# Katherine A. Constantine > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/11734 ## Record - **Judge:** Katherine A. Constantine - **Year:** 2012 - **Report type:** Initial - **Pages:** 20 ## Text Brokerage #2 (H) Brokerage #3 (H) Brokerage #1 (H) — Exempt Alps (ETF) — Int/Div AT&T (common) — Int/Div Proctor & Gamble {common ) — Int/Div Southern Co. (common) — Int/Div Target (common) — Int/Div Teco Energy (common ) — Int/Div Xcel Energy (common ) — Int/Div Powershares Finl pfd (ETF) — Int/Div SAFRA Natl Bk (C.D) — None — Part VII CITBK(C.D) — Interest GE Cap Finl (Bond) — Interest Goldman Sachs Bk (C.D) — Interest Freebom Cnty MN GO (Bond) — Interest Sartell Mn GO (Bond) — Interest Deer River MN GO (Bond) — Interest MN Hsg Pub Svc Rev (Bond) — Interest Mpls MN Library GO (Bond) — Interest MN Streets/Hwys GO (Bond) — Interest Mpls MN Spl Sch Dist GO (Bond) — Interest US Gov't Money Mkt Fd {Mutual Fd) — Int/Div Metropolitan West Ttl Retrn (Mutual Fd) — Int/Div MFS Div Income (Mutual Fund) — Int/Div Pimco Total Return (Mutual Fd) — Int/Div Anoka Cnty MN GO (Bond) — Interest GE Capital (Bond) — Interest RBC Prime Money Mkt FD (Mutual Fund) — Int/Div AMC Networks (common) — None — Part VII Abercrombie & Fitch (common) — Int/Div Alliant Energy (common) — Int/Div Allstate Corp (common) — Int/Div American Electric (common) — Int/Div American Express (common) — Int/Div American Int'l (common) — Int/Div Ametek (common) — Int/Div Andarko Pete (common) — Int/Div Analog Devices (common) — Int/Div Apple (common) — Int/Div Archer Daniels Midland (common) — Int/Div Avago Tech (common) — Int/Div AT & T (common) — Int/Div Bank of America (common) — Int/Div Baxter Int'l (common) — Int/Div Biogen Idec (common) — None — Part VII Boeing (common) — None — Part VII Bristo]l Meyers Squibb (common) — Int/Div Broadcom Corp (common) — Int/Div Brown & Brown (common) — Int/Div Caterpillar (common) — Int/Div CenturyLmk (common) — Int/Div Chevron Corp (common) — Int/Div Church & Dwight Co (common) — Int/Div Cisco Systems (common) — Int/Div Citigroup (common) — Int/Div Coca Cola (common) — Int/Div Comcast Corp (class A) — Int/Div Conagra Foods (common) — Int/Div Conoco Phillips (common) — Int/Div Contmental Resources (common) — None — Part VII Costco Wholesale (common) — None — Part VII Cummms (common) — Int/Div CVS Caremark (common) — Int/Div Danaher Corp (common) — Int/Div Deere & Co. (common) — Int/Div Devon Energy (common) — Int/Div Discover Financial (common) — Int/Div E Dupont (common) — Int/Div Eaton Corp (common) — Int/Div Ebay (common) — Int/Div EMC Corp (common) — Int/Div Eli Lilly (common) — Int/Div Ensco PLC (class A) — Int/Div EOG Resources (common) — Int/Div Exxon Mobile (common) — Int/Div Fifth Third Bancorp (common) — Int/Div Forest Laboratories (common) — None — Part VII Freeport McMoran (class B) — Int/Div Gallagher Arthur J & Co (common) — Int/Div General Electric (common) — Int/Div General Motors (common) — None — Part VII Goldman Sachs Group — Int/Div H J Hemz (common) — Int/Div Google (common) — None — Part VII Henry Schein (common) — None — Part VII Home Depot (common) — Int/Div Intel Corp (common) — Int/Div IBM (common) — Int/Div Intemational Paper (common) — Int/Div Invesco Lid (common) — Int/Div Johnson & Johmson (common) — Int/Div Kohls Comp — Int/Div KBR (common) — Int/Div KLA -Tencor (common) — Int/Div Lowes Co (common — Int/Div LSI Corp (common) — Int/Div Lyondellbasell Ind (class A) — Int/Div Merck & Co (common) — Int/Div MetLife (common) — Int/Div Michael Kors Hidgs (ordinary) — None — Part VII Microsoft (common) — Int/Div Morgan Stanley (common) — Int/Div Murphy Oil (common) — Int/Div Newell Rubbermaid (common) — Int/Div New York Comm Bk (common) — Int/Div Nextera Energy (common) — Int/Div Nike (class B) — Int/Div Nisource Inc (common) — Int/Div Norfolk Southern Corp (common) — Int/Div Occidental Pete (common) — Int/Div Oracle Corp (common) — Int/Div Paccar Inc (common) — Int/Div Parker Hannifin (common) — Int/Div Pepsi (common) — Int/Div Pfizer (common) — Int/Div Pioneer Natural Res (common) — Int/Div Polaris Ind (common) — Int/Div Potash Corp (common) — Int/Div Precision Castparts (common) — Int/Div Priceline (common) — None — Part VII Proctor & Gamble — Int/Div Qualcomm — Int/Div Ralcorp Holdings — Int/Div Raytheon (common) — Iistnbution Rehance Steel & Alum (common) — Int/Div Schlumberger Ltd (common) — Int/Div Sector Spdr (ETF) — Int/Div Simon Property Grp (common) — Int/Div Stryker Corp (common) — Int/Div Target (common) — Int/Div The Travelers (common) — Int/Div Timken (common) — Int/Div Triumph Grp (common) — Int/Div TRW Automotive (common) — None — Part VII UDR Inc (common) — Int/Div Union Pacific Corp (common) — Int/Div United Technologies (common) — Int/Div United Health Grp (common) — Int/Div US Bancorp (common) — Int/Div Valero Energy (common) — Int/Div Venzon Commun {common ) — Int/Div Visa (common) — Int/Div Walgreens (common) — Int/Div Walt Disney (common) — Int/Div Walter Energy (common) — Int/Div Wells Fargo (common) — Int/Div Western Digital {common — Int/Div Weverhaeuser Co (common) — Int/Div Whirlpool Corp (common) — Int/Div Xilinx (common) — None — Part VII Yahoo (common) — None — Part VII Zimmer Holdings (common) — Int/Div Brokerage #4 (H) RBC Prime Money Market Fd (Mutual Fund) — Int/Div Fidelity New Insights (mutual fund) — None — Part VII Amer Fds Euro Pacific Gr (mutual fund) — Int/Div Thormburg Int'l Value (mutual fund) — Int/Div Amer Fds Capital Income Bldr (mutual fund) — Int/Div Brokerage #5 (H) RBC Prime Money Market Fd (mutual fund) — Int/Div Kayne Anderson (common) — Int/Div MN Higher Ed St. Ben (Bond) — Interest Excel Energy (common) — Int/Div Brokerage Account #6 (H) Federated Money Market Fd (mutual fund) — Int/Div GE Cap Retail Bk — Interest Discover Bank (C.D) — Interest Wells Fargo Bond — Interest Artisan Fund (mutual fund) — Int/Div Buffalo Fds (mutual fund) — Int/Div Dodge & Cox Fund (mutual fund) — Int/Div Line intentionally blank Fidelity Contra {mutual fund) — Int/Div Metropolitan West (mutual fund) — Int/Div Pamassus Income Tr (mutual fund) — Int/Div Pimco Total Return (mutual fund) — Int/Div Line intentionally blank T Rowe Price Gr Stk (mutual fund) — Int/Div Line intentionally blank IShares Russell 1000 Gr (ETF) — Int/Div IShares Russell 1000 Value (ETF) — Int/Div IShares S&P Sm Cap 600 (ETF) — Int/Div Brokerage Acct #7 (H) RBC Prime Money Market Fd (mutual fund) — Int/Div Federated Money Market (money market) — Int/Div Buffalo Fds (mutual Fund) — None — Part VII Dodge & Cox Fund (mutual fund) — None — Part VII Amer Fds Euro Pac Gr (mutual fund) — None — Part VII Fidelity New Insights (mutual fund) — None — Part VII Metropolitan West (mutual fund) — None — Part VII MFS Div Inc (mutual fund) — None — Part VII Pamassus Income Tr (mutual fund) — None — Part VII Royce Funds (mutual fund) — None — Part VII T Rowe Price Gr Stk (mutual fund) — None — Part VII Unified Ser Tr (mutual fund) — None — Part VII IShares Russell 1000 Gr (ETF) — Int/Div IShares Russell 1000 Value (ETF) — Int/Div IShares S&P Sm Cap 600 (ETF) — Int/Div Powershares (ETF) — None — Part VII AXA Annuity — None — Part VII Brokerage #8 (H) RBC Prime Money Market Fd (mutual fund) — Int/Div American Century Eq Inc (mutual fund) — Int/Div Brocade Commun Syst (common) — None — Part VII Amer Fds Capital Inc Bldr (mutual fund) — Int/Div Columbia Acom (mutual fund) — Int/Div Euro Pac Gr (cl ¢ mutual fund) — None — Part VII Euro Pac Gr (cl f mutual fund) — Int/Div Fidelity New Insights (mutual fund) — None — Part VII Fidelity Adv Ser (mutual fund) — Int/Div Fidelity Adv Ser Il (mutual fund) — Int/Div Fundamental Invs (mutual fund) — Int/Div ING Emerg Countries (mutual fund) — Int/Div ING Mut Fd (mutual fund) — Int/Div Keeley Sm Cap Value (mutual fund) — Int/Div Metropolitan West (mutual fund) — Int/Div MFS Ser Tr XH (mutual fund) — Int/Div Pimco Total Return (mutual fund) — Int/Div Trust #1 RBC Prime Money Mkt Fd (mutual fund) — Int/Div MFS Ser Tr X11 (mutual fund) — Int/Div Pimco Total Return (mutual fund) — Int/Div Steep Earnings Curve (investment club) — Int/Div — Part VII Cosico Fastenal American Enterprise Inv. Sves. (mutual fund) — Int/Div Discover Financial Sves. (common) — Int/Div Honeywell Int'l, Inc. (common) — Int/Div Morgan Stanley (common) — Int/Div Allstate Corp. (common) — Int/Div Sears Holding Corporation (common) — Interest Sears Canada (common) — Int/Div US. Bank NA. Accounts (cash & CDs) — Interest Twin City Federal Account (cash) — None — Part VII Brokerage £9 E Trade cash reseve account — None — Part VII Brocade (common) — None — Part VII Twin City Federal Account #1 (Conservator! Guardian) — None — Part VII Member of the Board of Directors and Fiance Committee, Minnesota Life College Member of the Board of Directors, The ARC Greater Twin Cities Partner, Dorsey & Whitney LLP Partner, Steep Eaming Curve Conservator/Guardian/Pavee, Twin City Federal Account #1 Member, Law Alumm Board of Georgetown University Law Center Agreement — 2013 — Dorsey & Whitney LLP (former law firm); see Part VIII Income — 2011 — Dorsey & Whitney LLP-partner compensation — $456,696.00 Income — 2012 — Dorsey & Whitney LLP-partner compensation — S640. 344.00 Income — 2013 — Dorsey & Whitney LLP-partner compensation — $162,717.00 Income — 2013 — Dorsey & Whitney LLP-retirement, peusion and refund of capital contribution — $107.195.00 Spouse's income — 2012 — Brocade Communication Systems, Inc. - salary & bonus Spouse's income — 2013 — Brocade Communication Systems, Inc. - salary & bonus 1) Part 11: My former firm and | have not yet finalized our agreement providing for payments to me. 2) Part VII, line 10: No income received during reporting period as this is 4 recent acquisition which oaly pays once a year and payment date is after reporting period. 3) Part VII, lines 32, 48, 49, 63, 64, 80, 84, 87, 88, 123, 153, 195, 198, 206 and 215: No income received during reporting period as this is a recent acquisition. 4) Part VII, lines 103, 137, 154, 159, 196, 200, 202, 212, 217, 249: No income received during reporting period. Thus, this is reported here as provided for at pages 45-46 of the filing instructions. 5) Part VII, lines 19: 194, 197, 199 and 201: This asset was transferred from Brokerage #6 to Brokerage #7 near the end of the reporting period and no income has yet been received from this asset since the transfer, Any income from this asset received prior to the transfer is reported in Brokerage #6. 6) Part VIL, line 207: Because this is an annuity, income, if any, is deferred: no income was received during reporting period. 7) Past VII, line 233: This investment club was dissolved but funds (approximately $2542) remain in the club's account to pay for 2013 tax preparation. The assets of the club (stock) were sold prior to the end of the reporting period. 8) Part VIL, lines 245 and 251: This is a checking account that does not pay any interest or any other form of income. 9) Past VII, line 248: This is a cash holding account that does not generate income, --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/11734. Public record. Not legal advice.