# Thomas C Wheeler

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/12575

## Record

- **Judge:** Thomas C Wheeler
- **Year:** 2017
- **Report type:** Annual
- **Pages:** 39

## Text

SIT Tax Exempt Bond Mutual Fund — Int/Div
Bank of America Checking Account — Interest
Potomac Cliffs at Watson House Real Estate Partnership — None
Hartford Life Second-to-Die Whole Life Insurance Policy — None
Commonwealth Annuity Whole Life Policy — None
Brokerage Account #1 (H)
Altria Group Common Stock (MO) — Int/Div
Dammnler AG Common Stock (DDAIF) — Int/Div
Davis New York Venture A INYVTX) — Int/Div — 9-10
Brokerage Account #2 (H)
Cingroup Common Stock (OC) — Int/Div
Clearbridge All Cap Value A (SHFVX) — Int/Div — 13
Brokerage Account #3 (H)
Morgan Stanley Bank NA (cash) (X) — Interest
IM Common Stock (MMM) — Int/Div — Sold (part)
Alphabet, Inc. Common Stock (GOOG) — None
Altria Group Common Stock (MO) — Int/Div
American Express Common Stock (AXP) — Int/Div
Apple Common Stock (AAPL) — Int/Div
Bank of America Common Stock (BAC) — Int/Div
Bristol Myers Squibb Common Stock (BMY) — Int/Div
Cisco Systems Common Stock (CSCO) — Int/Div
Comcast Common Stock (CMCSA) — Int/Div — Sold (part)
Emerson Electric Common Stock (EMR) — Int/Div
General Electric Common Stock (GE) — Int/Div
Halliburton Common Stock (HAL) — Int/Div — Buy (add'l)
Home Depot Common Stock (HD) — Int/Div — Sold (part)
Hospitality Properties Trust Common Stock (HPT) — Int/Div
LP. Morgan Chase Common Stock (JPM) — Int/Div
Marmot Int'l Common Stock (MAR) — Int/Div — Sold (part)
Microsoft Common Stock (MSFT) — Int/Div — Sold (part)
Microsoft Common Stock (MSFT) — Sold (part)
Mondelez Int'l Inc (IMDLZ) — Int/Div — Buy
Newell Brands Inc. (NWL) — Int/Div — Buy
Newell Brands Inc. (NWL) — Buy (add'l)
Pepsico Common Stock (PEP) — Int/Div — Sold (part)
Phzer Inc. (PFE) — Int/Div — Buy
Philip Morris Int'l Common Stock (PM) — Int/Div
Southwest Airlimes Common Stock (LUV) — Int/Div
TE Connectivity Ltd. New (formerly Tyco Electronics) (TEL) — Int/Div
Verizon Common Stock (VZ) — Int/Div
Viacom Inc New (VIAB) — Int/Div — Buy
Walmart Common Stock (WMT) — Int/Div
Walt Disney Common Stock (DIS) — Int/Div
Williams Partners Ltd. (WPZ) — Int/Div
Apollo Investment Common Stock (AINV) — Int/Div
Cohen & Steers Infrastructure Fund (UTF) — Int/Div
DBX ETF TR Xtrack MSC] Europe Fund (DBEL) — Int/Div — 28
Eaton Vance LTD Duration Income Fund (EVV) — Int/Div
First Tr MLP&ENRG Fund (FEI) — Int/Div
Kayne Anderson Energy Return Fund (KYE) — Int/Div
New Germany Fund (GF) — Int/Div
Financial Sel Sect SPDR Fund (XLF) — Int/Div
ACAP Strategic Interval (XCAPX) — Int/Div — Buy
Skybndge Mul-Ad Ser G (CAIO1) (X) — None
Covidien PLC Common Stock (Y)
Constellation Brands Common Stock (Y)
HP Inc. Common Stock (HPQ) — None — Sold
Kroger Common Stock (KR) — None — Sold
Sandridge Miss. Trust — None — Sold
Schneider National Inc. (SNDR) — None — Buy
Schneider National Inc. (SNDR) — Sold
United Parcel Service Common Stock — None — Sold
United States Steel Common Stock (Y)
Brokerage Account #4 (H)
Morgan Stanley Bank NA (X) — Interest
Citibank Money Market (Y)
Adobe Systems Common Stock (ADBE) — None
AES Corp. Common Stock (AES) — Int/Div
Akamai Technologies Common Stock (AKAM) — None
Alaska Air Group Common Stock (ALK) — Int/Div
Alexion Pharm Inc. (ALXN) (X) — None
Allergan Common Stock (AGN) — None
Alphabet Inc Cl A Common Stock 1GOOGL) — None — 70
Alphabet Inc C1 C Common Stock (GOOG) XxX) — None
