# Alexander F. MacKinnon > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/11260 ## Record - **Judge:** Alexander F. MacKinnon - **Year:** 2016 - **Report type:** Annual - **Pages:** 29 ## Text INVESTMENT PARTNERSHIPS (H) K&E 1995 PEF — Int/Div K&E 1997 PEF — Int/Div K&E 1999 PEF — Int/Div K&E 2001 PEF — Int/Div K&E 2003 PEF — Int/Div K&E 2004 PEF — Int/Div K&E 2005 PEF — Int/Div K&E 2006 PEF — Int/Div K&E 2007 PEF — Int/Div K&E 2008 PEF — Int K&E 2009 PEF — Int/Div K&E 2010 PEF — Int/Div K&E 2012 PEF — Int./y K&E 2014 PEF — Ine K&E 2015 PEF — Int/Div K&E 1996 DIF — Int/Div K&E 1998 DIF — Int/Div K&E 2000 DIF — Int/Div K&E 2000-B DIF — Int/Div K&E 2002 DIF — Int/Div K&E 2003 DIF — Int/Div K&E 2004 DIF — Int/Div K&E 2004-B DIF — Int/Div K&E 2005 DIF — Int/Div K&E 2006 DIF — Int/Div K&E 2008 DIF — Int/Div K&E 2011 DIF — Int/Div ACCEL-KKR GROWTH — Int/Div ACCEL-KKR I — Int/Div ACCEL-KKR IV — Int/Div APAX VIB — Int BAIN CAPITAL ASIA — Int/Div CARLYLE ASIA PARTNERS IV — Int/Div CARLYLE VI — Int/Div EDGEWATER CAPITAL PARTNERS 11 — Int/Div FORTRESS REAL ESTATE — Int/Div GEM REALTY FUND IV — Int/Div IRVING PLACE IN — Int/Div OCM EUROPEAN PRINCIPAL FUND IN — hy OCM OPPORTUNITIES IX (DISTRESSED) — Int/Div OCM OPPORTUNITIES VIIB (DISTRESSED) — Int OCM OPPORTUNITIES VIII (DISTRESSED) — Int/Div OCM OPPORTUNITIES VIB (DISTRESSED) — Int/Div OCM POWER OPPORTUNITIES IN — Int/Div OCM PRINCIPAL OPPORTUNITIES IV {(LBO) — Int/Div OCM PRINCIPAL V(LBO) — Int/Div SANKATY CREDIT OPPORTUNITIES I! — Int/Div SANKATY CREDIT OPPORTUNITIES IV — Int/Div SILVER OAK SERVICES PARTNERS 11 — Int./hv SUN VI — Int/Div VESTAR VI — Int/Div WALTON STREET REAL ESTATE FUND VII — Int/Div WARBURG PINCUS XI — Int/Div IRVING PLACE IH {DORAL B) — Int/Div MERRILL LYNCH TRADITIONAL IRA (Hy BANK OF AMERICA NA — Interest VANGUARD 500 INDX ADMIRAL (VFIAX) — Int/Div VANGUARD BAL INDEX ADM (VBIAX) — Int/Div VANGUARD DIVIDEND GRW INV (VDIGX) — Int/Div VANGUARD EURO STK INDX ADM (VELSX) — Int/Div VANGUARD GLOBAL EQUITY INV {(VHGEX) — Int/Div VANGUARD MID CAP INDEX ADM (VIMAX) — Int/Div MERRILL LYNCH TRADITIONAL IRA 2 (Hy BANK OF AMERICA NA — Interest ISHARES MSCI EAFE ETF (EFA) — Int/Div — Sold ISHARES MSCI EMERGING MKTS ETF (EEM) — Int/Div ISHARES RUSSELL 1000 GRW ETF (IWF) — Int/Div ISHARES RUSSELL 1000 VALUE ETF (IWD) — Int/Div ISHARES RUSSELL 2000 GRWTH ETF (IWO) — Int/Div ISHARES RUSSELL 2000) VALUE ETF (IWN) — Int/Div ISHARES RUSSELL MIDCAP G ETF (IWF) — Int/Div ISHARES RUSSELL MIDCAP V ETF (IWS) — Int/Div ISHARES 1-3 YEAR TREASURY BOND ETF (SHY) — Int/Div — Buy ISHARES CORE US AGGREGATE BOND ETF (AGG) — Int/Div — Buy ISHARES TIPS BOND ETF (TIP) — Int/Div — Buy ISHARES SHORT TREASURY