# Steven M. Gold > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/12576 ## Record - **Judge:** Steven M. Gold - **Year:** 2013 - **Report type:** Annual - **Pages:** 19 ## Text Chase Checking (046 — Interest Chase Plus Saving 767 — Interest CHASE DYNAMIC YIELD STRAT. mu JPM Strip Inc Opp Fund — Int/Div — Buy JPM Tri MLT SC Inc Fund — Int/Div — Buy Harbor High Yield Bond m — Int/Div — Buy Harbor High Yield Bond m — Sold (part) Harbor Convertible Sec — Int/Div — Buy Pimco Emerging Local Bond jg — Int/Div — Buy Pimco Emerging Local Bond jg — Sold Pimco Emerging Mrkts Corp Bone — Int — Buy Pimco Emerging Mrkts Corp Bone — Sold (part) Pimco Emerging Mrkts Corp Bone — Sold Clearbridge Equity — Int./y — Buy SIT Dividend Growth @ — Ine — Buy Prudential Total Return — Int/Div — Buy Prudential Total Return — Sold (part) Prudential Total Return — Sold Tortoise MLP and Pipeling — Int/Div — Buy Ridgeworth SEIX Floating — Int/Div — Buy Gateway Fund jg — Int/Div — Buy Nuoveen Global Infrastructure J — Int/Div — Buy Matthews Asia Dividend J — Int/Div — Buy Eaton Vance Floating Rate — Int/Div — Buy Blackrock High Yield Bond jg — Int/Div — Buy Blackrock High Yield Bond jg — Sold (part) Cohen & Steers Prefs Sec & Inc — Int/Div — Buy HSBC Funds Total Return — Int/Div — Buy Doubleline Total Return — Int/Div — Buy 1RP Inst Floating Rate — Int/Div — Buy JPM Intrepid Eur Fund — Int/Div — Buy JPM Intrepid Eur Fund — Buy (add'l) Metropolitun West Funds — Int/Div — Buy Avenue Mutual Funds — Int/Div — Buy Avenue Mutual Funds — Buy (add'l) Avenue Mutual Funds — Buy (add'l) Columbia FD Ser TR jg — Int/Div — Buy CHASE TAP ABSOLUTE RET m JPM Sir Ine Opp Fund m — Int/Div — Buy JPM Tri MLT SC Inc Fund — hy — Buy JPM Tr I MLT SC Inc Fund — Sold (part) PimcoUnconstrained Bond — Int — Buy PimcoUnconstrained Bond — Sold (part) Prudential Invt Portfolio 9 — Int/Div — Buy Prudential Invt Portfolio 9 — Buy (add'l) RBC Funds Tr Blubay mu — Int/Div — Buy RBC Funds Tr Blubay mu — Buy (add'l) Eaton Vance Floating Rate — Int/Div — Buy Goldman Sachs Tr Strg — Int/Div — Buy S10. — Buy (add'l) S10. — Buy (add'l) HSBC Funds Total Retum — Int/Div — Buy Doubleline Total Return jg — Int/Div — Buy Doubleline Total Return jg — Sold (part) Vanguard Healthcare Fund IRA — Int/Div CHASE MANAGED ACCOUNT (IRA) Thomburg Intl Value (IRA) — hy Thomburg Intl Value (IRA) — Sold JP Morgan US Equity Fund (IRA) — Int/Div JP Morgan US Equity Fund (IRA) — Sold JP Morgan Emerging Markets (IRA) — Int/Div JP Morgan Emerging Markets (IRA) — Sold Pimco Total Return (IRA) — Int/Div Pimco Total Return (IRA) — Sold JP Morgan Core Bond Fund (IRA) — hy JP Morgan Core Bond Fund (IRA) — Sold JP Morgan Mid Cap Equity (IRA) — Int/Div JP Morgan Mid Cap Equity (IRA) — Sold JP Morgan High Yield Bond Fund (IRA) — Int JP Morgan High Yield Bond Fund (IRA) — Sold Deleware Emerging Markets Fund (IRA) — Int/Div Deleware Emerging Markets