# Catherine J. Furay

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/11214

## Record

- **Judge:** Catherine J. Furay
- **Year:** 2017
- **Report type:** Annual
- **Pages:** 26

## Text

Bank Account The Park Bank — Interest
Bank Account Middleton Community Bank, wk/a Monona Bank — Interest
The Peoples Community Bancshares — Interest
Muzvah LLC — None
Bank Account Towne Bank — Interest
INVESTMENT ACCOUNT #1 (UBS): (H)
Cash (UBS) — Interest
ABBLTD(ABB) — Int/Div — Sold (part)
Amenca Movil (AMX) — Int/Div — Sold (part)
Amgen Inc. (AMGN) — Int/Div
Apple Inc. (AAPL) — Int/Div — Sold (part)
Banco Santander (SAN) — Int/Div — Sold (part)
Capital One Financial Corp (COF) — Int/Div — Sold (part)
Camival Corp New-Paired Stock (CCL) — Int/Div — Sold (part)
Cisco Systems Inc. (CSCO) — Int/Div — Sold (part)
Cisco Systems Inc. (CSCO) — Sold (part)
Citigroup Inc. (C) — Int/Div — Sold (part)
Coca Cola Co. (KO) — Int/Div — Buy (add'l)
Credit Suisse Group (CS) — None — Sold
Diageo PLC New (DEO) — Int/Div
Duke Energy Corp (DUK) — Int/Div
Eaton Corp PLC (ETN) — Int/Div — Sold (part)
Exxon Mobil Corp (XOM) — Int/Div
Ford Motor Co. (F) — Int/Div — Buy (add'l)
General Electric Co. (GE) — Int/Div — Sold (part)
General Electric Co. (GE) — Sold
Halliburton Co. (HAL) — Int/Div — Sold (part)
HSBC Holdings (HSBC) — Int/Div — Sold (part)
Kingfisher PLC New Spon ADR (KGFHY) — Sold
McDonald's Corp. (MCD) — Int/Div — Sold (part)
Merck & Co Inc. (MRK) — Int/Div — Sold (part)
Microsoft Corp. (MSFT) — Int/Div — Sold (part)
Microsoft Corp. (MSFT) — Buy (add'l)
Microsoft Corp. (MSFT) — Buy (add'l)
Mondelez International Inc. (MDLZ) — Int/Div — Sold (part)
Nestle INSRGY) — Int/Div
Oracle Corp. (ORCL) — Int/Div — Sold (part)
Oracle Corp. (ORCL) — Sold (part)
Qualcomm Inc. (QCOM) — Int/Div — Sold (part)
Sanofi Spon ADR (SNY) — Int/Div — Sold (part)
Schlumberger Ltd. Netherlands Antilles (SLB) — Int/Div — Sold (part)
Schlumberger Ltd. Netherlands Antilles (SLB) — Sold
Spectra Energy Corp (SE) — None — Sold
Swatch Group AG (SWGAY) — None — Sold
Unilever NV (UN) — Int/Div
Walt Disney Co. (DIS) — Int/Div — Buy (add'l)
Western Umon (WU) — Int/Div — Sold (part)
Westpac Banking Lid. (WBK) — Int/Div — Sold (part)
Wisdomtree Emerging Markets High Divid Fund ETF (DEM) — Int/Div — Sold (part)
Wisdomtree Emerging Markets ETF (DGS) — Int/Div — Sold (part)
Ishares National Municipal Bond ETF (MUB) — None — Sold
SPDR Nuveen Barclays Municipal ETF {TF — Int/Div — Sold (part)
Vaneck Vectors ETF High Yield Municipal (HYD) — Int/Div — Buy (add'l)
TEVA Pharmaceuticals (TEVA) — Int/Div — Buy (add'l)
TEVA Pharmaceuticals (TEVA) — Sold
VISA Inc. (V) — Int/Div — Buy (add'l)
Monsanto Co. (MON) — Int/Div — Buy
Starbucks Corp. (SBUX) — Int/Div — Buy
Ishares MSC ACW (ACW — Int/Div — Buy
Ishares MSC ACW (ACW — Buy (add'l)
