# Jeffrey T. Gilbert > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/12077 ## Record - **Judge:** Jeffrey T. Gilbert - **Year:** 2012 - **Report type:** Annual - **Pages:** 28 ## Text Wells Fargo Advisors Invest. Acct No Control — Int/Div Wells Fargo Advisors IRA Account No control — Int/Div Wells Fargo Advisors IRA Account = No control — Int/Div IP Morgan Chase Bank Accounts (Various) — Interest Reed Smith Partner Defined Benefit Plan No control — Int/Div Reed Smith 401(k) Plan - Mellon Stable Asset Fund J — Interest — Sold Reed Smith 401(k) Plan - Vanguard Retirement Savings Trust — Interest — Sold Reed Smith 401(k) Plan - EB Daily Lig Ag., Bond Fund — Interest — Sold Reed Smith 401(k) Plan - Pimco Total Ret Fund — Interest — Sold Reed Smith 401(k) Plan - Vanguard Wellington Fund — Int/Div — Sold Reed Smith 401(k) Plan - Allianz NF) Div Val. Fund — Int — Sold NWM IRA -- Columbia Acorn International Fund — Int/Div — Buy NWM IRA -- Dodge & Cox Income Fund — Int/Div — Buy NWM IRA -- Eagle Small Cap Growth Fund Class A — Int/Div — Buy NWM IRA -- Franklin High Income Fund Class A — Int/Div — Buy NWM IRA -- Harbor Bond Fund Institutional Class — Int/Div — Buy NWM IRA -- The Oakmark Intemational Fund — Int/Div — Buy NWM IRA -- MFS International Growth Fund Class 1 — Int/Div — Buy NWM IRA -- Oppenheimer Developing Markets — Int/Div — Buy NWM IRA -- Pimco Income Fund Class A — Int/Div — Buy NWM IRA -- Pimco Total Return Fund Class P — Int/Div — Buy NWM IRA -- Pimco Commodity Real Retum — Int/Div — Buy NWM IRA -- Scout International Fund — Int/Div — Buy NWM IRA -- Templeton Global Bond Fund Class A — Int/Div — Buy NWM [Ra -- Vanguard Index FDS Vanguard REIT ETF — Int/Div — Buy AXA Variable Life Insurance - EQ/Bem Intern. — Int/Div AXA Variable Life Insurance - EQ/All Bern Small Cap Growth — Int/Div AXA Variable Life Insurance - EQ/Core Bond Index — Int/Div AXA Variable Life Insurance - EQ/ BlackRock Intern. Val. — Int/Div AXA Variable Life Insurance - AllBern Intern. — Int/Div AXA Variable Life Insurance - EQ/Equity Growth Plus — Int/Div AXA Variable Life Insurance - EQ/Large Cap Value Plus — Int AXA Variable Life Insurance - EQ/MidCap Value Plus — Int/Div AXA Variable Life Insurance - EQ/Intermed Govt Bond Index — Int/Div AXA Variable Life Insurance - Multimanager Mid Cap Growth — Int/Div AXA Variable Life Insurance Multimanager Mid Cap Value — Int/Div AXA Variable Life Insurance - Multimanager Multi-Sector Bond — Int/Div AXA Variable Life Insurance - Multimanager Small Cap Value — Int/Div Northshore Univ Health 403(b) ING Artio Foreign — Int/Div Northshore Univ Health 403(h) ING Small Co Fund — hy Northshore Univ Health 403(b) PIMCO Total Return — Int/Div Northshore Univ Health 403(b) Stable Value — Int Northshore Univ Health 403(b) -T Rowe Price Val Fn — Int/Div Kraft Foods Inc CL A — Int/Div — Buy Du Pont E.I. De Nemours and Company — Int/Div — Buy Novartis AG Spon ADR — Int/Div — Buy Corn Products Intl Inc — Int/Div — Buy Pfizer Incorporated — Int/Div — Buy International Business Machine Corp — Int/Div — Buy Chevron Corporation — Int/Div — Buy Aetna Inc (New) — Int/Div — Buy Roval Dutch Shell PLC ADR CL A — Int/Div — Buy Total S.A. Spons ADR — Int/Div — Buy Amensourcebergen Comp — Int/Div — Buy Caterpillar Inc — Int/Div — Buy Tractor Supply Company — Int/Div — Buy Potash Corp of Saskatchewan Inc — Int/Div — Buy SPDR S&P Dividend ETF — Int/Div — Buy Disney Walt Company — Int/Div — Buy Genuine Parts Co Com — Int/Div — Buy McDonalds Corp — Int/Div — Buy Oracle Corporation — Int/Div — Buy Taiwan Semiconductor Mfg Co Lud ADR — Int/Div — Buy Intel Corp — Int/Div — Buy Powershares High Yield Equity Dividend Achievers Portfolio — Int/Div — Buy United Technologies Corp — Int/Div — Buy Norfolk Southern Corp — Int/Div — Buy Emerson Electric Co — Int/Div — Buy Vanguard Financials ETF — Int/Div — Buy Baxter International Inc — Int/Div — Buy Molex Incorporated — Int/Div — Buy Viacom Inc CL B — Int/Div — Buy Vanguard Utilities ETF — Int/Div — Buy Vodafone Group PLC Sponsored ADR New — Int/Div — Buy Nucor Corp — Int/Div — Buy IM Co — Int/Div — Buy Qualcomm Inc — Int/Div — Buy Safeway Inc New — Int/Div — Buy Marathon Oil Corp — Int/Div — Buy Coach Inc — Int/Div — Buy Lonllard Inc — Int/Div — Buy Deere & Co — Int/Div — Buy BHP Billiton Ltd Spon ADR — Int/Div — Buy Mastercard Inc CL A — Int/Div — Buy US Bancorp New — Int/Div — Buy Google Inc CL A — Int/Div — Buy Honeywell International Inc — Int/Div — Buy Emerson Electric Co — Int/Div — Buy KLA-Tencor Corp — Int/Div — Buy Helmerich & Payne Inc — Int/Div — Buy Qualcomm Ing — Int/Div — Buy Disney Walt Company — Int/Div — Buy Microsoft Corp — Int/Div — Buy Blackrock Inc — Int/Div — Buy Teva Pharmaceutical ADR INDS LTD — Int/Div — Buy Union Pacific Corp — Int/Div — Buy Vanguard Financials ETF — Int/Div — Buy Teva Pharmaceutical ADR INDS LTD — Int/Div — Buy Aircastle Lud — Int/Div — Buy BB&T Corp — Int/Div — Buy Discover Financial — Int/Div — Buy Global Payments Inc — Int/Div — Buy Clorox Company — Int/Div — Buy BB&T Comp — Int/Div — Buy Discover Financial — Int/Div — Buy Park National Corp — Int/Div — Buy Aflac Inc — Int/Div — Buy Corpus Christi TX FFDG GEN IMPT G/O LTD BE AGM CPN S000 — Int/Div — Buy Hillsborough Cnty FL SCH BRD REF B/E — Int/Div — Buy Exxon Mobil Corp — Int/Div — Buy BP PLC SPONS ADR — Int/Div — Buy Union Pacific Corp — Int/Div — Buy Verizon Communications Com — Int/Div — Buy UnitedHealth Group Inc — Int/Div — Buy CVS Caremark Corp — Int/Div — Buy Merck & Co. Inc New — Int/Div — Buy Aflac Inc — Int/Div — Buy Southern Cooper Corp — Int/Div — Buy Cliffs Natural Resources — Int/Div — Buy Vanguard Uulities ETF — Int/Div — Buy Glaxosmithkline PLC-ADR — Int/Div — Buy Anglogold Ashanti Ltd SPON ADR — Int/Div — Buy UnitedHealth Group Inc — Int/Div — Buy Vanguard ETF Telecommunications Services — Int/Div — Buy CVS Caremark Corp — Int/Div — Buy CA Inc — Int/Div — Buy Caterpillar Inc — Int/Div — Buy Nextera Energy Inc — Int/Div — Buy Kimberly-Clark Corp — Int/Div — Buy CA Inc — Int/Div — Buy Genuine Parts Co Com — Int/Div — Buy Merck & Co Inc New — Int/Div — Buy Kimberly-Clark Corp — Int/Div — Buy Nextera Energy Inc — Int/Div — Buy Potash Corp of Saskatchewan Inc — Int/Div — Buy Halliburton