# Haywood Stirling Gilliam jr

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/10435

## Record

- **Judge:** Haywood Stirling Gilliam jr
- **Year:** 2017
- **Report type:** Annual
- **Pages:** 23

## Text

IRA £3 (H)
Citibank cash accounts — Interest
Chase cash accounts — Interest
Security Benefit Life Total Value Annuity (fixed annuity) — Interest
IRAZI(H)
Pershing Prime Reserves MMF (Y)
Pershing Cash-Equivalent Account (Y)
Federated Treasury Obligations Capital MMF — Int/Div — Sold (part)
Federated Treasury Obligations Capital MMF — Buy (add'l)
Federated Treasury Obligations Capital MMF — Buy (add'l)
Federated Treasury Obligations Capital MMF — Sold (part)
Federated Treasury Obligations Capital MMF — Sold (part)
Federated Treasury Obligations Capital MMF — Sold (part)
Federated Treasury Obligations Capital MMF — Buy (add'l)
Federated Treasury Obligations Capital MMF — Sold (part)
Federated Treasury Obligations Capital MMF — Sold (part)
Federated Treasury Obligations Capital MMF — Sold (part)
Federated Treasury Obligations Capital MMF — Buy (add'l)
Federated Treasury Obligations Capital MMF — Sold (part)
Federated Treasury Obligations Capital MMF — Sold (part)
Federated Treasury Obligations Capital MMF — Sold (part)
Federated Treasury Obligations Capital MMF — Sold (part)
Federated Treasury Obligations Capital MMF — Sold (part)
Federated Treasury Obligations Capital MMF — Buy (add'l)
Federated Treasury Obligations Capital MMF — Sold (part)
Federated Treasury Obligations Capital MMF — Sold (part)
Federated Treasury Obligations Capital MMF — Buy (add'l)
Federated Treasury Obligations Capital MMF — Sold (part)
Federated Treasury Obligations Capital MMF — Sold (part)
Federated Treasury Obligations Capital MMF — Sold (part)
Federated Treasury Obligations Capital MMF — Buy (add'l)
Federated Treasury Obligations Capital MMF — Buy (add'l)
Steris PLC (STE) — Int/Div — Buy
Chubb Stock (CB) — Int/Div — Sold (part)
Chubb Stock (CB) — Buy (add'l)
Aarons Inc (AAN) — Int/Div — Buy
Aarons Inc (AAN) — Buy (add'l)
Albemarle Corp (ALB) — Int/Div — Buy
Andeavor (ANDV) (formerly Tesoro Logistics (TLLP)) — Int/Div — Buy
Ameriprise Financial (AMP) — Int/Div — Buy
Antero Midstream Partners (AM) — Int/Div — Buy
Automatic Data Processing Stock (ADP) — Int/Div — Sold (part)
Automatic Data Processing Stock (ADP) — Sold
Bank of the Ozarks Stock (OZRK) — Int/Div — Sold (part)
Bank of the Ozarks Stock (OZRK) — Sold (part)
Becton Dickinson (BDX) — Int/Div — Buy
Becton Dickinson (BDX) — Buy (add'l)
Buckeve Partners (BPL) — Int/Div — Buy
Canadian National Railway (CNI) — Int/Div — Buy
Canadian National Railway (CNI) — Sold (part)
Cardinal Health Stock (CAH) — Int/Div — Sold (part)
Casey's General Store Stock (CASY) — Int/Div — Buy (add'l)
Casey's General Store Stock (CASY) — Buy (add'l)
Church & Dwight Stock (CHD) — Int/Div — Sold
Costco Wholesale (COST) — Int/Div — Buy
Costco Wholesale (COST) — Buy (add'l)
Costco Wholesale (COST) — Buy (add'l)
Ecolab Stock (ECL) — Int/Div — Sold (part)
EOG Resources Stock (EOG) — Int/Div — Sold (part)
EQT Midstream Partners (EQM) — Int/Div — Buy
Enable Midstream Partners (ENBL) — Int/Div — Buy
Energy Transfer Partners LP (ETP) — Int/Div — Buy (add'l)
Energy Transfer Partners LP (ETP) — Sold (part)
Energy Transfer Partners LP (ETP) — Sold
