# Mark W. Bennett

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/11801

## Record

- **Judge:** Mark W. Bennett
- **Year:** 2017
- **Pages:** 16

## Text

Non-IRA (Fidelity)
ANIX — None
Berkshire Hathaway — None
Compass BK Birmingham — None — Buy
First Eagle Global Class C * — None
Hennessey Focus Fund®* — None
Surcheam Corp. — None
Vanguard Index FOS formerly Vanguard Growth ETF (VUG) *** — None
Rollover IRA (Fidelity)
Apple, Inc — Int/Div — Sold (part)
Apple, Inc — Sold (part)
Apple, Inc — Sold (part)
Apple, Inc — Sold
Chipolte ***+* — Nome — Sold (part)
Chipolte ***+* — Sold (part)
Chipolte ***+* — Sold (part)
Chipolte ***+* — Buy (add'l)
Chipolte ***+* — Buy (add'l)
Chipolte ***+* — Sold (part)
Fidelity Cash Reserves — None
Fidelity Contra Fund — None — Buy
Fidelity Contra Fund — Buy (add'l)
Fidelity Contra Fund — Buy (add'l)
Fidelity Contra Fund — Buy (add'l)
Fidelity Contra Fund — Sold (part)
First Eagle Global Class C — None
Ishares Russell 1000 — Int/Div — Buy
Ishares Trust Ishares Core High Dividend FT13313 — None — Sold
Ishares Tr US Regnl — Int/Div — Sold (part)
Ishares Tr US Regnl — Sold
Kraneshares 1K CSI China Internet — Int/Div — Buy
Kraneshares 1K CSI China Internet — Buy (add'l)
Matthews China Fund — Int/Div
Matthews Pacific Tiger Fund — Int/Div — Sold (part)
Matthews Pacific Tiger Fund — Sold (part)
Oppenheimer Int'l — Int/Div
Powershares SPHD - ETF — Int/Div — Sold (part)
Proshares Trust Decline Retail Store — None — Buy
HH). — Buy (add'l)
HH). — Buy (add'l)
Schwab Strategic 1K US — Int/Div — Sold
SPDR S& P Dividend E17 (SDY) — Int/Div — Sold (part)
SPDR S& P Dividend E17 (SDY) — Sold (part)
US Silica Hidgs Inc — Int/Div — Buy
US Silica Hidgs Inc — Buy (add'l)
US Silica Hidgs Inc — Buy (add'l)
US Silica Hidgs Inc — Sold (part)
US Silica Hidgs Inc — Buy (add'l)
US Silica Hidgs Inc — Buy (add'l)
US Silica Hidgs Inc — Buy (add'l)
US Silica Hidgs Inc — Sold (part)
US Silica Hidgs Inc — Sold (part)
US Silica Hidgs Inc — Sold (part)
US Silica Hidgs Inc — Sold (part)
Vaneck Vectors ETF TR Vietnam ETF IVNM) — Int/Div — Buy (add'l)
Vaneck Vectors ETF TR Vietnam ETF IVNM) — Buy (add'l)
Vanguard Admiral FDS Inc S&P Midcap (IVOGH — None — Sold (part)
Vanguard Admiral FDS Inc, S&P Small Cap VIO) — Int/Div — Open
Vanguard Health Care Investor — Int/Div
Vanguard S&P 500 Growth ETF — Int/Div — Buy
Wasatch Core Growth — None
Weibo Corp. — None — Buy
Weibo Corp. — Buy (add'l)
Roth IRA (Fidelity)
Apple, Inc — Int/Div — Sold (part)
Ishares S&P 500 — Int/Div
Powershares FD TR 11 (SPHD) — Int/Div
SPAXX — Int/Div
SPDR S&P Dividend ETF (SDY) — Int/Div
US Silica Hidgs Inc. Com — Int/Div — Buy
US Silica Hidgs Inc. Com — Sold (part)
Vanguard Admiral FDS, Inc — Int/Div
Vanguard Health Care Investor — Int/Div
Wasatch Core Growth — None
Miscellaneous Holdings
lowa College Savings Account # — None
lowa College Savings Account — None
CKG ACCT; Fidelity, Boston MA — Interest
Wells Fargo Checking Account — Interest
lowa/Nebruska State Bank Checking Account — Interest
REINSURANCE AGREEMT: Ist Colony Life Ins. Co. — None
IRA Fidelity
Ally BK Midvale Utah CD — None — Buy
American Century Mid Cap — Int/Div
Bank of China New York City BR CD O6426WNI7 — None — Buy
Berkshire Hathaway Inc DEL CL B — None — Sold (part)
BMW BK North Amer Salt Lake CD — None — Buy
Comenity Cap BK Utah CD — None — Buy
Compass BK Birmingham ALA CD — None — Buy
Fidelity Cash Reserves — Int/Div
Fidelity Contrafund — None — Buy
Fidelity Contrafund — Sold (part)
Fidelity Contrafund — Buy (add'l)
Fidelity Sclect Energy — Int/Div
Fidelity Select Heath Care — None — Buy
Fidelity Select Pharmaceutical — Int/Div — Sold
Fidelity 500 Index — Int/Div — Sold (part)
First Eagle Global Class — None — Sold (part)
First Eagle Global Class C — None — Sold (part)
First Eagle Global Class C — Sold
Ishares S&P 500 Growth — Int/Div
Ishares TR US Oil — Int/Div
Ishares TR US Regnal — Int/Div — Sold (part)
Ishares TR US Regnal — Sold (part)
IVA Worldwide Fund — None — Sold
Kraneshares TR CSI China — None — Buy
Kraneshares TR CSI China — Buy (add'l)
Kraneshares TR CSI China — Buy (add'l)
Matthews Asia Small Companies (MSMLX) — Int/Div
Matthews China Fund — None — Buy (add'l)
Matthews Pacific Tiger Fund — Int/Div
Oppenheimer Int'l Smi Mid Co. — Int/Div — Buy (add'l)