Company — Int/Div — Buy Valero Energy Corp New (Valero Ring & Mkting) — Int/Div — Buy Honeywell Intemational Inc — Int/Div — Buy Aflac Inc — Int/Div — Buy Lonard Inc — Int/Div — Buy Caterpillar Inc — Int/Div — Buy BB&T Comp — Int/Div — Buy Du Pont E.I. De Nemours and Company — Int/Div — Buy Powershares Water Sources — Int/Div — Buy Seagate Technology PLC — Int/Div — Buy Virgin Valley NV Wir Dist Wir Rev B/Q B/ FE MBIA — Int/Div — Buy Halliburton Company — Int/Div — Buy Deere & Co — Int/Div — Buy Abbott Laboratories — Int/Div — Buy Kraft Foods Group — Int/Div — Buy Intel Corp — Int/Div — Buy SPDR S&P Bank ETF — Int/Div — Buy Caterpillar Inc — Int/Div — Buy Powershares Water Resources — Int/Div — Buy SPDR Gold Trust ETF — Int/Div — Buy Du Pont E.I. De Nemours and Company — Int/Div — Buy ConocoPhillips — Int/Div — Buy Lonard Inc — Int/Div — Buy Vanguard Utilities ETF — Int/Div — Buy Potash Corp of Saskatchewan Inc — Int/Div — Buy Ishares MSC EAFE Index Fund — Int/Div — Buy Halliburton Company — Int/Div — Buy Seagate Technology PLC — Int/Div — Buy Qualcomm Ing — Int/Div — Buy UnitedHealth Group Inc — Int/Div — Buy Emerson Electric Co — Int/Div — Buy CA Inc — Int/Div — Buy Suntrust Banks Inc — Int/Div — Buy Viacom Inc CL B — Int/Div — Buy Ishares MSC EAFE Index Fund — Int/Div — Buy Pfizer Incorporated — Int/Div — Buy Ommicom Group — Int/Div — Buy Scripps Networks Interactive — Int/Div — Buy Starbucks Corp — Int/Div — Buy Equifax Inc — Int/Div — Buy Amgen Inc — Int/Div — Buy Rayonier Inc — Int/Div — Buy Home Depot Inc — Int/Div — Buy Murphy Oil Corp — Int/Div — Buy Intunt Inc — Int/Div — Buy SAP AG-Sponsored ADR — Int/Div — Buy National Oilwell Varco Inc — Int/Div — Buy Amdocs Lid — Int/Div — Buy Vanguard Energy ETF — Int/Div — Buy Twwan Semconductor Mfg Co Ltd ADR — Int/Div — Buy Georgia St Rd & Twy Auth Rev Fed Hwy Grant Antic BDS-SER A — Int/Div — Buy Pennsylvania St Ida Rev Rfdg Econ Dev B/ E CPN 5.000% Due 7/1 — Int/Div — Buy Clorox Company — Int/Div — Buy Resmed Inc — Int/Div — Buy Cheesecake Factory linc — Int/Div — Buy Automatic Data Processing — Int/Div — Buy Express Scripts Inc CL A — Int/Div — Sold Novo Nordisk A S ADR — Int/Div — Sold Vanguard Information ETF Technology — Int/Div — Sold Symantec Corp. — Int/Div — Sold Hansen Natural Corp — Int/Div — Sold SPDR Gold Trust ETF — Int/Div — Sold Fossil Inc — Int/Div — Sold Mastercard Inc CL A — Int/Div — Sold Edwards Lifescience Corp — Int/Div — Sold ConocoPhillips — Int/Div — Sold General Mills Inc — Int/Div — Sold Priceline Com Inc Com New — Int/Div — Sold Check Point Software Tech Lid — Int/Div — Sold Canadian Natl Ry Co — Int/Div — Sold Cummins Inc — Int/Div — Sold Nvidia Corp — Int/Div — Sold O'Reilly Automotive Inc — Int/Div — Sold Dover Corp Common — Int/Div — Sold Old Dominion Freight Line Ine — Int/Div — Sold Google Inc CL A — Int/Div — Sold Cliffs Natural Resources — Int/Div — Sold DirecTV Class A Common — Int/Div — Sold Celgene Corp — Int/Div — Sold Starbucks Corp — Int/Div — Sold Shire PLC — Int/Div — Sold Borg Warner Inc — Int/Div — Sold SPDR Gold Trust ETF — Int/Div — Sold IM Co — Int/Div — Sold