SPDR Nuveen Barclays Short-Term Muni (SHM) — Int/Div — Buy
IRA #1 (UBS): (H)
Cash UBS) — Interest
Vanguard Total Bond Market Index (BND) — None — Sold
Abb Ltd Spon Adr (ABB) — Int/Div — Sold (part)
Abb Ltd Spon Adr (ABB) — Buy (add'l)
Amenca Movil (AMX) — Int/Div — Sold (part)
Amenca Movil (AMX) — Buy (add'l)
Amgen Inc. (AMGN) — Int/Div — Sold (part)
Amgen Inc. (AMGN) — Buy (add'l)
Apple Inc. (AAPL) — Int/Div — Sold (part)
Apple Inc. (AAPL) — Buy (add'l)
Banco Santander (SAN) — Int/Div — Sold (part)
Banco Santander (SAN) — Buy (add'l)
Capital One Financial Corp (COF) — Int/Div — Sold (part)
Capital One Financial Corp (COF) — Buy (add'l)
Camival Corp New-Paired Stock (CCL) — Int/Div — Sold (part)
Camival Corp New-Paired Stock (CCL) — Buy (add'l)
Cisco Systems Inc. (CSCO) — Int/Div — Sold (part)
Cisco Systems Inc. (CSCO) — Sold (part)
Cisco Systems Inc. (CSCO) — Buy (add'l)
Citigroup Inc. (C) — Int/Div — Sold (part)
Citigroup Inc. (C) — Buy (add'l)
Coca Cola Co. (KO) — Int/Div — Sold (part)
Coca Cola Co. (KO) — Buy (add'l)
Credit Suisse Group Spon ADR (CS) — None — Sold
Diageo PLC New GB Spon ADR (DEQ) — Int/Div — Sold (part)
Diageo PLC New GB Spon ADR (DEQ) — Buy (add'l)
Duke Energy Corp (DUK) — Int/Div — Sold (part)
Duke Energy Corp (DUK) — Buy (add'l)
Eaton Corp PLC (ETN) — Int/Div — Sold (part)
Eaton Corp PLC (ETN) — Buy (add'l)
Exxon Mobil Corp (XOM) — Int/Div — Sold (part)
Exxon Mobil Corp (XOM) — Buy (add'l)
Ford Motor Co. (F) — Int/Div — Sold (part)
Ford Motor Co. (F) — Buy (add'l)
General Electric Co. (GE) — Int/Div — Sold (part)
General Electric Co. (GE) — Buy (add'l)
Halliburton Co. (HAL) — Int/Div — Sold (part)
Halliburton Co. (HAL) — Buy (add'l)
HSBC Holdings PLC New GB Spon ADR (HSBC) — Int/Div — Sold (part)
HSBC Holdings PLC New GB Spon ADR (HSBC) — Buy (add'l)
Kingfisher PLC New Spon ADR (KGFHY) — None — Sold
McDonald's Corp. (MCD) — Int/Div — Buy (add'l)
McDonald's Corp. (MCD) — Buy (add'l)
Merck & Co Inc. New Com (MRK) — Int/Div — Sold (part)
Merck & Co Inc. New Com (MRK) — Buy (add'l)
Microsoft Corp. (MSFT) — Int/Div — Sold (part)
Microsoft Corp. (MSFT) — Buy (add'l)
Microsoft Corp. (MSFT) — Buy (add'l)
Microsoft Corp. (MSFT) — Buy (add'l)
Mondelez Intemational Inc. (MDLZ) — Int/Div — Sold (part)
Mondelez Intemational Inc. (MDLZ) — Buy (add'l)
Nestle S A Spon ADR REPSTG Reg SHS Switz INSRGY) — Int/Div — Sold (part)
Nestle S A Spon ADR REPSTG Reg SHS Switz INSRGY) — Buy (add'l)
Oracle Corp. (ORCL) — Int/Div — Sold (part)
Oracle Corp. (ORCL) — Sold (part)
Oracle Corp. (ORCL) — Buy (add'l)
Qualcomm Inc. (QCOM) — Int/Div — Sold (part)
Qualcomm Inc. (QCOM) — Buy (add'l)
Sanofi Spon ADR (SNY) — Int/Div — Sold (part)
Sanofi Spon ADR (SNY) — Buy (add'l)
Schlumberger Ltd. Netherlands Antilles (SLB) — Int/Div — Sold (part)
Schlumberger Ltd. Netherlands Antilles (SLB) — Buy (add'l)
