# Haywood Stirling Gilliam jr > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/11056 ## Record - **Judge:** Haywood Stirling Gilliam jr - **Year:** 2015 - **Report type:** Annual - **Pages:** 17 ## Text Tier REIT {formerly Behringer Harvard REITH — Int/Div Security Benefit Life Total Value Annuity — Interest Covington & Burling Capital Account (Y) Covington & Burling Defined Benefit Plan wy IRA ¥ — Int/Div Ace Limited Stock (X) — Buy Automatic Data Processing Stock — Buy (add'l) Bank of the Ozarks Stock — Buy (add'l) Bank of the Ozarks Stock — Sold (part) Canadian National Railway Stock — Buy (add'l) Cardmal Health Stock — Buy (add'l) Cardmal Health Stock — Buy (add'l) Church & Dwight Stock — Buy (add'l) Church & Dwight Stock — Buy (add'l) CVS Stock (X) — Sold Ecolab Stock BEOG Resources Stock — Buy (add'l) Energy Transfer Partners LP — Sold (part) Energy Transfer Partners LP — Buy (add'l) Enterprise Products Partners LP — Buy (add'l) Fuctset Research Systems Stock Grainger Stock — Sold Harris Corporation Stock — Buy (add'l) HCC Holdings Stock — Buy (add'l) HCC Holdings Stock — Sold Hormel Foods Stock — Buy (add'l) IBM Stock — Sold Lowes Stock — Sold Magellan Midstream Partners LP Stock Nestle Stock (X) — Buy Nestle Stock (X) — Buy (add'l) Nestle Stock (X) — Buy (add'l) Novo Nordisk Stock (X) — Buy (add'l) Nike Stock — Buy (add'l) Nike Stock — Buy (add'l) Nike Stock — Sold ONEOK Partners LP Stock — Sold Parker Hannifin Corporation Stock — Buy (add'l) Parker Hannifin Corporation Stock — Buy (add'l) Parker Hannifin Corporation Stock — Buy (add'l) Pepsico Stock — Sold Perigo Stock — Buy (add'l) Perigo Stock — Sold Plains All American Pipeline LP Stock — Buy (add'l) Plains All American Pipeline LP Stock — Buy (add'l) Polaris Industries Stock — Buy (add'l) Praxair Stock — Sold Qualcomm Stock (X) — Buy (add'l) Roche Holdings Stock — Buy (add'l) S10. — Buy (add'l) Roper Industries Stock — Buy (add'l) Sherwin Williams Stock Suncor Energy Stock (X,Y) — Sold Sunoco Logistics Partners Stock T. Rowe Price Group Stock — Buy (add'l) T. Rowe Price Group Stock — Buy (add'l) T. Rowe Price Group Stock — Buy (add'l) T. Rowe Price Group Stock — Buy (add'l) Tiffany & Company Stock — Buy (add'l) Tiffany & Company Stock — Buy (add'l) Tiffany & Company Stock — Sold TJX Stock — Buy (add'l) TJX Stock — Buy (add'l) United Technologies Corporation Stock — Sold Valspar Corporation Stock — Buy (add'l) Valspar Corporation Stock — Buy (add'l) VF Corporation Stock — Buy (add'l) VF Corporation Stock — Buy (add'l) VF Corporation Stock — Buy (add'l) IRA #2 — Interest IRA#3 — Int/Div BlackRock Capital Investment Bonds (X) — Buy M/I Homes Bonds (X) — Buy Redwood Trust Convertible Notes (X) — Buy Broadsoft Bonds (X) — Buy Chart Industries Bonds (X) — Buy Blackstone Mortgage Trust Bonds (X) — Buy Ares Capital Corporation Bonds (X) — Buy KB Home Bonds (X) — Buy KB Home Bonds (X) — Buy (add'l) Apollo Commercial Real Estate Bonds (X) — Buy Ryland Group Bonds (X) — Buy Renewable Energy Group Bonds (X) — Buy Renewable Energy Group Bonds (X) — Sold (part) ANI Pharmaceuticals Bonds (X) — Buy ANI Pharmaceuticals Bonds (X) — Buy (add'l) Resource Capital Corp. Bonds (X) — Buy Forestar Group Bonds (X) — Buy Forestar Group Bonds (X) — Buy (add'l) Forestar Group Bonds (X) — Sold (part) Prospect Capital Corp. Bonds (X) — Buy Echo Global Logistics Bonds (X) — Buy Echo Global Logistics Bonds (X) — Buy (add'l) PennyMac Bonds (X) — Buy Encore Capital Group Bonds (X) — Buy Portfolio Recovery Associates Bonds (X) — Buy Sandisk Corporation Bonds (X) — Buy TTM Technologies Bonds (X) — Buy Colony Capital Bonds (X) — Buy Emergent Biosolutions Bonds (X) — Buy UBS AG Callable Exchangeable Securities 90270kaw9 (X) — Buy Barclays Bank PLC Synthetic Convertible Notes 06741 jv30(X) — Buy Barclays Bank PLC Synthetic Convertible Notes 06741 v89 (X) — Buy Barclays Bank PLC Synthetic Convertible Notes 06741 859 (X) — Buy Barclays Bank PLC Synthetic Convertible Notes 06741 859 (X) — Sold Societe Generale Medium Term Notes (X) — Buy Atlas Air Bonds (X) — Buy Seacor Holdings Bonds (X) — Buy i2 Global Bonds (X) — Buy Helix Energy Solutions Group Bonds (X) — Buy Helix Energy Solutions Group Bonds (X) — Buy (add'l) Finisar Corp. Bonds (X) — Buy IRA #4 AQR Managed Futures Strategy Fund (X) — Buy Alger Capital Appreciation Institutional Fund Class 1(X) — Buy Alliance Bernstein High Income Fund Advisor Class — Sold American Century Value Vund Investor Class — Sold BlackRock Multi-Asset Income Fund — Sold Calamos Global Convertible Fund Class (xX) — Buy Calamos Convertible Fund Class A (X) — Buy Calamos Convertible Fund Class A (X) — Sold Calamos Market Neutral Income Fund Class A — Sold Deutsche X-Trackers MSCI EAFE Equity ETF (X) Federated Strategic Value Dividend Fund (XxX) — Buy Goldman Sachs Rising Dividend Growth Fund Institutional — Sold (part) Goldman Sachs Rising Dividend Growth Fund Institutional — Sold Goldman Sachs Strategic Income Fund Class — Sold Ivy Intemational Core Equity Fund Class A (xX) — Buy John Hancock Bond Fund Class 1 (X) — Buy John Hancock Bond Fund Class 1 (X) — Sold John Hancock Disciplined Value Fund Class A (X) — Buy John Hancock Global Absolute Return Strategies Class A (X) — Buy John Hancock Global Absolute Return Strategies Class A (X) — Sold Oakmark Global Fund — Sold Oppenheimer Discovery Fund Class Y — Sold Oppenheimer Senior Floating Rate Fund Class Y (X) — Buy Oppenheimer SteelPath MLP Alpha Class YX) iShares TR TIPS BD ETF (X) iShares TR iBoxx USD Investment Grade Corporate Bond ETF (X) iShares TR Barclays 7-10 Year Treasury Bond ETF (X) — Buy iShares TR Barclays 1-3 Year Treasury Bond ETF (X) — Buy iShares TR International Treasury Bond ETF (X) — Buy iShares Global Tech ETF (X) — Buy iShares Global Tech ETF (X) — Sold iShares TR MSCI ACWI ETF (X) iShares TR MBS ETF (X) iShares TR 1-3 Year Credit Bond ETF (X) — Buy iShares TR MSCI EAFE Minimum Volatility ETF (X) — Buy iShares Morningstar Small Cap Value ETF (XXY) Lord Abbett Bond Debenture Fund Class F — Sold Lord Abbett Short Duration Income Fund Class F — Sold Matthews Asia Dividend Fund Investor Class — Sold Neuberger Berman Long Short Fund Institutional Class (X) — Buy Neuberger Berman Long Short Fund Institutional Class (X) — Sold PowerShares DWA Momentum Portfolio ETF (XX) — Buy PowerShares DWA Developed Markets Momentum Portfolio (XKY) PowerShares FTSE RAFI US 100 Porfolio Fund (X) — Buy PowerShares FTSE RAFI US 100 Porfolio Fund (X) — Sold PowerShares S&P 500 Low Volatility