Energy Transfer Equity LP (ETE) (X) — None — Sold
Enterprise Products Parmers LP (EPD) — Int/Div — Sold (part)
Factset Research Systems Stock (FDS) — Int/Div — Sold (part)
Factset Research Systems Stock (FDS) — Sold
Flowers Foods Stock (FLO) — Int/Div — Sold (part)
General Dynamics (GD) — Int/Div — Buy
Genesis Energy LP (GEL) — Int/Div — Sold (part)
Genesis Energy LP (GEL) — Sold
Hanover Ins Group (THG) — Int/Div — Buy
Hanover Ins Group (THG) — Buy (add'l)
Harns Corporation Stock (HRS) — Int/Div — Sold (part)
Helmerich & Payne Inc (HP) — Int/Div — Buy
Helmerich & Payne Inc (HP) — Buy (add'l)
Helmerich & Payne Inc (HP) — Sold
Henry Jack & Associates Stock (JKHY) — Int/Div — Sold (part)
Henry Jack & Associates Stock (JKHY) — Sold
Hormel Foods Stock (HRL) — Int/Div — Sold (part)
International Business Machines (IBM) — Int/Div — Buy
Minos Tool Works (1TW) — Int/Div — Buy
Magellan Midstream Partners LP Stock (MMP) — Int/Div — Sold (part)
Medtronic PLC (MDT) — None — Buy
Medtronic PLC (MDT) — Sold
Microsoft Stock (MSFT) — Int/Div — Sold (part)
Microsoft Stock (MSFT) — Buy (add'l)
Microsoft Stock (MSFT) — Buy (add'l)
Nike Stock (NKE) — Int/Div — Sold (part)
Novo Nordisk Stock (NVO) — Int/Div — Sold (part)
Parker Hannifin Corporation Stock (PH) — Int/Div
Phillips 66 Partners (PSXP) — Int/Div — Buy
Perigo Stock (PRGO) — Int/Div — Sold (part)
Perigo Stock (PRGO) — Sold
Plains All American Pipeline LP Stock (PAA) — Int/Div — Sold
Polans Industries Stock (P11) — Int/Div — Sold (part)
Polans Industries Stock (P11) — Sold (part)
Raytheon Company (RTN) — Int/Div — Buy
Raytheon Company (RTN) — Buy (add'l)
Rice Midstream Partners (RMP) — Int/Div — Buy
Rice Midstream Partners (RMP) — Sold
Roche Holdings Stock (RHHBY) — Int/Div — Sold (part)
Roche Holdings Stock (RHHBY) — Sold (part)
Roper Industries Stock (ROP) — Int/Div — Sold (part)
Roper Industries Stock (ROP) — Sold (part)
Ross Stores Stock (ROST) — Int/Div — Buy (add'l)
SEI Investments Stock (SEIC) — Int/Div — Buy (add'l)
Sherwin Williams Stock (SHW) — Int/Div
Shire PLC (SHPG) — Int/Div — Buy
Shire PLC (SHPG) — Buy (add'l)
Shire PLC (SHPG) — Buy (add'l)
Spectra Energy LP (SEP) — Int/Div — Sold (part)
Suncor Energy (SU) — Int/Div — Buy
Sunoco Logistics Partners LP (SXL) — Int/Div — Sold (part)
Sunoco Logistics Partners LP (SXL) — Sold
T. Rowe Price Group Stock (TROW) — Int/Div — Sold (part)
T. Rowe Price Group Stock (TROW) — Sold (part)
T. Rowe Price Group Stock (TROW) — Sold
TIX Stock (TIX) — Int/Div — Sold (part)
Tallgrass Energy Partners (TEP) — Int/Div — Buy
Tallgrass Energy Group Cl A (TEGP) — Int/Div — Buy
Tencent Holdings (TCEHY) — Int/Div — Buy
Tencent Holdings (TCEHY) — Buy (add'l)
Tencent Holdings (TCEHY) — Buy (add'l)
Texas Instruments (TXN) — Int/Div — Buy
Texas Instruments (TXN) — Buy (add'l)
Texas Instruments (TXN) — Buy (add'l)
Texas Instruments (TXN) — Buy (add'l)
Union Pacific Corp (UNP) — Int/Div — Buy
Union Pacific Corp (UNP) — Buy (add'l)
United Technologies Corporation Stock wrx) — Int/Div — Sold (part)
United Technologies Corporation Stock wrx) — Buy (add'l)
Walmart Stores Inc. Stock (WMT) — Int/Div — Buy (add'l)
Western Gas Partners (WES) — Int/Div — Buy
Western Gas Partners (WES) — Buy (add'l)
Western Gas Equity Partners (WGP) — Int/Div — Buy
Williams Partners (WPZ) — Int/Div — Buy
Xilinx Inc (XLNX) — Int/Div — Buy
