# Stephanie Kulp Seymour

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/12454

## Record

- **Judge:** Stephanie Kulp Seymour
- **Year:** 2015
- **Report type:** Annual
- **Pages:** 22

## Text

Bank of Okla. Accts — Interest
Prospenty Bank Accounts — Interest
UBS Accounts — Interest
Rental Property, Mt. Crested Butte, CO (S245.000. 9/1/92) — Reat
Lot, Mt. Crested Butte, CO ($81,000), 10/94) — None
Brokerage #5 (H)
Cathay Bk CA (CD) — Interest — Redeemed
Cavanal Hill TX Fr MM -Slct (cash equivalent) — Int/Div — Closed
Community West Bk CA (CD) — Interest — Redeemed
Four Oaks B&t NC (CD) — Interest — Redeemed
GE Capital Fin'l UT (CD) — Interest — Redeemed
North Star Bk FL (CD) — Interest — Redeemed
1st Rep Bk BofA CA (CD) — Interest — Redeemed
1st Rep Bk BofA CA (CD) — Interest — Redeemed
Peapack Gladstone Bk — Interest — Buy
Peapack Gladstone Bk — Redeemed
IRA #5 (H)
Invesco Global Real Estate Fd (ASRYX) (mutual fund) — Int/Div — Sold (part)
IShares Trust S&P US PFD Stock Index Fund (PFFY (ETF) — Int/Div
Double Line Total Return Fund Inst) (DBLTX) (mutual fund) — Int/Div — Sold (part)
Loomis Sayles Investment Grade Bd C1 Y (LSIX) (mutual fund) — Int/Div
TCW Emergmg Markets Income Fd C1 1 (TGERX) (mutual fund) — Int/Div
Virtus Multi-Sector Short Term Bond (PIMSX) (mutual fund) — Int/Div
Invesco Convertible Securities FD CL Y (ONSDX) (mutual fund) — Int/Div
IShares 7-10 Yr Treas Bond ETF (IEF) (ETF) — Int/Div — Sold (part)
Blackrock Strategic Income 1 (BSIIX) (mutual fund) — Int/Div — Sold (part)
Blackrock Strategic Income 1 (BSIIX) (mutual fund) — Sold (part)
Columbia Income Opportunities FD Class ZA1CI0ZX) (mutual fund) — Int/Div
Invesco Floating Rate Fund Class ¥ (AFRYX) (mutual fund) — Int/Div — Sold
Putnam Short Duration Income Fund Y (PSDY X) (mutual fund) — Int/Div — Sold
Blackrock Global Long/Short Credit FD (BGCIX) (mutual fund) — Int/Div
Blackrock Multi-Asset Income Portfolio Inst] (BHCX) (mutual fund) — Int/Div
Lord Abbett Short Duration Income Fd (LDLFX) (mutual fund) — Int/Div
Mainstay Unconstrained Bd Fd Class (MSDIX) (mutial fund) — Int/Div
Mainstay Short Duration High Yd Fd Class 1 IMDHIX) {mutual fund) — Int/Div
Mainstay Incom Builder 1 (MTOIX) (mutual fund) — Int/Div — Buy
Putman Income Fund Class Y (PNCYX) (mutual fund) — Int/Div — Buy
Guggenheim Macro Opportunities Fd C1 (GION) (mutual fund) — Int/Div — Buy
IRA #6 (H)
Invesco Global Real Estate Income Fd (ASRYX) (mutual fund) — Int/Div — Sold (part)
IShares Trust S&P US Pid Stock Index Fund (PFFY (ETF) — Int/Div — Sold (part)
Double Line Total Return Fund Inst] (DBLTX) (mutual fund) — Int/Div — Sold (part)
Loomis Sayles Investment Grade Bond (LSIX) (mutual fund) — Int/Div — Sold (part)
TCW Emergmg Markets Income Fd Class (TGERX) (mutual fund) — Int/Div
Virtus Multi-Sector Short Term Bond (PIMSX) (mutual fund) — Int/Div — Sold (part)
Invesco Convertible Securities FD CL Y (ONSDX) (mutual fund) — Int/Div — Sold (part)
