# Stephani W. Humrickhouse > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/10917 ## Record - **Judge:** Stephani W. Humrickhouse - **Year:** 2015 - **Report type:** Annual - **Pages:** 14 ## Text Vanguard Brokerage Acct — Int/Div Am. Equity Inv. Life Ins. Co. Flex. Prem Deferred Ann — Int/Div Fidelity Capital Appreciation Fund — Distribution FMI 301K — Int/Div Black Rock Equity — Int/Div — Sold (part) Black Rock Equity — Sold (part) Eagle Small Cap Growth A — Int/Div — Sold (part) Eagle Small Cap Growth A — Buy Hartford Int'l Opp RS — Int/Div — Buy Hartford Int'l Opp RS — Sold (part) Mainstay Large Cap Growth Fund — Int/Div — Sold (part) Mainstay Large Cap Growth Fund — Sold (part) MFS International Value R4 — Int/Div — Sold (part) MFS International Value R4 — Sold (part) MFS Utilities/R4 — Int/Div — Sold (part) MFS Utilities/R4 — Sold Metropolitan West Total Return Bond — Int/Div — Sold (part) Metropolitan West Total Return Bond — Sold (part) Principal Real Estate Securities Inst — Int/Div — Sold (part) Principal Real Estate Securities Inst — Sold (part) Prudential Jennison Health Sciences — Int/Div — Sold (part) Prudential Jennison Health Sciences — Sold (part) TRowe Price Science and Tech/Ady — Int/Div — Sold (part) TRowe Price Science and Tech/Ady — Sold (part) Wells Fargo Stable Return Fund N/25 — Interest — Buy Wells Fargo Stable Return Fund N/25 — Buy Frade — Int/Div 1 Share S&P Midcap ETF (1JH) — Int/Div 1 Share S&P Small Cap ETF (JR) — Int/Div DIAX (mutual fund) (previously named DPrDY — Int/Div Ford Motor (common) — Int/Div I Shares US Energy ETF (1YE) — Int/Div SPDR S&P Small Capital Growth ETF — Int/Div — Buy Vanguard S&P 500 Index ETF (VOO) — Int/Div Vanguard Short Term Corp Bond Fund VOCSH — Int/Div — Sold Vanguard Short Term Tax Exempt VWSTX — Int/Div Vanguard Prime Money Mkt Fund — Interest Vanguard Large Capital ETF — Int/Div — Buy Capital One Bank CD — Interest — Buy Fidelity Municipal Money Mkt (closed) — Interest — Sold Fisher/Morgan Stanley Man. Inv. Acct. (no control) — Int/Div i Shares MSC Euro-zone ETF (EZ) — Int/Div — Buy i Shares Global Consumer STP ETF (KX) — Int/Div — Buy SPDR Senes Trust High Yield ETF (JNK) — Int/Div — Buy FBGX — Int/Div FEEU — Int/Div FIGY — Int/Div HYG (E11) — Int/Div — Sold (part) HYG (E11) — Buy S10. — Sold IXN (ETF) — Int/Div JP Morgan Municipal Fund (now called Morgan Stanley Money Market) — Interest LQD(ETF) — Int/Div — Sold (part) LQD(ETF) — Buy MBB (ETF) — Int/Div — Sold (part) MBB (ETF) — Buy QOQOQ(ETF) — Int/Div — Buy QOQOQ(ETF) — Sold (part) SCPB (ETF) — Int/Div — Sold (part) SCPB (ETF) — Buy TFI(ETF) — Int/Div — Sold (part) TFI(ETF) — Buy XLG (ETF) — Int/Div — Buy XLG (ETF) — Sold (part) XLF(ETF) — Int/Div — Buy XLF(ETF) — Sold (part) XLF(ETF) — Buy XLV (ETF) — Int/Div — Buy XLY (ETF) — Int/Div — Sold (part) XLY (ETF) — Int/Div — Sold XLY (ETF) — Int/Div — Buy XLY (ETF) — Sold (part) VIS — Int/Div Scott & Stringfellow IRA -Managed Account — Int/Div BP Capital Twin MLP Fund (BPMCX) — Int/Div — Buy BAEIX (mutual fund) — Int/Div — Sold (part) Federated Treasury Fund (cash acct) — Interest Memll Lynch Wealth Management - CMA — Int/Div ALLEGHENY TECH (ATH — Int/Div — Sold (part) ALLEGHENY TECH (ATH — Sold AmbevSA (ABEV) (Merger with ABV HAIR — Int/Div — Sold ALLSTATE CORP. Preferred Stock ALLPRA — Int/Div BLACKROCK RE (BCX) — Int/Div — Sold Clearbridge (CEM) — None — Sold Cohen and Steers (ROI) — Int/Div Community Health Systems CYH — None — Buy Community Health Systems CYH — Buy Conoco Phillips — Int/Div — Buy Eli Lilly (LLY) — Int/Div Exxon Mobile — Int/Div — Buy FCT — Int/Div Merrill Lynch (FIA Card Services) Bank Deposit Program (cash) — Int/Div First Niagara (FNFG) — Int/Div First Niagara (FNFG) — Int/Div — Sold HOLX — None — Sold (part) MASCO (MAS) — Int/Div — Sold (part) Merck (MRK) — Int/Div Nuveen Float Rate JFR — Int/Div — Buy Nuveen Ins. (NEA) — Int/Div Nuveen Ins. (NEA) — Int/Div — Sold Partnerre Lid (PREPRF) — Int/Div — Sold Powershares Variable Rate CVRP — Int/Div — Buy Topbuild (Masco spinoff - see notes) — None Tortoise Energy (NDP) — Int/Div — Sold WOOF — None Memill Lynch Wealth Management - IRA — Int/Div Alger Spectra (ASPZX) — None Bank of America, NA, RAST (FIA Card Sve Cash (11AXX) — Int./y BLACK ROCK CREDIT (BCX) — Int/Div BLACK ROCK CREDIT (BTZ) — Int/Div BP PLC ADR (BP) — Int/Div — Sold Clearbridge Energy (CEM) — Int/Div Cohen and Steers (ROI) — Int/Div Conoco Phillips — Int/Div — Buy Conoco Phillips — Int/Div — Sold Exxon Mobile — Int/Div — Buy First Eagle (SG11X) — Int/Div First Eagle (SG11X) — Int/Div — Buy INVESCO (VVR) — Int/Div IVY ASSET (IVAEX) — Int/Div — Sold Highland Global — Int/Div — Buy MERCK (MRK) — Int/Div Morgan Stanley Emerging (EDD) — Int/Div Oppenheimer Dev (ODVYX) — Int/Div Oppenheimer Int] (OXIGYX) — Int/Div Oppenheimer Int] (OXIGYX) — Int/Div — Sold Tortoise Energy (NDP) — Int/Div — Sold Edwards Jones IRA — Distribution Invesco Global 45 Div. Strategy Unit Trust — Int/Div — Buy Conoco Phillips — Int/Div Johnson & Johnson — Int/Div McDonalds — Int/Div — Sold Phillip Morris — Int/Div — Sold Edward Jones Portfolio — Int American Funds TAIAX — Int/Div Goldman Sachs CD — Interest NC Med Care Comm Health Bond — Interest Prudential Prem. Ref. Contract — Int/Div Raleigh Durham Airport Bond — Interest Lincoln Life Ins — Int/Div Durham Arvin Partnership — None FMI Corp. Stock — Distribution GP Land, LLC — Interest Nationwide Insurance — None North State Bank Acct — Interest Bank of America Bank Account — Interest Equitable Life Insurance (cash value) — Int/Div Board Member, Campbell University School of Law, Board of Visitors Board Member, North Caroling Museum of History Associates Reimbursement — American Bankruptcy Institute — 3R2015 - 31020158 — New York, New York — Duberstein Moot Court — Lodging, Mcals, Travel Reimbursement — National Conference of Bankruptcy Judges — 9/27/2015 - 93002015 — Miami Beach, Flonda — Annuil Bankruptcy Conference / Seminar — Lodging Reimbursement — North Carolina Bar Association — 11/6/2015 — Pinehurst, North Carolina — Annual Bankruptcy Institute — Lodgmg, meals Spouse's income — 2015 — FMI Corp W-2 Spouse's income — 2015 — FMI Corp 11208 K-1 Part 11. Agreements All monies due under the Compensation Agreement with Nicholls & Crampton, PLA. have been paid and there remain no obligations due by either party thereunder. Part VII. Investments and Trusts Line %1 - Sale occurred during 2014, but was omitted from the 2014 report in error, largely due to name change of holding. Line 92 - Merrill Lynch Bank Deposit Program was formerly reported as FIA Card Services (cash) and is identified in parenthesis, Line 103 - On July 1. 2015, Masco (MAS), purusant to 4 tax free transaction, spun off TopBuild. 1 received 1 share of TopBuild for every 9 shares of Masco 1 owned. The transaction did not affect the amount of Masco stock, but resulted in my ownership of TopBuild without a "Buy.* Line 108 - Bank of America, NA, RAST was formerly reported as FIA Card Services Cash (1 1AXX) and is identified in parenthesis. --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/10917. Public record. Not legal advice.