# James Knoll Gardner

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/10689

## Record

- **Judge:** James Knoll Gardner
- **Year:** 2015
- **Report type:** Annual
- **Pages:** 11

## Text

Rental Property #1, Torrence, California (1997 $533.333) — Rent
Time Share #1, Williamsburg, Virginia (1999 S18.700) — Reat
Santander Bank Accounts — Interest
Brokerage Account I
Morgan Stanley Private Bank NA — Interest
LM Clearbridge Apprec. Fd. Cl. A - Mut Fd. (See Part VIII — Int/Div
Calamos Convertible & High Income Fund Closed Fad Fund — Int/Div
Wells Fargo & Company - Common Stock — Int/Div
Calamos Strategic Total Return Fund Closed Fad Fund — Int/Div
Eaton Vance Tax Eqty. Inc. Fund - Closed End Fund — Int/Div
NuStar Energy L.P. - Common Stock — Int/Div — Sold — N/A
BT Group PLC ADR - USD - Common Stock — Int/Div
BlackRock Global Alloc. Fd. «- Mutual Fund — Int/Div — Sold (part) — N/A
Intel Corporation « Common Stock — Int/Div
Baron Growth Fund-Mutual Fund — Int/Div
Eaton Vance Large-Cap Value Fund Class A Mutual Fund — Int/Div
Janus Forty Class S - Mutual Fund — Int/Div
Lazard Emerging Markets Port Fund Mutual Fund — Int/Div
Pimco Total Return Fund Class D - Mutual Fund — Int/Div
Pimco Commodity Real Return Fund Class D - Mutual Fund — Int/Div
T Rowe Price Int'l Bond Fund - Mutual Fund — Int/Div
Royce Premier Fund INV Class - Mutual Fund — Int/Div
Johnson & Johnson - Common Stock — Int/Div
Magellan Midstream Partners LP - Common Stock — Int/Div
Microsoft Corp. - Common Stock — Int/Div
DWS Floating Rate Fund Class C - Mutual Fund — Int/Div
Deutsche Floating Rate C - Mutual Fund — Int/Div
Deutsche Managed Municipal Bond ( Mutual Fund — Interest
Ishares Nasdaq Biotech ETF - Closed End Fund — Int/Div — Buy — N/A
SPDR S & P Biotech - Closed End Fund — Int/Div — Buy — N/A
Unit FT Cyber Security 1 - Equity Trust — Int/Div — Buy — N/A
Berkshire Hathaway Class B - Common Stock — Int/Div — Buy — N/A
Mainstay Hi Yd. Corp. Bond C1. A/l Corporate Bond (See Part VII) — Int/Div
Pepsico Inc. NC « Common Stock — Int/Div
Vanguard European MSCI ETF - Closed End Fund — Int/Div
Bank of America Corp. - Common Stock — Int/Div
End of Brokerage Account #1
Brokerage Account #2 {Custodial Account #1) redeemed S/20/04
Brokerage Account #3 (Custodial Account #2) redeemed 8/2807
IRA #1 redeemed 8727409
Brokerage Account #4.
LM Clearbridge Apprec. Fd. C1. A - Mut Fund (See Part VIII — Int/Div
Eaton Vance Global Return Fund Class € Mutual Fund — Int/Div — Sold — N/A
Intel Corporation « Common Stock — Int/Div — Sold — N/A
General Electric Company - Common Stock — Int/Div — Sold — N/A
Pure Funds ISE Cyber Security - Closed End Fund — None — Buy — N/A
End of Brokerage Account #4
Time Share #2, Williamsburg, Virginia (2002 S19.900) — Rent
IRA #2
Royce Total Return Fund Consultant Mutual Fund — Int/Div
Invesco Van Kampen Eq.& Inc. Fd. Cl. Mutual Fund — Int/Div
American Funds-Growth Fund of America Class C - Mutual Fund <(Y)
Oppenheimer Developing Markets Fund Class C - Mutual Fund — Int/Div
Lincoln National Life Insurance Co Annuity — None
BlackRock Global Allocation Fund Ing Mutual Fund — Int/Div
Putnam Asset Allocation Balanced Class € Mutual Fund — Int/Div
