# Laura Taylor Swain > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/12468 ## Record - **Judge:** Laura Taylor Swain - **Year:** 2015 - **Report type:** Annual - **Pages:** 12 ## Text Neuberger & Berman Genesis Fund — None — Sold HSBC Bank - account — Interest Charles Schwab Rollover IRA Dreyfus Appreciation Fund — None — Sold Wells Fargo Adv. Income Plus Fund — None — Sold Deutche Core Equity Fund — None — Sold Newberger & Berman Socially Resp. Fund — None — Sold TCW Select Equities Fund — None — Sold Firsthand Technology Value Fund — None — Sold Broadview Opportunity Fund — None — Sold Allianz RCM Global Technology Fund — None — Sold GAMCO Growth Fund — None — Sold Managers Bond Fund — None — Sold Touchstone Cap Growth Fund — None — Sold Schwab Cash Reserves Sweep Shares — Int/Div — Buy Schwab Cash Reserves Sweep Shares — Buy (add'l) Schwab Cash Reserves Sweep Shares — Buy (add'l) Schwab Cash Reserves Sweep Shares — Sold (part) Schwab Cash Reserves Sweep Shares — Sold (part) Schwab Cash Reserves Sweep Shares — Sold (part) IShares TR Bond 3-7 Yr Treas Bond ETF {IED — Int/Div — Buy IShares TR Bond 3-7 Yr Treas Bond ETF {IED — Sold (part) IShares IBOXX Investment Grade Corporate Bond ETF (LOD) — Int/Div — Buy ISharees Trust MBS ETF (MBB) — None — Buy ISharees Trust MBS ETF (MBB) — Sold IShares TR Russell 1000 ETF (IWB) — Int/Div — Buy IShares TR Russell 1000 ETF (IWB) — Buy (add'l) IShares TR Russell 1000 ETF (IWB) — Sold (part) Sector SPDR Fincl SelectShares of Beneficial Int (XLF) — Int/Div — Buy IShares China Large-Cap ETF (FX) — Int/Div — Buy SPDR Dow Jones REIT (RWR) — Int/Div — Buy SPDR Dow Jones REIT (RWR) — Buy (add'l) IShares Trust MSCI EAFE Small-Cap ETF (SCZ) — Int/Div — Buy Shares ETF Core MSCI Emerging Mkts (IEMG) — Int/Div — Buy United St Commodity ETF Index Fund (uscn — None — Buy United St Commodity ETF Index Fund (uscn — Sold IShares Tr MSCI EAFE ETF (EFA) — None — Buy IShares Tr MSCI EAFE ETF (EFA) — Sold IShares Bond ETF Agency Bond (AGZ) — Int/Div — Buy IShares Tr Russell 2000 ETF (IWM) — Int/Div — Buy Highland IBOXX ETF Senior Loan (SNLN) — Int/Div — Buy SPDR S&P Semiconductor (XSD) — None — Buy SPDR S&P Semiconductor (XSD) — Sold Deustche X-Trackers ETF MSCI EAFE Hedged Equity (DBEF) — Int/Div — Buy Deustche X-Trackers ETF MSCI EAFE Hedged Equity (DBEF) — istmbution — Buy (add'l) Deustche X-Trackers ETF MSCI EAFE Hedged Equity (DBEF) — Sold (part) PIMCO 11 0-5 YR High Yield Corp Bond Index Exchange (HYS) — Int/Div — Buy Flexshares Exg Trd FD IBOXX S yr TGT Dur TIPS Index Fund (TDTF) — Int/Div — Buy Flexshares Exg Trd FD IBOXX S yr TGT Dur TIPS Index Fund (TDTF) — Buy (add'l) SPDR Barclays ETF High Y1d Very Liquid Index (JNK) — Int/Div — Buy IShares Russell Microcap ETF (IWC) — Int/Div — Buy Sector SPDR Consumer FD Shares of Beneficial Int (XLY) — Int/Div — Buy Powershares DB Multi Sector Powershs DC Base Metals FD (DBB) — None — Buy Powershares DB Multi Sector Powershs DC Base Metals FD (DBB) — Sold Powershares DB Multisector Powershares DB Oil Fund (DBO) — None — Buy Powershares DB Multisector Powershares DB Oil Fund (DBO) — Sold Powershares DB Multisector Powershares DB Agric Fund (DBA) — None — Buy Powershares DB Multisector Powershares DB Agric Fund (DBA) — Sold IShares Gold Trust (IAL) — None — Buy IShares Gold Trust (IAL) — Sold Vanguard Mirg-Backd ETF Mortg-Backed Secs (VMBS) — Int/Div — Buy Vanguard FTSE ETF Dev Mkts (VEA) — Int/Div — Buy