# Sheila M. Finnegan > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/11699 ## Record - **Judge:** Sheila M. Finnegan - **Year:** 2013 - **Report type:** Annual - **Pages:** 16 ## Text Charles Schwab Bank Brokerage Acct DS Templeton Growth Fund-A (TEPLX) — Int/Div New England Life Ins. Variable Life - SF (MetLife Stk Index) — Int/Div Everbank Checking — Interest US. Employee Credit Union Checking and Saving — Interest leonix Brand Group, Inc. (ICON) Brokerage Account (Fidelity) Fidelity Municipal Money Market — Interest Chicago IL Govt Bond 1/1/2016 — Interest — Sold Collier Cnty FLA Bond 10/1/2013 — Interest — Sold FL State Dept Gen Sves Bond 9/1/2014 — Interest U.S. Treas Nts TIPS 4/15/2014 — Interest Merck & Cofformerly Schering Plough) — Int/Div VEU (Vanguaard Intl Equity Index Fd FISE All World Ex US) — Int./y POT (Potash) — Sold VTI (Vanguard Index Total Stk Mkt ETF) — Int/Div — Buy VTI (Vanguard Index Total Stk Mkt ETF) — Buy (add'l) VTI (Vanguard Index Total Stk Mkt ETF) — Buy (add'l) VTI (Vanguard Index Total Stk Mkt ETF) — Buy (add'l) SPY (SPDR S&P SOO ETF) — Buy SPY (SPDR S&P SOO ETF) — Buy (add'l) Brokerage Acct 2 (UBS- 08 to Fidelity ) RMA Money Mkt Portfolio — Int/Div Charlottesville Va Bond 7/15/15 — Interest — Sold (part) Charleston Cuty SC BE/R 4.250 110115 dtd 050206 — Interest New York NY Fiscal Ser Bond Mand Sink Fd 1V15/16 — Interest Chicago IL Wstwitr Transm Rev Ser B FGICOI10117 Dud 112106 — Interest Dallas Fort Worth Tx In Sr A Rv BE/R S000 1101ISDTD 09010 — Interest — Sold Denton Texas Util Sys Rev FSA B/E /R SO00120117DTD 05150 — Interest Georgia State Ser V /R/S.000 070116 Dtd 070198 — Interest lllinois St NPFG BA/R/S.000 090114 DTD 092804 — Interest — Sold lllinois St Sync Cr/R/5.500 080115 DTD 080102 — Interest — Sold Western Minn Mun Pwr Agy Ser B Rev NPFG BE /R/S 000010115 — Interest Humble Tx Indpt Sch Bond 2/15/19 — Interest Port St. Lucie Fl L/Rev Rev NPFG B/E /R/ — Interest Monroe Cnty NY AGC BE/RS — Interest — Sold Hamilton Caty Oh SWR Sys Imp Rev 06A NPFG B/E /R/ — Interest Marvland St. Sr A BE/R/ — Interest NARAX (Virtus Mult-sector Short term bond) — Int/Div — Sold EVBLX (Eaton Vance Floating Rate Fund Class A) — Int/Div — Sold PUBAX (Pimco Unconstrained Bond Fund Class A) — Int/Div — Sold PTTAX (Pimco Total Return Fund Class A) — Int/Div — Sold HFLAX (Hartford Floating Rate Fund Class A) — Int/Div — Sold DLTNX (Double Line Total Return Fund) — Int/Div — Sold (part) DLTNX (Double Line Total Return Fund) — Sold Brokerage acct 3 (Fid/Breck) Hawaii Cnty 0 BDS Ser 20048 5.0% TNS/14 TRD — Interest — Sold Arizona St Transn Brd Hwy Rev Bds Ser — Interest — Buy Collin Cnty Tex Ultd Tax Rd and Ref Bds — Interest — Buy Honolulu Hawaii City & Cnty Wastewtr Sys — Interest — Buy Elk Grove Village GO Bds Ser — Interest — Buy King Cnty Wash Swr Rev — Interest — Buy Mississippi St GO Ref Bds — Interest — Buy Mississippi St GO Ref Bds — Interest — Sold Naperville ILL GO Ref BDS Ser — Buy Ohio State Infrastr Impt GO Rev — Interest — Buy Ohio St Univ Gen Repts — Interest — Buy Orange Cnty Fla Sales Tax Rev — Interest — Buy Redmond Wash Ref Bds Ser — Interest — Buy Tempe Ariz GO Bds Ser — Interest — Buy Texas St Umiv Sys Fing Rev — Interest — Buy Triborough Brdg & Tunl Auth — Interest — Buy Washington St Motor Vhele Fuel Tax GO — Interest — Buy Winnebago Cnty 111 Go Alt Ref BDS — Interest — Buy Rollover IRA SF (LUBS-83) — hy UBS Liquid Assets Fund GE Bond 2/1/13 — Matured CVS Corp Bond 9/15/14 Goldman Sachs Group Inc Bond 1/15/15 Anheuser Busch Co. Bond 2/1/15 Cisco Systems Inc Bond 2/22/16 Metlife Inc NTS 05.000% 061515 Drd0623035 FC 121505 calla M/W TimeWamer Cable Inc 05.850% 050117 Ded040907 FCHI0107 call EVBLX (Eaton Vance Floating Rate Fund) — Sold NARAX (Virtus Multi-Sector Short Term Bond Fund) — Sold PUBAX (Pimco Unconstrained Bond Fund Class A) — Sold HFLAX (Hartford Floating Rate Fund Class A) — Sold PTTAX (Pimco Total Return Fund Class A) — Sold DLTNX (Double Line Total Return Fund) — Sold VT {Vanguard Index Total Stk Mkt ETF) — Buy Rollover IRA SF 2 (UBS-84) — Int/Div UBS Liquid Assets Fund JIWM (Ishares Trust Russell 2000 Index Fd) IWD (Ishares Trust Russell 1000 Value Index Fd) IWF (Ishares Trust Russell 1000 Growth Index Fd) IWR (Ishares Trust Russell Midcap Index Fd) VWO (Vanguard Intl Equity Index Fd Emerging Markets ETF) VELU (Vanguard Intl Equity Index Fd Inc FSTE All-World EX-US PGMAX (Pimco Global Multi Asset Fund Cl A) EWG (Ishares Inc MISCI Germany Index Fund) EWI (Ishares Inc MSC Japan Index Fd) ARBFX (Arbitrage Fund No Load Class) — Sold PIMDX (Putnam Absolute Return S00 Class A) — Sold JSOAX (JP Morgan Strategic Income Opportunities Fund) — Sold EAGMX (Eaton Vance Global Macro Absolute Return Fund A) — Sold CLSVX (CBRE Clarion Long/Short Fd nv) — Sold IRA Rollover Acct KS (Fidelity) — Int/Div U.S. Treas Nts TIPS 4/15/2014 BEARX (Fed. Prudent Bear Fund Class A) — Sold OPGSX (Oppenheimer Gold & Spec Minerals C1 A) PRPFX (Permanent Portfolio) TIP (Ishares Barclays TIP Secs Fd) WASAX (Ivy Asset Strategy Cl A) Roth IRA Accts KS (Fidelity) — Int/Div FDRXX (Fidelity Cash Reserves) SPHIX (Fidelity High Income) POT (Potash Corp) — Sold CUT (Claymore Exch Traded Fd Tr Global Bimber) DBV (Powershares DB G10 Currency Harvest Com Ut Ben Int) DBC (Powershares DB Commod. Index Tracking FD Unit Ben Int) MEDAX (MFS Emerging Mkts Debt C1 A) — Sold TPINX (Templeton Global Bond Class A) — Sold VT {Vanguard Index Total Stk Mkt ETF) — Buy Roth IRA SF (Fidelity) — Int/Div FDRXX (Fidelity Cash Reserves) SPHIX (Fidelity High Income) POT (Potash Corp) — Sold Roth IRA UBS 10 (to Fid 77) — Int/Div RothIRASF2(Fid — hy ARDNX (Arden