# Margaret A Mahoney

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/11372

## Record

- **Judge:** Margaret A Mahoney
- **Year:** 2014
- **Report type:** Annual
- **Pages:** 39

## Text

Entree Gold — None
B2 Gold Corp — None — Buy
PNC Bank — Interest
Principal Mutual Life - cash value — Int/Div
Northwestern Mutual Life - cash value — Int/Div
Centermial Money Market n/k/a RW Baird Money Market Fund — Interest
Great Hall Investment Funds n/k/a Prime Money Market Fund — Interest — Closed
Afncan Queen Mmes — None
Aftermath Silver n/k/a Full Metal Zine (new name as of 04/07/2014) — None
Alamos Gold — None — Buy
Amazon Corp. — None — Expired
Arian Resource Corp. — None — Buy
Arian Resource Corp. — Buy
Asanko Gold — None — Sold
Aunco Gold Inc — None — Buy
Aunco Gold Inc — Sold
Aunzon Mines — None — Sold
Bayfield Ventures — None
Bravada Gold n/k/a Homestead Gold — None
CBM Asia Development — None
Copper Bank Resources Corp, — None — from line 37)
Corvus Gold — None — Buy
Denison Mines Corp — None
Deutsche Bank Ag n/k/a Powershares Double Gold Long — None
Direxion Gold Miners Bull — None — Sold
Eagle Plains Resources — None
East Maine Resources — None
El Dorado Gold Corp. — None — Sold
Endeavour Mming — None — Sold (part)
Endeavour Silver — None — Sold (part)
Endeavour Silver — Sold
Everton Resources — None
Evolving Gold — None
Fire River Gold — None
Fortuna Silver — None — Sold (part)
Fortuna Silver — Sold
Full Metal Minerals(n/k/a name change of Aftermath Silver 4/07/14)
Garibaldi Resources — None
Geovic Mining — None — Buy
Gold Bullion Development — None
Golden Queen — None — Sold (part)
Golden Queen — Sold (part)
Golden Queen — Sold (part)
Great Panther Silver — None — Sold (part)
Homestake Resource — None
LM. Gold — None — Sold (part)
Impact Silver — None
Intel Corp — None — Buy
Intel Corp — Sold
L13 Energy n/k/a Li3 Energy — None
Lincoln Mining — None
Market Vectors Gold Miners — None — Buy
Market Vectors Gold Miners — Sold
Market Vectors Gold Miners — Buy
Market Vectors Gold Miners — Sold
McEwen Mining f'k/a U.S. Gold — None — Sold (part)
McEwen Mining f'k/a U.S. Gold — Sold (part)
McEwen Mining f'k/a U.S. Gold — Sold (part)
McEwen Mining f'k/a U.S. Gold — Sold (part)
McEwen Mining Minera — None — Sold (part)
Moneta Porcupime Mines — None
Neteo Silver n/K/a Brizio Innovations — None — Buy
Neteo Silver n/K/a Brizio Innovations — Sold
Nevada Exploration — None
New Gold — None — Sold (part)
New Gold — Sold (part)
New Gold — Sold (part)
Novo Resources — None — Buy
Olivut Resources — None — Sold (part)
Otis Gold — None
Pamterra Gold — None
Passport Potash — None
Premier Gold — None — Sold (part)
Premier Gold — Sold
Proshares Ultrashort QQQ — None — Buy
Proshares Ultrashort QQQ — Buy
Proshares Ultrashort QQQ — Sold (part)