BOND ETF (SHV) — Int/Div — Buy ISHARES MSCI JAPAN ETF (EW) — Int/Div — Buy SPDR BLMBRG BRCLY INTL TRSRY BOND ETF (BWX) — Int/Div — Buy SPDR BLMBRG BRCLY HIGH YIELD BOND ETF (JNK) — Int/Div — Buy ISHARES N AMER NAT RES ETF (IGE) — Int/Div — Sold GOLDMAN SACHS ABSLT RET TRCK (GIRTX) — Int/Div — Sold GUGGENHEIM MNGD FUTRS STRAT P (RYMFX) — Int/Div — Sold JOHN HANCOCK SEAPORT 1 (JSFDX) — Int/Div — Sold ISHARES TR MSCI EAFE (EFG) — Int/Div — Buy MERRILL LYNCH TRUST ACCOUNT (Hy BANK OF AMERICA NA — Interest WESTIOWN TWP PA GENL OBLIG — Interest SAN FRAN CA CY-CO PUWTR REV SER A — Interest — Buy ROCK CNTY WIS GENL OBLIG ROCK HAVEN PROJ SERB — Interest TOMBALL TEX CTFS OBLIG — Interest CALIFORNIA ST PUB WKS BRD LEASE REV — Interest CLOVIS CALIF WTR REV REF-1 — Interest FREMONT CALIF CTFS PARTN REV — Interest PLEASANT HILL CALIF REC & PK DIST GENL OBLIG-B — Interest SALIDA CALIF AREA PUB FACS FIN G AGY CMNTY FACS DIST SPL TAX — Interest ANTIOCH UNIFIED SCHOOL DIST GENL OBLIG SER-B — Interest SACRAMENTO CALIF CITY UNI SCH DIST REF — Interest ALVORD CALIF UNI SCH DIST SER-A — Interest SAN JOSE CALIF ARPT REV REF-B — Interest LINCOLN CALIF UNI SCH DIST SAN JOAQUIN SER-C — Interest SACRAMENTO CALIF MUN UTIL DIST FING AUTH REV REF — Interest LAYTONVILLE UNI SCH DIST CALI SER-A — Interest MARYLAND ST HEALTH & HIGHER EDL FACS AUTH REVO — Interest NORTHERN CALIFORNIA POWER AGENCY HYDROELEC PJ-1 REV REF-A — Interest SANTA CLARA CALIF UNI SCH DIS om — Interest SAN FRANCISCO CALIF CITY & CNT om — Interest MORGAN STANLEY 2 PERSONAL ACCOUNT (HY MORGAN STANLEY BANK NA — Interest ABBOTT LABORATORIES (ABT) — Int/Div ABBVIE INC COM (ABBV) — Int/Div FRONTIER COMMUNICATIONS CORP (FTR) — Int/Div AMERICAN AMCAP A (AMCPX) — Int/Div — Buy AMERICAN EUROPACIFIC GRW A (AEPGX) — Int/Div — Buy AMERICAN INV CO OF AMER A (AIVSX) — Int/Div AMERICAN MUTUAL A (AMRMX) — Int/Div — Buy AMERICAN NEW WORLD A (NEWFX) — Int/Div — Buy AMERICAN SMALLCAP WORLD A (SMCWX) — Int/Div — Buy TEMPLETON FOREIGN FUND € {TEFTX) — Int/Div MORGAN STANLEY 2 TRADITIONAL IRA (H) MORGAN STANLEY BANK NA — Interest AMERICAN AMCAP A (AMCPX) — Int/Div AMERICAN EUROPACIFIC GRW F1 (AEGFX) — Int/Div DEUTSCHE GLB INFRASTRUCTURE C (TOLCX) — Int/Div DEUTSCHE UNCONSTRAINED INC A (KSTAX) — Int/Div TEMPLETON FOREIGN FUND € {TEFTX) — Int/Div VOYA GBL VALUE ADVANTAGE C INAWCX) — Int/Div MORGAN STANLEY 2 TRADITIONAL IRA 2H) MORGAN STANLEY BANK NA — Interest DEUTSCHE X-TRACKERS MSCI EAF (DBEF) — Int/Div ISHARES CORE MSCI EAFE ETF (IEFA) — Int/Div ISHARES CORE MSCI EMERGING (TEMG) — Int/Div ISHARES IBOXX $ H/Y COR BD ETF (HYG) — Int/Div ISHARES RUSSELL 1000 GRW ETF (IWF) — Int/Div ISHARES RUSSELL 1000 VALUE ETF {IWD) — Int/Div