# Valerie Elaine Caproni

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/10459

## Record

- **Judge:** Valerie Elaine Caproni
- **Year:** 2017
- **Report type:** Annual
- **Pages:** 12

## Text

BROKERAGE ACCOUNT #1
APPLE INC. COMMON STOCK — Int/Div — Buy (add'l)
CISCO SYSTEMS INC. COMMON STOCK — Int/Div — Buy (add'l)
CLEAN ENERGY FUELS COMMON STOCK — None
WALT DISNEY CO. COMMON STOCK — Int/Div
EXPRESS SCRIPTS HOLDING CO. COMMON STOCK — None
FORD MOTOR CO. (NEW) COMMON STOCK — Int/Div — Buy (add'l)
FORD MOTOR CO. (NEW) COMMON STOCK — Buy (add'l)
FORD MOTOR CO. (NEW) COMMON STOCK — Buy (add'l)
GAP INC. COMMON STOCK — Int/Div
INTEL CORP. COMMON STOCK — Int/Div
KRAFT HEINZ CO. COMMON STOCK — Int/Div — Buy (add'l)
MERCK & CO. COMMON STOCK — Int/Div
MONDELEZ INTERNATIONAL CLASS A COMMON STOCK — Int/Div — Buy (add'l)
PFIZER COMMON STOCK — Int/Div — Buy (add'l)
SYNOVUS FINANCIAL CORP. (NEW) COMMON STOCK — Int/Div
VANGUARD INTERMEDIATE TERM TAX EXEMPT FUND (X) — Int/Div
VANGUARD SHORT TERM INVESTMENT GRADE FUND (X) — Int/Div
GABELLI SMALL CAP GROWTH FUND — Int/Div — Buy (add'l)
LAUDUS INTERNATIONAL MARKETMASTERS FUND — Int/Div
SCHWAB 1000 INDEX FUND — Int/Div — Buy (add'l)
SCHWAB 1000 INDEX FUND — Buy (add'l)
SCHWAB 1000 INDEX FUND — Buy (add'l)
SCHWAB 1000 INDEX FUND — Buy (add'l)
SCHWAB 1000 INDEX FUND — Buy (add'l)
SCHWAB 1000 INDEX FUND — Buy (add'l)
SCHWAB 1000 INDEX FUND — Buy (add'l)
SCHWAB 1000 INDEX FUND — Buy (add'l)
SCHWAB 1000 INDEX FUND — Buy (add'l)
SCHWAB INTERNATIONAL INDEX FUND — Int/Div — Buy
SCHWAB INTERNATIONAL INDEX FUND — Buy (add'l)
SCHWAB INTERNATIONAL INDEX FUND — Buy (add'l)
SCHWAB INTERNATIONAL INDEX FUND — Buy (add'l)
SCHWAB INTERNATIONAL INDEX FUND — Buy (add'l)
SCHWAB INTERNATIONAL INDEX FUND — Buy (add'l)
SCHWAB INTERNATIONAL INDEX FUND — Buy (add'l)
SCHWAB INTERNATIONAL INDEX FUND — Buy (add'l)
SCHWAB INTERNATIONAL INDEX FUND — Buy (add'l)
SCHWAB BANK DEPOSIT ACCOUNT — Interest
BROKERAGE ACCOUNT #2
NORTHROP GRUMMAN COMMON STOCK — Int/Div — Sold (part)
BROKERAGE ACCOUNT #3
BLACKROCK ADVANTAGE GLOBAL FUND INSTITUTIONAL SHARES — Int/Div
VANGUARD EXTENDED MARKET INDEX FUND ETF SHARES — Int/Div — Sold (part)
WISDOM TREE EMERGING MARKETS HIGH DIVIDEND FUND (X) — Int/Div
BROKERAGE ACCOUNT #4
AQR MANAGED FUTURES STRATEGY FUND — None — Buy
AMERICAN FUNDS DEVELOPING WORLD GROWTH AND INCOME FUND — Int/Div
AMERICAN FUNDS CAPITAL INCOME BUILDER — Int/Div
AMERICAN FUNDS CAPITAL WORLD GROWTH & INCOME — Int/Div
AMERICAN FUNDS GLOBAL BALANCED — Int/Div
AMERICAN FUNDS NEW PERSPECTIVE — Int/Div
AMERICAN FUNDS SMALL-CAP WORLD — Int/Div
ARBITRAGE FUND (ARBNX) — Int/Div
BLACKROCK GLOBAL ALLOCATION FUND — Int/Div
BLACKROCK MULTI-ASSET INCOME PORTFOLIO — Int/Div
BOSTON PARTNERS LONG/SHORT RESEARCH FUND — Int/Div
DFA EMERGING MARKETS VALLE PORTFOLIO — Int/Div
FIDELITY NEW MARKETS INCOME FUND — Int/Div
FPA CRESCENT FUND — Int/Div
GABELLI SMALL-CAP GROWTH FUND — Int/Div
GATEWAY FUND — Int/Div
JOHN HANCOCK FUNDS DISCIPLINED VALUE FUND — Int/Div
JPMORGAN INCOME BUILDER FUND SELECT CLASS — Int/Div
JPMORGAN LARGE-CAP GROWTH FUND SELECT CLASS — Int/Div
LAUDUS INTERNATIONAL MARKETMASTERS FUND — Int/Div
NATIXIS ASG MANAGED FUTURES STRATEGY FUND — Int/Div — Buy
PIMCO ALL ASSET ALL AUTHORITY FUND INSTITUTIONAL CLASS — Int/Div
PRINCIPAL GLOBAL DIVERSIFIED INCOME FUND — Int/Div
PRUDENTIAL ABSOLUTE RETURN BOND Z — Int/Div
PRUDENTIAL GLOBAL REAL ESTATE — Int/Div
PRUDENTIAL JENNISON NATURAL RESOURCES FUND (X) — None
PRUDENTIAL SHORT DURATION HIGH-YIELD INCOME FUND (XO) — Int/Div
HARTFORD SCHRODER EMERGING MARKETS EQUITY FUND — Int/Div
TEMPLETON GLOBAL TOTAL RETURN FUND — Int/Div
VAN ECK GLOBAL HARD ASSETS FUND — None
VAN ECK UNCONSTRAINED EMERGING MARKETS BOND FUND — Int/Div
VANGUARD MARKET NEUTRAL FUND — Int/Div
VANGUARD SMALL-CAP VALUE INDEX FUND — Int/Div
WISDOM TREE EMERGING HIGH DIVIDEND FUND — Int/Div
JPMORGAN CHASE CASH ACCOUNTS — Interest
CITIBANK CASH ACCOUNTS — Interest
US SAVINGS BONDS — None
NORTHROP GRUMMAN US FIXED INCOME FUND — None
NORTHROP GRUMMAN INTERNATIONAL EQUITY FUND — None
NORTHROP GRUMMAN EMERGING MARKETS EQUITY FUND — None
NATIONAL LIFE INSURANCE WHOLE LIFE POLICIES — None
S29 COLLEGE SAVINGS ACCOUNT
FIDELITY NH PORTFOLIO 2033 — None — Buy (add'l)
FIDELITY NH PORTFOLIO 2033 — Buy (add'l)
FIDELITY NH PORTFOLIO 2033 — Buy (add'l)
FIDELITY NH PORTFOLIO 2033 — Buy (add'l)
FIDELITY NH PORTFOLIO 2033 — Buy (add'l)
PRESIDENT OF RESIDENTIAL COOPERATIVE BOARD, RESIDENTIAL COOP, NEW YORK, NY
PART VII, LINES 90-93: THIS ACCOUNT HOLDS PROPRIETARY FUNDS ESTABLISHED AND MANAGED BY NORTHROP GRUMMN CORP. FOR