Proshares Ultrashort QQQ — Sold
Powershares DB Gold Double Long — Sold
Powershares DB Gold Double Long — Sold
Proshares Ultrashort S & P S04) — None — Buy
Proshares Ultrashort S & P S04) — Buy (add'l)
Proshares Ultrashort S & P S04) — Buy (add'l)
Proshares Ultrashort S & P S04) — Sold (part)
Proshares Ultrashort S & P S04) — Sold (part)
Proshares Ultrashort S & P S04) — Sold (part)
Proshares Ultrashort S & P S04) — Sold (part)
Proshares Ultrashort S & P S04) — Sold (part)
Proshares Ultrashort S & P S04) — Sold
Proshares Ultra Silver — None — Sold
Radius Gold — None
Rackla Metals Inc — None
Ryan Gold — None
Silvercorp Metals Inc — None — Buy
Silvercorp Metals Inc — Sold
Silver Dragon — None
Silver Standard — None — Buy
Silver Standard — Sold
Silver Wheaton — None — Sold
Silver Wheaton Calls — None — Buy
Silver Wheaton Calls — Sold (part)
Soltoro Resources — None — Buy
Transtlantic Petroleum — None — Sold
WTS Copper Bank Resources Corp. — None — from line 37)
Proshares Ultrashort Dow 3) — None — Buy
Proshares Ultrashort Dow 3) — Buy
Proshares Ultrashort Dow 3) — Sold (part)
Proshares Ultrashort Dow 3) — Sold (part)
Proshares Ultrashort Dow 3) — Sold
IAG «calls - 01 jan 16 <3 — None — Buy
IAG = calls - 01 jan 16 - 3.55 — None — Buy
NGD- call - 01 jan17 - 4s — None — Buy
SLW - calls -0ljunl16 - 22s — None — Buy
Agnico Eagle Mines Ltd - Calls — None — Buy
Agnico Eagle Mines Ltd - Calls — Buy (add'l)
Agnico Eagle Mines Ltd - Calls — Sold (part)
Agnico Eagle Mines Ltd - Calls — Sold
Amazon - Puts — None — Buy
Amazon - Puts — Buy (add'l)
Amazon - Puts — Buy (add'l)
Amazon - Puts — Buy (add'l)
Amazon - Puts — Buy (add'l)
Amazon - Puts — Buy (add'l)
Amazon - Puts — Sold (part)
Amazon - Puts — Sold (part)
Amazon - Puts — Sold (part)
Amazon - Puts — Sold
Bank of America - Puts — None — Buy
Bank of America - Puts — Buy (add'l)
Bank of America - Puts — Sold (part)
Bank of America - Puts — Sold
Citigroup - Puts — None — Buy
Citigroup - Puts — Buy (add'l)
Citigroup - Puts — Buy (add'l)
Citigroup - Puts — Sold (part)
Citigroup - Puts — None — Sold
Celegene Corp. - puts — None — Buy
Celegene Corp. - puts — Buy (add'l)
Celegene Corp. - puts — Buy (add'l)
Celegene Corp. - puts — Sold (part)
Celegene Corp. - puts — Sold (part)
Celegene Corp. - puts — Sold (part)
Celegene Corp. - puts — Sold
iShares MSC Germany - puts — None — Buy
iShares MSC Germany - puts — Sold
Facebook - puts — None — Buy
Facebook - puts — Sold
iShares China Large Cap - calls — None — Buy
iShares China Large Cap - calls — Sold
GDX - Market Vectors Gold Miners EFT puts - 01 augld — None — Buy
GDX - Market Vectors Gold Miners EFT puts - 01 augld — Sold
GDX «puts - 02may14 — None — Buy
GDX «puts - 02may14 — Sold
GDX - puts - 02may14 — None — Buy
GDX - puts - 02may14 — Sold
GDX - calls - 03oct14 — None — Buy