ISHARES RUSSELL 2000 GRWTH ETr (IWO) — Int/Div ISHARES RUSSELL 2000 VALUE ETF (TWN) — Int/Div ISHARES RUSSELL MIDCAP G ETF (IW — Int/Div ISHARES RUSSELL MIDCAP V ETF (IWS) — Int/Div ISHARES TIPS BOND ETF (TIP) — Int/Div PIMCO ENHANCED SHRT MTRT EXC (MINT) — Int/Div — Buy VANGUARD SHORT TERM BND (BSV) — Int/Div VANGUARD TOTAL BOND MARKET (BND) — Int/Div WISDOMTREE TRUST JAPN HEDGE EQ (DX — Int/Div — Buy VANGUARD TOTAL INTL BOND ETF (BNDX) — Int/Div — Sold MORGAN STANLEY 2 TRUST ACCOUNT (H) MORGAN STANLEY BANK NA — Interest ABBOTT LABORATORIES (ABT) — Int/Div ABBVIE INC COM (ABBV) — Int/Div AVERY DENNISON CORPORATION (AVY) — Int/Div BERKSHIRE HATHAWAY CL-B NEW (BRK'B)» — Int/Div BOEING CO (BA) — Int/Div CHEVRON CORP (CVX) — Int/Div COCA COLA CO (KO) — Int/Div EDISON INTERNATIONAL (EIX) — Int/Div FRONTIER COMMUNICATIONS CORP {(FTR) — Int/Div MICROSOFT CORP (MSFT) — Int/Div NEXTERA ENERGY INC COM (NEE) — Int/Div PRUDENTIAL PLC ADR (PLUK) — Int/Div TELEFONICA SA ADR (TEF) — Int/Div WALT DISNEY CO HLDG CO (DIS) — Int/Div WEC ENERGY GROUP INC COM (WEC) — Int/Div SPDR S&P 500 ETF TRUST (SPY) — Int/Div SPECIAL OPPORTUNITIES FD INC (SPE) — Int/Div WISDOM TREE TOT DIV (DTD) — Int/Div AMERICAN AMCAP A (AMCPX) — Int/Div AMERICAN CAP WRLD GR & INC A (CWGIX) — Int/Div AMERICAN EUROPACIFIC GRW A (AFPGX) — Int/Div AMERICAN INV CO OF AMER A (AIVSX) — Int/Div FIDELITY ADV STK SELECT MDCP ( (FMCEX) — Int/Div FRANKLIN CA INSURED TX FR A (FRCIX) — Int/Div LORD ABBETT MID CAP STOCK € (LMCCX) — Int/Div OPPENHEIMER DEVELOPING MKTS A {ODMAX) — Int/Div OPPENHEIMER MAIN ST SELECT A {OMSOX) — Int/Div OPPENHEIMER MID CAP VALUE A (QVSCX) — Int/Div STAPLES INC (SPLS) — Int/Div — Sold SACRAMENTO CA CITY FING AUTH IMPT REVI! CTR OTHER PIS — Interest — Sold MORGAN STANLEY 2 TRUST ACCOUNT 2H) MORGAN STANLEY BANK NA — Interest ALERIAN MLP ETF (AMLP) — Int/Div — Buy ISHARES MSC1 EAFE SM CAP ETF (SCZ) — Int/Div SPDR S&P S00 ETF TRUST (SPY) — Int/Div VANGUARD EXTENDED MKT ETF (VXF) — Int/Div VANGUARD FTSE DEVELOPED MKTS EIVEA) — Int/Div VANGUARD FTSE EMERGING MARKETS (VWO) — Int/Div VANGUARD MID-CAP ETF INDEX (VO) — Int/Div AMERICAN TAX-EXEMPT BD FD F2 (TEAFX) — Int/Div PRINCIPAL PREFERRED SEC INST {PPSIX) — Int/Div CENTER COAST MLP FOCUS (CCONX) — Int/Div — Sold MORGAN STANLEY 3 PERSONAL ACCOUNT (Hy CASH — Interest MORGAN STANLEY BANK. NA — Interest ABBOTT LABORATORIES (ABT) — Int/Div ABBVIE INC COM (ABBV) — Int/Div ALCATEL-LUCENT ADS (ALL) — Int/Div — Sold ALCOA INC (AA) — Int/Div ARCONIC INC (ARNO) — Int/Div — Buy AT&T INC(T) — Int/Div BANK OF NEW YORK MELLON CORP (BK) — Int/Div BERKSHIRE HATHAWAY CL-B NEW (BRKB) — Int/Div — Buy CISCO SYS INC (CSCO) — Int/Div COMCAST CORP (NEW) CLASS A (CMCSA) — Int/Div CONOCOPHILLIPS (COP) — Int/Div EXXON MOBIL CORP (XOM) — Int/Div HONEYWELL INTERNATIONAL INC (HON) — Int/Div INTEL CORP (INTC) — Int/Div LIFE STORAGE INC (LSD — Int/Div — Buy NCR CORPORATION (NCR) — Int/Div PHILLIPS 66 COM (PSX) — Int/Div SCHLUMBERGER LTD (SLB) — Int/Div SOVRAN SELF STORAGE INC (SSS) — Int/Div — Sold SUNLIFE FINL SVCS CDA INC (SLF) — Int/Div TECO ENERGY (TE) — Int/Div — Sold TERADATA CORP (TDC) — Int/Div TEXAS INSTRUMENTS (TXN) — Int/Div TRANSOCEAN LTD (RIG) — Int/Div TWENTY-FIRST CENTURY FOX CL A (FOXA) — Int/Div VERIZON COMMUNICATIONS (VZ) — Int/Div VODAFONE GROUP PLC (VOD) — Int/Div WALGREENS BOOTS ALLIANCE INC (WBA) — Int/Div WALT DISNEY CO HLDG CO (DIS) — Int/Div WILLIAMS CO INC (WMB) — Int/Div WPX ENERGY INC (WPX) — Int/Div AMERICAN BALANCED A (ABALX) — Int/Div — Buy AMERICAN CAP WORLD GR & INC A (CWGIX) — Int/Div — Buy AMERICAN NEW PERSPECTIVE A (ANWPX) — Int/Div — Buy AMERICAN NEW WORLD A (NEWFX) — Int/Div — Buy AMERICAN SMALL CAP WORLD A (SMCWX) — Int/Div — Buy INVESCO VAN KAMPEN CALIF VALUE vCcv) — Int/Div INVESCO BAL RISK COMM STRAT A {BRCAX) — Int/Div INVESCO GLOBAL CORE EQUITY A (AWSAX) — Int/Div MSIF GROWTH A (MSEGX) — Int/Div MSIF TR MID CAP GROWTH A IMACGX) — Int/Div MORGAN STANLEY 3 TRADITIONAL IRA (H) MORGAN STANLEY BANK NA — Interest WALT DISNEY CO HLDG CO (DIS) — Int/Div ISHARES MSC EAFE ETF (EFA) — Int/Div DAVIS NEW YORK VENTURE C INYVCX) — Int/Div MS U.S. GOVERNMENT SEC TR USGDX) — Int/Div — Sold (part) MSIF GROWTH L (MSHLX) — Int/Div — Buy WILMINGTON TRUST (Hh AMGEN INC COM — Int/Div — Sold ANALOG DEVICES INC — Int/Div — Sold APPLE INC — Int/Div CAMBIAN INTERNATIONAL EQUITY FUND — Int/Div — Buy BIOGEN. INC — Int/Div — Sold CISCO SYSTEMS INC — Int/Div — Sold CITIGROUP INC — Int/Div — Sold DELTA AIR LINES INC — Int/Div — Sold WALT DISNEY CO — Int/Div — Sold EXXON MOBIL CORP — Int/Div — Sold FEDEX CORP COM — Int/Div — Sold GILEAD SCIENCES INC COM — Int/Div — Sold ISHARES CORE S&P MID-CAP ETF — Int/Div ISHARES GLOBAL ENERGY ETF — Int/Div — Sold ISHARES MSC EAFE SMALL-CAP ETF — Int/Div — Sold ISHARES RUSSELL 2000 VALUE ETF — Int/Div ISHARES RUSSELL 2000 ETF — Int/Div — Buy ISHARES S&P S00 GROWTH ETF — Int/Div JPMORGAN CHASE & CO — Int/Div — Sold JPMORGAN US SMALL COMP-INST — Int/Div — Buy pak) — Sold MERCK & COMPANY INC — Int/Div — Sold ORACLE CORPORATION COM — Int/Div REAL ESTATE SELECT SECTOR SPDR FUND — Int/Div — Buy PNC FINANCIAL SERVICES GROUP INC — Int/Div — Sold REGENERON PHARMACEUTICALS INC — Int/Div — Sold SPDR DJ INTL REAL ESTATE — Int/Div — Buy SPDR DJ INTL REAL ESTATE — Sold STARBUCKS CORP COM — Int/Div UNITED TECHNOLOGIES CORP COM — Int/Div — Sold VANGUARD 500 INDEX