Invesco Convertible Securities FD CL Y (ONSDX) (mutual fund) — Sold (part)
Blackrock Strategic Income 1 (BSIIX) (mutual fund) — Int/Div — Sold (part)
Blackrock Strategic Income 1 (BSIIX) (mutual fund) — Sold (part)
Columbia Income Opportunities FD (C10ZX) (mutual fund) — Int/Div — Sold (part)
Invesco Floating Rate Fund C1 Y (AFRYX) (mutual fund) — Int/Div — Sold (part)
Invesco Floating Rate Fund C1 Y (AFRYX) (mutual fund) — Sold
Pumam Short Duration Income FD C1 Y (PSDY X) (mutual fund) — Int/Div — Sold
Blackrock Global Long/Short Credit FD (BGCIX) (mutual fund) — Int/Div — Sold (part)
Blackrock Multi-Asset Income Portfolio Inst! (BHCX) (mutual fund) — Int/Div — Sold (part)
IShares 7-10 Yr Treas Bd (1EF) (ETF) — Int/Div — Sold (part)
Lord Abbett Short Duration Inc Fd (LDLFX) (mutual fund) — Int/Div — Sold (part)
Mainstay Unconstrained Bd Fd C11 (MSDIX) (mutual fund) — Int/Div — Sold (part)
Mainstay Short Duration High Yield Fd C1 AMSHIX (mutual fund) — Int/Div — Sold (part) — comment
Guggenheim Macro Opportunities Fd (GIOTX) {mutual fund) — Int/Div — Buy
Mainstay Incom Building (MTOIX) (mutual fund) — Int/Div — Buy
Putnam Income Fund Class Y (PNCYX) (mutual fund) — Int/Div — Buy
Brokerage #9 (H)
BOK Financial Corp. New (BOKF) (common) — Int/Div
Jackson Nat'l Life Ins Co Perspective L Series Class L — None
Lincoln Nat'l Choice Plus Assurance L Share — None
Lincoln Nat'l Choice Plus Assur L Share — None
Ohio Nat'l Oncore Lite 11 Class L — None
Brokerage #10 (H)
Blackrock Strategic Income 1 (BSIIX) (mutual fund) — Int/Div — Buy (add'l)
Blackrock Strategic Income 1 (BSIIX) (mutual fund) — Buy (add'l)
Blackrock Strategic Income 1 (BSIIX) (mutual fund) — Sold (part)
Health Care Select Sector SPDR Fund (XLVYETF) — Int/Div — Sold (part)
Health Care Select Sector SPDR Fund (XLVYETF) — Buy (add'l)
Health Care Select Sector SPDR Fund (XLVYETF) — Sold
IShares Trust S&P Growth Index Fund (IVWHETF) — Int/Div — Buy (add'l)
IShares Trust S&P Growth Index Fund (IVWHETF) — Sold
Vanguard Total Stock Market (VT1) (ETF) — Int/Div — Sold (part)
Vanguard Total Stock Market (VT1) (ETF) — Sold (part)
Vanguard Total Stock Market (VT1) (ETF) — Buy (add'l)
Vanguard Total Stock Market (VT1) (ETF) — Sold (part)
Powershares QOQQ Trust (QUO) (ETF) — Int/Div — Sold (part)
Powershares QOQQ Trust (QUO) (ETF) — Sold (part)
Powershares QOQQ Trust (QUO) (ETF) — Buy (add'l)
Powershares QOQQ Trust (QUO) (ETF) — Sold (part)
Powershares QOQQ Trust (QUO) (ETF) — Buy (add'l)
Fidelity Advisor Biotechnology FD (FBTIX) (mutual fund) — Int/Div — Sold (part)
Fidelity Advisor Biotechnology FD (FBTIX) (mutual fund) — Sold (part)
Fidelity Advisor Biotechnology FD (FBTIX) (mutual fund) — Buy (add'l)
Fidelity Advisor Biotechnology FD (FBTIX) (mutual fund) — Sold
Fmancial Sector SPDR Trust (XLF) (ETF) — Int/Div — Sold
Consumer Sector SPDR Trust Shs Discretionary (XLY (ETF) — Int/Div — Sold (part)
Consumer Sector SPDR Trust Shs Discretionary (XLY (ETF) — Buy (add'l)
