valeant Pharma. Intl — Sold (part)
Valeant Pharma. Intl — Sold (part)
Valeant Pharma. Intl — Sold (part)
Wynn Macau Led. — Buy
Wynn Macau Led. — Buy (add'l)
Wynn Macau Led. — Buy (add'l)
Wynn Macau Led. — Buy (add'l)
Wynn Macau Led. — Buy (add'l)
Ishares MSC Emerging MKTS Index FD — Sold
NY NY Go Ref BDS
Babylon NY Pub Impt BDS
North Hempstead NY Pub lmpt BDS
Port Auth NY & NJ CONS BDS OID 2021
NY St Dorm Auth St. Pers BDs 2022
BofA Tax Exempt Reserves — Buy (add'l)
BofA Tax Exempt Reserves — Buy (add'l)
BofA Tax Exempt Reserves — Sold (part)
BofA Tax Exempt Reserves — Buy (add'l)
BofA Tax Exempt Reserves — Sold (part)
BofA Tax Exempt Reserves — Sold (part)
BofA Tax Exempt Reserves — Buy (add'l)
BofA Tax Exempt Reserves — Buy (add'l)
BofA Tax Exempt Reserves — Sold (part)
BofA Tax Exempt Reserves — Sold (part)
BofA Tax Exempt Reserves — Sold (part)
BofA Tax Exempt Reserves — Buy (add'l)
BofA Tax Exempt Reserves — Buy (add'l)
BofA Tax Exempt Reserves — Sold (part)
BofA Tax Exempt Reserves — Buy (add'l)
BofA Tax Exempt Reserves — Buy (add'l)
BofA Tax Exempt Reserves — Sold (part)
BofA Tax Exempt Reserves — Sold (part)
BofA Tax Exempt Reserves — Sold (part)
BofA Tax Exempt Reserves — Buy (add'l)
BofA Tax Exempt Reserves — Sold (part)
BofA Tax Exempt Reserves — Buy (add'l)
BofA Tax Exempt Reserves — Buy (add'l)
BofA Tax Exempt Reserves — Buy (add'l)
BofA Tax Exempt Reserves — Sold (part)
BofA Tax Exempt Reserves — Sold (part)
BofA Tax Exempt Reserves — Sold (part)
BofA Tax Exempt Reserves — Buy (add'l)
BofA Tax Exempt Reserves — Sold (part)
BofA Tax Exempt Reserves — Buy (add'l)
BofA Tax Exempt Reserves — Sold (part)
BofA Tax Exempt Reserves — Sold (part)
BofA Tax Exempt Reserves — Sold (part)
BofA Tax Exempt Reserves — Buy (add'l)
BofA Tax Exempt Reserves — Buy (add'l)
BofA Tax Exempt Reserves — Sold (part)
BofA Tax Exempt Reserves — Sold (part)
BofA Tax Exempt Reserves — Buy
BofA Tax Exempt Reserves — Sold (part)
BofA Tax Exempt Reserves — Buy (add'l)
BofA Tax Exempt Reserves — Buy (add'l)
BofA Tax Exempt Reserves — Buy (add'l)
BofA Tax Exempt Reserves — Buy (add'l)
US Trust managed IRA Rollover Account (no control) — Int/Div — note mn part VII
BofA Money Market Savings — Sold (part)
BofA Money Market Savings — Sold (part)
Aston Montag & Caldwell Growth Fd — Redeemed
Col. Dividend Income Fd — Sold (part)
Col. Dividend Income Fd — Sold (part)
Col Select Large Cap Growth Fd C1 2
MFS Value Fd C11 — Buy
MFS Value Fd C11 — Sold (part)
MFS Value Fd C11 — Sold (part)
TCW Select Equities Fd — Sold (part)
TCW Select Equities Fd — Buy (add'l)
TCW Select Equities Fd — Sold (part)
Bard Midcap Fd — Buy
Bard Midcap Fd — Buy (add'l)
Goldman Sachs Growth Op. Fd Cl — Buy
Goldman Sachs Growth Op. Fd Cl — Redeemed
John Hancock FDS 111 Disciplined Value Mid Cap Fd — Buy
John Hancock FDS 111 Disciplined Value Mid Cap Fd — Redeemed
IShares Core S&P Mid Cap ETF — Buy
IShares Core S&P Mid Cap ETF — Sold (part)
IShares Core S&P Mid Cap ETF — Sold (part)
Ridgeworth Mid Cap Value Equity Fd — Buy
S510. — Sold (part)
IShares Russell 2000 ETF — Buy
Touchstone Small Cap Growth Fd — Buy
Touchstone Small Cap Growth Fd — Buy (add'l)
Undiscovered Managers Behavioral Value Fd — Buy
Kalmar Growth Small Cap Fd — Buy
Kalmar Growth Small Cap Fd — Redeemed
Victory Small Co. Oppty Fd — Buy
S18. — Redeemed
Invesco Intl Growth Fd — Buy
John Hancock FDS 1H Intl Growth Fd — Buy
John Hancock FDS 1H Intl Growth Fd — Sold (part)
John Hancock FDS 1H Intl Growth Fd — Sold (part)
John Hancock FDS 1H Intl Growth Fd — Redeemed
JP Morgan Intl Value Fd — Buy
JP Morgan Intl Value Fd — Buy (add'l)
JP Morgan Intl Value Fd — Sold (part)
Vanguard ¥15E Developed Mkts ETF — Buy
Vanguard ¥15E Developed Mkts ETF — Sold (part)
Walmart Stores
Bank of NY Med. Term. Sr. Nt
Berkshire Hathaway Fin Corp. Gtd. Sr. Nt
Col Income Opp. Fd C1 Z
Fidelity Advisor Floating Rt. High Income Fd.
Col. Emeriging Markets Fd — Buy
Col. Emeriging Markets Fd — Buy (add'l)
Col. Emeriging Markets Fd — Buy (add'l)
Vanguard FTSE Emerging Mkts ETF — Buy
Vanguard FTSE Emerging Mkts ETF — Redeemed
Goldman Sachs Absolute Return Tracker Fd — Buy
S40. — Sold (part)
Goldman Sachs Strategic Income Fd — Buy
Goldman Sachs Strategic Income Fd — Buy (add'l)
Goldman Sachs Strategic Income Fd — Buy (add'l)
Hatteras Alpha Hedged Strategies Fd — Buy
Hatteras Alpha Hedged Strategies Fd — Buy (add'l)
Pimco Global Multi-Asset Fd — Buy
Pimco Global Multi-Asset Fd — Redeemed
Prudential Global Real Estate Fd C1 Z — Buy
Prudential Global Real Estate Fd C1 Z — Sold (part)
Credit Suisse Commodity-Return Fd — Buy
Credit Suisse Commodity-Return Fd — Sold (part)
Credit Suisse Commodity-Return Fd — Buy (add'l)
FifthThird Bancorp common — Int/Div
US Trust IRA (no control) — Int/Div — note mn part VII
BofA Money Market
SPDR S&P Div. ETF
SPDR S&P S00 ETF
Vanguard Mid-Cap ETF
Vanguard Small-Cap ETF
US Treas Strips
NY 529 savings program #1 - Moderate-Age Based Option Income Portfolio — None — Buy (add'l)
NY 529 savings program #2 - Moderate-Age Based Option Income Portfolio — None
NY 529 savings program #3 - Moderate-Age Based Option Income Portfolio — None — Buy (add'l)
NY 529 savings program #3 - Moderate-Age Based Option Income Portfolio — Sold (part)
NY 529 savings program #3 - Moderate-Age Based Option Income Portfolio — Sold (part)
Reimbursement — law profession ls and administrators
Reimbursement — American Bankruptcy Institute — 02/05:2014 02/08/2014 — San Juan, PR — Speaker at annual bankruptcy conference — Aartare, hotel, food, other transportation
Reimbursement — Institute/L. of Tex. Law School — 02/282014 — pedi te ys en he — wade aE vir ad dala blll ls valuation issues — IH EIR II are re—ite
Reimbursement — South Florida Bankruptcy Bar Assn — 05/08/2014 05/12/2014 — Key Largo, FL — Speaker at annual bankruptcy law conference — Airfare, hotel, food, other transportation
Reimbursement — Assoc. of Insolvency & Restructuring Advisors — 06/05/2014 06072014 — Denver, CO — Speaker at annual bankruptcy law conference — Airfare, hotel, food, other transportation
Reimbursement — Institute! Georgetown Law School — 10/24/2014 — from the bench bankruptcy law conference
1. Part VII, lines 6-486, columns B and C. The U.S. Trust-managed account described on line 6 is held and managed in trust by U.S. Trust as a fiduciary for Jl

