# Steven J. McAuliffe

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/12551

## Record

- **Judge:** Steven J. McAuliffe
- **Year:** 2015
- **Report type:** Annual
- **Pages:** 21

## Text

Accts Merrimack County Savings Bank — Interest
IRA American Funds: Investment Company of America — Int/Div
IRA American Funds: Washington Mutual Investors Fund — Int/Div
ExxonMobil Corp — Int/Div
UBS Retirement Money Fund (UBS Bank USA Dep Acct) — Interest
Piglet Investment Club Partnership Shares (See Part VIII — Interest
UBS RMA Cash Account — Interest
Guided Therapeutics Inc — None — Sold
Facebook Inc — Int/Div
Autodesk Inc — Int/Div
Ambarella Inc — Int/Div — Sold
InvenSense Inc — Int/Div — Sold
Allegiant — Int/Div — Sold
Exact Sciences Comp — None
Ford Motor Company — Int/Div — Sold
Kandi Technologies — None
NXP Semiconductors — Int/Div
Zoe's Kitchen Inc — None
Apple Inc — Int/Div — Buy
Amazon — None — Buy
Etsy — None — Buy
Gilead — Int/Div — Buy
Skyworks Solar — Int/Div — Buy
Solar City Corp — None — Buy
CVS Health Comp — Int/Div
IRA iShares Russell Fund — Int/Div
IRA Midcap SPDR TR — Int/Div
UBS Bank USA Dep Acct — Int/Div
Mermimack County Savings Bank NOW Acct (2) — Interest
Enterprise Products Partners LP — Int/Div
iShares TR Russell 2000 Index Fund — Int/Div
IRA iShares Russell Midcap — Int/Div
iShares Trust Russell Midcap Growth Index Fund — Int/Div
Apple Inc — Int/Div
Johnson & Johnson Inc — Int/Div — Sold
Northern Trust Prime Obligation Fund 9/1 — Int/Div
Simon Property Group Inc — Int/Div
Florida St Brd Ed Pub Ed Cap — Interest
iShares iBoxx Invt Grade DE Corp Bond Fund — Int/Div
Tennessee St Ser A — Interest
Fairfax Cty VA Pub Ser A — Interest
First Colebrook Bank — Int/Div
Danaher Corp — Int/Div
Alphabet Inc. CL A (Exchange for Google Ine.) — Int/Div
JP Morgan Chase & Company — Int/Div
Oracle Corp — Int/Div
Starbucks Corp — Int/Div — Sold (part)
iShare MSCI EAFE Index Fund — Int/Div — Sold
NH St Genl Ob Ser A — Interest — Sold
NH Muni Bond Ser B — Interest — Sold
TIX Companies Inc — Int/Div
VISA Inc — Int/Div
Qualcomm Ing — Int/Div — Sold
Alphabet Inc. CL A and CL C (Exchange for Google Inc.) — Int/Div
Home Depot Inc — Int/Div
General Electric Company — Int/Div — Sold
Henderson Global Equity — Int/Div
Brown-Forman Corp — Int/Div — Sold
Chevron Corp (UBS) — Int/Div — Sold
iShares Trust Russell 1000 — Int/Div
Abbott Laboratories — Int/Div — Sold
American Express Company — Int/Div — Sold
Celgene Comp — Int/Div
AbbVie Inc — Int/Div — Sold
Michael Kors — Int/Div — Sold
Cemer Corp — None
Chubb Corp — Int/Div
Gilead Sciences Ing — Int/Div
Henderson Global FDS Euro — Int/Div
Washington Prime Group Inc Com {Name Changed 0 WP Glimcher Inc REIT) — Int/Div
Biogen Inc — Int/Div
British American Tobacco PLC — Int/Div
Cigna Corp — Int/Div — Sold
HCA Holdings Inc — Int/Div
International Paper Company — Int/Div — Sold
Parexel Intemational Corp — Int/Div
Veritiv Corp Com — None
SPDR Barclays Convertible Securities — Int/Div — Sold
SPDR S&P MidCap 400 ETF TR — Int/Div
Technology Sector SPDR Trust SHS — Int/Div
Johnson County Kansas Water District #1 Bond — Interest
Brentwood Tennessee G.O. Bond — Interest
Minn St Colleges & SR A Revenue Bond — Interest
Vermont Municipal Bond Bank SRL Revenue Bond — Interest
Pimco Real Return Fund Class A — Int/Div
Calamos Market Neutral Income Fund Class A — Int/Div
First Eagle Global Fund Class A — Int/Div
IRA Henderson Global Investors European Focus Fund — Int/Div
Shumac LLC 50% Int (Holds Lake Property in Merrimack County, NH) — None
