# Marilyn D Go > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/10809 ## Record - **Judge:** Marilyn D Go - **Year:** 2017 - **Report type:** Annual - **Pages:** 14 ## Text CMA at Citibank, N.A — Interest Andeavor , [k/a Tesoro Petroleum {common stock) — Int/Div Brokerage Account 21 (IRA - stock) Bristol Myers Squibb Co. (common shares in IRA) — Int/Div ChevronTexaco Corp. (common stock in IRA) — Int/Div Exxon Mobil Corp. {common stock in IRA) — Int/Div A Frontier Communications Corp. (common stock) — Int/Div Hawaiian Electric Industries Inc. (common stock in IRA) — Int/Div Hewlett Packard Enterprise {common stock in IRA) — Int/Div HP Inc. (common stock in IRA) — Int/Div Microsoft (common stock m IRA) — Int/Div Raytheon (common stock m IRA) — Int/Div Vernzon Communications (common stock m IRA) — Int/Div Morgan Stanley Private Bank Deposit Prog (for uninvested funds in IRA) — Interest New Combined Account (previously Brokerage Acct, #2 and #3 — S Alliancebernstein Holding L.P. (common stock) — Int/Div AT&T (common stock) — Int/Div Becton Dickemson & Co. (common stock) — Int/Div Blackstone Group LP {common stock ) — Int/Div Boeing (common stock) — Int/Div Bristol Myers Squibb Co. (common stock) — Int/Div Chevron Corp. {common stock) — Int/Div Church & Dwight Co Inc. (common stock) — Int/Div Exxon Mobil Corp. (common stock) — Int/Div Glaxosmithkline PLC ADR (common stock) — Int/Div Hawaiian Electric Indusctries, Inc. (common stock) — Int/Div Intel (common stock) — Int/Div KKR & Co LP (common stock) — Int/Div Lockheed Martin Corp. (common stock) — Int/Div Lvondellbasell NV Cl-A(common stock) — Int/Div Merck & Co. Inc. New (common stock) — Int/Div Pepsico Inc NC (common stock) — Int/Div Phizer Inc. (common stock) — Int/Div PPG Inductries Inc. (common stock) — Int/Div Pruinesky Rty Ltd (PREKF) — Int/Div Quality Care Properties Inc. (OCP) — Int/Div Unilever NV NY Sh New (common stock in IRA) — Int/Div Verizon Communications (common stock in IRA) — Int/Div Walt Disney Co Holdg Co (common stock in IRA) — Int/Div Wells Fargo & Co. New (common stock in IRA) — Int/Div Morgan Stanley Bank Deposit Prog (for uninvested fds in KEOGH) — Int/Div Apple Inc. (common stock) — Int/Div American Electric Power Co, Inc. {common stock) — Int/Div Canadian Natural Resources Ltd. (common stock) — Int/Div Chubb Corp. (common stock 1in KEOGH) — Int/Div Conoco Phillips (common stock in KEOGH ) — Int/Div Con Edison Inc. (common stock) — Int/Div Enterprise Products Prins LP (EPD) — Int/Div HCP Inc. (New) (common stock) — Int/Div Hess Corporation (common stock) — None — Sold LP. Morgan Chase & Co. {common stock) — Int/Div Johnson & Johnson (stock) — Int/Div McDonalds Corp. {common stock) — Int/Div Nextera Energy (common stock in KEOGH) — Int/Div Oracle (common stock in KEOGH) — Int/Div Royal Dutch PTLM (NY registrty shares in KEOGH) — Int/Div Schlumberger Ltd. (stock m KEOGH) — Int/Div Transocean Ltd (RIG) — Int/Div Welltower Inc. (common stock m KEOGH) — Int/Div PDR Servs. LLC: SPDR Dow Jones Indl Avg ETF (equity portfol) — Int Barclays Glob Fd Advises: 1Shares TR Dow Jones Sel Div Ind — Int/Div Barclays Global Fd Advisrs: 1SharesRussell 2000 Index Fd — Int/Div PDR Services LLC: SPDR S&P ETF Trust {equity portfolio) — Int/Div Bridge Debt Intl 11 — Distribution — Buy — note 1, Pt. VII End of New Combmed Account Nanox Imaging Lid — None — note 2, Pt. VII Stone Israventures LLC — None — Buy (add'l) Softbank Technology Ventures, L.P (limited ptoership int.) — None rental income from unit in Kings County. New York — Rent Brokerage Account #4 (IRA mutual funds) American Funds: American Fds Growth Fund of America (IRA) — Int/Div — Sold (part) Blackrock Inc.: Blackrock Equity Dividend Fund — Int/Div — Sold (part) Columbia Management Funds: Columbia Acorn Fund Class A (IRA) — Int/Div Federated Funds: Federated Kaufman Fund Class A (IRA) — Int/Div First Eagle Funds: First Eagle Global Fund Class A (IRA) — Int/Div Loomis Sayles Funds: Loomis Sayles Bd Fd Class Retail (IRA) — Int/Div — Buy (add'l) MFS: MFS Bond Fund A (IRA) — Int/Div — Buy (add'l) MFS: MFS Research Fund Class A (IRA) — Int/Div — Buy (add'l) Parnassus Investments: Parnasus Equity Income Fund — Int/Div — Sold (part) Pimco Funds: Pimco Real Return Fund Class A (IRA) — Int/Div — Buy (add'l) Royce Special Equity Fund (IRA) — Int/Div Victory Capital Management Inc.: Victory Estab. Value Fund — Int/Div — Sold (part) Virtus Funds: Virtus Multi-sector Short Term Bond Fun (IRA) — Int/Div end of Account #4 Account #5 (closed 2016) Account £6 (college fund) American Funds : AMCAP FUND A {college trust fund) — Int/Div — from line 88) — note 3, Part VII American Funds : AMCAP FUND CLASS 529C (college trust fund) — Int/Div — Sold (part) — note 3 & 4, Part vii American Funds : American Mutual Fund Class $29C — Int/Div — Sold (part) — note 5, Part VII American Funds: Capital World Growth & Income WGI A — Int/Div — from line 91) — note 3 American Funds: Cap Wrld Grwth & Inc (coll trust fd) (name corr'ted) — Int — Sold (part) — note 3 & 4, Part vi American Funds : EuroPac Growth Fund of America Class 529C — Int/Div — Sold (part) — note 4, Part VII American Funds: Washington Mutual Investors WMIF A — Int/Div — from lime 94) — 3 American Funds: Washington Mut Investrs Fd (college tr fd) — Int/Div — Sold (part) — note 3 & 5, Part vil American Funds: The Income Fd of Amer IFA A (college tr fd) — Int/Div — from line 96) — note 3 American Funds: Income Fund of America IFAC — Int/Div — Sold (part) — note 3 & 4, Part vi American Funds: Bond Fund of America BFA A — Int/Div — from lime 98) — note 3, Part VII American Funds: The Bond Fund of Amer {college tr fd) — Int/Div — Sold (part) — note 3 & 4, Part vii American Fds: Grwth Fd of Amer ¢l 529¢ (collge trust fd) — Int/Div — Sold (part) — note 5, Part VII Account #7 American Century Inv. : Centuury Heritage Funds — Int/Div American Funds: Growth Fund of America Class F — Int/Div Dreyfus: Dreyfus Small Company Value Fund — Int/Div First Eagle: FE Overseas Funds — Int/Div Franklin Templeton Investments: FT Mut Glob Disev Fd C1 A — Int/Div GAMCO Investors: Gabelli Equity Inv Fund C1 A — Int/Div MFS: MFS Value Fund Class A — None Oppenheimer Funds: Oppenheimer Dey Mrkts FACIL A — Int./y Royce: Rovee Special Equity Fund — Int/Div Virtus Funds: Virtus Contrarian Val Fund CI 1 — Int/Div Virtus Funds: Virtus Multi-Sector Short Term Bd Fund C1 — Int/Div WellsFargo: WF Ad vantage Growth Fund — Int/Div Baring Global Credit Inc Opp Fund Class A. formerly Babson GI Cred 10F — Inv Baring Global Floating Rate Fund Class A, formerly Babson Glob Fl Rt — Int/Div John Hancock: John Hancock NY Tax Exmpt FCI A — None JP MorganStrategic Inc. Fund — Int/Div Loomis Sayles Strategic Income Fund Class A — Int/Div Lord Abbett Total Return Fund Class A — Int/Div Pimco Funds: Pimco Real Return Fd C1 A — None BlackRock Funds: Blackrock Glob Alloctn Fd Inc A — Int/Div Yacktman Asset Mgt: Yacktman Fund Service — Int/Div UBS Bank USA Deposit Acct (for uninvested funds) — Int/Div end of account #7 Chase Bank accounts — Interest Empower Retirement: Key Guaranteed Portfolio Fd — Int/Div — Distnbuted — note 6, Pt VIL Account £ 8 (new retirement fund) — “. Guggenheim Investments: Guggenheim Macro Opportunities Fund 1 — Int/Div — Buy Vanguard Group, Inc.: Vanguard S00 Index Fund Admiral Series — Int/Div — Buy end of account #8 PowerMat Ltd — None Wellsense, Inc., formerly Enhanced Surface Dynamics Ine. — None — note 7, Part VIII Account 29 (Roth IRA I) — note 8. Part VII SPDR S&P 500 ETF (SPY) in Morgan Stanley Roth IRA — Int/Div — Buy (add'l) — " Morgan Stanley Bank, NA — Interest — “n end of account 29 Ad Hoc Investors LLC — None — Buy (add'l) — corrected) Account 210 (Roth IRA II) — from acct #9) SPDR S&P 500 ETF (SPY) in Morgan Stanley Roth IRA — Int/Div Morgan Stanley Bank, N.A — Interest end of account #10 Mt Auburn IstaVet L.L.C — None — Buy — placement Espro Information Technology Ltd — None — Buy — placement Spouse's income — 2017 — Self-employed lawyer (partner in law practice) 1. Part VII, line 64 (Bridge Debt II International Funds). The Bridge Debt 11 International Funds is a real estate investment partnership run by Bridge Investment Group Funds, The first capital call was made on 1/30/2017, as reported. Four additional capital calls were made on 7/25/2017, 9/18/2017, 1026/2017 and 12/15/2017. The amount reposted reflects the aggregate capital contributions made in 2017. 