Vanguard Financials ETF — Int/Div — Sold Apple Inc — Int/Div — Sold Du Pont E.L. De Nemours and Company — Int/Div — Sold Oracle Company — Int/Div — Sold AETNA Inc (New) — Int/Div — Sold Tractor Supply Company — Int/Div — Sold Caterpillar Inc — Int/Div — Sold Taiwan Semiconductor Mfg Co Ltd ADR — Int/Div — Sold Kraft Foods Inc CL A — Int/Div — Sold Novartis AG Spon ADR — Int/Div — Sold TIX Cos Inc New — Int/Div — Sold SPDR S&P Dividend ETF — Int/Div — Sold Omnicom Group — Int/Div — Sold International Business Machine Corp — Int/Div — Sold Intel Corp — Int/Div — Sold Ross Stores Inc (CALIF) — Int/Div — Sold Baxter International Inc — Int/Div — Sold Potash Corp of Saskatchewan Inc — Int/Div — Sold United Technologies Corp — Int/Div — Sold Perkinelmer Inc — Int/Div — Sold Nucor Corp — Int/Div — Sold Corn Products Intl Inc — Int/Div — Sold Novo Nordisk A S ADR — Int/Div — Sold Total S.A. Spons ADR — Int/Div — Sold Marathon Oil Corp — Int/Div — Sold Coach Inc — Int/Div — Sold Deere & Co — Int/Div — Sold Molex Intemational — Int/Div — Sold Norfolk Southern Corp — Int/Div — Sold AmerisourceBergen Corp — Int/Div — Sold Potash Corp of Saskatchewan Inc — Int/Div — Sold Power shares High Yield Equity Dividend Achievers Portfolio — Int/Div — Sold United Technologies Corp — Int/Div — Sold Vondafone Group PLC Sponsored ADR NEW — Int/Div — Sold KLA-Tencor Corp — Int/Div — Sold Safeway Inc New — Int/Div — Sold Helmerich & Payne Inc — Int/Div — Sold Global Payments Inc — Int/Div — Sold Total S.A. Spous ADR — Int/Div — Sold Telefonica S A Spon ADR — Int/Div — Sold Caterpillar Inc — Int/Div — Sold Aircastle Lud — Int/Div — Sold Nucor Comp — Int/Div — Sold Coach Inc — Int/Div — Sold Marathon Oil Corp — Int/Div — Sold SPDR Gold Trust ETF — Int/Div — Sold Caterpillar Inc — Int/Div — Sold Blackrock Inc — Int/Div — Sold AETNA Inc (New) — Int/Div — Sold Qualcomm Ing — Int/Div — Sold Blackrock Inc — Int/Div — Sold Vanguard Financials ETF — Int/Div — Sold Roval Dutch Shell PLC ADR CL A — Int/Div — Sold SPDR S&P Dividend ETV — Int/Div — Sold Nucor Corp — Int/Div — Sold BHP Billiton Ltd Spon ADR — Int/Div — Sold Teva Pharmaceutical ADR INDS Lud — Int/Div — Sold KLA-Tencor Corp — Int/Div — Sold Baxter International Corp — Int/Div — Sold Marathon Oil Corp — Int/Div — Sold AETNA Inc (New) — Int/Div — Sold Roval Dutch Shell PLC ADR CL A — Int/Div — Sold BP PLS Spons ADR — Int/Div — Sold Aflac Inc — Int/Div — Sold BB&T Comp — Int/Div — Sold Deere & Co — Int/Div — Sold Honeywell International Inc — Int/Div — Sold Du Pont E.1. De Nemours and Company — Int/Div — Sold Taiwan Semiconductor Mfg Co Ltd ADR — Int/Div — Sold Ingredion Incorporated — Int/Div — Sold Clorox Company — Int/Div — Sold Tractor Supply Company — Int/Div — Sold Twiwan Semiconductor Mfg Co Ltd ADR — Int/Div — Sold Perkinelmer Inc — Int/Div — Sold Cliffs Natural Resources — Int/Div — Sold Novo Nordisk A S ADR — Int/Div — Sold Vanguard Utilities ETF — Int/Div — Sold Verizon Communications Com — Int/Div — Sold Vanguard ETF Telecommunications Services — Int/Div — Sold Nextera Energy Inc — Int/Div — Sold Anglogold Ashanti Ltd Spon ADR — Int/Div — Sold International Business Machine Corp — Int/Div — Sold Southern Copper Corp — Int/Div — Sold Pfizer Incorporated — Int/Div — Sold Coca-Cola Company — Int/Div — Sold Chevron Corporation — Int/Div — Sold Disney Walt Company — Int/Div — Sold Exxon Mobil Corp — Int/Div — Sold Park National Corp — Int/Div — Sold Google Inc CL A — Int/Div — Sold Phillps 66 — Int/Div — Sold Omnicom Group — Int/Div — Sold Apple Inc — Int/Div — Sold Mastercard Inc CL A — Int/Div — Sold BP PLC Spons ADR — Int/Div — Sold US Bancorp New — Int/Div — Sold TIX Cos Inc New — Int/Div — Sold Mondelez Intl Inc — Int/Div — Sold Viacom Inc CL B — Int/Div — Sold Ross Stores Inc (CALIF) — Int/Div — Sold Discover Financial — Int/Div — Sold BB&T Corp — Int/Div — Sold International Business Machine Corp — Int/Div — Sold Abbott Laboratories — Int/Div — Sold Valero Energy Corp New (Valero Refng & Mkting) — Int/Div — Sold McDonalds Corp — Int/Div — Sold ConocoPhillips — Int/Div — Sold CA Inc — Int/Div — Sold O'Reilly Automotive Inc — Int/Div — Sold Phizer Incorporated — Int/Div — Sold Apple Inc — Int/Div — Sold TIX Cos Inc New — Int/Div — Sold Mondelez Intl Inc — Int/Div — Sold Kraft Foods Group — Int/Div — Sold Ross Stores Inc (CALIF) — Int/Div — Sold Halliburton Company — Int/Div — Sold Du Pont E.L. De Nemours And Company — Int/Div — Sold Intel Corp — Int/Div — Sold Seagate Technology PLC — Int/Div — Sold SPDR S&P Bank ETF — Int/Div — Sold SPDR S&P Bank ETF — Int/Div — Buy Vanguard Utilities 11 — Int/Div — Buy Vanguard Information ETF Technology — Int/Div — Sold SPDR S&P Dividend ETF — Int/Div — Sold SPDR S&P Bank ETF — Int/Div — Sold Milwaukee Wisconsin Prom NTS SER NI G/OUNLTD B/E AGM — Interest District Columbia REF-SER C G/O UNLTD BE XLCA — Interest Brevard Cnty FL Merritt G/O Ltd B/E AMBAC — Interest Brevard Cnty FL Merritt Island G/O Lud B/ EAMBACETM — Interest Rice LK WI Area School Dist SCH IMPT SERA GIOUNLTD BE AGM — Interest Parma Ohio SER A G/O UNLTD B/Q B/E MBIA — Interest Mountaintop Area JT San Auth PA SWR REV GTD RFDG B/E AGM BO — Interest East China Sch Dis MI REF G/O UNLTD B/E MBIA RE FGIC — Interest Lanse Creuse MI Pub Sch REF G/O UNLTD B/E FSA — Interest Lincoln Park MI Sch Dist REDG G/O UNLTD B/E FSA — Interest Miami Dade Cnty FL Expwy Auth Toll Sys REV SER B B/E Assured — Interest Holmen WI Corp PUPR SER A GIO UNLTD B/E Assured Guar B/Q — Interest Huntsville AL CAP IMPT WTR SER C G/O UNLTD B/E MBIA — Interest Huntmgdon PA G/O B/E Assured Guar B/Q — Interest Ontario OH Loc Sch Dist RFDG SCH IMPT G/OUNLTD B/E AGM BQ — Interest Snohomish & Island Cnty's WA S/D NO 401 Stanwood REF G/O UN — Interest New Britian CT Subser B G/O B'/E AGM — Interest Pennsylvania ST IDA REV RFDG ECON DEV BEDTD SOL12 FCO) — Interest — Buy Virgin Valley NV WTR DIST WTR REV BOQ BEDTD 03/14/06 FC 06 — Interest — Buy Chevron Corporation CVX « acq 8/30/11 — Int/Div Chevron Corporation CVX = acq 11/101 1 — Int/Div Deere & Co DE - acq 69/11 — Int/Div Genuine Parts Co COM GPC - acg 12/2811 — Int/Div Google Inc CL A GOOG- acq 12/9/11 — Int/Div Mastercard Inc CL A MA -acgq 8/16/11 — Int/Div Microsoft Corp MSFT - acg 