Fund (IRA) — Sold T Rowe Price New Income Prospectus {IRA — Int/Div T Rowe Price New Income Prospectus {IRA — Sold Oakmark Fund Class 1 (IRA) — Int/Div Oakmark Fund Class 1 (IRA) — Sold Wells Fargo Advig Grouwth (IRA) — Int/Div — Sold JP Morgan International Value Select (IRA) — Int/Div JP Morgan International Value Select (IRA) — Buy (add'l) JP Morgan International Value Select (IRA) — Sold JP Morgan Small Cap Equity (IRA) — Int/Div JP Morgan Small Cap Equity (IRA) — Sold Goldman Sachs Small Cap Equity (IRA) — Int/Div Goldman Sachs Small Cap Equity (IRA) — Sold Goldman Sachs Emerging Mkts Debt Fund {IRA — Int/Div Goldman Sachs Emerging Mkts Debt Fund {IRA — Sold (part) Goldman Sachs Emerging Mkts Debt Fund {IRA — Sold DWS Core Equity (IRA) — Int/Div DWS Core Equity (IRA) — Sold SPDR S&P S00 ETF Trust (IRA) — Int/Div SPDR S&P S00 ETF Trust (IRA) — Sold (part) SPDR S&P S00 ETF Trust (IRA) — Sold JP Morgan Real Estate Fund (IRA) — Int/Div JP Morgan Real Estate Fund (IRA) — Sold Blackrock US Opportunity (IRA) — Int/Div Blackrock US Opportunity (IRA) — Sold Blackrock High Yield Bond (IRA) — Int/Div Blackrock High Yield Bond (IRA) — Sold Cohen and Steers Realty Income (IRA) — Int/Div Cohen and Steers Realty Income (IRA) — Sold Federated Inst'l High Yield Bond (IRA) — Int/Div Federated Inst'l High Yield Bond (IRA) — Sold (part) Federated Inst'l High Yield Bond (IRA) — Sold MFS Ser Tr X Emerging Mkt (IRA) — Int/Div MFS Ser Tr X Emerging Mkt (IRA) — Sold Vanguard Sector Index (IRA) — Int/Div Vanguard Sector Index (IRA) — Sold IShares Trust Russell — Int./y — Buy IShares Trust Russell — Sold JPM Realty Income (IRA) — Int/Div — Buy JPM Realty Income (IRA) — Sold JPMorgan TR EX-G4(IRA) — Int/Div — Buy JPMorgan TR EX-G4(IRA) — Sold (part) JPM Intrepid Value (IRA) — Int/Div — Buy JPM China Region (IRA) — Int/Div — Buy JPM Strip Inc Opp (IRA) — Int/Div — Buy JPM Large Cap Growth (IRA) — Int/Div — Buy JPM Large Cap Growth (IRA) — Sold JPM Short Duration Bond (IRA) — hy — Buy JPM Short Duration Bond (IRA) — Buy (add'l) JIPM TR IMLT SC Inc (IRA) — Int/Div — Buy JPM TR Inf] Mngd Bd (IRA) — Int/Div — Buy JPM Tax Aware Equity (IRA) — Int/Div — Buy AIM Invt FDS Bal Risk (IRA) — Int/Div — Buy Aberdeen Asia Pacific — Int/Div — Buy Pimco FDS Unconstr Bd (IRA) — Int/Div — Buy Pimco FDS Unconstr Bd (IRA) — Buy (add'l) Pimco Commodities Plus Strat (IRA) — Int/Div — Buy Pimco Commodities Plus Strat (IRA) — Buy (add'l) Neub Berman Multi Cap Opp (IRA) — Int — Buy Primecap Odyssey Find (IRA) — Int/Div — Buy Primecap Odyssey Find (IRA) — Sold (part) Principal Invs Fd Midcap (IRA) — Int/Div — Buy Doubleline FDS TR — Int — Buy Dreyfus Laurel Emerging Mkt (IRA) — Int/Div — Buy Dreyfus Laurel Emerging Mkt (IRA) — Sold Ridgeowrth FDS SEIX (IRA) — Int/Div — Buy Ridgeowrth FDS SEIX (IRA) — Sold (part) Gateway Fund — Int/Div — Buy Gateway Fund — Buy (add'l) Eaton Vance Mut FDS Macro Abs (IRA) — Int/Div — Buy T Rowe Price Overseas Stock (IRA) — Int/Div — Buy T Rowe Price Overseas Stock (IRA) — Buy (add'l) Oppenheimer Develpg Mkts (IRA) — Int/Div — Buy Oppenheimer Develpg Mkts (IRA) — Sold (part) Blackrock High Yield Bond (IRA) — Int/Div — Buy Columbia FDS Series TR 11 Mass Asia (IRA) — Int/Div — Buy Vanguard FI Secs F (IRA) — Int/Div — Buy Vanguard FI Secs F (IRA) — Sold Capital Private Client (IRA) — Int/Div — Buy Arbitrage Funds (IRA) — Int/Div — Buy Ishares MSCI Emerging Mkts (IRA) — Int. — Buy Ishares MSCI Emerging Mkts (IRA) — Sold SPDR Gold Trust (IRA) — Int/Div — Buy SPDR Gold Trust (IRA) — Sold (part) Ishares MSC EAFE Index Fd (IRA) — Int/Div — Buy Ishares MSC EAFE Index Fd (IRA) — Buy (add'l) Ishares MSC EAFE Index Fd (IRA) — Buy (add'l) Ishares Core S&P Midcap (IRA) — Int/Div — Buy SDR S&P S00 ETF Trust (IRA) — Int/Div — Buy SDR S&P S00 ETF Trust (IRA) — Buy (add'l) Vanguard FTSE Europe (IRA) — Int/Div — Buy Vanguard FTSE Europe (IRA) — Buy (add'l) MFS Int Value (IRA) — Int/Div — Buy MFS Int Value (IRA) — Buy (add'l) Equinox FDS Tr (IRA) — Int/Div — Buy CHASE MANAGED ACCT (IRA) mn JP Morgan Liquid Assets MMkt (IRA) m1 — Int/Div DWS Blue Chip Fund (IRA mm — None — Part VIL note § DWS Core Equity (IRA 1m — None — Part VIL note § DWS Core Equity (IRA 1m — Sold T Rowe Price new Income (IRA) — Int/Div American Century Growth (IRA mm — Int/Div American Century Growth (IRA mm — Sold Goldman Sachs Small Cap Value (IRA) m — Int Thomburg Intl Value (IRA) mm — Int/Div Thomburg Intl Value (IRA) mm — Sold (part) Pimco Total Return (IRA) — Int/Div Pimco Total Return (IRA) — Sold (part) Oppenheimer Developing Markets (IRA) — Int/Div Oppenheimer Developing Markets (IRA) — Sold (part) Aston/Airpointe Mid Cap (IRA) J — Int/Div Wells Fargo Advantage Growth (IRA) mu — Int/Div Wells Fargo Advantage Growth (IRA) mu — Buy (add'l) SDPR S&P S00 ETF Trust (IRA 3m — Int/Div SDPR S&P S00 ETF Trust (IRA 3m — Sold (part) SDPR S&P S00 ETF Trust (IRA 3m — Sold (part) Oakmark Fund (IRA) pu — Int/Div Oakmark Fund (IRA) pu — Sold (part) JP Morgan High Yield Bond (IRA) mu — Int./y JP Morgan High Yield Bond (IRA) mu — Buy (add'l) JP Morgan Core Bond (IRA) — Int/Div JP Morgan Core Bond (IRA) — Sold (part) JP Morgan Small Cap Equity (IRA) m1 — Int/Div JP Morgan US Equity Fund (IRA) — Int/Div JP Morgan US Equity Fund (IRA) — Sold (part) JP Morgan Emerging Markets Equity (IRA) [ — Int/Div JP Morgan Emerging Markets Equity (IRA) [ — Sold (part) JP Morgan Mid Cap Equity (IRA) — Int/Div JP Morgan Mid Cap Equity (IRA) — Sold (part) JP Morgan US Real Estate (IRA) mm — Int/Div — Sold JP Morgan Intl Value (IRA) mm — hy JP Morgan Intl Value (IRA) mm — Buy (add'l) JP Morgan Intl Value (IRA) mm — Sold (part) Blackrock US Opportunity (IRA) mm — Int/Div Blackrock High Yid Bond (IR gm — Int/Div Cohen and Steers Realty Income (IRA) ma — Ine Federated Insti] High Yield Bond (IRA