GDX - calls - 03oct14 — Sold
GDX - calls - 0Ssep14 — None — Buy
GDX - calls - 0Ssep14 — Sold
GDX - calls - 05 sepl4 — None — Buy
GDX - calls - 05 sepl4 — Sold
GDX - puts - 03sep14 — None — Buy
GDX - puts - 03sep14 — Sold
GDX - calls - 06juni4 — None — Buy
GDX - calls - 06juni4 — Sold
GDX - calls - 06jun 14 — None — Buy
GDX - calls - 06jun 14 — Sold
GDX - calls - 0Tmarl4 — None — Buy
GDX - calls - 0Tmarl4 — Sold
GDX - calls - 0Tmarl4 — None — Buy
GDX - calls - 0Tmarl4 — Sold
GDX - calls - 0Tmar14 — None — Buy
GDX - calls - 0Tmar14 — Sold
GDX -calls - 0Tnovi4 — None — Buy
GDX -calls - 0Tnovi4 — Sold
GDX «calls - 1lapri4 — None — Buy
GDX «calls - 1lapri4 — Sold
GDX - calls - 12sepi4 — None — Buy
GDX - calls - 12sepi4 — Buy (add'l)
GDX - calls - 12sepi4 — Sold (part)
GDX - calls - 12sepi4 — Sold
GDX - calls - 14mar14 — None — Buy
GDX - calls - 14mar14 — Sold
GDX «calls - 15jnl6 — None — Buy
GDX «calls - 15jnl6 — Buy (add'l)
GDX «calls - 15jnl6 — Buy (add'l)
GDX «calls - 15jnl6 — Sold (part)
GDX «calls - 15jnl6 — Sold
GDX - calls - 15aug14 — None — Buy
GDX - calls - 15aug14 — Buy (add'l)
GDX - calls - 15aug14 — Buy (add'l)
GDX - calls - 15aug14 — Sold (part)
GDX - calls - 15aug14 — Sold (part)
GDX - calls - 15aug14 — Sold
GDX -calls - 17Tmay14 — None — Buy
GDX -calls - 17Tmay14 — Buy (add'l)
GDX -calls - 17Tmay14 — Buy (add'l)
GDX -calls - 17Tmay14 — Buy (add'l)
GDX -calls - 17Tmay14 — Buy (add'l)
GDX -calls - 17Tmay14 — Sold (part)
GDX -calls - 17Tmay14 — Sold (part)
GDX -calls - 17Tmay14 — Sold
GDX - puts - 19apr14 — None — Buy
GDX - puts - 19apr14 — Sold
GDX - calls - 19jul14 — None — Buy
GDX - calls - 19jul14 — Buy (add'l)
GDX - calls - 19jul14 — Buy (add'l)
GDX - calls - 19jul14 — Buy (add'l)
GDX - calls - 19jul14 — Sold (part)
GDX - calls - 19jul14 — Sold (part)
GDX - calls - 19jul14 — Sold (part)
GDX - calls - 19jul14 — Sold
GDX - calls - 20dec14 — None — Buy
GDX - calls - 20dec14 — Buy (add'l)
GDX - calls - 20dec14 — Sold (part)
GDX - calls - 20dec14 — Sold
GDX - calls - 20sep14 — None — Buy
GDX - calls - 20sep14 — Buy (add'l)
GDX - calls - 20sep14 — Buy (add'l)
GDX - calls - 20sep14 — Buy (add'l)
GDX - calls - 20sep14 — Sold (part)
GDX - calls - 20sep14 — Sold (part)
GDX - calls - 20sep14 — Sold (part)
GDX - calls - 20sep14 — Sold
GDX - calls - 21junl4 — None — Buy
GDX - calls - 21junl4 — Sold
GDX - calls - 22augl4 — None — Buy
GDX - calls - 22augl4 — Sold
GDX - puts - 22aug 14 — None — Buy
GDX - puts - 22aug 14 — Sold
GDX -calls - 22feb14 — None — Buy
GDX -calls - 22feb14 — Buy (add'l)
GDX -calls - 22feb14 — Buy (add'l)
GDX -calls - 22feb14 — Sold (part)
GDX -calls - 22feb14 — Sold (part)
GDX -calls - 22feb14 — Sold (part)
GDX -calls - 22feb14 — Sold
GD -calls - 22marl 4 — None — Buy
GD -calls - 22marl 4 — Buy (add'l)