FUND CLASS ADMIRAL — Int/Div — Buy VANGUARD CONSUMER DISCRETIONARY ETF — Int/Div — Buy VANGUARD CONSUMER STAPLES ETF — Int/Div — Buy VANGUARD EMERGING MARKETS STOCK INDEX FUND — Int/Div — Buy VANGUARD ENERGY ETF — Int/Div — Buy VANGUARD FINANCIALS ETF — Int/Div — Sold (part) VANGUARD FINANCIALS INDEX-ADM — Int/Div — Buy VANGUARD FINANCIALS INDEX-ADM — Sold VANGUARD HEALTH CARE ETF — Int/Div — Buy VANGUARD HEALTH CARE ETF — Sold VANGUARD INDUSTRIALS ETF — Int/Div — Buy VANGUARD INFORMATION TECHNOLOGY ETF — Int/Div — Buy VANGUARD MATERIALS ETF — Int/Div — Buy VANGUARD TELECOMMUNICATION SERVICES ETF — Int/Div — Buy VANGUARD UTILITIES ETF — Int/Div — Buy WCM FOCUSED INTL — Int/Div — Buy WCM FOCUSED INTL — Sold WELLS FARGO & CO — Int/Div — Sold WILMINGTON LARGE-CAP STRATEGY FUND UNSTITUTIONAL SHARES — Int/Div — Sold NUVEEN HIGH YIELD MUNI CL-I — Int/Div — Buy NUVEEN HIGH YIELD MUNI CL-I — Sold NUVEEN HIGH YIELD MUNI CL-I — Buy VANGUARD SHORT-TERM TAX- EXEMPT FUND CLASS ADMIRAL — Int/Div — Buy RITS — Buy (add'l) VANGUARD CA INT-TERM TE CL — Int/Div — Buy VANGUARD CA INT-TERM TE CL — Sold RIDGEWORTH SEIX FLOATING RATE HIGH INCOME FUND — Int/Div — Sold TROWE PRICE TAX-FREE SHORTINTERMEDIATE FUND — Int/Div — Sold WILMIGTON MUNICIPAL BOND FUND INSTITUTIONAL SHARES — Int/Div — Sold UPPER SANTA CLARA VY CALIFORNIA POWER REVENUE — Int/Div SONOMA CNTY CALIFORNIA INR CLG DIST HIGHER EDUCATION — Int/Div WASHINGTON STATE ECON DEV REVENLE BONDS — Int/Div LEWISTON MAINE GENERAL OBLIGATION — Int/Div CHELMSFORD MASSACHUSETTS GENERAL OBLIGATION — Int/Div SAN FRANCISCO CITY & CNTY CALIFORNIA GENERAL OBLIGATION — Int/Div NEWBURYPORT MASSACHUSETTS GENERAL OBLIGATION — Int/Div OKLAHOMA STATE CAPITAL IMPT AUTHS GENERAL OBLIGATION — Int/Div SAN ANTONIO TEXAS ELEC & GAS UTILITIES REVENUE — Int/Div SAN FRANCISCO CALIFORNIA CITY & OUNTY REVENLE BONDS — Int/Div NORTH LAKE TAHOE CALIFORNIA REVENUE BOND — Int/Div EAST BAY CALIFORNIA UTILITY WATER REVENUE — Int/Div ISHARES COHEN & STEERS REIT ETF — Int/Div ISHARES TIPS BOND ETF — Int/Div — Buy ABSOLUTE STRATEGIES FUND INSTITUTIONAL CLASS — Int/Div — Sold (part) ABSOLUTE STRATEGIES FUND INSTITUTIONAL CLASS — Sold GATEWAY FUNDCLASS Y — Int/Div — Buy (add'l) GATEWAY FUNDCLASS Y — Sold (part) WILMINGTON TRUST BANK DEPOSIT SWEEP — Int/Div ISHARES MSC EAFE GROWTH ETF — Int/Div — Buy CREDIT SUISSE COMDTY RTN — Int/Div — Buy CREDIT SUISSE COMDTY RTN — Sold VANGUARD DEV MARKET INDX-ADM — Int/Div — Buy VANGUARD DEV MARKET INDX-ADM — Sold BANK OF AMERICA, NA. WEATH MGMT BOFA INTEREST CHECKING — Interest BANK OF AMERICA. N.A. CORE CHECKING — Interest — Buy BANK OF AMERICA SAVINGS ACCOUNT — Interest — Buy UNION BANK PRIVATE ADVANTAGE — Interest UNION BANK HIGH RATE MONEYMARKET — Interest WELLS FARGO HIGH YIELD SAVINGS — Interest WELLS FARGO PMA PRIME CHECKING ACCOUNT — Interest CHASE PRIVATE CLIENT — Interest CITIBANK PRIVATE CLIENT CITIBANK SAVINGS PLUS — Int/Div CITIBANK PRIVATE CLIENT INTEREST CHECKING — Interest CITIBANK PRIVATE BANK 6 MONTH ch — Interest CITIBANK PRIVATE CLIENT CITIBANK SAVINGS PLUS — Interest EDISON INTERNATIONAL — Int/Div WISCONSIN ENERGY CORPORATION — Int/Div NEXTERA ENERGY. INC — Int/Div FIDELITY INVESTMENTS (H) FIDELITY INVESTMENTS — Int/Div FIDELITY INT'L VALUE — Int/Div FIDELITY INTL SMALL CAP OPP FUND — Int/Div FIDELITY EQUITY DIVIDEND INCOME FUND — Int/Div FIDELITY PURITAN — Int/Div OPPENHEIMER & CO INC (H) OPPENHEIMER & CO INC ADVANTAGE BANK DEPOSITS — Interest AMERICAN ELEC PWR INC — Int/Div FIRST INDUSTRIAL REALTY TRUST REIT — Int/Div MEDICAL PPTYS TRUST INC REIT — Int/Div SOUTHERN CO — Int/Div MERRILL LYNCHCAPTR IN — Int/Div OPPENHEIMER GLOBAL STRATEGIK INCOME FD CLA — Int/Div PUTNAM HIGH YIELD TRUST SBI CLA — Int/Div ALLIANZGI EQUITY & CONV INCOME — Int/Div BARINGS CORPORATE INVS CLOSED END — Int/Div — Buy CBRE CLARION GLOBAL REAL ESTAT — Int/Div GLADSTONE CAPITAL CORP — Int/Div GLADSTONE INVT CORP — Int/Div PROSPECT CAPITAL COPORATION — Int/Div VOYA ASIA PAC DIVID EQUITY IN — Int/Div VOYA GLBL EQTY DIV & PREM OPP — Int/Div JPMORGAN CHASE & CO COM — Int/Div — Sold BABSON CAP CORPORATE INVS — Int/Div — Sold ASSOCIATED BANK NA. INDIVIDUAL HSA W — Interest JOHN HANCOCK - TERM POLICY — None NORTHWESTERN MUTUAL WHOLE LIFE INSURANCE — Int/Div NORTHWESTERN MUTUAL WHOLE LIFE INSURANCE 2 — Int/Div NORTHWESTERN MUTUAL WHOLE LIFE INSURANCE} — Int/Div NORTHWESTERN MUTUAL WHOLE LIFE INSURANCE 4 — Int/Div NORTHWESTERN MUTUAL WHOLE LIFE INSURANCE § — Int/Div AR * FRARFATE RR ARAL NLAALs RINE VFEVIYELR BR RAFLN AAA AE BARNA EL RRL Te (Hoe TY 4 Ye) All assets in Morgan Stanley 1 Traditional IRA 1 (H) were moved into Merrill Lynch Traditional IRA 1 (H). Thus, Morgan Stanley Bank N.A became Bank of America NA No assets within the account were bought and sold. All assets in Morgan Stanley | Traditional IRA 2 (H) were moved into Merrill Lynch Tradiional IRA 2 (H). Thus, Morgan Stanley Bank NA became Bank of America NA All assets in Morgan Stanley 1 Trust (H) were moved into Merrill Lynch Trust | (H). Thus, Morgan Stanley Bank N.A became Bunk of America NA MORGAN STANLEY 2 PERSONAL ACCOUNT (H) - MS AAA CALIF TAX FR TRUST WAS RENAMED TO MORGAN STANLEY BANK, N.A, MORGAN STANLEY 3 PERSONAL ACCOUNT (H) - MS AAA CALIF TAX FR TRUST WAS RENAMED TO MORGAN STANLEY BANK, NA. --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/11260. Public record. Not legal advice.