# Sarah Netburn > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/13015 ## Record - **Judge:** Sarah Netburn - **Year:** 2012 - **Report type:** Annual - **Pages:** 19 ## Text Alps ETF — Int/Div — Buy Alps ETF — Buy (add'l) Alps ETF — Buy (add'l) Alps ETF — Buy (add'l) Alps ETF — Buy (add'l) Alps ETF — Buy (add'l) Alps ETF — Buy (add'l) Alps ETF — Buy (add'l) Amencan Intl Group — Int/Div — Buy Amencan Intl Group — Sold Anadarko Petroleum — Int/Div — Buy Anadarko Petroleum — Sold Apple Inc — Int/Div — Sold AT&T Inc — Int/Div — Sold Bank of Amer. Corp. — Int/Div — Sold Berkshire Hathaway Inc New CL B — Int/Div — Sold Blackrock Inc — Int/Div — Sold Broadcom Corp — Int/Div — Buy Broadcom Corp — Int/Div — Sold SX Corporation — Int/Div — Sold Cabelvision Systems Corp N Y Group CL A — Int/Div — Sold CenturyLink Inc — Int/Div — Buy CenturyLink Inc — Sold Chesapeake Energy — Int/Div — Buy Chesapeake Energy — Sold Chesapeake Energy — Sold Citigroup Inc — Int/Div — Sold Colgate Palmolive Co — Int/Div — Sold Couns Edison Co. (Holding Co.) — Int/Div — Sold Deere and Co. — Int/Div — Buy Deere and Co. — Sold Dunkin Brands — Int/Div — Buy Dunkin Brands — Sold Egshares Emerging Markets Consumer ETF — Int/Div Energy Transfer Partners — Int/Div — Buy Energy Transfer Partners — Sold Exxon Mobil Corp. — Int/Div — Sold Facebook — Int/Div — Buy Facebook — Sold First Trust ISE-REV NAT GAS — Int/Div — Buy First Trust ISE-REV NAT GAS — Buy (add'l) First Trust ISE-REV NAT GAS — Buy (add'l) First Trust ISE-REV NAT GAS — Buy (add'l) First Trust ISE-REV NAT GAS — Buy (add'l) First Trust ISE-REV NAT GAS — Buy (add'l) First Trust ISE-REV NAT GAS — Buy (add'l) Genl Electric Co. — Int/Div — Sold Google Inc. CL A — Int/Div — Buy Google Inc. CL A — Sold Greenhaven Continuous Commodity Index Fund DE — Int/Div — Buy Greenhaven Continuous Commodity Index Fund DE — Buy (add'l) Greenhaven Continuous Commodity Index Fund DE — Buy (add'l) Greenhaven Continuous Commodity Index Fund DE — Buy (add'l) Greenhaven Continuous Commodity Index Fund DE — Buy (add'l) Greenhaven Continuous Commodity Index Fund DE — Buy (add'l) Home Depot Inc — Int/Div — Sold Intel Corp. — Int/Div — Sold Intl Business Mach — Int/Div — Sold iShares DJ Select Divid Index Fund — Int/Div iShares NASDAQ Biotechnology Index Fund — Int/Div Johnson & Johnson Com. — Int/Div — Sold Kraft Food Inc. CL A — Int/Div — Sold Market Vectors Gold Miners ETF — Int/Div — Buy Metlife Inc — Int/Div — Buy Metlife Inc — Sold Microsoft Corp. — Int/Div — Buy Microsoft Corp. — Sold Nextera Energy Inc. Com. — Int/Div — Sold Oaktree Cap Group — Int/Div — Buy Oaktree Cap Group — Sold Oracle Corp. — Int/Div — Sold Pepsico Inc — Int/Div — Sold Pimco 1-5 Yr US Tips Index ETF — Interest — Buy Potash Corp — Int/Div — Buy Potash Corp — Sold Phizer Inc — Int/Div — Sold Procter & Gamble Co. — Int/Div — Sold Qualcomm Inc — Int/Div — Buy Qualcomm Inc — Sold (part) Qualcomm Inc — Sold Royal Dutch Shell PLC CL A SPON ADR DE — Int/Div — Sold Seadnll — Int/Div — Buy Seadnll — Sold Senior HSG Properties Trust SBI DE — Int/Div — Sold Starbucks Corp — Int/Div — Sold Vanguard Index Funds Vanguard Small Cap ETF — Int/Div — Buy Vanguard