GD -calls - 22marl 4 — Sold (part)
GD -calls - 22marl 4 — Sold
GDX - calls - 25apr14 — None — Buy
GDX - calls - 25apr14 — Sold
GDX - puts - 25apri 4 — None — Buy
GDX - puts - 25apri 4 — Sold
GDX - calls - 28feb14 — None — Buy
GDX - calls - 28feb14 — Sold
GDX - calls - 28marl4 — None — Buy
GDX - calls - 28marl4 — Buy (add'l)
GDX - calls - 28marl4 — Sold (part)
GDX - calls - 28marl4 — Sold (part)
GDX - calls - 28marl4 — Sold
GDX - calls 2%ugi4 — None — Buy
GDX - calls 2%ugi4 — Sold
GDX - calls - 30may14 — None — Buy
GDX - calls - 30may14 — Sold
GDX - puts - 31 juni4 — None — Buy
GDX - puts - 31 juni4 — Buy (add'l)
GDX - puts - 31 juni4 — Sold
GDX - calls - 31 janl14 — None — Buy
GDX - calls - 31 janl14 — Buy (add'l)
GDX - calls - 31 janl14 — Sold
GDX - calls - 03oct14 — None — Buy
GDX - calls - 03oct14 — Sold
Market Vectors Junior Gold Miners ETF GDXJ - calls - 03oct14 — None — Buy
Market Vectors Junior Gold Miners ETF GDXJ - calls - 03oct14 — Sold
GDXJ - calls - 07febl4 — None — Buy
GDXJ - calls - 07febl4 — Sold
GDXIJ - calls - 16augl4 — None — Buy
GDXIJ - calls - 16augl4 — Buy (add'l)
bail — Sold (part)
bail — Sold
GDX - calls - 02apr1$ — None — Buy
GDX - calls - 02apr1$ — Sold
GDX - calls - 02apr1$ — None — Buy
GDX - calls - 02apr1$ — Sold
GDX - calls - 02apr1$ — None — Buy
GDX - calls - 02apr1$ — Sold
GDX - calls - 02apr1$ — None — Buy
GDX - calls - 02apr1$ — Sold
GDX - calls 10apr15 — None — Buy
GDX - calls 10apr15 — Sold
GDX - calls - 10apr1 $s — None — Buy
GDX - calls - 10apr1 $s — Sold
GDX - calls - 08may 15 — None — Buy
GDX - calls - 08may 15 — Sold
GDX - calls - 08may 15 — Buy
GDX - calls - 08may 15 — Sold
Goldeorp Inc - GG - calls - 155n16 — None — Buy
Goldeorp Inc - GG - calls - 155n16 — Sold
GG - calls - 16augl4 — None — Buy
GG - calls - 16augl4 — Buy (add'l)
GG - calls - 16augl4 — Sold (part)
GG - calls - 16augl4 — Sold
GG - calls - 17uml6 — None — Buy
GG - calls - 17uml6 — Sold
GG - calls Tmayl4 — None — Buy
GG - calls Tmayl4 — Buy (add'l)
GG - calls Tmayl4 — Buy (add'l)
GG - calls Tmayl4 — Buy (add'l)
R11] — Sold (part)
R11] — Sold (part)
R11] — Sold (part)
R11] — Sold
GG = puts - Tmay14 — None — Buy
GG = puts - Tmay14 — Sold
GG - calls - 180ct14 — None — Buy
GG - calls - 180ct14 — Buy (add'l)
GG - calls - 180ct14 — Sold (part)
GG - calls - 180ct14 — Sold
GG - calls = 19aprid — None — Buy
GG - calls = 19aprid — Buy (add'l)
GG - calls = 19aprid — Buy (add'l)
GG - calls = 19aprid — Buy (add'l)
GG - calls = 19aprid — Sold (part)
GG - calls = 19aprid — Sold (part)
GG - calls = 19aprid — Sold
GG = calls = 19ul14 — None — Buy
GG = calls = 19ul14 — Sold
GG - calls 0 20sep14 — None — Buy
GG - calls 0 20sep14 — Buy (add'l)
GG - calls 0 20sep14 — Sold
GG -calls - 22feb14 — None — Buy
GG -calls - 22feb14 — Sold