IShares 7-10 Year Treas Bond (IEF) (ETF) — Int/Div — Buy
IShares 7-10 Year Treas Bond (IEF) (ETF) — Buy (add'l)
IShares 7-10 Year Treas Bond (IEF) (ETF) — Buy (add'l)
IShares 7-10 Year Treas Bond (IEF) (ETF) — Sold (part)
Invesco Floating Rate Fund Class Y (AFRYX) (mutual fund) — Int/Div — Buy
Invesco Floating Rate Fund Class Y (AFRYX) (mutual fund) — Sold
Invesco Equally-Weighted S&P 500 (VADDX) (mutual fund) — Int/Div — Buy
Invesco Equally-Weighted S&P 500 (VADDX) (mutual fund) — Buy (add'l)
Invesco Equally-Weighted S&P 500 (VADDX) (mutual fund) — Buy (add'l)
Invesco Equally-Weighted S&P 500 (VADDX) (mutual fund) — Sold (part)
Invesco Equally-Weighted S&P 500 (VADDX) (mutual fund) — Sold
Invesco Equally-Weighted S&P 500 (VADDX) (mutual fund) — Buy
Blackrock Global Long/Short Credit Fd (BGCIX) (mutual fund) — Int/Div — Buy
Blackrock Global Long/Short Credit Fd (BGCIX) (mutual fund) — Buy (add'l)
Blackrock Global Long/Short Credit Fd (BGCIX) (mutual fund) — Buy (add'l)
Blackrock Global Long/Short Credit Fd (BGCIX) (mutual fund) — Sold (part)
Columbia Income Opportunities Fund (C10ZX) (mutual fund) — Int/Div — Buy
Columbia Income Opportunities Fund (C10ZX) (mutual fund) — Buy (add'l)
Columbia Income Opportunities Fund (C10ZX) (mutual fund) — Sold (part)
Lord Abbett Short Duration Income Fd (LDLFX) (mutual fund) — Int/Div — Buy
Lord Abbett Short Duration Income Fd (LDLFX) (mutual fund) — Buy (add'l)
Lord Abbett Short Duration Income Fd (LDLFX) (mutual fund) — Buy (add'l)
Lord Abbett Short Duration Income Fd (LDLFX) (mutual fund) — Sold (part)
Colgate Palmolive Co (CL) (common) — Int/Div
Putmam Short Duration Income Fd Y (PSDY X) (mutual fund) — Int/Div — Buy
Guggenheim Macro Opportunities Fd {(GIO1X) (mutual fund) — Int/Div — Buy
Guggenheim Macro Opportunities Fd {(GIO1X) (mutual fund) — Buy (add'l)
Guggenheim Macro Opportunities Fd {(GIO1X) (mutual fund) — Sold (part)
Davis Financial Fund Class Y (DVFYX) (mutual fund) — Int/Div — Buy
IShares Short Treas Bond (SHV) (ETF) — Int/Div — Buy
Vanguard Intl Equity Index Fd Inc FSTE (VEU) (ETF) — Int/Div — Buy
Vanguard Intl Equity Index Fd Inc FSTE (VEU) (ETF) — Buy (add'l)
Vanguard Intl Equity Index Fd Inc FSTE (VEU) (ETF) — Sold (part)
Vanguard Intl Equity Index Fd Inc FSTE (VEU) (ETF) — Sold
IRA 27 (H)
AFLAC Inc (AFL) (common) — Int/Div — Sold
Boeing Company (BA) (common) — Int/Div — Sold (part)
Colgate Palmolive Co. (CL) (common) — Int/Div
Diageo Plc New GB Spon ADR (DEO) (common) — Int/Div
lllinois Tool Works Inc (1TW) (common) — Int/Div
Intel Corp (INTC) (common) — Int/Div — Buy (add'l)
Johnson & Johnson Com (JNJ) (common) — Int/Div — Buy (add'l)
Johnson & Johnson Com (JNJ) (common) — Sold
Medtromc Inc (MDT) (common) — Int/Div — Sold (part) — comment 2
Microsoft (MSF) (common) — Int/Div — Buy (add'l)
Microsoft (MSF) (common) — Sold (part)
Nextera Energy Inc Com (NEE) (common) — Int/Div