Portfolio ETF (X) — Buy Putnam Equity Income Fund — Sold SPDR S&P S00 ETF (X) SPDR Health Care Select Sector ETF (X) SPDR Energy Select Sector ETF (X) SPDR Technology Select Sector ETF (X) — Buy Templeton Global Bond Advantage Fund XxX) — Buy Thomburg Limited Term Income Fund Class 1(X) — Sold Vanguard Growth ETF (X) — Buy Vanguard Growth ETF (X) — Sold Vanguard Malvern Short-Term Inflation Protected Securities ETF (X) — Buy Vanguard Malvern Short-Term Inflation Protected Securities ETF (X) — Sold (part) Vanguard International Equity Index Pacific ETF (X) — Buy Vanguard Intemational Equity Index Europe ETF (X) — Buy Vanguard REIT E11 (X) — Buy Vanguard Small-Cap ETF (X) Vanguard Mega Cap ETF — Sold (part) Vanguard Mega Cap ETF — Sold Wells Fargo Advantage Premier Large Company Growth Fund — Sold WisdomTree Europe Hedged Equity ETF (XNY) WisdomTree Japan Hedged Equity ETF (X) — Buy WisdomTree Japan Hedged Equity ETF (X) — Sold (part) WisdomTree Large Cap Dividend ETF (X) — Buy WisdomTree Large Cap Dividend ETF (X) — Sold Brokerage Account #1 Gameo Global Gold, Natural Resources and Income Trust (X) — Int/Div iShares S&P Global Energy Sector ETF (Y) American Funds College 2018 Fund -- 529 — Int/Div Schwab Managed Retirement Trust Income Fund (Y) Citibank cash accounts — Interest Chase cash accounts — Interest Trust #1 Board Member, Wiley Manuel Law Foundation (resigned April 2016) Board Member, Vincent Academy/Partners mn Oukland Education (resigned May 2015) Board President, Norther District of California Practice Program Board of Governors Member, Association of Business Tnal Lawyers Northem California Chapter Reimbursement — Criminal Defense Lawyers — cL NST REAR YE Annual West Coast White Collar Conference Income — 2015 — Deterred partnership compensation from Covington & Burling — S1K5.560.00 Spouse's income — 2015 — San Francisco Supenor Court salary Part VII, page 4, line 3 - Covington & Burling capital account funds were returned to me after my resignation from the firm. Part VII, page 4, line 4 - Covington & Burling Defined Benefit Plan funds were rolled over into IRA #3 Part VII, page 4, line 15 - CVS stock initially purchased in 2014 after submission of my nomination report, Part VII, page 6, line 48 - Qualcomm stock initially purchased in 2014 after submission of my nomination report. Part VII, page 7, line 53 - Suncor Energy stock initially purchased in 2014 after submission of my nomination report. Part VII, page 8, line 70 - IRA #2 holdings transferred to new Roth IRA #4. Part VII, page 9, line 101 - Exchangeable securities are linked to the performance of Google common stock. Part VII, page 9, line 102 - Convertible notes are linked to the performance of International Paper Company common stock. Part VII, page 10, line 103 - Convertible notes are linked to the performance of General Electric common stock. Part VII, page 10, line 104 - Convertible notes ure linked to the performance of Freeport-McMoRan Copper & Gold Inc. common stock. Part VII, page 14. line 184 - Gamco Global Gold, Natural Resources and Income Trust fund mitially purchased in 2014 after submission of my nomination report --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/11056. Public record. Not legal advice.