# Thomas C Wheeler > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/10728 ## Record - **Judge:** Thomas C Wheeler - **Year:** 2011 - **Report type:** Annual - **Pages:** 35 ## Text SIT Tax Exempt Bond Mutual Fund — Int/Div Bank of America Checking Account — Interest Potomac Cliffs at Watson House RE P-ship (See Part VIN — None HEE Scoond-to-Dhe Life Insurance Policy — None EEE Whole Life Policy — None Broker Account #1 - JE Rev. Trust Daimler AG Common Stock — Int/Div Air Castle Common Stock — Int/Div Altria Group Common Stock — Int/Div American Express Common Stock — Int/Div BP PLC Common Stock — Int/Div Walt Disney Common Stock — Int/Div Healthcare Realty Trust Common Stock — Int/Div Hewlett Packard Common Stock — Int/Div Motorola Common Stock — Int/Div Philip Morris Int'l Common Stock — Int/Div Prudenital Financial Common Stock — Int/Div Nuveen Municipal Mkt. Opportunity Fund — Int/Div Legg Mason Valve Trust Fund — Int/Div — Sold Broker Account #2 — Jl IRA Citigroup Common Stock — None Legg Mason Clearbridge Fund. Value Fund — None Broker Account #3 — J IRA Rollover Air Castle Common Stock — Int/Div Covidien PLC Common Stock — Int/Div — Buy (add'l) Covidien PLC Common Stock — Int/Div — Buy (add'l) Tyco Electronics Common Stock — Int/Div Alina Group Common Stock — Int/Div Apollo Investment Common Stock — Int/Div BP PLC Common Stock — Int/Div Bristol Myers Squibb Common Stock — Int/Div Cisco Systems Common Stock — Int/Div — Buy (add'l) Comcast Common Stock — Int/Div Constellation Brands Common Stock — None Walt Disney Common Stock — Int/Div — Buy (add'l) Emerson Electric Common Stock — Int/Div Energy Transfer Partners LP — Int/Div General Electric Common Stock — Int/Div Halliburton Common Stock — Int/Div — Buy (add'l) Hewlett Packard Common Stock — Int/Div — Buy (add'l) Home Depot Common Stock — Int/Div — Buy (add'l) Hospitality Properties Trust Common Stock — Int/Div — Buy (add'l) J.P, Morgan Chase Common Stock — Int/Div Kroger Common Stock — Int/Div Marriott Int'l Common Stock — Int/Div McDonald's Common Stock — Int/Div — Sold Microsoft Common Stock — Int/Div Motorola Common Stock — Int/Div — Sold Nike Common Stock — Int/Div — Sold Pepsico Common Stock — Int/Div — Buy Philip Moms Int'l Common Stock — Int/Div Sandridge Permian Trust — Int/Div — Buy Sandridge Permian Trust — Int/Div — Buy (add'l) Southwest Airlines Common Stock — Int/Div IM Common Stock — Int/Div United Parcel Service Common Stock — Int/Div United States Steel Common Stock — Int/Div Verizon Common Stock — Int/Div Walmart Common Stock — Int/Div Cohen & Steers Infrastructure Fund — Int/Div Kayne Anderson Energy Return Fund — Int/Div New Germany Fund — Int/Div Eaton Vance LTD Duration Income Fund — Int/Div Brker Acct #4 -- SSB Asset Man Fd J Rev Trst (See Pt VIN Citibank Money Market (X) — Interest AMC Networks Common Stock (X) — None AT&T Inc. Common Stock (X) — Int/Div Akamai Technologies Common Stock (X) — None Amazon.com Common Stock (X) — None Amgen, Inc. Common Stock (X) — Int/Div Anadarko Petroleum Common Stock (X) — Int/Div Anheuser Busch InBev SA Spon. Common Stock (X) — Int/Div Apache Corp. Common Stock (X) — Int/Div Apple. Inc. Common Stock (X) — None Applied Materials, Inc. Common Stock (X) — Int/Div Autodesk, Inc. Delaware Common Stock xX) — None Baker Hughes, Inc. Common Stock (X) — Int/Div Bed Bath & Beyond Common Stock (X) — None BHP Billiton Ltd. Common Stock (X) — Int/Div Biogen Idec Inc. Common Stock (X) — None Blackrock, Inc. Common Stock (X) — Int/Div Boemg Co. Common Stock (X) — Int/Div Broadcom Corp. Common Stock (X) — Int/Div CME Group, Inc. Common Stock (X) — Int/Div CVS Caremark Corp. Common Stock (X) — Int/Div Cablevision Systems Corp. Common Stock xX) — Int/Div Cameron Intl. Corp. Common Stock (X) — None Camival CP New Paired Common Stock xX) — Int/Div Celgene Corp. Common Stock (X) — None Chubb Corp. Common Stock (X) — Int/Div Cisco Systems Inc. Common Stock (X) — Int/Div Citrix Systems, Inc. Common Stock (X) — None Coca Cola Inc. Common Stock (X) — Int/Div Comcast Corp. CL A Special New Common Stock (X) — Int/Div Conoco Phillips Common Stock (X) — Int/Div Cree Research Inc. Common Stock (X) — None Deere & Co. Common Stock (X) — Int/Div Devon Energy Corp. New Common Stock xX) — Int/Div Walt Disney Co. Holding Common Stock (xX) — Int/Div The DirecTV Group CL A Common Stock (xX) — None Dolby CL A Common Stock (X) — None Dover Corp. Common Stock (X) — Int/Div EMC Corp. Mass. Common Stock (X) — None Eaton Corp. Common Stock (X) — Int/Div EBay Inc. Common Stock (X) — None Emerson Electric Common Stock (X) — Int/Div Ericsson LM Tel. ADR CL B New Common Stock (X) — Int/Div Fluor Corp. New Common Stock (X) — Int/Div Forest Laboratories Inc. Common Stock xX) — None Franklin Resources Inc. Common Stock XxX) — Int/Div GAP. Inc. Common Stock (X) — Int/Div General Electric Co. Common Stock (X) — Int/Div ClaxoSmithKline PLC ADS Common Stock (X) — Int/Div Google Inc. Common Stock (X) — None Halliburton Co. Common Stock (X) — Int/Div Hess Corp. Common Stock (X) — Int/Div Home Depot Ine. Common Stock (X) — Int/Div Honevwell Intl. Inc. Common Stock (X) — Int/Div Intuit Inc. Common Stock (X) — Int/Div JP Morgan Chase & Co. Common Stock (XxX) — Int/Div Johnson & Johnson Common Stock (X) — Int/Div Jones Lang LaSalle Inc. Common Stock xX) — Int/Div Juniper Networks Common Stock (X) — None KLA Tencor Corp. Common Stock (X) — Int/Div Keycorp New Common Stock (X) — Int/Div L-3 Communications Holding Inc Common Stock (X) — Int/Div Liberty Media Co. Liberty Cap A Common Stock (X) — None Liberty Interactive Co. Inter A Common Stock (X) — None Mattel Inc. Common Stock (X) — Int/Div Merck & Co. Inc. New Common Stock (X) — Int/Div Microsoft Corp. Common Stock (X) — Int/Div Monsanto Co. New Common Stock (X) — Int/Div Morgan Stanley Common Stock (X) — Int/Div National Oilwell Varco Inc. Common Stock (X) — Int/Div Netapp. Inc. Common Stock (X) — None Nike Inc. B Common Stock (X) — Int/Div Noble Energy Inc. Common Stock (X) — Int/Div Northrop Grumman Corp. Common Stock 1X) — Int/Div Novartis AG ADR Common Stock (X) — Int/Div Nucor Corp. Common Stock (X) — Int/Div Oracle Corp. Common Stock (X) — Int/Div Oshkosh Corp. Common Stock (X) — None Pall Corp. Common Stock (X) — Int/Div Pebblebrook Hotel Tr. Com. Common Stock (X) — Int/Div Pepsico Inc. Common Stock (X) — Int/Div Procter & Gamble Common Stock (X) — Int/Div Qualcom Inc. Common Stock (X) — Int/Div Safeway Inc. Com. New Common Stock xX) — Int/Div Sandisk Corp. Common Stock (X) — None Schlumberger Ltd. Common Stock (X) — Int/Div Charles Schwab New Common Stock (X) — Int/Div Symantic Corp. Common Stock (X) — None Texas Instruments Common Stock (X) — Int/Div Thermo Fisher Scientific Inc. Common Stock (X) — None US Bancorp. Com New Common Stock XxX) — Int/Div Unilever PLC (New) ADS Common Stock xX) — Int/Div United Parcel Service Inc. CL B Common Stock (X) — Int/Div