AMC Networks Common Stock (AMCX) — None
American Express Common Stock (AXP) — Int/Div
Aetna Inc. Common Stock (Y)
Allison Transmission Common Stock (Y)
American Homes 4 Rent Common Stock (AMH) — Int/Div
Ameriprise Common Stock (AMP) — Int/Div
Anadarko Petroleum Common Stock (APC) — Int/Div
Anheuser Busch InBev SA Spon. Common Stock (BLD) — Int/Div
Apache Corp. Common Stock (APA) — Int/Div — Buy (add'l)
Apache Corp. Common Stock (APA) — Sold
Apple, Inc. Common Stock (AAPL) — Int/Div
Applied Materials, Inc. Common Stock (AMAT) — Int/Div — Sold (part)
Applied Materials, Inc. Common Stock (AMAT) — Sold (part)
Autodesk, Inc. Delaware Common Stock (ADSK) — None
Autozone Inc. (AZO) — None — Buy
Autozone Inc. (AZO) — Buy (add'l)
Axis Capital Holdings Common Stock (AXS) — Int/Div — Sold (part)
Bank of the Ozarks Inc. (OZRK) — Int/Div — Buy
Biogen Idec Inc. Common Stock (BIB) — None
Blackrock, Inc. Common Stock (BLK) — Int/Div
Bristol Myers Squibb Common Stock (BMY) — Int/Div
Broadcom Corp. Common Stock (AVGO) — Int/Div
Calpine Corp. Common Stock (CPN) — None — Sold
Cabot Oil & Gas Corp A (COG) (X) — Int/Div
CBS Corp New C1 B Shares (CBS) (X) — Int/Div
Cameron Intl. Corp. Common Stock (Y)
Camival CP New Paired Common Stock (CCL) — Int/Div — Sold
Celgene Corp. Common Stock (CELG) — None
Charles Schwab New (SCHW) (X) — Int/Div
Chipotle Common Stock (CMG) — None
Cisco Systems Inc. Common Stock (CSCO) — Int/Div — Buy (add'l)
CitiGroup Common Stock (C) — Int/Div
Citrix Systems, Inc. Common Stock (CTXS) — None
CNX Resource Corp. (CNX) (X) — None — Sold (part)
CNX Resource Corp. (CNX) (X) — Buy (add'l)
CME Group Common Stock (Y)
Coach Common Stock (Y)
Coca Cola Inc. Common Stock (KO) — Int/Div
Comcast Corp. CL A Special New Common Stock (CMCSA) — Int/Div
Costco Wholesale Corp New (COST) (X) — Int/Div
Cree Research Inc. Common Stock (CREE) — None
CVS Health Corp. Common Stock (CVS) — Int/Div — Sold (part) — 88
Deere & Co. Common Stock (Y)
Dentsply Sirona Inc (XRAY) (X) — Int/Div
Devon Energy Corp. New Common Stock (DVN) — Int/Div — Sold
Discover Financial Services Common Stock (DFS) — Int/Div — Sold (part)
Discovery Comm. Serv. Common Stock {DISCA) — None
Dolby CL A Common Stock (DLB) — Int/Div
DowDuPont Inc. Common Stock (DW DP) — Int/Div — Buy (add'l) — 106
EBay Inc. Common Stock (EBAY) — None — Sold (part)
Ecolab Common Stock (ECL) — Int/Div
Eaton Corp. Common Stock (Y)
Emerson Electric Common Stock (Y)
Ensco PLC Common Stock (Y)
Exelon Corp. Common Stock (EXC) — Int/Div
Exxon Mobile Corp. Common Stock (Y)
Facebook Common Stock (FB) — None
Fairfax Financial Hldg Sub Vig (FRFHF) (xX) — Int/Div
Fluor Corp. New Common Stock (FLR) — Int/Div
FMC Technologies Common Stock (Y)
First Republic Bank Common Stock (Y)
Forest Laboratories Inc. Common Stock (Y)
Franklin Resources Inc. Common Stock (Y)
Freeport McMoran Common Stock (FCX) — Int/Div
GAP. Inc. Common Stock (Y)
GATX Corp. Common Stock (GATX) — Int/Div
General Electric Co. Common Stock (Y)
Gentex Common Stock (GNTX) — Int/Div
GlaxoSmithKline PLC ADS Common Stock Yy
Greenhill Common Stock (Y)
Halliburton Co. Common Stock (HAL) — Int/Div — Sold (part)
Hanesbrand Inc (HB) (X) — Int/Div
Home Depot Inc. Common Stock (HD) — Int/Div
Honeywell Intl. Inc. Common Stock (HON) — Int/Div
Immunogen Common Stock (IMGN) — None
Intuit Inc. Common Stock (Y)
Invesco Lid. Common Stock (1VZ) — Int/Div — Buy (add'l)
lonis Pharmaceuticals Common Stock (IONS) — None