Pleasant Lake Tributaries, LLC (Real Estate) — None
Pleasant Lake Cottages, LLC (Real Estate) — None
R.P. Jobin, Personal Loan — None
Oppenheimer Developing Markets — Int/Div — Sold
Ivy International Core Equity — Int/Div — Sold
Convergence Core Plus Institutional — Int/Div — Sold
Delaware Small Cap Value Institutional — Int/Div — Sold
Disney — Int/Div
National Oilwell Varco — Int/Div — Sold
Vanguard Information Technology ETF — Int/Div — Sold
Verizon Communications Inc — Int/Div
VMware Inc Class A — Int/Div — Sold
Walgreens Boots Alliance Inc. (Name Change) — Int/Div
Wells Fargo & Company — Int/Div
PNC Fmancial Services Group — Int/Div
PepsiCo Inc — Int/Div
T. Rowe Price — Int/Div — Sold
Priceline Group — None
Procter & Gamble Company — Int/Div — Sold
Salesforce.com Ine — None
Schlumberger Ltd — Int/Div — Sold
Simon Property Group Inc — Int/Div — Sold
Tesoro Petroleum Corp — Int/Div — Sold
Thermo Fisher Scientific Inc — Int/Div
Union Pacific Corp — Int/Div — Sold
United Technologies Corp — Int/Div — Sold
UnitedHealth Group — Int/Div
EOG Resources Inc — Int/Div
Express Scripts Holding Company — Int/Div
FedEx Corp — Int/Div
Ford Motor Company — Int/Div — Sold
General Electric Company — Int/Div
Gilead Sciences Inc — Int/Div
International Business Machines — Int/Div — Sold
Lowe's Companies Inc — Int/Div
MetLife Inc — Int/Div — Sold
Microsoft Corp — Int/Div
Nike Inc Class B — Int/Div
Occidental Petroleum Company — Int/Div — Sold
Barrick Gold Corp — Int/Div — Sold
Berkshire Hathaway Inc — None
Boeing Company — Int/Div
Cemer Corp — Int/Div
Chubb Corp — Int/Div
Costco Wholesale Corp — Int/Div
Dominion Resources Inc — Int/Div
E.L. DuPont de Nemours & Company — Int/Div
Vanguard FTSE Europe E11 — Int/Div — Buy
Vanguard FTSE Europe ETF — Int/Div — Sold
Kroger — Int/Div — Buy
SPDR S&P Midcap 400 — Int/Div — Buy
Ecolab. Inc — Int/Div — Buy
Chevron Corp — Int/Div — Buy
Medtrome Holdmg Lid — Int/Div — Buy
Chipotle Mex. Gnll — None — Buy
Chipotle Mex. Gnll — None — Sold
Vanguard REIT ETF — Int/Div — Buy
Facebook Inc — Int/Div — Buy
Avago Tech Ltd — Int/Div — Buy
Vanguard FTSE Dev Mkt — None — Buy
Vanguard Index FDS S&P ETF — None — Buy
iShares Core MSCI Emerg Mkts — None — Buy
Vanguard Index FDS Sm Cap — None — Buy
Northern Trust Prime Obligation Fund 9/1 hj — Int/Div
Johnson & Johnson ( — None — Sold
Deere & Company — Int/Div — Sold
Apple Inc C — Int/Div
Colgate-Palmolive Company C — Int/Div
Danaher Corp C — Int/Div
E.l. DuPont de Nemours & Company ( — Int/Div
JP Morgan Chase & Company ( — Int/Div
Nike Inc C — Int/Div
Oracle Corp C — Int/Div
Procter & Gamble Company C — Int/Div — Sold
Spectra Energy Corp € — Int/Div — Sold
Starbucks Corp C — Int/Div — Sold
UnitedHealth Group C — Int/Div
Wells Fargo & Company — Int/Div
UBS Pace Money Market Investments Fund Class P K — Int/Div
F. Templeton Global Bond A K — Int/Div
Arbitrage Fund K — Int/Div
BlackRock Equity Dividend Fund K — Int/Div
Calamos Market Neutral Income Fund K — Int/Div
Calamos International Growth Fund K — Int/Div
Dreyfus Small Cap Value Fund K — Int/Div
Natixis Loomis Sayles Core Plus Bond Fund T — Int/Div
Royce Premier Fund K — Int/Div
Laudus Growth Inv US Large Cap Fund K — Int/Div
UBS Pimco College Fund 529(1) K — Interest
UBS Pimco College Fund 5292) K — Interest
Fidelity Advisor Materials Fund Class A K~ — Int/Div
Invesco Developing Markets Fund Class A hl — Int/Div
Oakmark Intemational Fund K — Int/Div
Delaware Corporate Bond Fund A K — Int/Div
Ivy High Income Fund K — Int/Div
Metropolitan West Total Return Bond Fund x — Int/Div