Gilead Sciences Inc. - GILD = puts 1914 — None — Buy
Gilead Sciences Inc. - GILD = puts 1914 — Buy (add'l)
Gilead Sciences Inc. - GILD = puts 1914 — Buy (add'l)
Gilead Sciences Inc. - GILD = puts 1914 — Sold (part)
Gilead Sciences Inc. - GILD = puts 1914 — Sold (part)
Gilead Sciences Inc. - GILD = puts 1914 — Sold
SPDR Gold Shares - GLD - calls - 03114 — None — Buy
SPDR Gold Shares - GLD - calls - 03114 — Sold
GLD - calls - 25juli4 — None — Buy
GLD - calls - 25juli4 — Sold
GLD -calls- 31jnl4 — None — Buy
GLD -calls- 31jnl4 — Sold
GLD - puts 32jn14 — None — Buy
GLD - puts 32jn14 — Sold
Randold Resources - GOLD - calls - 18 augld — None — Buy
Randold Resources - GOLD - calls - 18 augld — Sold
GOLD «calls « Tmay714 — None — Buy
GOLD «calls « Tmay714 — Buy (add'l)
GOLD «calls « Tmay714 — Sold (part)
GOLD «calls « Tmay714 — Sold
Goldeorp inc — None — Buy
Goldeorp inc — Sold
Groupon « CRPN - puts 19aprid — None — Buy
Groupon « CRPN - puts 19aprid — Sold
Intel Corp. INTC - puts - Maugl4 — None — Buy
Intel Corp. INTC - puts - Maugl4 — Sold
INTC - pusts -1baugl4 — None — Buy
INTC - pusts -1baugl4 — Sold
iShares Russell 2000 « WM «< 17Tma714 — None — Buy
iShares Russell 2000 « WM «< 17Tma714 — Buy (add'l)
REN] — Sold
JP Morgan Chase - JPM - puts — None — Buy
JP Morgan Chase - JPM - puts — Buy (add'l)
JP Morgan Chase - JPM - puts — Buy (add'l)
JP Morgan Chase - JPM - puts — Buy (add'l)
JP Morgan Chase - JPM - puts — Sold (part)
JP Morgan Chase - JPM - puts — Sold (part)
JP Morgan Chase - JPM - puts — Sold (part)
JP Morgan Chase - JPM - puts — Sold
Market Vectors Gold Miners — None — Buy
Market Vectors Gold Miners — Buy (add'l)
Market Vectors Gold Miners — Buy (add'l)
Market Vectors Gold Miners — Sold (part)
Market Vectors Gold Miners — Sold (part)
Market Vectors Gold Miners — Sold
New Gold Inc «- NGD - calls - 15an16 — None — Buy
New Gold Inc «- NGD - calls - 15an16 — Sold
Pandora Media Inc. - P - puts baud 14 — None — Buy
Pandora Media Inc. - P - puts baud 14 — Sold
P-puts - 19apri4 — None — Buy
P-puts - 19apri4 — Sold
P-puts- 19jull4 — None — Buy
P-puts- 19jull4 — Sold
P- puts 20sepl4 — None — Buy
P- puts 20sepl4 — Sold (part)
ARO. — Sold
Pan American Silver Corp - PAAS - calls 17 jun1s — None — Buy
Pan American Silver Corp - PAAS - calls 17 jun1s — Buy (add'l)
assy — Sold
PAAS - calls - 1Tmay 14 — None — Buy
PAAS - calls - 1Tmay 14 — Sold
QQQ - PowerShares QQQ ETF - puts 02may 14 — None — Buy
QQQ - PowerShares QQQ ETF - puts 02may 14 — Sold
QOQQ - puts - 19aprl4 — None — Buy
QOQQ - puts - 19aprl4 — Buy (add'l)
QOQQ - puts - 19aprl4 — Sold (part)
QOQQ - puts - 19aprl4 — Sold
QQQ - puts - 25apri4 — None — Buy
QQQ - puts - 25apri4 — Sold
QOQQ - puts - 28feb14 — None — Buy
QOQQ - puts - 28feb14 — Sold
QOQ - puts - 23jn15 — None — Buy
QOQ - puts - 23jn15 — Sold