Consolidated Edison Inc. - Common Stock — Int/Div
GNMA REMIC-Ser. 2004-75-C1. NG-Ast. Bkd. Sec. -(Y)
BlackRock Equity Dividend Fund Class ( Mutual Fund — Int/Div
Morgan Stanley Bank, NA. - Bank Deposit Program (X) — Interest
GNMA REMIC-Series 2012 CL 129 YA Asset-Bkd, Security — None
BlackRock Mult-Asset Inc. Class C - Mutual Fund — Int/Div
Amencan Funds - Growth Fund of Amenca Fl - Mutual Fund — Int/Div
End of IRA £2
New York Life Whole Life — Int/Div
Brokerage Account #5 redeemed 04/22/10
KNBT Bank Accounts — Interest
Rental Property #2, Lehigh County, PA (2006 S250.000) — Rent
Fun$ Money Investment Club Partnership — Int/Div
US. Savings Bonds — Interest
Fidelity Mutual Life Insurance Co. - Whole Life — Int/Div
Tune Share #3, Williamsburg, Virginia (2011 S19.095) — Reat
Lafayette Ambassador Bank Accounts — Interest
Brokerage Account #6
Stroudsburg PA Area Sch. Dist.-A Municipal Bond — Interest — Sold — N/A
Oppenheimer Devel. Mkts. Class C-Mutual Fund — Int/Div
PPL Corporation - Common Stock — Int/Div
Franklin Income - Mutual Fund — Int/Div — Sold — N/A
End of Brokerage Account #6
Brokerage Account #1 continued
Invesco Premier PTF INSTL - Mutual Fund wy)
Ofhicer, Director, Allentown Symphony Association
Director, Boys and Girls Club of Allentown, Inc
Director, Police Athetic League, Inc
General Partner (passive mvestment in Subchapter "S™ Corporation), 1/6 share of Rental Property #1
Executive Committee, Minsi Trails Council, Boy Scouts of America
Agreement — 2002 — State Employees Pension Fund: retirement pension for former judicial position, includes medical imsurance and long- term care benefits, no control
Liability — Prudential Asset Resources — 1/6 share Mortgage on Rental Property #1, Torrence, California {Part VII, line 1)
Liability — Chase Card Services (Y) (See Part VII — Credit Card (Visa)
Reimbursement — Third Circuit Judicial Retreat — April 26 - 28, 2015 — Skytop, Pennsylvania — Judicial Retreat — Hotel, Reception, Meals and Registration Fee
Reimbursement — US. District Court for the Eastern District of PA — Tr li A a Ty — pi Cui wre tte Sa be — TEE Palle” rr eT aT hy NT
Reimbursement — Bar Association of Lehigh County — October 16 - 18, 2015 — Gettysburg, PA — Bench - Bar Conference — Hotel, Reception, Meals and Registration Fee
Reimbursement — Third Circuit Judicial Conference — October 21 - 23, 2016 — Bedford, PA — Judicial Conference — Hotel, Reception, Meals and Registration Fee
Income — 2015 — State Employees Pension Fund reported in Part II {fixed benetits from a vested pension plan) — S67.455.60
Spouse's income — 2015 — self-emploved piano teacher
1. Re Part VI, Line 2: This hability, a Visa Credit Card, was reported in Part VI, Lime 2 of the calendar year 2014 Financial Disclosure Report. However, at no

time during calendar yeur 2015 did this obligation exceed $10,000.00. Therefore, this credit card obligation is not reportable in this 2015 Financial Disclosure

Report, as indicated by a parenthetical (Y) in Part VI, Line 2 of this report

2. Re Pant VIL, Lines 6 and 42: The abbreviation "LM" means Legg Mason.

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/10689. Public record. Not legal advice.