# Richard Joseph Arcara > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/12831 ## Record - **Judge:** Richard Joseph Arcara - **Year:** 2015 - **Report type:** Annual - **Pages:** 14 ## Text RBC Branch Sweep Program — Interest RBC Branch Sweep Program (Y) RBC Branch Sweep Program — Interest RBC Branch Sweep Program — Interest RBC Wealth Management Cash (formerly CTS Cash RBC Wealth) — None Allianz NFJ Dividend Val C1. C — Int/Div Allstate Corporation 6.25% pid ser F — Int/Div Allstate Corporation 6.75%, pfd stk ser € — Int/Div Ally FINL Inc 8/15/18 — Int/Div — Buy Ally Financial Inc 4.15% — Interest Alternative Loan Trust MTGPC Series — Interest Arcelormittal Sr Unsecured — Interest Bank Amer Corp Sr Intermnmontes — Interest — Redeemed Bank of America Corp 6.5% Shs REPSTG — Int/Div — Buy Bank of America Corp 6.5% Shs REPSTG — Int/Div — Buy Bank of America Corp 6.625% Non Cum Prid — Int/Div Bank of America FDG Corp Series 2007-2 Class 1A7 — Interest Bank of American Fund Corp Ser 2007-2 CLTAIB — Interest Bank of America Funding Trust — None — Closed BlackRock Global Allocation Fd CL C — None — Sold BlackRock Global Allocation Fd Inc CC — Int/Div BlackRock Global Allocation Fd Inc C1 — Int/Div BlackRock Global Dividend Portfolio Cl C — Int/Div — Sold Blackrock Intl Growth & Income Fund — Int/Div Blackrock Multi Sector Income — Int/Div BlackRock NY Muni Income — Int/Div — Sold (part) Chase Mige Ser 2005 (formerly Chase Mige FIN TR 20%Y) CHL Mortgage Pass Through 2006-15 — Interest CHL Mortgage Pass Through 2006-14 — Interest CHL Mortgage Pass Through 2006-16 — Interest CHL Mortgage Pass Through 2007-3 — Interest — Buy Citigroup Inc. 5.8% pfd ser C non cum — Int/Div Citigroup Inc. 6.875% ser K — Int/Div Citigroup Inc. Com — Int/Div — Sold CitiMortgage Alt. Loan Trust Series 2006. ANY) Citimortgage Alternative Loan Trust Series 2006-Ad — Interest Clearbride Value Trust Class € — None Clearbridge Energy MLP Total Return Fund — Int/Div Cleveland Biolabs Inc Com New (Formerly Cleveland Biolabs Ine) Y) Cohen & Steers MLP Income & Energy Opportunity FD Ine — Int/Div Compton Calif Cmnty Redev Agy — None Computer Task Group Inc — Int/Div Corp Back JCPenney Ser 07-1CL A-1 — Interest Countrywide Alternative Loan Ser. 2005 (Y) Countrywide Capital V 7% — Interest Countrywide Home LN Class A 11 — Interest Credit Suisse First Boston Mtg Ser 2006-1 — Interest CWALT Inc Alternative Loan Trust — Interest CWALT Inc. Class 1-A-10 — Interest Doubleline Income Solutions FD — Int/Div Doubleline Income Solutions FD — Int/Div — Buy Duke Energy Corporation 5.125% Ir Sub Debentures — Interest Eaton Vance High Income Opportunities Fund Class C — Int/Div — Sold Eaton Vance Tax-Managed GIbl Diversified Equity lancome Fd — Int/Div Euro Pac Growth Fund CL C — Int/Div Euro Pacific Growth Fund C1, A — Interest Fanme Mae CMO Series 2011-142 — Interest Federal Home Loan Mtg Corp Cl KQ — None — Sold Federal Home Loan Mtg Corp Ser 4027 C1 YD(Y) Federal National Meeting Assc 2012-70 — Interest Federal Nation Meeting Assn 2013-41 — Interest — Buy Fidelity Adv New Insights ( — Int/Div Fidelity Adv New Insights Fd C1 A — Int/Div Fidelity Adv New Insights Fd C1 A — Int/Div — Sold (part) Fidelity Adv New Insights Cl ( — Int/Div — Sold (part) Fidelity Adv New Insights Fd Cl A — Int/Div First Niagara FINL Grp Inc. 8.625% pfd non Cum Ser B — Int/Div First TR MLP & Energy Income Fund — Int/Div First Trust Intermediate Duration Preferred & Income FD — Interest First Trust Intermediate Duration Preferred & Income Fd — Int/Div Ford Motor Credit Co. Fr 2.65% — Interest — Redeemed General Motors Accep Corp — None — Closed Ginnie Mae CMO Series 2012-90 WD- Fixed RT — Interest — Buy GNMA Ser 2012-4026 CL MH(Y) GNMA Ser 2012038 CL UE — Interest Goldman Sachs Group Inc. 6.125% Notes