Spectra Energy Corp (SE) — None — Sold
Swatch Group AG ADR (SWGAY) — None — Sold
Unilever NV Y SHS New Netherlands Spon ADR (UN) — Int/Div — Sold (part)
Unilever NV Y SHS New Netherlands Spon ADR (UN) — Buy (add'l)
Walt Disney Co. (DIS) — Int/Div — Buy (add'l)
Walt Disney Co. (DIS) — Buy (add'l)
Western Union Co (WU) — Int/Div — Sold (part)
Western Union Co (WU) — Buy (add'l)
Westpac Banking Ltd Spon ADR Australia ADR (WBK) — Int/Div — Sold (part)
Westpac Banking Ltd Spon ADR Australia ADR (WBK) — Buy (add'l)
Wisdomtree Emerging Markets High Divid Fund ETF (DEM) — Int/Div — Sold (part)
Wisdomtree Emerging Markets High Divid Fund ETF (DEM) — Buy (add'l)
Wisdomtree Emerging Markets ETF (DGS) — Int/Div — Sold (part)
Wisdomtree Emerging Markets ETF (DGS) — Buy (add'l)
Blackstone Group Lp (BX) — Int/Div — Sold (part)
Blackstone Group Lp (BX) — Buy (add'l)
Ishares Core U.S. Aggregate Bond ETF (AGG) — Int/Div — Buy (add'l)
Ishares Core U.S. Aggregate Bond ETF (AGG) — Buy (add'l)
Pimeo 0-5 High Yield Corp. Bond Index ETF (HYS) — Int/Div — Buy (add'l)
Pimeo 0-5 High Yield Corp. Bond Index ETF (HYS) — Buy (add'l)
Powershares Senior Loan (BKLN) — Int/Div — Sold (part)
Powershares Senior Loan (BKLN) — Buy (add'l)
Vanguard Charlotte FDS Total Intl Bond Index Fund ETF (BNDX) — Int/Div — Buy (add'l)
Vanguard Charlotte FDS Total Intl Bond Index Fund ETF (BNDX) — Buy (add'l)
TEVA Pharmaceuticals Israel ADR (TEVA) — Int/Div — Buy (add'l)
TEVA Pharmaceuticals Israel ADR (TEVA) — Buy (add'l)
TEVA Pharmaceuticals Israel ADR (TEVA) — Sold
Visa Inc. (V) — Int/Div — Buy (add'l)
Visa Inc. (V) — Buy (add'l)
Monsanto Co. (MON) — Int/Div — Buy (add'l)
Monsanto Co. (MON) — Buy (add'l)
Daimler AG Unsponsored ADR (DMLRY) — Int/Div — Buy
Glaxo SmithKline PLC ADR (GSK) — None — Buy
Johnson Ctls Intl PLC (JCD) — Int/Div — Buy
Roche Hldg Lid Spons ADR Switz ADR (RHHBY) — Int/Div — Buy
Roche Hldg Lid Spons ADR Switz ADR (RHHBY) — Buy (add'l)
Starbucks Corp (SBUX) — Int/Div — Buy
Starbucks Corp (SBUX) — Buy (add'l)
VF Comp (VFC) — Int/Div — Buy
VF Comp (VFC) — Buy (add'l)
Pimeo Enhanced Short MAT Active ETF (MINT) — None — Buy
Pimeo Enhanced Short MAT Active ETF (MINT) — Sold (part)
Pimeo Enhanced Short MAT Active ETF (MINT) — Sold
Ishares 1-3 Year Credit Cond ETF (CS) — Int/Div — Buy
Ishares 1-3 Year Credit Cond ETF (CS) — Buy (add'l)
IRA #2 (UBS): (H)
Cash (LBS) — Interest
Abb Lid Spon Adr (ABB) — Int/Div — Sold (part)
Abb Lid Spon Adr (ABB) — Buy (add'l)
Amenca Movil (AMX) — Int/Div — Sold (part)
Amenca Movil (AMX) — Buy (add'l)
Amgen Inc. (AMGN) — Int/Div — Sold (part)
Amgen Inc. (AMGN) — Buy (add'l)
Apple Inc. (AAPL) — Int/Div — Sold (part)
Apple Inc. (AAPL) — Buy (add'l)
Banco Santander (SAN) — Int/Div — Sold (part)
Banco Santander (SAN) — Buy (add'l)
Capital One Financial Corp (COF) — Int/Div — Sold (part)