Index Funds Vanguard Small Cap ETF — Buy (add'l) Vanguard Index Funds Vanguard Small Cap ETF — Buy (add'l) Vanguard Index Funds Vanguard Small Cap ETF — Buy (add'l) Vanguard Index Funds Vanguard Small Cap ETF — Buy (add'l) Wal Mart Stores Inc — Int/Div — Sold Walt Disney Co. (Holding Co.) Disney Com — Int/Div — Sold Deutsche Telekom AG DE SPON ADR — Int/Div — Sold iShares FTSE/XINHUA China 25 Index Fund — Int/Div — Sold (part) Vodafone Group PLC New SPON ADR — Int/Div — Sold iShares Barclays 1-3 Yr Credit Bond Fund — Int/Div iShares Barclays 1-3 Yr Treas. Bond FD — Interest — Buy iShares Barclays 1-3 Yr Treas. Bond FD — Buy (add'l) iShares Barclays 1-3 Yr Treas. Bond FD — Buy (add'l) iShares Barclays 1-3 Yr Treas. Bond FD — Buy (add'l) iShares Barclays 1-3 Yr Treas. Bond FD — Buy (add'l) iShares Barclays TIPS Bond Fund — Interest iShares IBOXX High Yield Corp Bond — Interest iShares S&P S00 Value — Interest — Buy iShares S&P S00 Value — Buy (add'l) iShares S&P S00 Value — Buy (add'l) iShares S&P S00 Value — Buy (add'l) iShares S&P S00 Value — Buy (add'l) iShares S&P S00 Value — Buy (add'l) iShares Trust S&P 500 Growth Index Fund DE — Interest — Buy iShares Trust S&P 500 Growth Index Fund DE — Buy (add'l) iShares Trust S&P 500 Growth Index Fund DE — Buy (add'l) iShares Trust S&P 500 Growth Index Fund DE — Buy (add'l) iShares Trust S&P 500 Growth Index Fund DE — Buy (add'l) iShares Trust S&P 500 Growth Index Fund DE — Buy (add'l) iShares S&P 100 Index Fund DE — Interest — Buy iShares S&P 100 Index Fund DE — Buy (add'l) iShares S&P 100 Index Fund DE — Buy (add'l) iShares S&P 100 Index Fund DE — Buy (add'l) iShares S&P 100 Index Fund DE — Buy (add'l) iShares S&P 100 Index Fund DE — Buy (add'l) iShares Gold Trust ETF — Interest — Buy iShares Gold Trust ETF — Buy (add'l) iShares Barclays 1-3 YR CD BD FD — Int/Div — Buy iShares Barclays 1-3 YR CD BD FD — Sold JPM Chase Capital XXVII 7.200% Due 12/22/39 Callable — Interest — Redeemed Powershares Exchange Traded FD TR FINL PFD Portfolio — Int/Div Vanguard Short Term Corporate BD ETF — Interest — Buy Vanguard Short Term Corporate BD ETF — Buy (add'l) Vanguard Short Term Corporate BD ETF — Buy (add'l) Vanguard Short Term Corporate BD ETF — Buy (add'l) Vanguard Short Term Corporate BD ETF — Buy (add'l) Powershares DB Commodity Index Tracking Fund — None Powershares DB Multi Sector Commodity TR DB Agriculture Fund — None SPDR Gold Trust — None SPDR S&P Emerging Markets ETF DE — Int/Div — Buy SPDR S&P Emerging Markets ETF DE — Buy (add'l) SPDR S&P Emerging Markets ETF DE — Buy (add'l) SPDR S&P Emerging Markets ETF DE — Buy (add'l) SPDR S&P Emerging Markets ETF DE — Buy (add'l) SPDR S&P Emerging Markets ETF DE — Buy (add'l) SPDR SER TR Barclays Cap Conv ETF — Int/Div — Buy SPDR SER TR Barclays Cap Conv ETF — Buy (add'l) SPDR SER TR Barclays Cap Conv ETF — Buy (add'l) SPDR SER TR Barclays Cap Conv ETF — Buy (add'l) SPDR Barclayes Convertible SEC ETF — Int/Div — Buy SPDR Barclayes Convertible SEC ETF — Buy (add'l) Vanguard Index Funds MFD INC FSTE ALL — Int/Div — Buy Vanguard Index Funds MFD INC FSTE ALL — Buy (add'l) Vanguard Index Funds MFD INC FSTE ALL — Buy (add'l) Vanguard Index Funds