Xilinx Inc (XLNX) — Buy (add'l)
Xilinx Inc (XLNX) — Buy (add'l)
Digital Realty Trust (DLR) — Int/Div — Buy
IRA 22 (H)
Pershing Government Account MMF (Y)
Federated Treasury Obligations MNF (money market) — istmbution — Sold (part)
Federated Treasury Obligations MNF (money market) — Buy (add'l)
Federated Treasury Obligations MNF (money market) — Sold (part)
Federated Treasury Obligations MNF (money market) — Buy (add'l)
Federated Treasury Obligations MNF (money market) — Sold (part)
Federated Treasury Obligations MNF (money market) — Buy (add'l)
Federated Treasury Obligations MNF (money market) — Buy (add'l)
Federated Treasury Obligations MNF (money market) — Sold (part)
Federated Treasury Obligations MNF (money market) — Buy (add'l)
Federated Treasury Obligations MNF (money market) — Sold (part)
Federated Treasury Obligations MNF (money market) — Sold (part)
Federated Treasury Obligations MNF (money market) — Buy (add'l)
Federated Treasury Obligations MNF (money market) — Sold (part)
Federated Treasury Obligations MNF (money market) — Sold (part)
Federated Treasury Obligations MNF (money market) — Buy (add'l)
Federated Treasury Obligations MNF (money market) — Sold (part)
Federated Treasury Obligations MNF (money market) — Buy (add'l)
Federated Treasury Obligations MNF (money market) — Sold (part)
Federated Treasury Obligations MNF (money market) — Buy (add'l)
Federated Treasury Obligations MNF (money market) — Sold (part)
Federated Treasury Obligations MNF (money market) — Buy (add'l)
Federated Treasury Obligations MNF (money market) — Buy (add'l)
Federated Treasury Obligations MNF (money market) — Sold (part)
Federated Treasury Obligations MNF (money market) — Sold (part)
Federated Treasury Obligations MNF (money market) — Sold (part)
Federated Treasury Obligations MNF (money market) — Sold (part)
Federated Treasury Obligations MNF (money market) — Buy (add'l)
Federated Treasury Obligations MNF (money market) — Sold (part)
Federated Treasury Obligations MNF (money market) — Buy (add'l)
Federated Treasury Obligations MNF (money market) — Buy (add'l)
Federated Treasury Obligations MNF (money market) — Sold (part)
Federated Treasury Obligations MNF (money market) — Sold (part)
Federated Treasury Obligations MNF (money market) — Buy (add'l)
Federated Treasury Obligations MNF (money market) — Buy (add'l)
Federated Treasury Obligations MNF (money market) — Sold (part)
Federated Treasury Obligations MNF (money market) — Sold (part)
Federated Treasury Obligations MNF (money market) — Buy (add'l)
Federated Treasury Obligations MNF (money market) — Buy (add'l)
Federated Treasury Obligations MNF (money market) — Sold (part)
Federated Treasury Obligations MNF (money market) — Buy (add'l)
BlackRock Capital Investment Bonds (0925313AB4) — Interest — Sold
M/1 Homes Bonds (55292PAB1) — Interest
HCI Group Inc Bonds (4041 6EAB9) — Interest — Buy
New Min Fin Corp Bonds (647551AB6) — Interest — Buy
Redwood Trust Convertible Notes {758075ABI) — Interest — Sold
Broadsoft Bonds (11133BABS) — Interest — Sold
Chart Industries Bonds (161 150AC4) — Interest — Sold
Blackstone Mortgage Trust Bonds (0925TWAASR) — Interest — Sold
Apollo Commercial Real Estate Bonds (03762UAA3Z)Y — Interest — Sold
Ryland Group Bonds (783764AS2) — Interest — Sold
Renewable Energy Group Bonds (TSOT2AAAD — Interest — Sold