QQOQ - puts - 23junls — None — Buy
QQOQ - puts - 23junls — Sold
QOQ - puts - 30jn1s — None — Buy
QOQ - puts - 30jn1s — Sold
QQQ - puts - 30unls — None — Buy
QQQ - puts - 30unls — Sold
Market Vectors Russia ETF - RSX Ibaugl4 — None — Buy
Market Vectors Russia ETF - RSX Ibaugl4 — Sold
RSX - calls - 20sep 14 — None — Buy
RSX - calls - 20sep 14 — Sold
RSX - calls - 22augi4 — None — Buy
RSX - calls - 22augi4 — Sold
RSX - calls - 22novi4 — None — Buy
RSX - calls - 22novi4 — Buy (add'l)
RSX - calls - 22novi4 — Sold (part)
RSX - calls - 22novi4 — Sold
iShares Silver Trust - SLV - calls - 1 7apr15 — None — Buy
iShares Silver Trust - SLV - calls - 1 7apr15 — Sold
SLV «calls - 19jul14 — None — Buy
SLV «calls - 19jul14 — Sold
SLV -puts - 21juni4d — None — Buy
SLV -puts - 21juni4d — Sold
SLV - calls - 23may14 — None — Buy
SLV - calls - 23may14 — Buy (add'l)
SLV - calls - 23may14 — Sold (part)
SLV - calls - 23may14 — Sold (part)
SLV - calls - 23may14 — Sold
SLV - calls - 30may14 — None — Buy
SLV - calls - 30may14 — Buy (add'l)
SLV - calls - 30may14 — Sold
Silver Wheaton - SLW - calls - 03oct 14 — None — Buy
Silver Wheaton - SLW - calls - 03oct 14 — Sold
SLW «calls - 12sepl4 — None — Buy
SLW «calls - 12sepl4 — Sold
SLW - calls - 15mm15 — None — Buy
SLW - calls - 15mm15 — Buy (add'l)
SLW - calls - 15mm15 — Sold
SLW «calls - 1 Tmay14 — None — Buy
SLW «calls - 1 Tmay14 — Buy (add'l)
SLW «calls - 1 Tmay14 — Buy (add'l)
SLW «calls - 1 Tmay14 — Buy (add'l)
SLW «calls - 1 Tmay14 — Sold (part)
SLW «calls - 1 Tmay14 — Sold (part)
SLW «calls - 1 Tmay14 — Sold
SLW - calls - 180ct14 — None — Buy
SLW - calls - 180ct14 — Sold
SLW «calls « 19aprid — None — Buy
SLW «calls « 19aprid — Buy (add'l)
SLW «calls « 19aprid — Sold (part)
SLW «calls « 19aprid — Sold
SLW - calls - 20deci4 — None — Buy
SLW - calls - 20deci4 — Sold
SLW - calls - 22feb14 — None — Buy
SLW - calls - 22feb14 — Sold
SLW -calls «- 22marl 4 — None — Buy
SLW -calls «- 22marl 4 — Buy (add'l)
SLW -calls «- 22marl 4 — Buy (add'l)
SLW -calls «- 22marl 4 — Buy (add'l)
SLW -calls «- 22marl 4 — Buy (add'l)
SLW -calls «- 22marl 4 — Sold (part)
SLW -calls «- 22marl 4 — Sold (part)
SLW -calls «- 22marl 4 — Sold
SLW - calls 1 Tapr! § — None — Buy
SLW - calls 1 Tapr! § — Sold
SLW - calls « 1 Taprl 5 — None — Buy
SLW - calls « 1 Taprl 5 — Sold
SLW - calls « 1 Taprl 5 — Buy
SLW - calls « 1 Taprl 5 — Sold
SLW - calls « 1 Taprl 5 — Buy
SLW - calls « 1 Taprl 5 — Sold
SPDR S&P S00 ETF « SPY - puts — None — Buy
SPDR S&P S00 ETF « SPY - puts — Sold
SPY - puts - 05sepl4 — None — Buy
SPY - puts - 05sepl4 — Sold
SPY - puts - 0Saugl4 — None — Buy
SPY - puts - 0Saugl4 — Sold
SPY - puts - 0Saugld — None — Buy
SPY - puts - 0Saugld — Sold
SPY - puts - 09may 14 — None — Buy
SPY - puts - 09may 14 — Sold
SPY - puts - 16augl4 — None — Buy