United States Steel Corp. New Common Stock (X) — Int/Div United Health Group Inc. Common Stock xX) — Int/Div Visa Inc. CL A Common Stock (X) — Int/Div Vodaphone Group PLC ADS New Common Stock (X) — Int/Div Weyerhauser Co. Common Stock (X) — Int/Div Covidien PLC New Common Stock (X) — Int/Div Seagate Technology PLC Common Stock xX) — Int/Div Allied World Assurance Co. Hidgs Ltd Common Stock (X) — Int/Div Weatherford International Ltd. Common Stock (X) — None TE Connectivity Ltd. New Common Stock (X) — Int/Div Tyco International Ltd. New Common Stock (X) — Int/Div Brker Acct #5 -- SSB Asset Man Fd, J IRA (See Part VIII MS Liquid Asset Fund Money Market (X) — None AT&T Common Stock (X) — Int/Div Akamai Techologies Common Stock (X) — None Amazon.com Ine. Common Stock (X) — None Amgen, Inc. Common Stock (X) — Int/Div Anadarko Petroleum Common Stock (X) — Int/Div Anheuser Busch InBev SA Spon. Common Stock (X) — Int/Div Apache Corp. Common Stock (X) — Int/Div Apple, Inc. Common Stock (X) — None Applied Materials, Inc. Common Stock (X) — Int/Div Autodesk, Inc. Delaware Common Stock xX) — None Baker Hughes, Inc. Common Stock (X) — Int/Div Bed Bath & Beyond Common Stock (X) — None BHP Billiton Ltd. Common Stock (X) — Int/Div Biogen Idec Common Stock (X) — None Blackrock, Inc. Common Stock (X) — Int/Div Boeing Co. Common Stock (X) — Int/Div Broadcom Corp. CL A Common Stock (X) — Int/Div CME Group Inc. Common Stock (X) — Int/Div CVS Caremark Corp. Common Stock (X) — Int/Div Cablevision Systems Corp. Common Stock xX) — Int/Div Cameron Intl Corp. Common Stock (X) — None Camival CP New Paired Com Common Stock (X) — Int/Div Celgene Corp. Common Stock (X) — None Chubb Corp. Common Stock (X) — Int/Div Cisco Systems Inc. Common Stock (X) — Int/Div Citrix Systems Inc. Common Stock (X) — None Coca Cola Co. Common Stock (X) — Int/Div Comcast Corp. CL A Special New Common Stock (X) — Int/Div Conoco Phillips Common Stock (X) — Int/Div Cree Research, Inc. Common Stock (X) — None Deere & Co. Common Stock (X) — Int/Div Devon Energy Corp. New Common Stock xX) — Int/Div Walt Disney Co. Holdings Common Stock (xX) — Int/Div The DirecTV Group CL A Common Stock (xX) — None Dolby CL A Common Stock (X) — None Dover Corp. Common Stock (X) — Int/Div EMC Corp. Mass Common Stock (X) — None FOG Resources. Inc. Common Stock (X) — Int/Div Eaton Corp. Common Stock (X) — Int/Div EBay Inc. Common Stock (X) — None Emerson Electric Co. Common Stock (X) — Int/Div Ericssen LM Tel. ADR CL B New Common Stock (X) — Int/Div Fluor Corp. New Common Stock (X) — Int/Div Forest Laboratories Inc. Common Stock 1X) — None Franklin Resources, Inc. Common Stock xX) — Int/Div Gap Inc.. Common Stock (X) — Int/Div General Electric Co. Common Stock (X) — Int/Div GlaxoSmithKline PLC ADS Common Stock (X) — Int/Div Google Inc. CL A Common Stock (X) — None Halliburton Co. Common Stock (X) — Int/Div Hess Corp. Common Stock (X) — Int/Div Home Depot, Inc. Common Stock (X) — Int/Div Honeywell Intl. Inc. Common Stock (X) — Int/Div Intuit Inc. Common Stock (X) — Int/Div JP Morgan Chase Common Stock (X) — Int/Div Johnson & Johnson Common Stock (X) — Int/Div Jones Lang LaSalle Inc. Common Stock (xX) — Int/Div Juniper Networks Common Stock (X) — None KLA Tencor Corp. Common Stock (X) — Int/Div KeyCorp. New Common Stock (X) — Int/Div L-3 Communications Holding Inc Common Stock (X) — Int/Div Liberty Media Co. Liberty Cap A Common Stock (X) — None Liberty Interactive