Capital One Financial Corp (COF) — Buy (add'l)
Camival Corp New-Paired Stock (CCL) — Int/Div — Sold (part)
Camival Corp New-Paired Stock (CCL) — Buy (add'l)
Cisco Systems Inc. (CSCO) — Int/Div — Sold (part)
Cisco Systems Inc. (CSCO) — Sold (part)
Cisco Systems Inc. (CSCO) — Buy (add'l)
Citigroup Inc. (C) — Int/Div — Sold (part)
Citigroup Inc. (C) — Buy (add'l)
Coca Cola Co. (KO) — Int/Div — Buy (add'l)
Coca Cola Co. (KO) — Buy (add'l)
Credit Suisse Group Spon ADR (CS) — None — Sold
Diageo PLC New GB Spon ADR (DEO) — Int/Div — Sold (part)
Diageo PLC New GB Spon ADR (DEO) — Buy (add'l)
Duke Energy Corp. (DUK) — Int/Div — Sold (part)
Duke Energy Corp. (DUK) — Buy (add'l)
Eaton Corp PLC (ETN) — Int/Div — Sold (part)
Eaton Corp PLC (ETN) — Buy (add'l)
Exxon Mobil Corp (XOM) — Int/Div — Sold (part)
Exxon Mobil Corp (XOM) — Buy (add'l)
Ford Motor Co. (F) — Int/Div — Buy (add'l)
Ford Motor Co. (F) — Buy (add'l)
General Electric Co. (GE) — Int/Div — Sold (part)
General Electric Co. (GE) — Buy (add'l)
Halliburton Co. (HAL) — Int/Div — Sold (part)
Halliburton Co. (HAL) — Buy (add'l)
HSBC Holdings PLC New GB Spon ADR (HSBC) — Int/Div — Sold (part)
HSBC Holdings PLC New GB Spon ADR (HSBC) — Buy (add'l)
Kingfisher PLC New Spon ADR (KGFHY) — None — Sold
McDonald's Corp. (MCD) — Int/Div — Buy (add'l)
McDonald's Corp. (MCD) — Buy (add'l)
Merck & Co Inc. New Com (MRK) — Int/Div — Sold (part)
Merck & Co Inc. New Com (MRK) — Buy (add'l)
Microsoft Corp. (MSFT) — Int/Div — Sold (part)
Microsoft Corp. (MSFT) — Buy (add'l)
Microsoft Corp. (MSFT) — Buy (add'l)
Microsoft Corp. (MSFT) — Buy (add'l)
Mondelez International Inc. (MDLZ) — Int/Div — put)
Mondelez International Inc. (MDLZ) — Buy (add'l)
Nestle S A Spon ADR REPSTG Reg SHS Switz (INSRGY) — Int/Div — Buy (add'l)
Omacle Corp. (ORCL) — Int/Div — Sold (part)
Omacle Corp. (ORCL) — Sold (part)
Omacle Corp. (ORCL) — Buy (add'l)
Qualcomm Inc. (QCOM) — Int/Div — Sold (part)
Qualcomm Inc. (QCOM) — Buy (add'l)
Sanofi Spon ADR (SNY) — Int/Div — Sold (part)
Sanofi Spon ADR (SNY) — Buy (add'l)
Schlumberger Lid. Netherlands Antilles (SLB) — Int/Div — Sold (part)
Schlumberger Lid. Netherlands Antilles (SLB) — Buy (add'l)
Spectra Energy Corp (SE) — None — Sold
Swatch Group AD ADR (SWGAY) — None — Sold
Unilever NV Y SHS New Netherlands Spon ADR (UN) — Int/Div — Buy (add'l)
Unilever NV Y SHS New Netherlands Spon ADR (UN) — Buy (add'l)
Walt Disney Co. (DIS) — Int/Div — Buy (add'l)
Walt Disney Co. (DIS) — Buy (add'l)
Western Umion Co (WL) — Int/Div — Sold (part)
Western Umion Co (WL) — Buy (add'l)
Westpac Banking Ltd Spon ADR Australia ADR (WBK) — Int/Div — Sold (part)
Westpac Banking Ltd Spon ADR Australia ADR (WBK) — Buy (add'l)
Wisdomtree Emerging Markets High Divid Fund ETF (DEM) — Int/Div — Sold (part)
Wisdomtree Emerging Markets High Divid Fund ETF (DEM) — Buy (add'l)