Mid Cap — Int/Div — Buy Vanguard Index Funds Mid Cap — Buy (add'l) Vanguard Index Funds Mid Cap — Buy (add'l) Vanguard Index Funds Mid Cap — Buy (add'l) Vanguard Index Funds Mid Cap — Buy (add'l) Vanguard Index Funds Mid Cap — Buy (add'l) Vanguard Intel Equity Index FD INC FSTE ALL-WORLD EX.U — Int/Div — Buy Vanguard Intel Equity Index FD INC FSTE ALL-WORLD EX.U — Buy (add'l) Vanguard Intel Equity Index FD INC FSTE ALL-WORLD EX.U — Buy (add'l) Vanguard Short Term Corporate BD ETF — Int/Div Vanguard Index Funds Small Cap — Int/Div — Buy Vanguard Index Funds Small Cap — Buy (add'l) Vanguard Index Funds Small Cap — Buy (add'l) Vanguard Index Funds Small Cap — Buy (add'l) Vanguard Index Funds Small Cap — Buy (add'l) Columbia Aggressive Growth NY 529 Portfolio Class A — None IRA #1 — Int/Div UBS Pace Money Market Investment Fund Class P Calamos Convertible Fund Class A DWS Dreman Small Cap Value Fund Class A Eaton Vance Richard Bernstein Equity Federated Kaufman Fund Class A Goldman Sachs Mid Cap Value Fund Class A Olstein All Cap Value Fund Advisor Class Henderson Global Investors Int) Opportunities Fund A Oppenheimer Developing Markets Fund CLA Oppenheimer Equity Income Fund Inc. C1 A Blackrock Inflation Protected Bond A Calvert Short Duration Income Fund Class A JP Morgan Short Duration Bond Fund Class A Pimco Real Return Fund Class A Pimeo Total Return Fund Class A Putnam Voyager Fund Inc. C1 A UBS Bank USA Deposit Account — Interest UBS Select Prime Investor Fund — Interest RMA Money Mkt Portfolio — None IRA #2 — Interest UBS Bank USA Deposit Account — Interest Eaton Vance Richard Bernstein Equity — Int/Div IRA #3 — Int/Div Alps ETF — Int/Div — Buy First Trust ISE-REV Nat Gas — Int/Div — Buy Egshares Emerging Markets Consumer ETF — Int/Div ETF Guggenheim Bullet Shares 2012 Corp B — Int/Div — Buy ETF Guggenheim Bullet Shares 2012 Corp B — Sold iShares S&P 100 Index Fund DE — Int/Div iShares Trust S&P 500 Growth Index Fund DE — Int/Div — Sold iShares Trust S&P 500 Value Index FD DE — Int/Div — Sold SPDR S&P Emerging Markets ETF DE — Int/Div Vanguard Intl Equity Index FD Inc FSTE ALL — Int/Div Vanguard Index Funds Vanguard Mid Cap ETF DE — Int/Div Vanguard Index Funds Vanguard Small Cap ETF DE — Int/Div iShares Barclays 1-3 Treas Bond FD DE — Int/Div — Sold iShares Barclays Tips Bond Fund — Int/Div Vanguard Short Term Corporate BD ETF DE — Int/Div Greenhaven Continuous Commodity Index Fund DE — Int/Div Buckeve Delta Fund LP (no control) — Int/Div — DONE With respect to Buckeye Delta Fund LP (listed m Part VII), in addition to dividend income, this fund generated income through capital gains, expenses and unrealized appreciation, "Vanguard Short Term Corporate BD ETF" and “iShares Barclays Tips Bond Fund” are listed twice because these assets were each held in different accounts (these are not duplicate entries). In my 2011 Report on line 102, 1 listed "Charles Schwab™ as an asset within IRA #2 but did not indicate that it was sold. It was, in fact, sold on March 28, 2011, at the same time that the Ameristock Mutual Fund was sold. --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/13015. Public record. Not legal advice.