THE BENEFIT OF ITS CURRENT AND FORMER EMPLOYEES 401(K) PLANS. THE FUNDS ARE NOT PUBLICLY TRADED. PLEASE NOTE THAT

THE FUND MANAGER DOES NOT REPORT DISTRIBUTIONS BUT ONLY THE VALUE OF THE HOLDING AT THE END OF THE REPORTING

PERIOD. CHANGES IN VALUE AS A RESULT OF DISTRIBUTIONS ARE NOT SEPARATED FROM CAPITAL APPRECIATION.

PART VIL, LINE 62: THIS HOLDING WAS PREVIOUSLY REPORTED AS DFA EMERGING MARKETS FUND: IT IS NOW CALLED DFA EMERGING

MARKETS VALUE PORTFOLIO.

PART VIL, LINE 80: THIS HOLDING WAS PREVIOUSLY REPORTED AS TEMPLETON GLOBAL TOTAL RETURN ADVANTAGE; IT IS NOW

CALLED TEMPLETON GLOBAL TOTAL RETURN FUND.

PART VII, LINE 43: THIS HOLDING WAS PREVIOUSLY REPORTED AS BLACK ROCK GLOBAL SMALL-CAP FUND; IT IS NOW CALLED

BLACKROCK ADVANTAGE GLOBAL FUND.

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/10459. Public record. Not legal advice.
