# Charles Novack > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/12287 ## Record - **Judge:** Charles Novack - **Year:** 2015 - **Report type:** Annual - **Pages:** 14 ## Text IRA #1 — Int/Div Schwab Cash and Money Mkt — Buy (add'l) Schwab Cash and Money Mkt — Sold (part) Schwab Cash and Money Mkt — Sold (part) Schwab Cash and Money Mkt — Sold (part) Schwab Cash and Money Mkt — Buy (add'l) Schwab Cash and Money Mkt — Sold (part) Schwab Cash and Money Mkt — Sold (part) Schwab Cash and Money Mkt — Buy (add'l) Schwab Cash and Money Mkt — Sold (part) Schwab Cash and Money Mkt — Sold (part) Schwab Cash and Money Mkt — Sold (part) Schwab Cash and Money Mkt — Sold (part) Schwab Cash and Money Mkt — Sold (part) Schwab Cash and Money Mkt — Sold (part) Accenture PLC Class A Donaldson Company, Inc. (common) — Sold (part) Donaldson Company, Inc. (common) — Sold (part) Donaldson Company, Inc. (common) — Sold Colgate Palmolive Co. (common) — Sold Canadian National Railways Co. (common) Cummins. Inc. (common) — Buy Estee Lauder Co. Inc. Classs A — Buy Factset Research System, Inc. (common) Granger WW, Inc. (common) — Buy (add'l) Hormel (common) Metronic. Inc. (common) Nike. Inc. (common) Novo - Nordisk as ADR Polaris Industries (common) — Buy (add'l) Praxair, Inc. (common) Scripps Ntwk Interactive (common) — Buy (add'l) TIX Companies (common } T. Rowe Price Group (common) — Buy (add'l) Toronto Dominion Bank United Health Group, Inc (common) Walgreens Boots Alliance (common formerly "Walgreens") Xilinx, Inc. (common) — Sold 361 Managed Futures Strat. Fund C1 1 — Buy (add'l) Doubleline Total Return Bond Fund C11 — Buy (add'l) Guggenheim Exch TRD FD Bullet Shares 2015 Corp Bond ETF — Sold (part) Guggenheim Exch TRD FD Bullet Shares 2015 Corp Bond ETF — Sold Guggenheim Ech TRD FD Bullet Shares 2016 Corp Bond ETF — Sold (part) Guggenheim Ech TRD FD Bullet Shares 2016 Corp Bond ETF — Buy (add'l) Guggenheim Ech TRD FD Bullet Shares 2016 Corp Bond ETF — Sold Guggenheim Exch. TRD FD Bullet Shares 2017 Corp Bond ETF — Sold (part) Guggenheim Exch. TRD FD Bullet Shares 2017 Corp Bond ETF — Buy (add'l) Guggenheim ETF Bullet Shares 2018 Corp Bond — Sold (part) Guggenheim ETF Bullet Shares 2018 Corp Bond — Buy (add'l) Guggenheim ETF Bullet Shares 2019 Corp Bond — Buy Guggenheim ETF Bullet Shares 2019 Corp Bond — Buy (add'l) Guggenheim ETF Bullet Shares 2020 Corp Bond — Sold (part) Guggenheim ETF Bullet Shares 2020 Corp Bond — Buy (add'l) Guggenheim ETF Bullet Shares 2021 Corp Bond — Buy (add'l) Guggenehim ETF Bullet Shares 2022 Corp Bond — Buy Guggenehim ETF Bullet Shares 2022 Corp Bond — Buy (add'l) IShares 2020 ETF New Corporate Ex. Financials Term — Sold (part) IShares 2020 ETF New Corporate Ex. Financials Term — Sold IShares 3-7 Year Treasury Bond ETF — Buy IShares Core S&P ETF Midcap — Buy IShares Core S&P ETF Midcap — Buy (add'l) PIMCO All Asser All Authority CL Inst — Sold PIMCO Income Fund Institutional Class — Buy (add'l) PIMCO Income Fund Institutional Class — Buy (add'l) Templeton Global Bond Fund A — Sold Templeton Global Bond Fund ADV CI — Buy Vanguard International Equity Index All World — Buy (add'l) Vanguard Total Bond Fund Market ETF — Buy (add'l) Vanguard Total Bond Fund Market ETF — Buy (add'l) T. Rowe Price Emerging Markets Fund — Buy (add'l) IRA #2 — Int/Div Schwab Adv. Cash Reserve — Buy (add'l) Schwab Adv. Cash Reserve — Sold (part) Schwab Adv. Cash Reserve — Sold (part) Schwab Adv. Cash Reserve — Sold (part) Schwab Adv. Cash Reserve — Buy (add'l) Schwab Adv. Cash Reserve — Sold (part) Schwab Adv. Cash Reserve — Buy (add'l) Schwab Adv. Cash Reserve — Sold (part) Schwab Adv. Cash Reserve — Sold (part) Schwab Adv. Cash Reserve — Sold (part) Schwab Adv. Cash Reserve — Sold (part) Accenture PLC Class A Canadian National Railways Co (common) Colgate Palmolive Co. (common) — Sold Cummins Inc — Buy Donaldson Company (common) — Sold (part) Donaldson Company (common) — Sold (part) Donaldson