J me. Tt is not a personal brokerage or financial management account. We have no discretion with respect to any of the individual assets in the account,

which are listed in lines 7-486, Instead, U.S. Trust makes each investment, buy or sell decision with respect to the individual assets in the account, We are able

only to increase or decrease the aggregate investment in the account (in addition to periodically being able to change risk categories). 1 therefore reported the

assets in the account in accordance with the method for reporting trust assets in the filing structions.

2. Part VIL, lines 487-553, columns B and C. The U.S. Trust-managed IRA rollover account described in line 487 is held and managed in trust by U.S. Trust as a

fiduciary for me with respect to the rollover of my former pension and 401(k) accounts, As with the account described on line 6 of Part VII and above, I have no

discretion with respect to any of the individual assets in the account, which are listed in lines 488-553, with the exception of periodically being able to change risk

categories. 1 therefore reported the assets in the account in accordance with the method for reporting trust assets in the filing instructions.

3. Part VIL, lines 554-561, columns B and C. The U.S. Trust-managed IRA rollover account described in line 554 is held and managed by U.S. Trust as a

fiduciary fol lI with respect to the rollover of her former 401(k) account. As with the accounts described in lines 6 and 488 of Part VII and above, Jill has

no discretion with respect to any of the individual assets in the account, which are listed in lines 555-561, with the exception of periodically being able to change

risk categories. 1 therefore reported the assets in the account in accordance with the method for reporting trust assets in the filing instructions.

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/13045. Public record. Not legal advice.