Co. Inter A Common Stock (X) — None Mattel Inc. Common Stock (X) — Int/Div Merck & Co. Inc. New Common Stock (X) — Int/Div Microsoft Corp. Common Stock (X) — Int/Div Monsanto Co, New Common Stock (X) — Int/Div Morgan Stanley Common Stock (X) — Int/Div National Oilwell Varco Inc. Common Stock (X) — Int/Div Netapp Inc. Common Stock (X) — None Nike Inc. B Common Stock (X) — Int/Div Noble Energy Inc. Common Stock (X) — Int/Div Northrop Grumman Corp. Common Stock XxX) — Int/Div Novartis AG ADR Common Stock (X) — Int/Div Nucor Corp. Common Stock (X) — Int/Div Oracle Corp. Common Stock (X) — Int/Div Oshkosh Corp. Common Stock (X) — None Pall Corp. Common Stock (X) — Int/Div Pebblebrook Hotel TR Common Stock (X) — Int/Div Pepsico Inc. NC Common Stock (X) — Int/Div Procter & Gamble Common Stock (X) — Int/Div Qualcomm Inc. Common Stock (X) — Int/Div Safeway Inc. New Common Stock (X) — Int/Div Sandisk Corp. Common Stock (X) — None Schlumberger Ltd. Common Stock (X) — Int/Div Charles Schwab New Common Stock (X) — Int/Div Symantec Corp. Common Stock (X) — None Texas Instruments Common Stock (X) — Int/Div Thermo Fisher Scientific Inc. Common Stock (X) — None US Bancorp New Common Stock (X) — Int/Div Unilever PLC (New) ADS Common Stock x) — Int/Div United Parcel Service Inc. CL B Common Stock (X) — Int/Div United States Steel Corp. New Common Stock (X) — Int/Div United Health Group Inc. Common Stock XxX) — Int/Div Visa Inc. CL A Common Stock (X) — Int/Div Vodaphone Group PLC ADS New Common Stock (X) — Int/Div Weyerhauser Co. Common Stock (X) — Int/Div Covidien PLC New Common Stock (X) — Int/Div Seagate Technology PLC Common Stock xy — Int/Div Allied World Assurance Co. Holding Ltd Common Stock (X) — Int/Div Weatherford International Ltd Common Stock (X) — None TE Connectivity Ltd New Common Stock (xX) — Int/Div Tyco Internations] Ltd New Common Stock (X) — Int/Div Broker Account #6 - Jl Pers. Trust Dominion Resources Common Stock — Int/Div Exxon Mobile Common Stock — Int/Div Pepsico Common Stock — Int/Div PNC Financial Services Common Stock — Int/Div Walmart Common Stock — Int/Div Maryland State Transportation Bonds 07011 — None — Redeemed Howard County Golf Course Bonds 08/18/12 — Interest Maryland CDA Housing Conds 07/01/13 — Interest Prince George's County MD Bonds 1/01/15 — Interest Puerto Rico Housing Public Serv. Bonds 070116 — Interest Maryland State Health Higher Education Bonds 07/01/18 — Interest Baltimore MD Ser. C Sink Fund 07/01/17 — Interest MFS Maryland Municipal Bond Fund — Interest Broker Account #7 - Shares Managed Trust (See Part VII IShares Barclays Aggregate Bond Fund (xX) — Int/Div IShares Barclays MBS Bond Fund (X) — Int/Div Shares Barclays 1-3 Yr. CD Bond Fund xX) — Int/Div Shares Dow Jones US Consumer Services Index Fund (X) — Int/Div IShares Dow Jones Real Estate Index Fund xX) — Int/Div IShares Dow Jones Technology Sector Index Fund (X) — Int/Div IShares Dow Jones US Consumer Goods Index Fund (X) — Int/Div IShares Dow Jones LS Financial Sector Index Fund (X) — Int/Div IShares Dow Jones US Healtk Care Sector Index Fund (X) — Int/Div IShares Dow Jones LS Energy Sector Index Fund (X) — Int/Div Broker Account #8 -- IEE BE RMA Baltimore County MD Metro Dist. Bonds 06/01/24 — Interest — Redeemed Frederick MD Rfdg & Impt Bonds 08/01/13 — Interest Maryland CDA Hsg Cmty Dev Bonds 0701/15 — Interest Puerto Rico Elec. Power Auth Bonds on701/17 — None Maryland State Health & Higher Ed