Alternative Strategies Class 1) — Sold FAUDX (Strategic Advisers Short Duration Fund) — Sold FCSAX (Strategic Advisers Core Fund) — Sold FILFX (Strategic Advisers Intl Fund) — Sold FNSXX (FIMM Mmkt Port Inst C1) — Sold FPCIX (Strategic Advisers Core Income Fund) — Sold FSAGX (Fidelity Select Gold) — Sold FSAMX (Strategic Advisers Emerging Markets) — Sold FSCFX (Strategic Advisers Small-Mid Cap Fd) — Sold FSGFX (Strategic Advisers Growth Fund) — Sold FTBFX (Fidelity Total Bond) — Sold FUSOX (Strategic Advisers US Oppty Fund) — Sold FVSAX (Strategic Advisers Value Fund) — Sold MERFX (Merger Fund) — Sold MWLDX (Metropolitan West Low Duration M) — Sold PSFAX (Pimco Short Term Administrative SHS) — Sold PTRAX (Pimco Total Return Administrative SHS) — Sold TPINX (Templeton Global Bond Class A) — Sold FPIOX (Strategic Advisers Income Opportunities Fund) — Sold Health Savings Account IRA — Int/Div VEU (Vanguard FTSE AllWorld Ex US FTF VFINX (Vanguard 500 Index Fund Investor Shares) Federated Prime Cash Trust Hinois Bright Start 529 for JS (Index Age Based 18 vrs) — Int/Div — Closed Minois Bright Start 529 for DS (Index Age Based 15-17 vrs) — Int/Div — Closed College Invest Stable Value Plus (MetLife) £29 Plan for DS — Int/Div — Open Utah 529 Plan for DS (Option 9) — Int/Div Minois Bright Start 529 for MS (Index Age Based 12-14 Yrs) — Int/Div Minois Bright Start 529 for MS (Index Equity) — Int/Div Utah 529 Plan MS (Option 9) — Int/Div Fidelity 529 Plan MS (MA Portfolio 2015) — Int/Div Minois College bonds — Interest Brokerage Acct JS — Int. FTEXX (Fidelity Municipal Money Market) — Int/Div VTI (Vanguard Index Fds Vanguard Total Stk Mkt ETF) — Int/Div SPY (SPDR S&PSOO ETF) — Int/Div — Buy SPY (SPDR S&PSOO ETF) — Sold FTEXX (Fidelity Municipal Money Market) — Interest VTI (Vanguard Index Fds Vanguard Total Stk Mkt ETF) — Int/Div — Buy Brokerage Acct MS FTEXX (Fidelity Municipal Money Market) — Interest VTI (Vanguard Index Fds Vanguard Total Stk Mkt ETF) — Int/Div Roth IRA JS (Custodian Acct) — Int/Div VEU (Vanguard Intl Eqty Index FTSE All World Ex US ETF) VTI {Vanguard Total Stock Mkt) Roth IRA DS (Custodian Acct) — Int/Div Charles Schwab Bank Everbank checking - IS — Interest Chase Bank checking - DS — Interest Chase Bank saving - MS — Interest Adpmunct Professor, Northwestern University Law School Lines 143 to 145: On July 5, 2013, lllinois Brightstart 529 account for JS was closed and funds in the account were transferred to existing Illinois Brightstart 529 account for DS, On July 22, 2013, the Brightstart 529 account for DS was closed when the funds in it were transferred to a newly opened account with College Invest, Stable Value Plus 529 account (operated by MetLife for the State of Colorado), --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/11699. Public record. Not legal advice.