Nordstrom Inc UWN) (common) — Int/Div — Sold
Eversource Energy (ES) (common) {formerly Northeast Utilities) — Int/Div — Sold (part)
Eversource Energy (ES) (common) {formerly Northeast Utilities) — Sold
Novartis AG Spon ADR (NVS) (common) — Int/Div — Sold (part)
Occidental Petroleum Crp (OXY) (common) — Int/Div — Buy (add'l)
Occidental Petroleum Crp (OXY) (common) — Buy (add'l)
Pearson PLC Spon ADR (PSO) (common) — Int/Div — Sold (part)
Pearson PLC Spon ADR (PSO) (common) — Sold
Schlumberger LTD (SLB) (common) — Int/Div — Buy (add'l)
Sumley Black & Decker Inc (SWK) (common) — Int/Div — Sold
Starbucks Corp (SBLUX) (common) — Int/Div — Sold (part)
Starbucks Corp (SBLUX) (common) — Sold (part)
Toronto Dominion Bk New Canada (TD) (common) — Int/Div — Buy (add'l)
Toronto Dominion Bk New Canada (TD) (common) — Buy (add'l)
United Parcel Service Inc CL B (UPS) {common ) — None — Sold
Untd Technologies Corp (UTX) (common) — Int/Div — Sold (part)
Untd Technologies Corp (UTX) (common) — Buy (add'l)
Yum! Brands Inc (YUM) (common) — Int/Div — Sold (part)
Yum! Brands Inc (YUM) (common) — Sold
Apple Inc (AAPL) (common) — Int/Div — Sold (part)
Allergan (AGN) (common) (formerly Actavis PLC DE) — None — Sold (part)
Domimon Resources Inc VA (D) (common) — Int/Div — Buy (add'l)
Emerson Electric Co (EMR) (common) — None — Sold
Invesco Lid (1VZ) (common) — Int/Div
O Reilly Automotive Inc (ORLY) (common) — None — Sold (part)
O Reilly Automotive Inc (ORLY) (common) — Sold (part)
Price T Rowe Group Inc (TROW) {common ) — Int/Div — Sold
Qualcomm Inc (QUOM) (common) — Int/Div — Buy (add'l)
Qualcomm Inc (QUOM) (common) — Buy (add'l)
Qualcomm Inc (QUOM) (common) — Sold
Roche Hidg Ltd Spons ADR (RHHBY) (common) — None — Sold
Travelers Cos Inc (TRV) (common) — Int/Div
Umon Pacific Corp (UNP) (common) — Int/Div — Buy (add'l)
Accenture PLC Ireland CL (CAN) (common) — None — Buy
Ameriprise Financial Inc DE (AMP) (common) — Int/Div — Buy
Ameriprise Financial Inc DE (AMP) (common) — Sold
Anadarko Petroleum Corp DE (APC) (common) — Int/Div — Buy
Biomarin Pharmaceutical lnc (BMRN) {common ) — None — Buy
Biomarin Pharmaceutical lnc (BMRN) {common ) — Sold (part)
Crane Co DE (CR) (common) — Int/Div — Buy
Crane Co DE (CR) (common) — Buy (add'l)
Crane Co DE (CR) (common) — Sold
CVS Health Corp DE (CVS) (common) — None — Buy
Frontier Communications Corp (FTR) {common ) — Int/Div — Buy
Home Depot Inc DE (HD) (common) — Int/Div — Buy
Johnson Controls Inc DE (JCI) (common) — Int/Div — Buy
McDonalds Corp DE (MCD) (common) — None — Buy
Marsh & McLennan Cos. Inc (MMC) (common) — None — Buy
Pepsico Inc De (PEP) (common) — Int/Div — Buy
Rockwell Automation Inc (ROK) (common) — Int/Div — Buy
Rockwell Automation Inc (ROK) (common) — Sold (part)
Texas Instruments (TXN) (common) — Int/Div — Buy
VF Corp DE (VFC) (common) — Int/Div — Buy
Verastem Inc. De (VSTM) (common) — None — Buy
Verastem Inc. De (VSTM) (common) — Buy (add'l)
Verastem Inc. De (VSTM) (common) — Sold