Bonds 07/01/18 — Interest Puerto Rico Commonwealth Pub Ser. B 07/0120 — Interest — Redeemed Blackrock Munivest Fund 11 — Interest Blackrock Munivest Fund — Interest Nuveen Select Tax Free Income Port 3 — Interest Dreyfus State Mun Bond Fd Maryland Ser Class C — Interest Brker Acct #9 - IShares Man [ll Re Trust (See Part VIII Shares Barclay's Aggregate Bond Fund xX) — Int/Div IShares Barclays MBS Bond Fund (X) — Int/Div IShares Barclays 1-3 Yr. CD Bond Fund XxX) — Int/Div IShares Dow Jones LS Consumer Services Index Fund (X) — Int/Div IShares Dow Jones US Real Estate Index Fund (X) — Int/Div IShares Dow Jones Technology Sector Index Fund (X) — Int/Div IShares Dow Jones US Consumer Goods Index Fund (X) — Int/Div IShares Dow Jones US Financial Sector Index Fund (X) — Int/Div IShares Dow Jones US Health Care Sector Index Fund (X) — Int/Div IShares Dow Jones LS Energy Sector Index Fund (X) — Int/Div Broker Account # 10 — J Rev. Trust American Capital Limited Common Stock — None EMC Corp. Mass. Common Stock — None Schlumberger Ltd. Common Stock — Int/Div — Buy Schlumberger Ltd. Common Stock — Int/Div — Buy (add'l) ING Clarion Global Real Estate Fund — Interest — Buy (add'l) Kayne Anderson Energy Fund — Int/Div ACAP Strategic Fund Shares Mutual Fund — None Hartford Municipal Opp. Fund Class C — Int/Div Legg Mason Western Asset Mun, Class ( — Int/Div — Sold (part) Principal Investment Fund — Int/Div Broker Account # 11 — J IRA Tortoise MLP Fund — Int/Div CFI ELKS based upon SLB Common Stock — Int/Div — Redeemed CFI ELKS based upon BBY Common Stock — Int/Div — Redeemed Citigroup ELKS based upon General Electric Common Stock — Int/Div — Redeemed Morgan Stanley ELKS based upon Baker Hughes Com, Stk. — Int/Div — Redeemed Best Buy Common Stock — Int/Div — Buy Chesapeake Energy Corp. Common Stock — Int/Div — Buy Schlumberger Ltd. Common Stock — Int/Div — Buy Schlumberger Ltd. Common Stock — Int/Div — Buy (add'l) Broker Account # 12 — Jl IRA Trust United Health Group Commeon Stock — Int/Div Calamos Strategy Fund — Int/Div Hartford Floating Rate Fund — Int/Div Pimco Commodity Real Return Strategy Fund — Int/Div Putnam Diversified Income Trust Fund, Class C — Int/Div — Buy (add'l) Broker Account # 13 — JER IRA Trust Bristol Myers Squibb Common Stock — Int/Div ECA Marcellus Trust — Int/Div — Sold Energy Transfer Partners LP — Int/Div Exxon Mobile Common Stock — Int/Div Ford Motor Co. Common Stock — Int/Div — Buy Ford Motor Co. Common Stock — Int/Div — Buy (add'l) Ford Motor Co. Common Stock — Int/Div — Buy (add'l) Microsoft Corp. Common Stock — Int/Div — Buy Verizon Common Stock — Int/Div — Sold U.S. Steel Common Stock — Int/Div — Buy Bank of America Preferred Stock — Int/Div Principal Inv. Pref. Sec. Mut. Fund — Int/Div Brker Acct #14--For Shares [ll 1RA Man Acct (See Part VID MS Liquid Asset Fund Money Market (X) — Interest IShares MSC Australia Index Fund (X) — Int/Div IShares MSC Brazil Index Fund (X) — Int/Div IShares MSC1 South Korea Index Fund (X) — Int/Div Shares MSCI South Africa Index Fund XxX) — Int/Div IShares MSC Germany Index Fund (X) — Int/Div Broker Account #15 JER IRA Managed Account (See Part VIII MS Liquid Asset Fund (X) — Interest Agilent Technologies Common Stock (X) — None American Express Co. Common Stock (X) — Int/Div Ameriprise Financial Inc. Common Stock (xX) — Int/Div Bank of New York Mellon Corp, Common Stock (X) — Int/Div Baxter Intl. Inc. Common Stock (X) — Int/Div Becton Dickinson & Co. Common Stock xX) — Int/Div Bed Bath & Beyond Common Stock {X) — None Berkshire Hathaway CL B New Common Stock (X) — None CVS Caremark Corp. Common Stock (X) — Int/Div Canadian Natural Resources Ltd. Common Stock (X) — Int/Div Coca Cola Co. Common Stock (X) — Int/Div Costco Wholesale Corp. New Common Stock (X) — Int/Div Devon Energy Corp. New Common Stock xX) — Int/Div Diageo PLC Spon, ADR New Common Stock (X) — Int/Div Walt Disney Co. Holding Common Stock 1X) — Int/Div BOG Resources Inc. Common Stock (X) — Int/Div Express Scripts Holding Co. Common Stock (X) — None Google Inc. CL A Common Stock (X) — None Grupo Televisa SA DE CV Spon. ADR Common Stock (X) — Int/Div Harley Davidson Inc. Common Stock (X) — Int/Div Hewlett Packard Common Stock (X) — Int/Div Iron Mountain Inc. (DE) Common Stock (xX) — Int/Div Johnson & Johnson Common Stock (X) — Int/Div Kraft Foods Inc. CL A Common Stock (X) — Int/Div Lockheed Martin Corp. Common Stock xX) — Int/Div Loew's Corp. Common Stock (X) — Int/Div Merck & Co. New Common Stock (X) — Int/Div Microsoft Corp, Common Stock (X) — Int/Div Monsanto Co. New Common Stock (X) — Int/Div Occidental Petroleum Corp. (DE) Common Stock (X) — Int/Div Pfizer Inc. Common Stock (X) — Int/Div Philip Moms Intl. Common Stock (X) — Int/Div Progressive Corp. Ohio Common Stock x) — Int/Div Sealed Air Corp. New Common Stock (X) — Int/Div Texas Instruments Common Stock (X) — Int/Div Transatlantic Holdings Inc. Common Stock (xX) — Int/Div Wells Fargo & Co. (New) Common Stock (xX) — Int/Div Transocean Ltd. Common Stock (X) — Int/Div Broker Account #16 -- JER Trust CVS Caremark Common Stock — Int/Div — Buy (add'l) Celgene Common Stock — None — Buy (add'l) Energy Transfer Equity LP — Int/Div Esterprise Products Partners LP — Int/Div General Electric Common Stock — Int/Div Merck Common Stock — Int/Div Murphy Oil Common Stock — Int/Div Vale Common Stock — Int/Div — Buy (add'l) Williams Cos. Common Stock — Int/Div Nuveen NFM MTP Preferred — Int/Div Nuveen MD Dividend Mum Fund — Int/Div Ginmie Mae Series 2009-68 Class G — Int/Div Hartford Floating Rate Fund — Int/Div — Buy (add'l) Legg Mason WA SHT Muni Fund — Int/Div Legg Mason Western Asset Muni Fund — Int/Div Broker Account #17--Small Cap Man. Trust (See Part VIII) MS Liquid Asset Fund (X) — Interest Alger Small Cap Growth Inst. (X) — None American Century Int. TRM TX FR BD Inv. (X) — Int/Div Amencan Century Intl. Bond Inv, (X) — Int/Div Artisan Midcap Value Inv. (X) — Int/Div Baron Small Cap Retail (X) — None Columbia Marsico Growth Z (X) — None Columbia Marsico Intl Opp. Z (X) — None Davis New York Venture Y (X) — Int/Div American Europacific Growth F1 (X) — Int/Div Goldman Sachs Growth Opp. (X) — None Amencan Growth Fund of America FI (X) — Int/Div JP Morgan Emerging Markets Sel (X) — Int/Div Lazard Emerging Markets (X) — Int/Div Legg Mason WA Interim Muni Inst. (X) — Int/Div Mamstay ICAP Select Equity 1 (X) — Int/Div PIMCO Emerging Local BD P(X) — Int/Div T Rowe Price High Yield (X) — Int/Div TT Rowe Price Mid-Cap Growth (X) — None Royce Micro-cap Inv. (X) — Int/Div Royce Total Return Inv. (X) — Int/Div Templeton Global Bond Fd Adv (X) — Int/Div CRM Midcap Value Instl. (X) — Int/Div Wells Fargo High Income Inv. (X) — Int/Div Broker Account #15 -- IEG Annuities Tactical Diversified Futures Fund LP — None Sun Life of Canada Ammuity — None Nationwide Life & Annuity — None Skybridge Multi-Advisor Hedge Fund — None Broker