Wisdomtree Emergmg Markets ETF (DGS) — Int/Div — Sold (part)
Wisdomtree Emergmg Markets ETF (DGS) — Buy (add'l)
Blackstone Group Lp (BX) — Int/Div — Sold (part)
Blackstone Group Lp (BX) — Buy (add'l)
Ishares Core U.S. Aggregate Bond ETF (AGG) — Int/Div — Buy (add'l)
Ishares Core U.S. Aggregate Bond ETF (AGG) — Buy (add'l)
Pimeo 0-5 High Yield Corp. Bond Index ETF (HYS) — Int/Div — Buy (add'l)
Pimeo 0-5 High Yield Corp. Bond Index ETF (HYS) — Buy (add'l)
Powershares Senior Loan (BKLN) — Int/Div — Sold (part)
Powershares Senior Loan (BKLN) — Buy (add'l)
Vanguard Charlotte FDS Total Intl Bond Index Fund ETF (BNDX) — Int/Div — Buy (add'l)
Vanguard Charlotte FDS Total Intl Bond Index Fund ETF (BNDX) — Buy (add'l)
Vauguard Total Bond Market Index (BND) — None — Sold
TEVA Pharmaceuticals Israel ADR (TEVA) — Int/Div — Buy (add'l)
TEVA Pharmaceuticals Israel ADR (TEVA) — Buy (add'l)
TEVA Pharmaceuticals Israel ADR (TEVA) — Sold
Visa Inc. (V) — Int/Div — Buy (add'l)
Visa Inc. (V) — Buy (add'l)
Monsanto Co, (MON) — Int/Div — Buy (add'l)
Monsanto Co, (MON) — Buy (add'l)
Daimler AG Unsponsored ADR (DMLRY) — None — Buy
Glaxo Smithkline PLC ADR (GSK) — None — Buy
Johnson Ctls Intl PLC (JCD — Int/Div — Buy
Roche Hldg Led Spons ADR Switz (RHHBY) — Int/Div — Buy
Roche Hldg Led Spons ADR Switz (RHHBY) — Buy (add'l)
Starbucks Corp (SBUX) — Int/Div — Buy
Starbucks Corp (SBUX) — Buy (add'l)
VF Corp (VEC) — Int/Div — Buy
bail — Buy (add'l)
Ishares 1-3 Yr Credit Bond ETF (CS) — Int/Div — Buy
Ishares 1-3 Yr Credit Bond ETF (CS) — Buy (add'l)
Extendquip LLC — None
State of Wisconsm Life Insurance — Int/Div
Wisconsin Retirement System Dept of Emplovee Trust Funds — Interest
Wisconsin Deferred Compensation Program (H»*
Black Rock EAFE Equity - Index Coll T — None — Closed
DFA US Micro Cap — Int/Div — Closed
BlackRock Mid Cap Index - Collective F — None — Closed
Fidelity Contrafund — Int/Div — Closed
Vanguard Institutional Index Fund Plus — Int/Div — Closed
Federated US Government Securities 2-5 Yr — Int/Div — Closed
Vanguard Stable Value Fund — None — Closed
IRA #3 (UBS): (H)
Cush (LBS) — Interest
Barclays Bank PLC Trigger PS DXJ — None
UBS AG Trigger PS EM EQTY BSKT — None
Citigroup INC Buffered ROS EWZ — None — Redeemed
JPMorgan Chase & Co. Buffered ROS FTSEMIB — None — Redeemed
Goldman Sachs Group, Inc. Buffered ROS HSCEI — None — Redeemed
Morgan Stanley Contingent ROS SPX — None — Redeemed
Goldman Sachs Group, Inc. Airbag PS UKX — None
Credit Suisse AG Airbag PS SPTSX60 — None
Deutsche Bank Trigger ROS SX5E — None — Redeemed
Credit Suisse AG L/O TPAOS SPX SXSE — Int/Div — Redeemed
Royal Bank of Canada L/O TPAOS RTY SX5E — Int/Div — Redeemed
JP Morgan Chase Financial T-1SS SPX — None
GS Finance Corp T-SS SPX — None
IRA #2 (UBS): (H)
Cash (LBS) — Interest
Barclays Bank PLC Trigger PS DXJ — None
UBS AG Trigger PS EM EQTY BSKT — None