Company (common) — Sold Estee Lauder Co. Inc. (Class A) — Buy Factset Research. Inc. (common) Grainger WW, Inc. (common) — Buy (add'l) Hormel (common) Medtronic, Inc. (common) Nike, Inc. (common) Novo Nordisk as ADR Toronto Dominion Bank — Buy (add'l) Polans Industries (common) — Buy (add'l) Praxair, Inc. (common) Scripps Ntwk Interactive (common) — Buy (add'l) Xilinx Inc — Buy (add'l) Xilinx Inc — Sold T. Rowe Price Group (common) TIX Companies { common) United Health Group (common) 361 Managed Futures Strat Fund C1 Doubleline Total Return Bond Fund C1 1 Guggenheim ETF Bullet Shares 2015 Corp Bond Fund ETF — Sold Guggenheim ETF Bullet Shares 2016 Corp Bond Fund ETF — Sold Guggenheim ETF Bullet Shares 2017 Corp Bond Fund ETF Guggenheim ETF Bullet Shares 2018 Comp Bond ETF Guggenheim ETF Bullet Shares 2019 Corp Bond — Buy Guggenheim ETF Bullet Shares 2020 Corp Bond Guggenheim ETF Bullet Shares 2021 Corp Bond Guggenheim ETF Bullet Shares 2022 Corp Bond — Buy IShares 2020 ETF Corp Ex-Financials Term — Sold IShares Core S&P ETF Madcap — Buy IShares 3-7 Year Treasury Bond ETF — Buy PIMCO All Asset All Authority C1 Inst — Sold PIMCO Income Fund Institutional Class Vanguard Total Bond Fund Market ETF — Buy Vanguard Intl Eqty Index ETF Vanguard FTSE All World EX US ETF — Buy T. Rowe Price - Emerging Markets Fund Templeton Global Bond Fund Walgreens Boots Alliance (common: formerly "Walgreens") U.S Savings Bonds Type E — Int/Div Wells Fargo Bank Accounts — Interest Fidelity Value Fund — Int/Div Fidelity Cash Reserves — Interest RBC Wealth Management U.S. Govt Money Market Account — Int/Div Vanguard S00 Index IRA #3 — Int/Div Fidelity Cal. Muni Market — Int/Div Fidelity Puritan Mutual Fund — Int/Div — Buy Fidelity Puritan Mutual Fund — Buy (add'l) Fidelity Insured Deposit — Interest — Open Schwab Adv. Cash Reserve — Interest Vanguard FTSE All World ex-US Index Fund ETF Shares — Int/Div Brown Cap. Mgmt. Small Company Inv Shares — Distribution — Sold UBS Cash Fund — Interest — Closed Fidelity Blue Chip Growth — Int/Div — Distnbuted Fidelity Growth Strategies Fund — Int/Div — Distributed HE amily LLC — None Income — 2015 — Thomson Reuters - teaching — S1.000.00 Spouse's income — 2015 — Self-employed attorney Investments and Trusts: The fund listed on line 138 was formally referred to as "Vanguard Intl Equity Index Fund.” The fund name on line 138 more accurately reflects its name, Investments and Trusts: TRAs #1 and 2 previously have included & Vanguard "Bond Fund Index." The name of this fund is "Vanguard Total Bond Fund Market ETF." This financial disclosure report has changed the name of this fund. Investments and Trusts: IRA #2 stated that it partially sold its holding in Magellan Midstream Partners on 03/10/2014, This was incorrect, as IRA #2 fully liquidated its position on that date. As a result, this financial disclosure report does not list any holding in Magellan Midstream Partners. Investments and Trusts: IRA #2 stated that it fully liquidated its holding in Walgreens on 03/10/2014. This was incorrect, as IRA #2 only partially liquidated its position on that date. As a result, this financial disclosure report continues to state that IRA £2 has a position in that stock (but see below). Investments and Trusts: On December 31, 2014, IRAs #1 and 2's holdings in Walgreens Company, through a merger, became holdings in Walgreens Boots Alliance. This merger is reflected on lines 37 and 126, Investments and Trusts: The holdings in Fidelity Value and Fidelity Growth Strategies Fund were held in trust for a child and were transferred to her on 01/05/15. Investment and Trusts: The 2014 financial disclosure report indicated that IRA #2 still held an interest in Petsmart. It should have stated that IRA #2 full liquidated its position in Petsmart on November 5, 2014 at a value code of "J." --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/12287. Public record. Not legal advice.