# Steven E. Rau > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/10887 ## Record - **Judge:** Steven E. Rau - **Year:** 2013 - **Report type:** Annual - **Pages:** 13 ## Text UGMA-Edward LOMA AT&T Inc — Int/Div Apple, Inc — Int/Div Eagle Capital Appreciation Class ( — None Alliance Bernstein Core Opportunities Fund Class C ADGCX — None Eagle Capital Appreciation Class ( — None IRA - Steve Berkshire Hathaway — Sold Bristol Myers Squibb — Int/Div Celgene Corp — None — Sold Coach — Int/Div — Buy Coach — None — Sold Coca-Cola Company — Int/Div — Buy Coca-Cola Company — None — Sold Health Care Reit. Inc. HON — None — Sold Ishares S&P Midcap-UK — None — Sold Ishares Tr-Russell-IWM — None — Sold (part) shares Tr-Russell-IWM — None — Sold shares S&P Global Tech Sector - IXN — Int/Div — Buy shares S&P Global Tech Sector - IXN — None — Sold Kinder Morgan Mgmt LLC-KMR — None — Sold Mainstay High Yield Fund-MHUIX — None — Sold Nustar GP Holdings LLC — None — Sold Oppenheimer Dev Markets Class Y ODVYX — Int/Div — Buy (add'l) Oppenheimer Dev Markets Class Y ODvY Xx — None — Sold Penn West Petroleum LTD — None — Sold Plum Creek Timber Co Inc — Int/Div — Sold (part) Plum Creek Timber Co Inc — None — Sold Powershares DB ETF Commodity Index Tracking Fund — None — Sold Templeton Funds Income Tr Glb Bd Advisor — None — Sold Wells Fargo Fund Tr Short Term High Yield — Int/Div — Sold (part) Wells Fargo Fund Tr Short Term High Yield — None — Sold Meuers - IRA Abbott Laboratories — None — Sold Abbvie (spinoff from Abbott) — Int/Div Amgen Inc — Int/Div AT&T Inc — Int/Div Berkshire Hathaway — None — Buy Bristol Meyers Squibb — Int/Div Celgene Corp — None Chevron Corporation — Int/Div — Buy (add'l) Coach — Int/Div — Buy Coca-Cola — Int/Div — Buy Danaher Corp — Int/Div Morgan Stanley - MSD — Int/Div Morgan Stanley Emg Mkt debt -EDD — Int./hv — Buy Exxon Mobil Corp — Int/Div — Buy (add'l) General Electric Company — Int/Div Hemz HJ Co Common - went private — Int/Div — Redeemed Intel Corp — Int/Div Inernational Business Machine Corp — Int/Div Ishares Tr MSC1 ETF — Int/Div shares Global Tech - IXN — Int/Div — Buy Johnson & Johnson — Int/Div Kinder Morgan — Int/Div El Lilly & Co — Int/Div Merck & Co Inc — Int/Div Mamstay Fd High Yield — Int/Div Microsoft Corp — Int/Div Novartis AG — Int/Div — Sold (part) Nustar GP Holdings LLC — Int/Div Oppenheimer Dev Markets-ODVY X — Int/Div Penn West Petroleum LTD — Int/Div — Sold Pepsico Inc — Int/Div Plum Creek Timber Co Inc — Int/Div — Sold (part) Target Corp — Int/Div — Buy Templeton Funds - TGBAX — Int/Div IM — Int/Div Total S A Sponsored ADR TOT — Int/Div — Buy (add'l) United Technologies Corp — Int/Div Vodafone Group Plc — Int/Div — Sold Wells Fargo Fds Tr-WDHYX — Int/Div — Buy (add'l) Wells Fargo Advantage-SCVIX — Int/Div WGL Holdings Inc-WGL — Int/Div Zimmer Holdings Inc — Int/Div — Sold Chambers Street Properties (formerly CB Richard Ellis) — Int/Div Lehman Brothers Holdmgs Global Nots — Int/Div Memll Lynch & Co Medium Term Notes — Int/Div — Redeemed ING Group NV 7.375% Pid — Int/Div Wells Fargo Capital Preferred (7.875%) — Int/Div — Redeemed Alliance Berstein 529 Growth ( — None Tiger Building LP Note — Int/Div Meuers/Rau Jomt Account Abbvie (spinoff from Abbott) — Int/Div — Buy Abbott Laboratories -ABT — Int/Div — Sold Aflac Inc-AFL — Int/Div Amencan Electric Power Inc-AEP — Int/Div AT&T-Inc-T — Int/Div Bristol Myers Squibb-BMY — Int/Div Chevron Corporation-CVX — Int/Div Coach — Distribution — Buy Coach — Int/Div — Sold Coca-Cola Company — Int/Div — Buy Coca-Cola Company — Int/Div — Sold Exxon — Int/Div — Buy Exxon — Int/Div — Sold Health Care Reit, Inc -HCN — Int/Div Heinz HI Co Common-HNZ (company went private) — Int/Div — Redeemed Intel Corp-INTC — Int/Div International Business Maching Corp-1BM — Int/Div — Buy Johnson & Johnson-JNJ — Int/Div — Buy Kimberly Clark Corp - KMB — Int/Div — Sold Merck & Co Inc -MRK — Int/Div — Buy Novartis AG Spon ADR-NVS — Int/Div Pepsico Inc-PEP — Int/Div Target Corp-TGT — Int/Div Total S.A. Spons ADR-TOT — Int/Div — Sold United Techonologies Corp-UTX — Int/Div Wells Fargo Company-WF( — Int/Div — Sold (part) WGL Holdmgs Inc-WGL — Int/Div Wells Fargo FDS TR-NMTFX — Int/Div — Buy (add'l) Wells Fargo FDS TR-NMTFX — Int/Div — Buy (add'l) Wells Fargo FDS TR)ONMTFX — Int/Div — Buy Wells Fargo FDS TR-NMTFX — Int/Div — Sold Wells Fargo Money Market Fund — Int/Div Wells Fargo Corp Stock — Int/Div The investments under the heading JI" on the 2012 report were transferred into an account in only Magistrate Judge Rau's adult daughter's name. It is believed these do not need to be included on his report any longer, Heinz Co. (lines 53 and 105) went private. As i result, the shares were redeemed to holders. Abbvie (lines 39 and 91) - Abbott Laboratories spun off part of its company. For every | share of Abbott, investors received | share of Abbvie --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/10887. Public record. Not legal advice.