Powershares FD TR 1 (SPHD) — Int/Div — Sold (part)
Powershares FD TR 1 (SPHD) — Sold (part)
Proshares Trust Ultrapro Short — None — Sold
Robeco Boston Priners — None — Sold (part)
Robeco Boston Priners — Sold
Schwab Strategic TR — Int/Div — Sold
Source Cap Inc Com — Int/Div — Buy
SPDR S&P Dividend ETF (SDY) — Int/Div — Sold (part)
SPDR S&P Dividend ETF (SDY) — Sold (part)
SPDR S&P Dividend ETF (SDY) — Sold (part)
Third Fed Sves & Ln Assn of CD — None — Buy
Thornburg Investment Income Builder — Int/Div — Sold
Vaneck Vectors ETF TR Africa Index — None — Sold
Vaneck Vectors ETr TR India Small Cap — None — Buy
Vaneck Vectors ETr TR India Small Cap — Buy (add'l)
Vaneck Vectors ETF TR Vietnam — None — Buy
Vaneck Vectors ETF TR Vietnam — Buy (add'l)
Vaneck Vectors ETF TR Vietnam — Buy (add'l)
Vanguard Admiral FDS Inc S&P Mid Cap 400(IVOG) ## — Sold (part)
Vanguard Admiral FDS Inc S&P Mid Cap 400(IVOG) ## — Sold (part)
Vanguard Admiral FDS Inc S&P Mid Cap 400(IVOG) ## — Sold
Vanguard Admiral FDS Inc S&P Small Cap HIVIOO — None — Sold (part)
140), — Sold
Vanguard Dividend Growth Investor — Int/Div — Sold (part)
Vanguard Group Div App ETF #4# — Int/Div
Vanguard High Dividend — Int/Div
Vanguard Inflation — Int/Div
Vanguard International Growth — Int/Div
Vanguard S&P 500 — Int/Div
Vanguard Specialized Portfolios #### — None
Vanguard Whitehall — Int/Div
Wasatch Core Growth — None
Wasatch Emerging India Fund — None — Buy
Wasatch Emerging India Fund — Buy (add'l)
Wasatch Frontier Emerging Small Co's Yili — None
Wasatch International Growth — None
Reimbursement — AALS — 13-17 — San Francisco, CA — Annual AALS Meeting — airfare, lodging, meals
Reimbursement — Massachuseus Bar — 3.21-3.23 — Boston, MA — Massachusetts Bar Program — airlare, lodging, meals
Reimbursement — Rhode Island Counts — 3.23-3.24 — Providence, R1 — District Court Conference — airfare, lodging, meals
Reimbursement — Distinct Atomeys Office : Middlesex — S. 165.16 — Boston, MA — Imphicit Bias Tramning — amrtare, lodging, meals
Reimbursement — Minnesota Continuing Legal Education — 5.21.-5.22 — St. Paul, MN — Upper Midwest Employment Law Institute — mileage, lodging, meals
Reimbursement — Federal Public Defender — 5.23-5.26 — Salt Lake City, UT — American College of Trial Lawyers CLE — aitare, lodging, meals
Reimbursement — University of Toledo Law School — 910.24-10.27 — Toledo, OH — Lecture Series — airfare, lodging, meals
Reimbursement — Administrative Office — 11.2-114 — East St. Louis, IL — CJA Panel Training — airfare, lodging, meals
Reimbursement — Admmistrative Office — 116-119 — Albuquerque/Las Cruces, NM — Imphcit Bias Training — airfare, lodging, meals
Reimbursement — 1A) — 11.10 — Des Moines, 1A — TAT Annual Convention — mileage, meals
Reimbursement — Minnesota State Courts — 12.5-12.7 — Bloomington. MN — 2017 Annual Confernece of Judges — mileage, lodging, meals
* Line 5, First Eagle Global Class C. This was completely sold in 2016, but erroenously left on the report.

** Line 6, Hennessy Focus Fund. This was completely sold in 2016, but erroneously left on the report.

##% Line 8. Vanguard Index FDS . This was completely sold in 2016, but erroneously left on the report,

#54% Line 15. Chipolte. This was erroncously reported as completey sold in 2016.

#443 ine 29. Ishares Trust Ishares Core High Dividend. This was purchased in 2016, and erroneously left off the rerport

# Lines 79 & 80, lowa College Savings Plans. Both are Aggressive Growth, no control

w# Lines 136 & 139. In 2016, Vanguard Admiral should have been specified as (1) Vanguard Admiral FDS Inc S&P Small Cap (VIOO) and (2) Vanguard

Admiral FDS Inc S&P Mid Cap (IVOG). IVOG was erroneoulsy left off of the 2016 report,

### Line 142, Vanguard Group Div App. This was purchased in 2015, but erroneously left off the last two reports,

#### Line 147, Vanguard Specialized Portfolios is a general term for many specific Vangaurd investments - which are set out individually in this report.

##4## Line 151, Wasatch Frontier Emerging Small Co's is a general term for many specific Wasatch invetstments — which are set out indivdually in this report.

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/11801. Public record. Not legal advice.