8/2/11 — Int/Div Ommicom Group OMC - acg 12/28/11 — Int/Div Potash Corp of Saskatchewan Inc - acq 12/28/11 — Int/Div US Bancorp New USB - acq 12/9/11 — Int/Div Vanguard Utilities ET VPU - acq 129/11 — Int/Div Viacom Inc CL B VIAB - acq 12/28/11 — Int/Div State Pub Sch Bldg. Auth PA Sch Conneaut Sch Dist PJ.Ser — Int/Div — Redeemed Moon Area Sch Dist PA G/O UNLTD B/E AGM — Interest New Braunfels TX CTF OBLG DB B/E Ambac — Interest Agreement — 2010 — Partnership Withdrawal Agreement, Jeffrey T. Gilbert and Reed Smith LLP, Payment of portion of budgeted 2010 compensation, retum of capital Agreement — 2007 — Reed Smuth LLP 401k) and Defined Benefit Plans Income — 2012 — Northwestern University - ad unct faculty — S5.000.00 Spouse's income — 2012 — Northshore University Health System Part VII, Investments and Trusts. My responses to the Committee's questions in its letter dated October 17, 2013, are in paragraphs (2) through (8) below. (1) Lines | and 2. The individual stocks and honds listed on Lines 44-378 are or were held in the Wells Fargo joint and/or my Wells Fargo IRA account, (2) In October 2012, I rolled my Reed Smith 401(k) plan assets into an IRA account with Northwestern Mutual (reported in this amended Report at Lines 12-25 and in my original Report at Lines 6 through 11). (3) Ingredion Incorporated (Line 283 of my original 2012 Report and Line 289 of this amended Report) was formerly known as Com Products Intemational, It is listed as a purchase in my original 2012 Report at Line 41 (and in this report at Line 47), (4) My interest m Whitton Property, listed in my 2011 Report on Line 25, was gifted to a non-dependent relative in a non-reportable transaction. That is why it is. not included in my 2012 Report. (5) My Reed Smith capital account, listed in my 2011 Report on Line 31, was fully paid out in 2011. That is why it is not included in my 2012 Report. (6) The Phillips 66 stock reported as a sale transaction at Line 304 of my original 2012 Report (Line 210 of this amended Report) was purchased in 2010 as Conoco and reported in my 2011 Report as having been purchased in a prior year and held at 2011 year end, Conoco spun-off Phillips 66 mito a separate company in May 2012. Conoco shareholders received shares of Philip's 66. (7) The Mondclez shares listed as sold at Lines 317 and 332 in this amended Report (Lines 311 and 326 in my original 2012 Report) were purchased as Kraft and reported at Lines 38 and 144 of the original 2012 Report (Lines 44 and 150 of this amended Report). Kraft changed its name to Mondelez in 2012 and that is why the sale is listed as Mondelez shares. (8) The Conneaut School District Bond reported in the 2011 Report on Line 55 was redeemed in 2012. Tt is reported in this amended report on Line 376. The Moon Area School District and New Braunfels Bonds reported in my 2011 Report at Lines 56 and 57 were left off my original 2012 Report in error. They are still in my portfolio and are now reported on Lines 377 and 378 of this amended Report. --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/12077. Public record. Not legal advice.