Pimco Real Return Fund K — Int/Div
RidgeWorth High Grade Municipal Bond Fund 'K° — Int/Div
T. Rowe Price Tax Free Short Intermediate Fund K~ — Int/Div
TCW Emerging Markets Income Fund K — Int/Div
MamStay Marketfield Fund K — Int/Div
First Eagle Global Fund K — Int/Div
Prudential Financial Inc € — Int/Div — Sold
S&P 400 Midcap Index C — Int/Div — Sold
Cummins Inc € — Int/Div — Sold
BlackRock Equity Dividend Fund A C — Int/Div
Harbor International Fund Investor Class ( — Int/Div
Henderson Global Investors International Opportunities Fund A C — Int/Div
Voya Global Real Estate Fund Class A ( {Name Change) — Int/Div
John Hancock Large Cap Equity Fund Class AX — Int/Div
Neuberger Berman Genesis Fund Investor Class — Int/Div
Oppenheimer Developing Markets Fund Class A C — Int/Div
Royce Premier Fund C — Int/Div
F. Templeton Global Bond A € — Interest
Pimco Total Return Fund Class A — Int/Div
Wilmington Short/Intermediate-Term Bond Fund C — Int/Div
Aberdeen Equity Long-Short Fund Class A Ab — Int/Div
JP Morgan Multi-cap Market Neutral Fund « — Int/Div
Van Eck Global Hard Assets Fund Class A Ad — Int/Div
VISA Inc C! — Int/Div — Sold
Qualcomm Ine C — Int/Div — Sold
Celgene Corp C — Int/Div
AbbVie Inc C (From Abbott Labs) — None — Sold
JP Morgan Perpetual Preferred € — Int/Div — Sold
Michael Kors C — Int/Div — Sold
Barrick Gold Corp C — None — Sold
Berkshire Hathaway Inc — None
Chubb Corp C — Int/Div
Costco Wholesale Corp C — Int/Div
Disney C — Int/Div
Dommion Resources — Int/Div
EOG Resources Inc C — Int/Div
ExxonMobil Corp — Int/Div
Ford Motor Company — Int/Div — Sold
General Electric Company ( — Int/Div
Lowe's Companies Inc C — Int/Div
MetLife Inc C — Int/Div — Sold
Morgan Stanley ( — None — Sold
National Oilwell Varco — Int/Div — Sold
Occidental Petroleum Corp ( — None — Sold
PNC Fmancial Services Group — Int/Div
PepsiCo Inc C — Int/Div
Priceline Group Inc C — Int/Div
Schlumberger Ltd C — Int/Div — Sold
Simon Property Group Inc — Int/Div — Sold
T. Rowe Price Group Inc C — Int/Div — Sold
Tesoro Petroleum Corp — Int/Div — Sold
TIX Companies C — Int/Div
Verizon Communications Inc € — Int/Div
Walgreen Company C Now Walgreens Boots Allunce. Ine — Int/Div
Oppenheimer Developing Markets C — Int/Div — Sold
Ivy International Core Equity € — Int/Div — Sold
Convergence Core Plus Institutional C — Int/Div — Sold
Delaware Small Cap Value C — Int/Div — Sold
Boeing Co C — Int/Div — Buy
Ameriprise Fin Inc C — Int/Div — Buy
Avago Tech Ltd C — None — Buy
Chevron Corp C — Int/Div — Buy
Citigroup Inc C — Int/Div — Buy
Ecolab Inc C — Int/Div — Buy
Facebook Inc C — None — Buy
Kroger Co C — Int/Div — Buy
Vanguard Mid Cap FD C — Int/Div — Buy
Vanguard Mid Cap FD C — Int/Div — Sold
iShares Core MSCI Emerging Mkts — None — Buy
SPDR DJ Wilshire REIT — Int/Div — Buy
Vanguard FTSE Dev Mkt C — None — Buy
Vanguard Index FDS S&P ETF — None — Buy
Vanguard Index FDS Small Cap — None — Buy
Vanguard REIT ETF C — Int/Div — Buy
Fellow, New Hampshire Bar Foundation
Director, Challenger Center for Space Science Education
Partner, Piglet (Neighborhood Investment Club)
Member, Pleasant Lake Tributaries, LLC
Member, Pleasant Lake Cottages, LLC
PART VIL INVESTMENTS AND TRUSTS

Trust #1 assets are listed in Part VIL, identified by the designation "[C]."

PART VIL. INVESTMENTS AND TRUSTS.

Line 7. Piglet Investment Club Partnership - Aggregated (specific holdings are hsted below main entry and designated by "-").

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/12551. Public record. Not legal advice.