SPY - puts - 16augl4 — Sold
SPY - puts - 20sepl4 — None — Buy
SPY - puts - 20sepl4 — Buy (add'l)
SPY - puts - 20sepl4 — Sold (part)
SPY - puts - 20sepl4 — Sold
SPY - puts - 22augi4 — None — Buy
SPY - puts - 22augi4 — Buy (add'l)
SPY - puts - 22augi4 — Buy (add'l)
SPY - puts - 22augi4 — Sold (part)
SPY - puts - 22augi4 — Sold
SPY - puts - 23mayl14 — None — Buy
SPY - puts - 23mayl14 — Buy (add'l)
SPY - puts - 23mayl14 — Sold (part)
SPY - puts - 23mayl14 — Sold
SPY - puts - 28feb14 — None — Buy
SPY - puts - 28feb14 — Buy (add'l)
SPY - puts - 28feb14 — Buy (add'l)
SPY - puts - 28feb14 — Sold
SPY - puts - 30sepl4 — None — Buy
SPY - puts - 30sepl4 — Sold
SPY - puts 31 jun 14 — None — Buy
S00. — Buy (add'l)
S00. — Buy (add'l)
S00. — Sold (part)
S00. — Sold
SPY - calls - 23mn1$ — None — Buy
SPY - calls - 23mn1$ — Sold
SPY - calls - 23zn15 — None — Buy
SPY - calls - 23zn15 — Sold
Silver Standard Resources Inc. - SSRI - calls 1Tma7l4 — None — Buy
Silver Standard Resources Inc. - SSRI - calls 1Tma7l4 — Sold
Tesla Motors Inc. - TSLA - puts - 07febd — None — Buy
Tesla Motors Inc. - TSLA - puts - 07febd — Sold
Energy Select Sector SPDR ETF - XLE puts 16augld — None — Buy
Energy Select Sector SPDR ETF - XLE puts 16augld — Buy (add'l)
S14. — Buy (add'l)
S14. — Sold (part)
S14. — Sold
XLE - puts - 19jul14 — None — Buy
S18. — Sold (part)
S18. — Sold
Yelp - calls 18jn14 — None — Buy
Yelp - calls 18jn14 — Buy (add'l)
Yelp - calls 18jn14 — Sold
Yelp - puts - 25jul14 — None — Buy
Yelp - puts - 25jul14 — Sold
Yelp — None — Buy
Yelp — Sold
Trades of Australian Currency — None — Buy
Trades of Australian Currency — Sold
Trades of Canadian Currency — None — Buy
Trades of Canadian Currency — Sold
Trades of Euros — None — Buy
Trades of Euros — Sold
Trades of British Pound — None — Buy
Trades of British Pound — Sold
Trades of Japanese Yen — None — Buy
Trades of Japanese Yen — Sold
Trades of Soybean Oil — None — Buy
Trades of Soybean Oil — Sold
Trades of Cocoa — None — Buy
S40. — Sold
Trades of Cotton — None — Buy
Trades of Cotton — Sold
Trades of Mini S&P — None — Buy
Trades of Mini S&P — Sold
Trades of Micro Gold — None — Buy
S46. — Sold
Trades of Mini NASDAQ — None — Buy
Trades of Mini NASDAQ — Sold
Trades of Sugar — None — Buy
Trades of Sugar — Sold
Trades of Mini Silver — None — Buy
Trades of Mini Silver — Sold
Trades of 10-yr US notes - ZN — None — Buy
Trades of 10-yr US notes - ZN — Sold
Liability — U.S. Dept, of Education — Student loan Fm
Reimbursement — American Conterence Institute — 0116-018 2014 — Los Angeles CA — Speaker at Seminar — Transportation, Meals, Lodging
Reimbursement — American Bankruptcy Institute — 03/12-14 2014 — Malibu CA — Speaker at Educational Seminar — Transportation, Meals, Lodging