Brokerage #12 (H)
Invesco Global Real Estate Income Fd (ASRYX) (mutual fund) — Int/Div — Sold (part)
Invesco Convertible Securities Fund (ONSDX) (mutual fund) — Int/Div — Sold (part)
JP Morgan Chase & Co 5.250% (corp bond) — Interest — Redeemed
Goldman Sachs Grp Inc 3.625% (corp hood) — Interest
Genl Elec Co. 5.250% {corp bond) — Interest
Petrobras Intl Fin 5.875% (corp bond) — Interest
IShares Trust S&P U S PFD Stock Index (PFFY ETF) — Int/Div — Sold (part)
Blackrock Strategic Income (BSIIX) (mutual fund) — Int/Div — Sold (part)
Columbia Income Opportunities Fund (C10ZX) (mutual fund) — Int/Div — Sold (part)
Double Line Total Return Fd Inst] (DBLTX) (mutual fund) — Int/Div — Sold (part)
Invesco High Yield Municipal Fund C1 Y (ACTDX) (mutual fund) — Int/Div — Sold (part)
Thomburg Limited Term Municipal Fd C11 ALTMEX) (mutual fund) — Int/Div — Sold (part)
Virtus Multi-Sector Short Term Bd (PIMSX) (mutual fund) — Int/Div — Buy — comment 3
Blackrock Multi-Asset Income Portfolio Toast (BHCX) (mutual fund) — Int/Div — Sold (part)
Blackrock Strategic Municipal Opportunities (MAMTX) (mutual fund) — Int/Div — Sold (part)
IShares 7-10 vr Treas Bd (IEF) (ETF) — Int/Div — Sold (part)
Mainstay Short Duration High Yd Fd (MDHIX) (mutual fund) — Int/Div — Sold (part)
Invesco Floating Rate Fund Class Y (AFRYX) (mutual fund) — Int/Div — Buy
Invesco Floating Rate Fund Class Y (AFRYX) (mutual fund) — Sold
Blackrock Global Long/Short Credit Fund (BGCIX) (mutual fund) — Int/Div — Buy
Lord Abbett Short Duration Income Fund (LDLFX) (mutual fund) — Int/Div — Buy
Mainstay Tax Free Bond C11 (MTBIX) (mutual fund) — Int/Div — Buy
Mainstay Unconstrained Bond Fund Class (MSDIX) (mutual fund) — Int/Div — Buy
Mainstay Incom Builder (MTOIX) (mutual fund) — Int/Div — Buy
Loomis Sayles Investment Grade Bond Class Y (LSHX) (mutual fund) — Int/Div — Buy
Guggenheim Macro Opportunities Fund Class (GIOX) (mutual fund) — Int/Div — Buy
TCW Emerging Markets Income Fund Class HTGEIX) (mutual fund) — Int/Div — Buy
TCW Emerging Markets Income Fund Class HTGEIX) (mutual fund) — Sold (part)
Brokerage Account 213 (H)
Apple Inc (AAP) (common) — Int/Div
AFLAC Inc (AFL) (common) — Int/Div — Sold
Boeing Company DE (BA) (common) — Int/Div
Emerson Electric Co (EMR) (common) — None — Sold
Intel Corp (INTC) (common) — Int/Div
Illinois Tool Works Inc (ITW) (common) — Int/Div
Johnson & Johnson Com (JNJ) (common) — Int/Div — Sold
Nordstrom Inc UWN) (common) — Int/Div — Sold
Medtronic Inc (MDT) (common) — Int/Div — comment 2
Microsoft Corp (MSFT) (common) — Int/Div
Nextera Energy Inc Com (NEE) (common) — Int/Div
Eversource Energy Com (ES) (common) (formerly Northeast Utilities) — Int/Div — Sold
Novartis AG Spon ADR (NVS) (common) — Int/Div
Occidental Petroleum Crp (OXY) (common) — Int/Div
Pearson PLC Spon ADR (PSO) (common) — Int/Div — Sold
Starbucks Corp (SBUX) (common) — Int/Div — Sold (part)
Schlumberger LTD (SLB) (common) — Int/Div
