# Neil Vincent Wake

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/12300

## Record

- **Judge:** Neil Vincent Wake
- **Year:** 2011
- **Report type:** Annual
- **Pages:** 10

## Text

UTMA Acct #3
Wells Fargo accounts — Interest
Apache Peak Inv, LLC — None
Whetstone Dev. Co. (common stock) (X) — None
Interstate Ventures V Ltd. Ptshp — None
BROKERAGE ACCT #1
Morgan Stanley Active Assets Mon Tr {Liquid Asset Fund) — Int/Div — Closed
IRA#I
MS Charter Campbell LP — None
MS CharterMSFCM LP — None
MS Charter Grahan LP — None
BlackrockGlobal Allocation C (transfer from IRA # 6) — Int/Div
Morgan Stanely Liquid Assets Fund (transfer from IRA # 6) — Int/Div
IRA #3 (closed 12-31-11, transferred to IRA #7) — Int/Div
Morgan StanleyLiguid Asset Fund (MM) (below reporting) (Y)
Morgan Stanley Bk Deposit (formerly Liquid Asset Fund (MM) — Interest
BROKERAGE ACCT #3
SEI Tax-Free Fund (MM) — Int/Div — Sold (part)
SEI Intermediate-Term Municipal Fund (Mut Fd) — Int/Div — Sold (part)
SEI Short Duration Mumical Fd — Int/Div — Sold (part)
STET Tax-Advantaged Income Fd # 19 — Int/Div — Sold (part)
SEI Tax Managed Volatity Fd — Int/Div — Sold (part)
SEI Real Esate Fd — Int/Div — Sold (part)
ING LSA Annuity & Life Ins Co (annuity) — None
Amer. Inv. Life Ins. (AVIVA) Co. (annuity) — None
BROKERAGE ACCT 24
SEI Intermed. Term Municipal Fd — Int/Div
LCisco Systems Inc (common) — None
SEI Short Duration Municipal Fd — Int/Div
STET Tax-Advantaged Income Fd # 19 — Int/Div
SEI Tax Managed Volatity Fd — Int/Div
SEI RealEsate Fd — Int/Div
SEI Tax-Free Fd — Int/Div — Sold (part)
American Realty Capital (common stock) — Int/Div
Healthcare Trust of America (common stock) — Int/Div
Jackson Nat. Life Ins. Co. (annuity) — None
Pinal County, AZ, land — None
Mohave County, AZ, land — None
Nationwide Life Ins.--adustible life ins — None
Section 529 Account
Ivy Capital Apprec. E (fund merged 6-10-11) — None
IRA #5
Aviva Life and Annuity Co (annuity) — None
TrustdSo0000000000
SEI Prime Obligation Fund — Int/Div — Sold (part)
IRA #6 (closed 11-23-11, transferred to IRA# I)
BROKERAGE ACCT #6
Van Kampen Grw & Inc A — Int/Div
lvy Large Cap Grw A Fd — None
Amer Balanced Fd — Int/Div
Callon Petroleum Co (common) — None
BROKERAGE ACCT # § (closed 11-23-11; ransf'd to Bkr Act #9)
BROKERAGE ACCT 29
Morgan Stanley Bank (transferred from Bkr Acct # 8) — Int/Div
MS Bank Dep Prgm (merged with other bank acct) — None
MFS Total Return A — Int/Div
Blackrock Equity Dividend A — Int/Div
Columbia Select LG CP Growth A — Distribution
Eaton Vance Tax-Advantaged Bond Strategy — Int/Div — Buy
IRAZT — Int/Div
Morgan Stanley Bank (formerly MS Liquid Asset Fd) — Int/Div
Invesco Premier PTF Inst] (MM) (omitted in 2010 report) — Int/Div
Am Growth Fd of Amer F — Int/Div
Gabelli EQ Inc AAA — Int/Div
MS Strategist Fund A — Int/Div
American GR FD of America F (duplicate entry in 2010 ept)
MS Charter Aspect LP (transferred 12-31-11 from IRA #3) — None
MS Charter Graham A LP (transferred 12-31-11 from IRA #3) — None
MS Charter WCM LP — None
Trustee, Law Offices of Neil Vincent Wake Money Purchase Plan (I am sole beneficiary)

---

Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/12300. Public record. Not legal advice.