2. Part VIL line 66 (Nanox Imaging Ltd.) As previously reported, interests in Nanox are held in three separate brokerage accounts, two of which are for separate trusts, The amount reported is for the combined value of the investments based on the amount of the investment. 3. Part VIL lines 87, £8, 90, 91, 93, 94, 95, 96, 97 & 98 (partial conversion of mutual funds held in Account #6 from Class C to Class A funds). These are mutual funds held in a college savings plan administered by American Funds. Pursuant to a policy of American Funds that became effective December 1, 2017, shares in Class C funds held for more than ten years automatically convert to Class A shares before the end of their 10-year anniversary month. Thus, in December 2017, some of the shares in the Class C funds described on lines 88, 91, 94, 96, and 98 automatically converted into the Class A shares in the funds described on lines 87, 90, 93, 95 and 97, respectively. In addition, because there were partial sales in 2017 of all of these Class C funds (and all other funds originally held in Account #6) , the transactions have been thus been listed as sules, as further described in notes 4 and 5. 1 have categorized the new converted Class A funds as having been acquired as spin-offs, which, | think, more closely describes the conversion of shares in the five Class C funds that that occurred. (Please note: In this amended report, | moved the Class A fund originally reported on line 90 to line 97 so that this fund would be on the line next to the class C fund from which the shares were converted). 4. Part VIL lines 88, 91, 92, 96 and 98 (partial sales of mutual funds m Account # 6) . Besides the reported sales on 7/31/2017 of each fund, two additional sales were made on 11/30/2017 and 12/15/2017. The reported amount is the aggregate value of the sales and gains for each fund. All of the individual transactions involved amounts within value code "1." The gains were determined based on the total contributions made at the time of sale, rather than on a FIFO method, because the contributions into the funds were made over an extended period of time. 5. Part VIL lines 89, 94 and 99. (partial sale of mutual funds in Account # 6). Besides the reported sale on 7/31/2017 of each fund, one additional sale was made on 11/30/2017. The reported amount is the aggregate value of the sules and gains for each fund. All of the individual transuctions involved amounts within value code "J." The gains were determined based on the total contributions made at the time of sale, rather than on a FIFO method, because the contributions into the funds were made over an extended period of time. 6. Part VIL, lines 125-129. (transfer of funds in Empower Retirement to new retirement account). All of the funds in Empower Retirement were transferred in March 2018 to a retirement plan administered by my spouse's employer and the proceeds invested in the investments now listed in Account No. 8 on lines 127 and 128. Additional employee contributions totalling $24,000 were made on 10/17/2017 into the two funds listed. 7. Part VII, line 131. (Wellsense, Inc.) As previously reported, interests are held in three separate brokerage accounts, two of which are for separate trusts. The amounts reported are for the combined values of the investments. 8. Part VILL, lines 132-134 (Account #9, Roth IRA 1). To clarify, the fund reported on line 133, which was previously reported simply as a Roth IRA Account (see Financial Disclosure Report for 2016, Part VII, In. 147), is now listed as an investment in a newly created Account #9 so that unused funds now held as cash in the #ecount can be reported, --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/10809. Public record. Not legal advice.