Sumnley Black & Decker Inc Com (SWK) (common) — Int/Div — Sold
United Parcel Service Inc (UPS) (common) — None — Sold
Untd Technologies Corp (UTX) (common) — Int/Div
Allergan PLC (AGN) (common) (formerly Actavis Plc) — Int/Div — Sold (part)
Dominion Resources Inc VA (D) (common) — Int/Div
Invesco Lad (IVZ) (common) — Int/Div
O Reilly Automotive Inc (ORLY) (common) — None
Qualcomm Inc De (QCOM) (common) — Int/Div — Sold
Price T Rowe Group Inc De (TROW) (common) — Int/Div — Sold
Travelers Cos Inc (TRV) (common) — Int/Div
Union Pacific Corp De (UNP) (common) — Int/Div — Buy (add'l)
Yum! Brands Inc De (YLM) (common) — Int/Div — Sold (part)
Yum! Brands Inc De (YLM) (common) — Sold (part)
Accenture PLC Ireland CL A (ACN) (common) — None — Buy
Ameriprise Financial Inc. (AMP) (common) — None — Buy
Ameriprise Financial Inc. (AMP) (common) — Sold
Anadarko Petroleum Corp. (APC) (common) — Int/Div — Buy
Biomarin Pharmaceutical Inc (BMRN) {common ) — None — Buy
Biomarin Pharmaceutical Inc (BMRN) {common ) — Sold (part)
Crane Co De (CR) (common) — Int/Div — Buy
Crane Co De (CR) (common) — Buy (add'l)
Crane Co De (CR) (common) — Sold
CVS Health Corp DE (CVS) (common) — None — Buy
Diageo Plc New (DEO) (common) — Int/Div — Buy
Frontier Communications Corp (FTR) (common) — Int/Div — Buy
Home Depot Inc (HD) (common) — Int/Div — Buy
Johnson Controls Inc (JCI) (common) — Int/Div — Buy
Marsh & McLennan Cos. Inc (MMC) (common) — None — Buy
McDonalds Corp (MCD) (common) — None — Buy
Pepsico Inc (PEP) (common) — Int/Div — Buy
Rockwell Automation Inc New (ROK) (common) — Int/Div — Buy
Texas Instruments (TXN) (common) — Int/Div — Buy
Toronto Dominion Bk (TD) (common) — Int/Div — Buy
Verastem Inc (VSTM) (common) — None — Buy
Verastem Inc (VSTM) (common) — Buy (add'l)
Verastem Inc (VSTM) (common) — Sold
VF Corp (VFC) (common) — Int/Div — Buy
Executive Board Member (resigned 3/23/2015), Oklahoma City University School of Law, Oklahoma City, OK
Vice President of Board of Directors, Crested Butte Music Festival, Crested Butte, CO
Bowrd Member, Tenth Circuit Historical Society, Denver, CO
Advisory Council Member, Community Foundation of Gunmison Valley
Spouse's income — 2015 — self-emploved - lawyer
COMMENTS FOR PART VII:

COMMENT |, Line 59 -- market code changed to MSHIX to correct inadvertent typographical error

COMMENT 2, Lines 136 and 235 —- A stock exchange from the purchase of another company by Medronic, Inc, the parent company, resulted in a more than usual

income in 2015 for this holding.

COMMENT §, Line 209 —- The acquisition of this asset in 2015 is reported on Line 209 as "Buy" because the Financial Disclosure Report for calendar year 2014,

Line 343, should have listed the this asset as "Sold" on 12/30/14 and not "Sold (part). The value code K reported for the sule of this asset on the 2014 report is

correct.

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/12454. Public record. Not legal advice.