Jacobs Engmeering Group Common Stock na
Johnson & Johnson Common Stock (JNJ) — Int/Div — Sold (part)
Johnson Ctls (formerly Tyco) Intl PLC (JCI) — Int/Div — Buy (add'l)
Jones Lang LaSalle Inc. Common Stock ULL) — Int/Div — Sold
Kevcorp New Common Stock (KEY) — Int/Div
Kinder Morgan Inc. (KM1) — Int/Div — Buy
Kinder Morgan Inc. (KM1) — Buy (add'l)
KLA Tencor Corp. Common Stock (KLAC) — Int/Div
Kroger Co. (KR) (X) — Int/Div — Buy (add'l)
L3 Technologies, Inc. (LLL) — Int/Div — 145
Liberty Interactive Corp QVC A Common Stock (QVCA) — None — 147
Liberty Media C Ser C Sirius XM Common Stock (LSXMK) — None — 146
Lmked-In Common Stock (Y)
McCormick and Co. Non Voting (MCK) (X) — Int/Div
Medtronic PLC Common Stock (MDT) — Int/Div — 149.220
Merck & Co. Inc. New Common Stock (MRK) — Int/Div
Metlife Common Stock (MET) — Int/Div
MGIC Investment Corp. Common Stock MTG) — None
Microsoft Corp. Common Stock (MSFT) — Int/Div — Sold (part)
Monsanto Co. New Common Stock (MON) — Int/Div
Morgan Stanley Common Stock (Y)
Murphy USA Common Stock (MUSA) — None
Mylan Common Stock (MYL) — None — Buy (add'l)
NASDAQ Inc. Common Stock (Y)
National Oilwell Varco Inc. Common Stock INOV) — Int/Div — Sold
Newfield Expl. Co. Common Stock (Y)
Nike Inc. B Common Stock (Y)
Novartis AG ADR Common Stock (NVS) — Int/Div — Sold (part)
Novartis AG ADR Common Stock (NVS) — Sold (part)
Novartis AG ADR Common Stock (NVS) — Sold
NOW Inc. Common Stock (Y)
Nuance Comm. Common Stock (NUAN) — None
Nucor Corp. Common Stock (NUE) — Int/Div
NXP Semiconductor Common Stock — None — Sold (part)
NXP Semiconductor Common Stock — Sold
OmeMain Holdings Common Stock (OMF) — None
Oracle Common Stock (ORCL) — Int/Div — Buy (add'l)
Oracle Common Stock (ORCL) — Buy (add'l)
Oshkosh Corp. Common Stock (Y)
Palo Alto Networks Inc (PANW) (X) — None
PayPal Holdings Common Stock (PY PL) — None
Pebblebrook Hotel Tr. Com. Common Stock (PER) — Int/Div
Pentair Ltd. Common Stock (PNR) — Int/Div
Pier Imports Common Stock (Y)
Pioneer Natural Resources Co. (PXD) — Int/Div — Buy
Pioneer Natural Resources Co. (PXD) — Buy (add'l)
Praxair Inc. (PX) (X) — Int/Div
Precision Castparts Common Stock (Y)
Procter & Gamble Common Stock (Y)
Pulte Group Common Stock (PHM) — Int/Div — Sold (part)
Pulte Group Common Stock (PHM) — Sold (part)
Pulte Group Common Stock (PHM) — Sold
Raytheon Common Stock — Int/Div — Sold (part)
Raytheon Common Stock — Sold
Realogy Holdings Common Stock (RLGY) — Int/Div
Red Hat Common Stock (RHT) — None
Regeneron Pharm Common Stock (REGN) — None
Regions Finance Corp. Common Stock (RF) — Int/Div
Rockwell Collins Common Stock (COL) — Int/Div
Schlumberger Ltd. Common Stock (SLB) — Int/Div
Seagate Technology PLC Common Stock ISTX) — Int/Div
Service Corp. Intl, Common Stock (SCI) — Int/Div
Signet Jewelers Ltd. (SIG) (X) — Int/Div
Splunk Inc (SPLK) (X) — Int/Div
Sprout Farmers Market Inc (SFM) (X) — Int/Div
Charles Schwab New Common Stock (Y)
Stanley Black & Decker Common Stock (SWK) — Int/Div — Sold (part)
Stericyele Inc. (SRCL) (X) — None
Suncorp Common Stock (SU) — Int/Div
Symantic Corp. Common Stock — Int/Div — Sold (part)
Symantic Corp. Common Stock — Sold
Synchrony Fin. Common Stock (SYF) — Int/Div — Buy (add'l)
TE Connectivity Ltd. New (TEL) — Int/Div
Teradyne Common Stock (TER) — Int/Div
Texas Instruments Common Stock (TXN) — Int/Div — Sold (part)
Thermo Fisher Scientific Inc. Common Stock (TMO) — Int/Div
Towers Watson Common Stock (Y)