gm — Int/Div Goldman Sachs Emerging Mkkts (IRA J — Int/Div Vanguard Sector Index Fd (IRA g — Int/Div Causeway Cap Mngmnt gg (IRA) — Ine — Buy Deleware Gp Emerg. Mkts J (IRA) — hy — Buy Harbor Intl Fund (IRA mm — Int/Div — Buy JP Morgan Short Dur'n Bond IRA — Int/Div — Buy JPMorgan Value Adv (IRA m1 — Int/Div — Buy Mass, Invstrs Trust (IRA gg — Int/Div — Buy Sterling Cap FDS Capital (IRA gm — Int/Div — Buy Pimco Short Term Fund (IRA mg — Int/Div — Buy IShares NSCI EAFE — Int/Div — Part VIL note 6 TROWE PRICE RTMNT. PLAN m1 T Rowe Price Personal Strategy Fund 403(b) — Int/Div T Rowe Price Health Sciences Fund 403(b) [ — Int/Div T Rowe Price Prime Reserve Fund 403(b) [ ] — Int/Div REFORM PENSION BOARD 403(b) ma Reform Pension Board Equity Fund 403(h) 1] — Redeemed Reform Pension Board Core Bond Fund 403(b) — Redeemed Ref. Pens Bd. Apprecn &lnc, Fund 403(b) [1] — Int/Div — Buy Ref. Pens Bd. Apprecn &lnc, Fund 403(b) [1] — Buy (add'l) P/ame Adjunct Prof. of Law, Brooklyn Law School Board Member, Co-op Bourd, a Reimbursement — US.-Asia :aw Institute, NYU Luw School — 12/10:22013 12/2172013 — China — Educational Conference — Travel, lodging, food Income — 2013 — Salary/Ad Prof of Law/Brooklyn Law School — S20.000.00 Income — 2013 — Lecturer, Brooklyn Law School — S1.O00.00 Spouse's income — 2013 — Salary/Executive Director, I 1} as defined in 26 USC 152 durmg 2013 and information pertaining to Ji is therefore not included in my report this year. More specifically, was 10 longer JIN and largely supported JIN May through December, 2) Borrowing from the example on p. 55 of the filing instructions, | have inserted Titles of four accounts through which various investments, each listed individually, arc held. Lines 3, 38, 56, 167, 220 und 224 arc headers, 3) Chase checking 569 and savings 484, reported on lines 2 and 3 of my 2012 report, are omitted this year because the accounts are being used by [NNN PE AlthougHIN is a cosignor on the accounts, the funds in the accounts belong to JIN and Ji is the one with control over the activities in the accounts. 4) 1 cannot find any record pertaining to the JP Morgan Liquid Assets MMkt included in my 2012 report, | can only infer that it was a short term money market account used to hold funds briefly between other investments, and that I did not realize that when 1 filed my 2012 report. 5) The investments listed in Part VII on lines 169 and 170 (DWS Blue Chip Fund (IRA J and DWS Core Equity (IRA Jl ) do not appear in my 2013 statements as holdings of the managed account. | presume these investments were sold over time m amounts of less than $1,000. 6) The purchase of the investment listed in Part VII on Line 219 (IShares MSCI EAFE (IRA Jl is not listed bacause it appears to have been acquired in a transaction of less than $1,000. --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/12576. Public record. Not legal advice.