Huron Consulting Group Bonds (447462AB8) — Interest
ANI Pharmaceuticals Bonds (0 182CAAL) — Interest
Forestar Group Bonds (346232AB7) — Interest — Sold
Rovi Corp Sr Nt Bonds (779376 AD4) — Interest — Buy
Echo Global Logistics Bonds (2787STAAY) — Interest
PesmyMac Bonds (T0932AAB9) — Interest
Calamp Corp. Bonds (128126ABS) — Interest
Wells Fargo Bonds (94986RQHT) — Int/Div — Sold
Encore Capital Group Bonds (292554AF9) — Interest — Sold
Portfolio Recovery Associates Bonds (736400AB1) — Interest
Aceto Corp. Bonds (004436AD2) — Int/Div
Arbor Realty Tr Inc Bonds (038923AB4) — Interest — Buy
On Semiconductor Bonds (682 189AK 1) — Interest
TTM Technologies Bonds (87305RAD1) — Interest — Sold (part)
Colony Capital Bonds (19624RAB2) — Interest
Emergent Biosolutions Bonds (29089QAB1 ) — Interest — Sold
Barclays Bank PLC Synthetic Convertible Notes 06741 jv893 (06741 JVR9) — None
Inphi Corp Bonds (45772FAC1) — Interest — Buy
Societe Generale Medium Term Notes (SII6RWX VE) — None
New York Mig Tr Inc Fxd Rt Conv Nits (649604ADT) — Interest — Buy
Blackstone Mtg Trust Bonds (09257TWAB6) — Interest — Buy
Atlas Air Bonds (049164BHS) — Interest
Horizon Global Corp Bonds (44052WAA2) — Interest — Buy
Apollo Commercial Real Estate Bonds (03762UABI) — Interest — Buy
Western Asset Mtg Cap Corp Bonds (9S790DAAY) — Interest — Buy
Integrated Device Tech Bonds (4581 18AC0) — Interest — Buy
Theravance Inc Bonds (S8338TABO) — Interest — Buy
Veeco Instrs Inc Bonds (922417AD2) — Interest — Buy
Veeco Instrs Inc Bonds (922417AD2) — Buy (add'l)
Macquarie Infrastructure Corp Bonds (5SH0RBAB) — Interest — Buy
Amtrust Finl Sves Bonds (032359AGH) — Interest — Buy
Impax Laboratories Bonds (45256BAE!) — Interest — Sold
Fimsar Corp. Bonds (31 78TAAM3) — Interest — Sold (part)
Interdigital Bounds (458660AD9) — Interest — Sold
Prospect Cap Corp Bonds (74348TAR3) — Interest — Buy
Prospect Cap Corp Bonds (74348TAR3) — Sold
Nuance Comm Inc Bonds (67020Y AK6) — Interest — Buy
Nuance Comm Inc Bonds (67020Y AK6) — Sold
Cowen lnc Bonds (223622AB7) — Interest — Buy
Cowen lnc Bonds (223622AB7) — Sold
Pershing Government Account MMF (Y)
Federated Treasury Obligations Capital MMF — Interest — Sold (part)
Federated Treasury Obligations Capital MMF — Buy (add'l)
Federated Treasury Obligations Capital MMF — Sold (part)
Federated Treasury Obligations Capital MMF — Buy (add'l)
Federated Treasury Obligations Capital MMF — Sold (part)
Federated Treasury Obligations Capital MMF — Buy (add'l)
Federated Treasury Obligations Capital MMF — Sold (part)
Barclays Bloomberg Commodity Index (nr — None — Buy
Delaware Small Cap Core Fund (DCCIX) — Int/Div — Sold
Calamos Global Convertible Fund Class HOCXGCX) — Interest — Sold
Deutsche Enhanced Commodity Strategy Fund (SKSRX) — Int/Div — Sold
Deutsche X-Trackers MSCI EAFE Equity ETF (DBEF) — Int/Div — Buy (add'l)
Deutsche X-Trackers MSCI EAFE Equity ETF (DBEF) — Sold (part)
DBX X-Trackers High Yield Corp BF (HYLB) — Int/Div — Buy
Edgewood Growth Fund Institutional Fund {EGFIX) — Int/Div — Sold (part)
Eaton Vance Floating Rate Fund (EIBLX) — Int/Div
Eaton Vance Global Macro Abs Ret (EGRIX) — Int/Div — Buy
Federated Strategic Value Dividend Fund (SVAIX) — Int/Div
iShares TR iBoxx USD Investment Grade Corporate Bond ETF (LQD) — Int/Div