Transdigm Group Inc. (TDG) — None — Buy
Twenty-First Century Fox Common Stock {yY)
Twitter Common Stock (TWTR) — None
Unilever PLC (New) ADS Common Stock (ve) — Int/Div
United Natural Foods Inc. (LNFDH (X) — None — Sold
United Parcel Service Inc. CL B Common Stock (LPS) — Int/Div
United States Steel Corp. New Common Stock (Y)
United Rentals Common Stock URI) — None — Sold
Unitedhealth Group Inc (UNH) (X) — Int/Div
Veeco Instr. Inc. Common Stock (Y)
Vertex Pharmaceuticals Common Stock (VRTX) — None
Visa Inc. CL A Common Stock (V) — Int/Div
VMWare Common Stock (VMW) — None
Vodaphone Group PLC ADS New Common Stock (Y)
Voya Finl Inc (VOYA) — Int/Div — Buy
WW. Grainger Common Stock (GWW) — Int/Div
Walt Disney Co. Holding Common Stock (DIS) — Int/Div
Wells Fargo Common Stock (WFC) — Int/Div — Buy (add'l)
Wells Fargo Common Stock (WFC) — Buy (add'l)
Wells Fargo Common Stock (WFC) — Buy (add'l)
Western Digital Common Stock (WDC) — Int/Div
Weyerhauser Co. Common Stock (WY) — Int/Div
XL Group Ltd. (XL) (X) — Int/Div
Yum China Holdings Common Stock (YUMC) — Int/Div — 217
Xilinx Inc. Common Stock (Y)
Zoetis Common Stock — Int/Div
Allied World Assurance Co. Hldgs Ltd Common Stock — Int/Div — Redeemed
Weatherford International Ltd. Common Stock (WFT) — None — Sold
shares Core S&P US Growth (1USG) — Int/Div — Buy
shares Core S&P US Value (ILSV) — Int/Div — Buy
Brokerage Account #5 (H)
MS Liquid Asset Fund Money Market (Y)
Davis New York Ventre Mutual Fund INYVCX) — Int/Div
Brokerage Account #6 (H)
Dominion Resources Common Stock (D) — Int/Div
Exxon Mobile Common Stock (XOM) — Int/Div
Pepsico Common Stock (PEP) — Int/Div
PNC Fimancial Services Common Stock (Y)
Walmart Common Stock (WMT) — Int/Div
Baltimore MD Ser. C Sink Fund — Interest — Redeemed
MFS Maryland Municipal Bond Fund (MFSMX) — Interest
Puerto Rico Electric Power Authority RV CA Cav. (745268) WH (X) — None — Sold
Brokerage Account 27 (H)
UBS Bank USA (X) — Interest
IShares Barclays 1-3 Yr. CD Bond Fund iY)
First Trust Financial Alphadex Fund ETF (FXO) — Int/Div — Buy (add'l) — 241
IShares US Technology ETF (IYW) — Int/Div — Sold (part) — 248
IShares US Healthcare ETF (IYH) — Int/Div — Sold (part) — 250
IShares US Consumer Goods ETF (1YK) — Int/Div — Sold (part) — 249
IShares US Real Estate ETF (IYR) — Int/Div — Sold (part) — 247
IShares US Consumer Services ETF (1YC) — Int/Div — Buy (add'l) — 246
IShares US Energy ETF (IYE) — Int/Div — Buy (add'l) — 251
Guggenheim Bulletshares 2017 High Yield Corp Bond — Interest — Buy (add'l)
Guggenheim Bulletshares 2017 High Yield Corp Bond — Sold
Guggenheim Ultra Short Duration Bond ETF (GSY) — Interest — Buy (add'l) — 252
SPDR Portfolio Aggregate Bond ETF (SPAB) — Int/Div — Buy (add'l) — 244
SPDR Portfolio Short Term Corp Bond ETF (SPSB) — Int/Div — Buy (add'l) — 243
Vanguard Inter Term Bond ETF (BIV) — Interest — 254
Brokerage Account #8 (H)
Blackrock Munivest Fund 11 (MVT) — Interest
Blackrock Mumivest Fund (MVF) — Interest
Nuveen Select Tax Free Income Port 3 INXR) — Interest
Dreyfus AMT-Free Mun Bond Fd Class A (DMUAX) — Interest — 260
Brokerage Account #9 (H)
UBS Bank USA (X) — Interest
Shares Barclays 1-3 Yr. CD Bond Fund Ww)
First Trust Financial Alphadex Fund ETF (FXO) — Int/Div — Buy (add'l) — 262
IShares US Technology ETF (1YW) — Int/Div — Sold (part) — 269
IShares US Healthcare ETF (IYH) — Int/Div — Sold (part) — 271
IShares US Consumer Goods ETF (1YK) — Int/Div — Sold (part) — 270
