# Thomas B. Russell > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/10332 ## Record - **Judge:** Thomas B. Russell - **Year:** 2014 - **Report type:** Annual - **Pages:** 12 ## Text Kroger — Buy Kroger — Buy SUNE — Buy DNOW — Buy Yum (YUM) Tata (TTM) Checking Account - Paducah Bank — Interest Checking Account - Regions Bank — Interest IRA. UBS (See Section VIII — Int/Div — Sold AmerFDS Cap, World Gr. Inc — Sold American Mutual Funds — Sold Amer. Funds Investments Co. of America — Sold Amer. Funds, Washington Mutual Investors — Sold IRA. LPL FINANCIAL (See Section VII) — Int/Div AIM Invt Fds Invesco Developing MK Cl \'d Optimum Fixed Income Fund C1 Optimum International fund C11 Optimum Large Capital Growth Fd C1 Optimum Large Capital Value Fd C11 Optimum Small Cap Growth Fd CI Instl Optimum Small Cap Value Fd CI IRA. UBS (See Section VII — Int/Div — Sold AmerFDS Capital World Growth — Sold Amer. Funds. Investment Co. of America — Sold IRA. LPL FINANCIAL (See Section VII) — Int/Div Optimum Fixed Income Fund C1 Optimum International Fund C1 Optimum Large Capital Growth Fd C11 Optimum Large Capital Value Fd C11 Opumum Small Cap Growth Fd CI Inst] Optimum Small Cap Value Fd C1 1 Savings Acct. Regions Bank — Interest Common Stock, Regions Bank — Int/Div IRA REGIONS BANK (See Section VID — Int/Div — Sold US. Treas. SEC Strip — Sold American Europacific GRTH-F2 — Sold Pinco Total Return (Mutual Fund) — Sold Pimco Commodity Realreturn (Mutual Fund) — Sold Templeton Global Bond Fund — Sold Fannie Mae DTD — Sold Federal Home Loan Bank — Sold American Century Equity Income - Mutual Fund — Sold lnvestco Developing Markets FD CL — Sold Pioneer Fundamental Value Fund — Sold FIRST INVESTORS OF PADUCAH (See Section VII — Int/Div US Banc (common) IBM (common) Abbott Lab (common) — Sold Cisco Sys (common) Intel (common) dchlumberge (common) Simon P (common) Loews (common) — Sold Fastenal (common) Microsoft (common) Coke (common) Johnson (common) Minnesota (3M) (common) Proctor (common) CS! (common) Exon Mobil (common) Oracle (common) Walgreen (common) B.P. PLC (common) Apple (common) Ishares (WM common) SPDR SDY Trnity — Sold Seadnll — Sold Wells Fargo Gilead Fluor National (NOV) Clean Plexus Ashland (ASH) Vanguard (VWO) — Sold Vanguard (VEA) — Sold Toyota (TM) — Sold Tesoro (TSO) Kraft Healthcare HON — Sold Barclays — Sold Dollar General Baker BHI Becton BDX Spectra SE — Sold Medtronic MDT Mondelez MDL Denbury (DNR) — Sold Freeport (FCX) Hess (HES) — Sold JP Morgan (JPM) Nat'L Fuel (NFG) Pfizer (PFE) — Sold Badu (BIDL) Cnooc (CEO) Delphi (DLPH) Estee (EL) Abbvie (Abby) Uranium (UEC) Whole Foods — Buy Whole Foods — Buy Whole Foods — Buy GOOD — Buy Kroger — Buy Partner, First Investors of Paducah (Investment Club) See additional information I. POSITIONS In October of 1996, 1 became a member of an investment club known as First Investors of Paducah, which is organized as a partnership. There are 15 partners divided into 7 teams. Each team invests their portion, only have control over the investment of my team. Ido have a 1/15 interest in all investments. VIL INVESTMENTS AND TRUSTS (No. 3-7) IRA- UBS This 1s an [RA acount with UBS. In October, 2014, | transferred all of these assets to LPL Financial. They immediately sold those assets and reinvested the proceeds in the assets listed in No. 8-15 below. (No. 8 -15) IRA - LPL FINANCIAL This is the IRA account in LPL Financial that was transferred from UBS to LPL Financial as referenced above. Lie 8 reflects the total value of the account, and Lines 9-15 list the individual purchases LPL Financial made. (No. 16-18) IRA - UBS This is another IRA with UBS which was transferred to LPL Financial in October, 2014. Upon transfer, LPL sold most assets and invested them in assets listed in No. 19-25 below. (No, 19-25) IRA- LPL FINANCIAL This is an IRA account in LPL Financial that was transferred from the UBS account referenced m Lines 16-18. LPL Financial immediately sold those assets and invested them as set forth in Lines 19-25, (No. 28-38) IRA - REGIONS BANK This is an IRA account with Regions Bank, which | transferred to LPL Financial in October, 2014, as shown in Lines 8-15. Line 28 reflects the value of the account. Upon transfer, LPL sold most of the assets and invested them in assets listed in Lines 8-15. I had an TRA with Regions Bank and UBS, Other than making an allocation choice between bonds, stocks, money markets, ete., I have no control over the IRA account. 1am not consulted nor do 1 give advice on the individual investments. Both IRA accounts were transferred to LPL Financial in October, 2014 under the sume conditions. (No, 39-107) First Investors of Paducah is an investment club organized as a partnership. There are 15 parters divided into 7 teams, Each team makes an independent investment of their portion, 1 have no control over the investments of the other 6 teams, Tdo have a 1/15 interest in all of the investments, Lines 39 thru 107 represent the stock investments of the club. Line 39 reflects the estimate of my 1/15 interest. --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/10332. Public record. Not legal advice.