Account #19 -- US Bank Jl Trust (See Part VIII First American Prime Obligation Fund (X) — None IShares Iboxx H Y Corp Bond (X) — Int/Div Nuveen Inter. Tax Free Fund (X) — Int/Div Allergan Inc. Common Stock (X) — Int/Div Apache Corp. Common Stock (X) — Int/Div Apple Inc. Common Stock (X) — None AT&T Inc. Common Stock (X) — Int/Div Bristol Myers Squibb Co. Common Stock xX) — Int/Div Cameron Intl. Corp. Common Stock (X) — None Cincinnati Intl, Corp. Common Stock (X) — Int/Div Discovery Communications Inc. CL A Common Stock (X) — None EMC Corp. Common Stock (X) — None Ecolab Inc. Common Stock (X) — Int/Div Emerson Electric Co. Common Stock (X) — Int/Div Exxon Mobile Corp. Common Stock (X) — Int/Div General Electric Co. Common Stock (X) — Int/Div Google Inc. Common Stock (X) — None Intel Corp. Common Stock (X) — Int/Div JP Morgan Chase Co. Common Stock (X) — Int/Div Johnson & Johnson Common Stock (X) — Int/Div Mastercard Inc. Common Stock (X) — Int/Div McDonald's Corp. Common Stock (X) — Int/Div McKesson Corp. Common Stock (X) — Int/Div Medco Health Solutions Inc. Common Stock (X) — None Nextera Energy Inc. Common Stock (X) — Int/Div Nordstrom Inc. Common Stock (X) — Int/Div Oracle Corp. Common Stock (X) — Int/Div Pepsico Ine. Common Stock (X) — Int/Div Philip Morris Intl. Common Stock (X) — Int/Div Polans Ind. Inc. Common Stock (X) — Int/Div Praxair Inc. Common Stock (X) — Int/Div Priceline Com. Inc. Common Stock (X) — None Procter & Gamble Inc. Common Stock (X) — Int/Div Prudential Financial Inc. Common Stock 1X) — Int/Div Qualcomm Inc. Common Stock (X) — Int/Div Teradata Corp. Del Common Stock (X) — None Thermo Fisher Scientific Inc. Common Stock (X) — None United Health Group, Inc. Common Stock (xX) — Int/Div Visa Inc. CL A Common Stock (X) — Int/Div Windstream Corp. Common Stock (X) — Int/Div IM Co. Common Stock (X) — Int/Div Accenture PLC Cl A Common Stock (X) — Int/Div Ace Lud. Common Stock (X) — Int/Div Check Point Software Tech Ltd. Common Stock (X) — None Royal Dutch Shell PLC a D R Common Stock (X) — Int/Div Schlumberger Ltd. Common Stock (X) — Int/Div Goldman Sachs M C Value Cl Inst. (X) — Int/Div Highland Long Short Equity Z (X) — Int/Div IPath Dow Jones UBS Commodity (X) — None IShares MSCI Emerging Markets ETF (X) — Int/Div Nuveen Intl. Select FA C1 1 (X) — Int/Div T Rowe Price Mid-cap Growth Fd 264 (X) — None SPDR Dow Jones Intl, (X) — Int/Div TFS Market Neutral Fund (X) — None Agreement — 2006 — DLA Piper Retirement Trust Plan with former law firm, no control Spouse's income — 2011 — Montgomery County Public Schools, Salary Section VIL, line 3, Potomac Cliffs at Watson House Real Estate Partnership, purchased on 4/20/1987 at cost of $26,150 (1/2-share). Section VII, lines 64-168, 170-273, 289-298, 311-320, 362-367, 369-407, 425-448, and 455-508, show itemized assets that are being reported for the first time this year pursuant to new direction from the Committee on Financial Disclosure. All of these assets are marked with an "X" to show that they previously were not required to be reported. These assets are in broker managed accounts, where 1 am not involved in the buying or selling of assets. | have no control over the mvestments made in these managed accounts. Nevertheless, the Committee on Financial Disclosure now requires that the individual assets in these accounts must be reported. --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/10728. Public record. Not legal advice.