IShares US Real Estate ETF (IYR) — Int/Div — Sold (part) — 268%
IShares US Consumer Services ETF (1YC) — Int/Div — Buy (add'l) — 267
IShares US Energy ETF (YE) — Int/Div — Buy (add'l) — 2m
Guggenheim Bulletshares 2017 High Yield Corp Bond — Interest — Buy (add'l)
Guggenheim Bulletshares 2017 High Yield Corp Bond — Sold
Guggenheim Ultra Short Duration Bond ETF (GSY) — Interest — Buy (add'l) — 273
SPDR Portfolio Aggregate Bond ETF (SPAB) — Int/Div — Buy (add'l) — 263.264
SPDR Portfolio Short Term Corp Bond ETF (SPSB) — Int/Div — Buy (add'l) — 265
Vanguard Inter Term Bond ETF (BIV) — Interest — 275
Brokerage Account 210 (H)
Morgan Stanley Bank NA (X) — Interest
Bamk of America Corp. (BAC) (X) — Int/Div
Bristol Myers Squibb Common Stock (BMY) — Int/Div
Ford Motor Co. Common Stock (F) — Int/Div
Halliburton Co. (HAL) — Int/Div — Buy
CBRE (formerly ING) Clarion Global Real Estate Fund (IGR) — Int/Div
Cohen & Steers CEF Opp Fd. Inc. (FOF) — Int/Div — Buy
First Tr MLP & Enrg Inc Fond. (FEI) — Int/Div — Buy
ACAP Strategic Interval (XCAPX) — Int/Div — 285
Hartford Municipal Opportunity (HHMCX) (xX) — Int/Div
Principal Investment Fund (PRFCX) — Int/Div
American Capital Limited Common Stock Ww)
Macy's Common Stock (M) — Int/Div — Sold
Schlumberger Ltd. Common Stock — Int/Div — Sold
Clearbridge Energy MLP Fd (CEM) — Int/Div — Sold
Kayne Anderson Energy Fund (Y)
Brokerage Account #11 (H)
Bank of America Common Stock (BAC) — Int/Div — Buy (add'l)
Exxon Mobile Common Stock (XOM) — Int/Div
US. Steel Common Stock (X) — Int/Div
Bristol Myers Squibb Common Stock (Y)
Ford Motor Co. Common Stock (Y)
Freeport McMoran Common Stock (Y)
Whole Foods Common Stock (WFM) — Int/Div — Sold
Principal Inv. Pref. Sec. Mut. Fund (Y)
Brokerage Account #12 (H)
IShares Barclays 1-3 Yr Trs Bd (SHY) — Int/Div — Buy (add'l)
Shares Core U.S. Aggregate Fd (AGG) — Int/Div — Buy (add'l)
Shares MSC Japan ETF (EW) — Int/Div
IShares TIPS Bond ETF (TIP) — Int/Div
Alger Small Cap Growth Inst. (AISZX) — Int/Div — Buy (add'l)
Artisan Midcap Value Inv. (APDQX) — Int/Div — Buy (add'l)
Blackrock Equity Dividend (MADVX) — Int/Div — Sold (part)
Blackrock Equity Dividend (MADVX) — Buy (add'l)
Columbia Select Large Cap Growth (UMLGX) — Int/Div — Sold (part)
Oppenheimer Int'l Growth (OIGYX) — Int/Div — Sold (part)
Prudential Jennison MD Cap. (PEGZX) — Int/Div — Buy (add'l)
Royce Premier Inv. (RYPRX) — Int/Div
Wells Fargo Emerg. Mkts. (EMGNX) — Int/Div
SPDR Barclay's High Yield Bond Fd. (JNK) — None — Sold
Brokerage Account #13 (H)
MS Liquid Asset Fund (Y)
Shares Barclays 1-3 Yr TSY Bd (SHY) — Int/Div — Buy (add'l)
Shares Core U.S. Aggregate Fd (AGG) — Int/Div — Buy (add'l)
IShares MSC Japan ETF (EW)) — Int/Div — Sold (part)
IShares TIPS Bond ETF (TIP) — Int/Div
Alger Small Cap Growth Inst. (AISZX) — Int/Div — Sold (part)
Alger Small Cap Growth Inst. (AISZX) — Buy (add'l)
Artisan Midcap Value Inv. (APDOQX) — Int/Div — Sold (part)
Artisan Midcap Value Inv. (APDOQX) — Buy (add'l)
Artisan Midcap Value Inv. (APDOQX) — Buy (add'l)
Blackrock Equity Dividend (MADVX) — Int/Div — Sold (part)
Blackrock Equity Dividend (MADVX) — Sold (part)
Blackrock Equity Dividend (MADVX) — Buy (add'l)
Blackrock Equity Dividend (MADVX) — Buy (add'l)
Columbia Select Large Cap Growth (UMLGX) — Int/Div — Sold (part)
Columbia Select Large Cap Growth (UMLGX) — Buy (add'l)
Columbia Select Large Cap Growth (UMLGX) — Buy (add'l)
Oppenheimer Int'l Growth (O1GY X) — Int/Div — Sold (part)