Citigroup Inc. Buffered ROS EWZ — None — Redeemed
JPMorgan Chase & Co Buffered ROS FISEMIB — None — Redeemed
Goldman Sachs Group, Inc. Buffered ROS HSCEI — None — Redeemed
Morgan Stanley Contingent ROS SPX — None — Redeemed
Goldman Sachs Group, Inc. Airbag PS UKX — None
Credit Suisse AG Airbag PS SPTSX60 — None
Deutsche Bank Trigger ROS SXSE — None — Redeemed
Credit Suisse AG LO TPAOS SPX SXSE — Int/Div — Redeemed
Royal Bank of Canada L'O TPAOS SXSE — Int/Div — Redeemed
JP Morgan Chase Financial T-1SS SPX — None
GS Fiance Corp T-SS SPX — None
Ak ACCOUNT (INGE (Hy
Lincoln Financial Group Annuity 401k* — Int/Div
IRA 45(UBS): (H)
Cash (LBS) — None
ACAP Strategic Fund — Int/Div
Skybridge Multi-Advisor — Int/Div
IRA #6 (UBS): (H)
Cush (UBS) — None
ACAP Strategic Fund — Ihy
Skybridge Multi-Advisor — hy
Committee Member, Villages of Bishops Bay Architectural Review Committee
Member of Board of Directors and Treasurer, Umiversity of Wisconsin-Eau Claire Foundation Inc
Committee Member, Elections Committee and Board of Governors of the Nationil Conference of Bankruptcy Judges
President of Certification Oversight Committee, Turnaround Management Association
Vice-President of Certification on Global TMA Board, Turnaround Management Association
Liability — American Express — Credit Card
Liability — Amcrican Express — Credit Card
Liability — Visa — Credit Card
Reimbursement — State Bar of Wisconsin — 0301/17 -03/03/17 — Kohler, Wi — BICR Retreat — Transportation, meals, hotel
Reimbursement — Sue Bar of Wisconsin — N27/17 «- 04/28/17 — Eau Claire, WI — Northwestern Wisconsin Bankruptcy Institute — I ransportation, meals, hotel
Reimbursement — American Bankruptcy Institute — 6817 -061V1T — Traverse City, MI — ABI Central States Bankruptcy Workshop — Transportation, hotel
Reimbursement — National Conference of Bankruptcy Judges — 1007/17 - 1011/17 — Las Vegas, NV — NCBIJ 2017 Annual Meeting — Transportation, meals, hotel
Reimbursement — Fed Bar Association-Towa Chapter — 10117 - 110217 — Des Moines, TA — 2017 All-lowy Bankruptcy Conference — Transportation, meals, hotel
Income — 1101017 — LexisNexis - compensation for updating Construction Law — S2.000.00
Spouse's income — 2017 — Sweet DeMarb LLC & Stemhilber Swanson, LLC - salary
Part V. Gifts. During 2017, friends sent me gifts of art, jewelry, and memorabilia. | have no reason to believe that any of these items exceeded the $375 limit. If |

should learn otherwise, 1 will amend this form.

Part VII. Investments and Trusts.

Line 277 - Wisconsin Deferred Compensation Program was liquidated and rolled into TSP.

Line 316 - There are no individual holdings within this account, There is no control over the account or its investments,

---

Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/11214. Public record. Not legal advice.