iShares Barclays 20+ Yr Treas Bd (TLT) — Int/Div — Buy
iShares TR Barclays 7-10 Year Treasury Bond ETF (IEF) — Int/Div — Sold (part)
iShares TR 1-3 Year Treasury Bond ETF (SHY) — Int/Div — Buy (add'l)
iShares TR MSC ACWI ETF (ACW — Int/Div — Sold (part)
iShares TR Core MSC EAFE (IEFA) — Int/Div — Buy
iShares TR MSCI EAFE Minimum Volatility ETF (EFAV) — Int/Div — Sold
iShares TR MBS ETF (MBB) — Int/Div — Sold
John Hancock Disciplined Value Fund Class AJVLAX) — Int/Div — Buy (add'l)
John Hancock Disciplined Value Fund Class AJVLAX) — Sold (part)
John Hancock Global Absolute Return Strategies Class A (JHAAX) — None — Sold
Neuberger Berman Long Short Fund Institutional Class (NLSIX) — Int/Div
Oppenheimer International Growth Fund HOIGYX) — Int/Div
Oppenheimer Developing Markets Fund HODVYX) — Int/Div — Sold (part)
Oppenheimer Steelpath MLP Select 40 (MLPTX) — Int/Div — Buy
Oppenheimer Steelpath MLP Select 40 (MLPTX) — Sold
Pimco Short Asset Inv Fd Inst C1 (PAIDX) — Int/Div — Buy
Pimco Short Asset Inv Fd Inst C1 (PAIDX) — Sold
PowerShares DWA Momentum Portfolio ETF (PDP) — Int/Div
PowerShares S&P 500 Low Volatility Portfolio ETF (SPLV) — Int/Div — Sold
Prudential High Yield Fund Inc. (PHY ZX) — Int/Div — Sold
SPDR Technology Select Sector ETF (XLK) — Int/Div — Buy (add'l)
SPDR Health Care Select Sector ETF (XLV) — Int/Div — Sold
SPDR Real Estate Select Sector ETF (XLREMY)
Templeton Global Bond Advantage Fund ({TGABX) — Int/Div
Vanguard Bond Index Short Term Bd (BSV) — Int/Div — Buy
Vanguard Malvern Short-Term Inflation Protected Securities ETF (VTIP)Y — Int/Div — Buy (add'l)
Vanguard Intl Equity Index FTSE Europe (VGK) — Int/Div — Buy
Vanguard Intl Equity Index FISE Pacific (VPL) — Int/Div — Buy
Vanguard Intl Equity Index FISE Pacific (VPL) — Sold
Vanguard Mig Backed Secs (VMBS) — Int/Div — Buy
Vanguard Index Funds Vanguard REIT (VNO) — Int/Div — Buy
Vanguard Index Funds Vanguard Total Stk Mkt (VTDH — Int/Div — Buy
Vanguard Index Funds Vanguard Total Stk Mkt (VTDH — Buy (add'l)
Vivaldi Mult Strategy Fund C1 1 {OMOIX) — None — Buy
Vivaldi Mult Strategy Fund C1 1 {OMOIX) — Sold
Wisdomtree Japan Hedged Equity (DXJ) — Int/Div — Buy
Wisdomtree Japan Hedged Equity (DXJ) — Sold
Brokerage Account #1 (H)
Gamco Global Gold, Natural Resources and Income Trust (GGN) — Int/Div
Tier REIT (TIER) — Int/Div
COLLEGE 529 #1 (H)
American Funds College 2018 Fund -- 529 (CNEAX) — Int/Div
Board President, Northem District of California Pructice Program
Board of Governors Member, Association of Business Trial Lawyers Northern California Chapter
Reimbursement — Perspectives in Managing Crisis Litigation — Lr vo a
Spouse's income — 2017 — San Francisco Supenor Court (salary)
Spouse's income — 2007 — Equal Justice Society (compensation for contract work)
Trust #1 contamed no reportable assets at any time durmg 2017, therefore it was removed m its entirety from Part VIL

Part VII, Column B: Lines reflecting no income are so reported because none was attributed to those particular holdings during the reporting period, whether

taxable, tax exempt, or tax deferred, or because the investments do not allocate income to individual holdings, but instead are credited only in unit value, per

page 42 of the filing instructions.

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/10435. Public record. Not legal advice.