Oppenheimer Int'l Growth (O1GY X) — Sold (part)
Prudential Jennison MD Cap. (PEGZX) — Int/Div — Buy (add'l)
Prudential Jennison MD Cap. (PEGZX) — Buy (add'l)
Rovce Premier Inv. (RYPRX) — Int/Div
Virtus Insight Emerg. Mkts. (HIEMX) — Int/Div — Sold (part)
Virtus Insight Emerg. Mkts. (HIEMX) — Sold (part)
Wells Fargo Emerg. Mkts. (EMGNX) — Int/Div — Sold (part)
SPDR BBG Barclays High Yield Bd (JNK) — None — Sold
Brokerage Account 14 (H)
Morgan Stanley Bank NA — Interest — Open
Alcoa Corp. Common Stock (AA) — None
Arconic Ine. Common Stock (ARNC) — Int/Div
Blackstone Group Common Stock (BX) — Int/Div
Camival CP Common Stock — Int/Div — Sold
Celgene Common Stock (CELG) — None
CVS Caremark Common Stock (CVS) — Int/Div
Enterprise Products Partners LP (EPD) — Int/Div
General Electric Common Stock (GE) — Int/Div — Sold (part)
General Motors Common Stock (GM) — Int/Div
Merck Common Stock (MRK) — Int/Div
Murphy Oil Common Stock (MUR) — Int/Div
Murphy USA Inc. Com. (MUSA) (X) — None
Starbuck's Corp. Common Stock (SBUX) — Int/Div — Buy (add'l)
United Health Group Common Stock (UNH) — Int/Div
WPX Energy Common Stock (WPX) — None — Buy (add'l)
Calamos Strg Title Return Fd (CXQ) — Int/Div
DBX ETF TR Xtruck MSC] Europe Fund (DBEL) — Int/Div — 159
First Tr MLP & Eng Fund (FEI) — Int/Div
IShares NASDAQ Biotech ETF (IBB) — Int/Div
Hartford Floating Rate Fund (HFLCX) — Int/Div
Nuveen NFM MTP Preferred — Int/Div
Nuveen MD Dividend Muni Fund — Int/Div
Putnam Equity Income C (PEQCX) — Int/Div — 164
Western Asset Int. Term Muni C (SMLLX) — Int/Div — 166
Western Asset Short Duration Muni Income C(SHDLX) — Int/Div — 165
NATIONWIDE LIFE DESTINATION NAVIGATOR VARIABLE ANNUITY (Hy
NW NVITSP SOO INDEX I! — None — Buy
BLACKROCK GLOBAL ALLOCATION vim — None — Buy
FIDVIP EQ INC SVC 2 — None — Buy
NW NVIT CARDINAL AFFR II — None — Buy
Brokerage Account #15 (H)
Morgan Stanley Bank NA — Interest — 169
Shares Inc. MSC Japan ETF (EW) — Int/Div — Buy
IShares JP Morgan EM Bond ETF (EMB) — Int/Div — Buy
PIMCO Enhanced Short Mtrt (MINT) — None — Buy (add'l) — 392
SPDR Nuveen BBG Short-Term (SHM) — Int/Div — Buy (add'l)
SPDR Nuveen BBG Short-Term (SHM) — Buy (add'l)
Alger Small Cap Growth Inst. (AISZX) — Int/Div
Amencan Century Intl. Bond (AIBHX) — Int/Div — in
American Century Int. TRM TX FR BD Inv. wy)
Amencan Europacific Growth F1 (AEPFX) — Int/Div — Buy (add'l)
American Growth Fund of America F1 (GFFFX) — Int/Div — Sold (part)
Baron Small Cap Retail (BSFIX) — None
Columbia Marsico Growth Z(Y)
Columbia Select Large Cap Growth Fd (UMLGX) — Int/Div — Sold (part)
Davis New York Venture Y (DNVYX) — Int/Div — Buy (add'l)
Davis New York Venture Y (DNVYX) — Sold (part)
Federated Strategy Val Div Inst Fd (SVAIX) — Int/Div — Buy (add'l)
Federated Strategy Val Div Inst Fd (SVAIX) — Sold (part)
Franklin Fed Intm Trm Txfr Adv (FITZX) — Int/Div — Buy (add'l)
Goldman Sachs Growth Opp. 1 (GGOIX) — Int/Div
Invesco American Value Y (MSAIX) — Int/Div
JP Morgan Emerging Markets Sel (JEMSX) — Int/Div — Buy (add'l)
JP Morgan Mid Cap Value S (JMVSX) — Int/Div
Lazard Emerging Markets (LZEMX) — Int/Div — Buy (add'l)
Nationwide Geneva Mdep Gw F (NWHYX) — Int/Div
Oppenheimer Intl Growth Y (OIGYX) — Int/Div — Buy (add'l)
Royce Micro-cap Inv. (RYOTX) — Int/Div
Rovce Total Return Inv, (RYTRX) — Int/Div — Buy (add'l)
T Rowe Price High Yield (PRHYX) — Int/Div — Sold (part)
T Rowe Price Mid-Cap Growth (Y)
Templeton Global Bond Fd Adv (Y)