due 11/01/60 — Interest — Sold Goldman Sachs HY Fund CLA — Int/Div GOV'T Nat'l Mege Assoc 2012-038 CL UE — Interest GOV'T Nat'l Mtge Assoc 2012-96 CLYG — Interest Gov't Nat'l Mtg Assn Ser 2012-074 CL MB — Interest — Buy Hotchkis & Wiley FDS Mid Cap Value Fd Cll — Int/Div Hotchkis & Wiley Funds Mid Cap Value FD LC — Int/Div — Buy HSBC Holdings PLC 8.125% Prd — Int/Div Invesco Basic Value Opportunities CL € — Int/Div Invesco Charter Fund C1 A — Int/Div Invesco Trust Invt (Formerly Invesco Van Kampen Tr Invi) — Int/Div Ivy Asset Strategy CL C — Int/Div Ivy Asset Strategy Fd CI € — Int/Div Ivy Asset Strategy Fd CL C — Int/Div Ivy Fds Asset Strategy Cl A — Int/Div — Sold (part) IVY FDS Inc. Large Cap Growth Fd C1 ( — Int/Div JC Penney Co SR NTS (formerly CBTCS for JC Penney) — Interest JP Morgan TrustnSeries 2007-S1 — Interest JP Morgan US Large Cap Core Plus C — Int/Div JP Morgan Chase & Co 6.30% Pfd Ser W — Int/Div KevCorp New — Int/Div Kinetics Paradigm Fd CL C (formerly Mut Fds) — None Kinetics Paradigm Fund Advisor C1 C — None Leg Mason Global Asset Mgmt Cl A — Int/Div — Sold Legg Mason Global Asset Mgmt Tr Miller Income Opportunity C1 C — Int/Div Legg Mason Opportunity Trust C1 A — None — Buy Legg Mason Opportunity Trust C1 ¢ — None Legg Mason Opportunity Trust Cl € — None Legg Mason Opportunity Trust Cl € — None — Buy Legg Mason Opportunity Trust C1 € — None — Sold (part) Lehman Mortgage Trust Series 2007-10 — Interest M&T Bank Corp — Int/Div National Fuel Gas Co — Int/Div New Perspective Fund IncClL A — Int/Div Nuveen High Income December 2018 Target Term Fund — None — Buy Nuveen High Income 2020 Target Term Fund — Int/Div — Buy Nuveen Credit Strategies Inc Fund — Int/Div Philadelphina PA Public Serv Rev 19998 — None — Redeemed Proctor & Gamble — Int/Div Prospect Cap Corp FR 5% pum Callable — None — Buy Prudential Finl Inc — None — Closed Prudential Jennison 20/20 Focus Fund Class C — Int/Div Prudential Jennison Growth Fund C1 Alformerly Jennison Growth Fd) — Int/Div Residential Accredit UNS Inc CL A-S — Interest Residential Accredit ENS Inc CL 1-A-S — Interest RFMSI Trust MTGPC/SER 2005 — Interest Royce Fd Total Return Fd Consultant — Int/Div Royce Fund - PA — Int/Div Rovce Fund - PAMutual Fund Consultant C1 — Int/Div Royce Fund - PAMutual Fund Consultant CI — Int/Div Royce Fund - Total Return Con — None — Closed San Bernardino Cuty Calif Fing Pension Obligation — None San Bernardino Cnty Calif Fing Pension Obligation. 1995 — None SCE Trust 1 5.625% Trust Cu, Pref Secs — Int/Div Sears Holding Corp SR Secd 6.625% — Interest — Sold SLM Corp Ednotes Cpn 5% — Interest — Redeemed SLM Corp endnotes 4% to 6/6 4.7% — Interest — Buy SLM Corp Med Term Note — Interest Southern Company (The) SER 2015A 6.25% JINR Subordmd — None — Buy Southern Company (The) SER 2015A 6.25% JINR Subordmtd — None — Buy SuperValu Inc SR NTS — Interest Templeton Foreign Fd C1 A — Int/Div Thomburg Intl Value Fund C1. A — Int/Div United States Cellular Corp 7.25% Sr. Notes x) — Int/Div United States National Gas Fund LP — None — Sold United Sts STL Corp New SR NT — Interest United STS STL Corp New SR NT — Interest Wells Fargo & Company 6% Dep Shs REPSTG 17/1000th INT — Int/Div — Buy Wells Fargo Mtg Backed Securities Ser 2006-6(Y) Wells Fargo Mtge Backed 2006-6 1-A-1 — Interest Wells Fargo Mrge Backed 2006-8 A-4 — Interest Wells Fargo Mtge Sec 2006-11 A-13 — Interest Wells Fargo Mtge Sec 2006-8 A-$ — Interest Western Asset High Yield Defined Opportunity Fd — Int/Div Spouse's income — 2015 — AAA Western and Central New York Board Member - Stipend Spouse's income — 2015 — Executive Dimensions - Salary Spouse's income — 2015 — Health Now Board Member - Stipend --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/12831. Public record. Not legal advice.