# John M. Rogers

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/11148

## Record

- **Judge:** John M. Rogers
- **Year:** 2016
- **Report type:** Annual
- **Pages:** 10

## Text

TIAA retirement account- Traditional Guaranteed — Interest
CREF retirement account-CREF Stock R3 — None
CREF retirement account-CREF Stock R2 — None
CREF retirement account-CREF Equity Index R2 — None
US Savings Bonds Series EE — Interest
Broker cash Acct-Morgan Stanley bk dep- USAA Treas MKt/ as of 9-20-16 — Interest
USAA Subscriber's Savings Account — istrnibution
Central Bank Checking Account — Interest
Neuberger Berman Genesis Fd NBGIX — Int/Div — Sold
Blackrock Eq Div Fd cl A MADVX — Int/Div — Sold
Touchstone Sands Cap Sel CFSIX — Int/Div — Sold
Lazard Emerging Mkts Port Fd LZEMX — Int/Div — Sold
TCW Sm Cap Growth Fd ¢l N TGSCX — Int/Div — Sold
Cohen & Steers Realty Shs, Fd. CSRSX — Int/Div — Sold
Lazard Intl Strat Eq LISIX — Int/Div — Sold
Invesco Prem US Govt ILGXX — Int/Div — Sold
Prudential Jennison Mid Cap PEGZX — Int/Div — Sold
PIMCO Sh Term PTSPX — Int/Div — Sold
Blackrock Hi YId BHYAX/BHYIX — Int/Div — Sold
Invesco Am Value MSAIX — Int/Div — Sold
USAA Precious Metals Fund (USAGX) — Int/Div
USAA World Growth Fund (USAWX) — Int/Div
USAA Intemational Fund (USIFX) — None — Sold
USAA Soi & Tec Fund (USSCX) — None
USAA Growth & Inc Fund USGRX — Int/Div
LUSAA Inc Stock Fund USISX — None — Sold
USAA Value Fund UVALX — Int/Div
Vanguard Trgt Retire 2050 Fnd Inv (Birtley 401k plan) — Int/Div — Sold
Eaton Vance Tax MGD Div Equ FD {EXG) — Int/Div — Sold
First Trst Hlth Care Alpha ETF (FXH) — Int/Div — Sold
First Trust Amex Biotech (FBT) — Int/Div — Sold
First Trust Consmr Staples ETF (FXG) — Int/Div — Sold
First Trust Consumer Discret (FXD) — Int/Div — Sold
First Trust DJ Internet IDX (FDN) — Int/Div — Sold
First Trust DW Focus S INTL (IFV) — Int/Div — Sold
Lazard Intl Strat EQ Pry Inst (LISIX) — Int/Div — Sold
Mainstay Cushing MLP Premier (CSHZX) — Int/Div — Sold
Chase Checking Account — None
USAA Fed. Savings Bank — None
ISHARES CORE US Aggr. (AGG) — Int/Div — Buy
ISHARES CORE US Aggr. (AGG) — Sold
ISHARES IBOXX (LQD) — Int/Div — Buy
ISHARES IBOXX (LQD) — Sold
First Trust UTLS (FXU) Alphadex ETF — Int/Div — Buy
First Trust UTLS (FXU) Alphadex ETF — Sold
Victory Income Low Duration Bond A (RLDAX) — Int/Div — Buy
Victory Income Low Duration Bond A (RLDAX) — Sold
AQR Style Prema Alt. 1 (QSPIX) — Int/Div — Buy
AQR Style Prema Alt. 1 (QSPIX) — Sold
LOCORR Mkt. Trend 1 (LOTIX) — Int/Div — Buy
LOCORR Mkt. Trend 1 (LOTIX) — Sold
First Trust Engy Alphadex ETF (FXN) — Int/Div — Buy
First Trust Engy Alphadex ETF (FXN) — Sold
Franklin Utilities Advisor (FRUAX) — Int/Div — Buy
Franklin Utilities Advisor (FRUAX) — Sold
Vova Global Real Est. — Int/Div — Buy
Vova Global Real Est. — Sold
Vanguard Total Stk. Mkt. IDX INV — Int/Div — Buy
Vanguard Total Stk. Mkt. IDX INV — Sold
USAA Intl. Fund Retail (USIFX) — Int/Div — Buy
USAA Tax Exempt Intermed Term Retail (USATX) — Int/Div — Buy
USAA Growth & Income Fund Retail (USGRX) — Int/Div — Buy
USAA Growth & Income Fund Retail (USGRX) — Buy (add'l)
USAA Value Fund Retail (UVALX) — Int/Div — Buy
USAA Growth Fund (IRA) — None — Buy
USAA Income Fund Retail (IRA) — None — Buy
USAA Income Stock Fund Retail (IRA) — None — Buy
USAA Intl. Fund Retail (IRA) — Int/Div — Buy
K. Anderson promissory note — Interest
Professor Emeritus, University of Kentucky College of Law, Lexington KY
Reimbursement — American Law Institute — September 15-16, 2016 — Philadelphia, PA — Restatement Advisor Group — Meals, lodging, transportation
Reimbursement — Yale Law School Federalist Society — October 24-26, 2016 — New Haven, CT — Presentation — Meals, lodging, transportation
Income — 2016 — Wolters Kluwer Publishing, Book Royalties — $673.00
Spouse's income — 2016 — University of Kentucky
Spouse's income — 2016 — Chinese Cultural & Education Center of Lexington
Spouse's income — 2016 — Belcan Services Group
Part VII, lines 2-4: In response to the Committee's request last year, | understand that you are asking for income generated by the assets, and | understand the

difference between market fluctuations and income. However, the statements do not provide the level of detail required. Rather than guess, | have listed "none."

---

Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/11148. Public record. Not legal advice.