Templeton Int'l Bond Fund (FIBZX) — Int/Div
Wells Fargo High Income Inv. (EKHIX) — Int/Div — Sold (part)
Western Ast Int Term Muni (SBTY X) — Int/Div — Buy (add'l) — A%9
Brokerage Account #16 (H)
Morgan Stanley Bank NA (X) — Interest
Cohen & Steers CEF Opp Fd. Inc. (FOF) (xX) — Int/Div
Goldman Sachs Step-Up Callable Note (3RIARTNI (XD) — Interest
Tactical Diversified Futures Fund LP — None — Sold
Skybridge Multi-Advisor Hedge Fund (CAION — None
DELAWARE LIFE SUNLIFE MASTERS FLEX VARIABLE ANNUITY (H)
FIDELITY VIP CONTRAFUND-SERV (X) — None
MFS VIT RESEARCH SERIES SERV (X) — None
FRANKLIN MUTUAL SHARES VIP FUND (X) — None
FIRST EAGLE OVERSEAS VARIABLE x) — None
PIMCO VIT TOTAL RETURN BOND PO (xX) — None
NATIONWIDE LIFE BOA ACHIEVER L SHARE VARIABLE ANNUITY (Hh
NEUBER AMT SHORT DURATION BOND 1(X) — None
MFS VIT VALUE SER SVC (X) — None
NW NVIT VW FD ILH(X) — None
OPP MN ST VA SVC (X) — None
FIDVIP INVMT GRD BD SVC 2(X) — None
NW NVIT GOV'T BOND 1 (X) — None
PIMCO VIT LOW DURATION ADV (X) — None
NW NVIT MULTI MANAGER MIDCAP GROWTH 1 (X) — None
MULTI MANAGER MIDCAP VALUE Il xX) — None
NW NVIT GOV MNY MKT 1L(X) — None
NW NVIT GOV MULTI MANAGER INTL GROWTH 1X) — None
NW NVIT GOV MULTI MANAGER LARGE CAP GROWTH 1 (X) — None
NW NEUBER NVIT SOC RESP IHX) — None
NW TMP NVIT INTL VAL 1 (X) — None
NWANVITCORBD H(X) — None
Brokerage Account #17 (H)
First American Prime Obligation Fund (Y)
Abbvie Common Stock (ABBY) — Int/Div
Ace Lid. Common Stock (Y)
Align Technology Common Stock (ALGN) — None
Alphabet Inc Cl A Common Stock (1GOOGL) — None — 437
Alphabet Inc C1 C Common Stock (GOOG) XxX) — None
Amazon Com. Inc. (AMZN) — Int/Div — Buy
Amgen Common Stock (Y)
Apple Inc. Common Stock (AAPL) — Int/Div — Sold (part)
AT&T Inc. Common Stock (T) — Int/Div
Celgene Corp (CELG) — None — Buy
Cincinnati Financial. Corp. Common Stock (CINF) — Int/Div — Sold (part)
Citigroup Common Stock (C) — Int/Div
CME Group Common Stock (CME) — Int/Div
Computer Sciences Corp. Common Stock (yY)
CVS Caremark Common Stock (CVS) — Int/Div — Sold (part)
Dreihaus Select Credit Fund — Int/Div — Sold
DXC Technologies (X) — None — Sold
FOG Resources Common Stock (EOG) — Int/Div
Ecolab Inc. Common Stock (ECL) — Int/Div
Edwards Lifesciences Corp (EW) (X) — None — Buy (add'l)
Electronic Arts Common Stock (EA) — None
Emerson Electric Co. Common Stock (EMR) — Int/Div
Exxon Mobile Corp. Common Stock (XOM) — Int/Div
Facebook Common Stock (FB) — None
Fidelity National Information Services, Inc (FIS) — Int/Div — Buy
Glenmeade Small Cap Equity Port Ady 1GTCSX) — Int/Div — 435
Goldman Sachs Common Stock (Y)
Intuit Common Stock (INTU) — Int/Div
JP Morgan Chase Co. Common Stock (JPM) — Int/Div
Johnson & Johnson Common Stock (JNJ) — Int/Div
Lmcoln Nat'l Corp. Common Stock (LNC) — Int/Div
Lowe's Common Stock (LOW) — Int/Div
Magna International (MGA) (X) (Y)
Mastercard (MA) (X) — Int/Div — Sold (part)
McDonald's Corp. Common Stock (MCD) — Int/Div
Medco Health Solutions Inc. Common Stock wy)
Microsoft Common Stock (MSFT) — Int/Div
Mohawk Indus. Common Stock (MHK) — None
Morgan Dempsey Small Cap Value Fund wy)
Nextera Energy Inc. Common Stock (NEE) — Int/Div
PNC Fmancial Services Group Inc. (PNC) — Int/Div — Buy
Philip Morris Intl. Common Stock (PM) — Int/Div
Pioneer Natural Resources Common Stock rm — Int/Div
Praxair Inc. Common Stock (PX) — Int/Div
Priceline Com. Inc. Common Stock (PCLN) — None
Procter & Gamble Inc. Common Stock (PG) — Int/Div