IShares MSCI ETF Minimum Volatility (USMV) — Int/Div — Buy IShares MSCI ETF Minimum Volatility (USMV) — Sold Powershares DB Optm Y1d Dvrsfd Strig ETF (PDBC) — None — Buy HE Corporation 201K) Plan Vanguard Mid-Cap Index Fund — Int/Div Vanguard Total Stock Mkt Index Fund — Int/Div Anerican Funds Growth Fund — Int/Div American Funds New Perspective — Int/Div American Funds Bond Fund Am — Int/Div Eagle Small Cap Growth Fund — Int/Div JP Morgan Equity Income Fund — Int/Div Neuberger Berman High Inc. Bond Fund — Int/Div Vova Fixed Account — Interest HEE Corporation Profit Sharmg Plan — None II mployees Stock Ownership Plan — None Citibank mterest bearing accounts — Interest Citibank Rollover IRA FDIC insured deposits — Interest IShares TR Russell 1000 Value ETF (IWD) — Int/Div — Buy (add'l) IShares TR Russell 1000 Value ETF (IWD) — Sold (part) IShares TR Russell 1000 Growth ETF (IWF) — Int/Div — Buy (add'l) IShares TR Russell 1000 Growth ETF (IWF) — Sold (part) IShares TR Russell 1000 Growth ETF (IWF) — Sold (part) IShares TR Russell 2000 Value ETF (IWN) — Int/Div — Buy (add'l) IShares TR Russell 2000 Growth ETF {IWO) — Int/Div — Buy (add'l) SPDR SER TR Barclays High Yield Bond ETF (JNK) — Int/Div — Sold (part) SPDR SER TR Barclays Intl Treas Bd ETF (BWX) — Int/Div — Sold 9. — Distribution Vanguard Bd Index Fd Inc Total Bd Market ETF (BND) — Int/Div — Buy (add'l) Vanguard Bd Index Fd Inc Total Bd Market ETF (BND) — Distribution — Buy (add'l) Vanguard Bd Index Fd Inc Total Bd Market ETF (BND) — Buy (add'l) Vanguard TaxManaged Intl Fd FTSE {(VEA) — Int/Div — Sold (part) Vanguard TaxManaged Intl Fd FTSE {(VEA) — Sold (part) Vanguard TaxManaged Intl Fd FTSE {(VEA) — Sold (part) Vanguard TaxManaged Intl Fd FTSE {(VEA) — Buy (add'l) Vanguard Intl Equity Index Fds FTSE (VWO) — Int/Div — Sold (part) Vanguard Intl Equity Index Fds FTSE (VWO) — Buy (add'l) Vanguard Intl Equity Index Fds FTSE (VWO) — Sold (part) Vanguard Charlotte Funds Total Intl Bd Index Fund ETF (BNDX) — Int/Div — Buy Vanguard Charlotte Funds Total Intl Bd Index Fund ETF (BNDX) — Buy (add'l) Vanguard Charlotte Funds Total Intl Bd Index Fund ETF (BNDX) — Buy (add'l) Vanguard Charlotte Funds Total Intl Bd Index Fund ETF (BNDX) — Buy (add'l) IShares Tr JP Morgan USD Emergmg Mkts Bd ETF (EMB) (X) — Int/Div Dreyfus Liquid Assets C1 2 (Money Market) (X) — Interest Deutsche X-Trackers MCSI EAFE Hedged Equity ETF (DBEF) — Int/Div — Buy Deutsche X-Trackers MCSI EAFE Hedged Equity ETF (DBEF) — Sold (part) Nationwide Bank CD — Interest Board Member, Havens Relief Fund Society Trustee, Trust No. Reimbursement — NYU and Columbia Law Schools — 11/13-15720158 — Manhasset, NY — Human Rights Law Seminar — Lodging, Meals Income — 2015 — Benjpmm N. Cardozo Law School - Teaching — S17.000.00 Spouse's income — 2015 — I - Salary and bonus (Part I, line 2) The Trust has no reportable assets. (Part VI, line 77) The investments of this profit sharing plan are not participant-directed and the positions held by the plan are not reported in the statements issued 10 participants, (Part VIL, line 78) The investments of this ESOP, which was established in 2009, are not participant-directed. The information reported 1s the most recent available information, which is as of 12/31/2014, (Part VII, line 106) All transactions in this security were under $1000. --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/12468. Public record. Not legal advice.