Reimbursement — Southeastern Bankruptcy Law Institute — 03/20:22 2014 — Atlanta GA — Speaker at Seminar — Transportation, Meals, Lodging
Reimbursement — Mortgage Bankers Association — 0504-06 2014 — Sun Diego CA — Speaker at Semunar — Transportation, Meals, Lodging
Reimbursement — Alabama Bar Association — 06/06-08 2014 — Sandestm FL — Speaker at Seminar — Transportation, Meals, Lodging
Reimbursement — American Legal Institute — 07/31-08/02 2014 — Boston MA — Speaker at Seminar — Transportation, Meals, Lodging
Reimbursement — George Mason University Foundation. Inc. — 09/14-17 2014 — San Francisco CA — Speaker at Conference — Transportation, Meals, Lodging
Reimbursement — Northern District of Florida Bankruptcy Bar Association — 09/18-19 2014 — Sandestin FL — Speaker at Seminar — Transportation, Meals, Lodging
Reimbursement — Northern New York ; Bankruptcy Bar Association — 10/23.25 2014 — Cooperstown NY — Speaker at Semunar — Transportation, Meals, Lodging
Reimbursement — Cumberland University School of Law — 10/30-31 2014 — Birmmgham AL — Speaker at Seminar — Transporation, Meals, Lodging
Reimbursement — Umiversity of Alabama School of Law — 1713-14 2014 — Birmingham, AL — Speaker at Educational Seminar — Transportation, Meals
Reimbursement — Mid-South Commercial Law Institute — 1203-06 2014 — Nashville TN — Speaker at Seminar — Transportation, Meals, Lodging
Reimbursement — Herckermg Institute University of Miami — 01/1315 2015 — Orlando FL — Attend Conlerence — Transportation, Meals, Lodging
Reimbursement — American Bankruptcy Institute — 0119-20 2015 — New Orleans LA — Speaker at Seminar — Transportation, Meals, Lodging
Reimbursement — American College of Bankruptcy — 0123-25 2015 — Sarasota FL — Speaker at Educational Seminar — Transporation, Meals
Reimbursement — Advanced Consumer Bankruptcy Practice — 0215-17 2015 — Nashville TN — Speaker at Educational Seminar — Transporation, Meals
Reimbursement — Amencan Bankruptcy Law Institute — 03/11-14 2015 — Malibu CA — Speaker at bducational Seminar — Transportation, Meals, Lodging
Reimbursement — Southeastern Bankruptcy Law Institute — 03/25-29 2015 — Atlanta GA — Speaker at Educational Seminar — Transportation, Meals, Lodginm
Spouse's income — 15 — Pension from Colgate-Palmolive Company-AXA Equitable
I have listed that | had investments in currency trades and commodity trades made througout the year. The trades do not lend themselves to being listed in the

format requred. All currencies and commodities were bought and sold during 2014 and 2015. If required, the backup sheets from the brokerage firms are

available,

This is my final report and | have been given written permission to file for the period 01/01/2014 - 04/30/2015.

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/11372. Public record. Not legal advice.