Prudential Financial Inc. Common Stock (PRU) — Int/Div
Southwest Airlines Common Stock (LUV) — Int/Div
T. Rowe Price Mid Cap Growth Fund (RPMGX) (XX) — Int/Div
Thermo Fisher Scientific Inc, Common Stock (TMO) — None
TCW Emerging Market Income Fund (Y)
United Health Group, Inc. Common Stock (UNH) — Int/Div
Visa Inc. CL A Common Stock (V) — Int/Div
Walt Disney Common Stock (DIS) — Int/Div
Wells Fargo Special Mid Cap Value (WFMIX) — Int/Div — 463
IM Co. Common Stock (MMM) — Int/Div — Sold (part)
Accenture PLC Cl A Common Stock (ACN) — Int/Div
Chubb Lud. (CB) (X) — Int/Div
Harding Loevner International Equity (HIMIS) — Int/Div — Buy
Harding Loevner International Equity (HIMIS) — Sold (part)
Ingersoll Rand PLC (IR) — Int/Div — Buy
Schlumberger Ltd. Common Stock (SLB) — Int/Div
T. Rowe Prive Intemational Value Equity Fund Int'H{TRIGX) (X) — Int/Div
Baron Emerging Mkts. Fd. (BEXIX) — Int/Div — Sold (part)
Causeway Emerging Mkts Fund (CEMIX) — Int/Div
AQR Long/Short Equity Fd (QLEIX) — Int/Div
Robeco Boston Partners Long/Short Fd (BPIRX) — None
Nuveen Inter. Dur, Mun. Fund (NUVBX) — Int/Div — 454
Principal Preferred Sec. Ins (PPSIX) (X) — Int/Div — Buy (add'l)
Federated Inst. High Yield Bond Fd (FIHBX)(X) — Int/Div
Mainstay Floating Rate Fund (MXFIX) — Int/Div
IShares Iboxx H Y Corp Bond (Y)
Path Dow Jones UBS Commodity (Y)
IShares JP Morgan USD Emerg. Mkts. Bond ETF (EMB) — Int/Div — 479
Looms Sayles Strategic Alpha Fund Y (LASYX) — Int/Div — Buy (add'l) — 430
American Tower Common Stock (AMT) — Int/Div
Nuveen Real Estate Security Class {FARCX) — Int/Div — Sold (part)
Principal G R E Sec Ins (POSIX) — Int/Div — 452
Invesco Bal Risk Commodity Fd (BRCYX) — Int/Div
SPDR DJ Wilshire Int'l Common Stock (Y)
Anadarko Petroleum Common Stock — None — Sold
Covidien Common Stock — None — Sold
Dollar Tree Inc. Common Stock — None — Sold
Express Scripts Common Stock — None — Sold
Gilead Sciences Common Stock — None — Sold
Invesco Common Stock — None — Sold
McKesson Corp. Common Stock — None — Sold
Polans Ind. Inc. Common Stock — None — Sold
Wells Fargo Common Stock — Int/Div — Sold
Calvert High Yield Bond Fund — Int/Div — Sold
American Funds Europacific Growth Fd — Int/Div — Sold
Agreement — 2006 — DLA Piper Retirement Trust Plan with former law firm, no control
Part VIL, line 3: Potomac Cliffs at Watson House Real Estate Partnership, purchased on 4/20/1987 at cost of $26,150 (1/2-share).

Part VII, Column B: Lines reflecting no income are so reported because none was attributed to those particular holdings during the reporting period, whether

taxable, tax exempt, or tax deferred, or because the investments do not allocate income to individual holdings, but instead are credited only in unit value, per

page 42 of the filing instructions.

Brokerage Accounts #11 and #12 of the 2016 report have been deleted in accordance with the notes of August 14, 2017, Successive header numbers have

been adjusted accordingly.

In this reporting cycle, a number of assets have experienced name changes and duplicate entries have been deleted. In addition, the names of two variable

annuities are now reflected as headers and the underlying investments are individually identified. For ease of review of these items, the corresponding line

numbers of the 2016 report have been included in Column D(S).

* The symbol for U.S. Steel is (X).

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/12575. Public record. Not legal advice.