# Thomas C Wheeler

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/10246

## Record

- **Judge:** Thomas C Wheeler
- **Year:** 2015
- **Report type:** Annual
- **Pages:** 34

## Text

SIT Tax Exempt Bond Mutual Fund — Int/Div
Bank of America Checking Account — Interest
Potomac Cliffs at Watson House RE P-ship (See Part VIN — None
TCW/RW Hartford Life Second-to-Die Life Insurance Policy — None
JRW Commonwealth Annuity Whole Life Policy — None
Broker Account £1 « JRW Rev. Trust
Daimler AG Common Stock — Int/Div
Altria Group Common Stock — Int/Div
Davis New York Venture A — Int/Div — Buy (add'l)
Davis New York Venture A — Int/Div — Buy (add'l)
Broker Account #2 — JRW IRA
Citigroup Common Stock — Int/Div
Legg Mason Clearbridge Fund. Value Fund — None — Buy (add'l)
Broker Account £3 — TCW IRA Rollover
Air Castle Common Stock — Int/Div — Sold
Covidien PLC Common Stock — Int/Div
Tyco Electronics Common Stock — Int/Div
Altna Group Common Stock — Int/Div
Apollo Investment Common Stock — Int/Div
American Express Common Stock — Int/Div — Buy
Apple Common Stock — Int/Div — Buy
Bristol Myers Squibb Common Stock — Int/Div
Cisco Systems Common Stock — Int/Div
Comcast Common Stock — Int/Div
Constellation Brands Common Stock — None
Deutsch X-Trackers MSC Europe Fund — Int/Div — Buy
Walt Disney Common Stock — Int/Div
EBay Common Stock — None — Sold
Emerson Electric Common Stock — Int/Div
Energy Transfer Partmers LP — Int/Div — Sold
First Tr MLP&ENRG Fund — Int/Div — Buy
General Electric Common Stock — Int/Div
Alphabet, Inc. Common Stock (formerly Google) — None
Halliburton Common Stock — Int/Div — Buy (add'l)
HP Inc, Common Stock (formerly Hewlett Packard) — Int/Div
Home Depot Common Stock — Int/Div
Hospitality Properties Trust Common Stock — Int/Div — Buy (add'l)
J.P. Morgan Chase Common Stock — Int/Div
Kroger Common Stock — Int/Div
Marriott Int'l Common Stock — Int/Div
Microsoft Common Stock — Int/Div
Pepsico Common Stock — Int/Div — Buy (add'l)
Philip Moms Int'l Common Stock — Int/Div
Sandridge Miss. Trust — Int/Div
Southwest Armes Common Stock — Int/Div
IM Common Stock — Int/Div
United Parcel Service Common Stock — Int/Div
United States Steel Common Stock — Int/Div
Verizon Common Stock — Int/Div
Walmart Common Stock — Int/Div
Williams Partners Lid — Int/Div — Buy (add'l)
Cohen & Steers Infrastructure Fund — Int/Div
Kayne Anderson Energy Return Fund — Int/Div — Buy (add'l)
New Germany Fund — Int/Div
Eaton Vance LTD Duration Income Fund — Int/Div
Brker Acct #4 -- SSB Asset Man Fd, JRW Rev Trst
Citibank Money Market — Interest
ADT Corp. Common Stock — Int/Div
AES Corp. Common Stock — None — Buy
AMC Networks Common Stock — None
AT&T Inc. Common Stock — Int/Div — Sold
Adobe Systems Common Stock — None — Buy
Aetna Inc. Common Stock — Int/Div — Buy
Akamai Technologies Common Stock — None
Alaska Air Group Common Stock (X) — Int/Div
Allergan Common Stock (X) — None
Allison Transmission Common Stock — Int/Div
Alphabet Common Stock (formerly Google) — None
Anadarko Petroleum Common Stock — Int/Div
Amencan Express Common Stock — Int/Div — Buy
American Homes 4 Rent Common Stock — Int/Div — Buy
Anheuser Busch InBev SA Spon. Common Stock — Int/Div
Apache Corp. Common Stock — Int/Div — Buy
Apple. Inc. Common Stock — Int/Div — Sold (part)
Applied Materials, Inc. Common Stock — Int/Div
Autodesk. Inc. Delaware Common Stock — None
Axis Capital Holdings Common Stock — Int/Div
Best Buy Common Stock — Int/Div — Sold
BHP Billiton Ltd. Common Stock — Int/Div — Sold
Biogen Idec Inc. Common Stock — None — Sold (part)
Blackrock, Inc. Common Stock — Int/Div
Bristol Myers Squibb Common Stock — Int/Div
Broadcom Corp. Common Stock — Int/Div
Calpme Corp. Common Stock — None — Buy
CME Group. Inc. Common Stock — Int/Div
CVS Caremark Corp. Common Stock — Int/Div
Cablevision Systems Corp. Common Stock — Int/Div — Sold
Cameron Intl. Corp. Common Stock — None — Sold (part)
Camival CP New Paired Common Stock — Int/Div
Celgene Corp. Common Stock — None
Chevron Corp. Common Stock — Int/Div — Sold
Chubb Corp. Common Stock — Int/Div — Sold
Cisco Systems Inc. Common Stock — Int/Div — Buy (add'l)
CitiGroup Common Stock — Int/Div — Buy (add'l)
Citrix Systems, Inc. Common Stock — None — Sold (part)
CME Group Common Stock — Int/Div
Coach Common Stock — Int/Div
Coca Cola Inc. Common Stock — Int/Div
Comcast Corp. CL A Special New Common Stock — Int/Div
Cree Research Inc. Common Stock — None — Buy (add'l)
Deere & Co. Common Stock — Int/Div
Devon Energy Corp. New Common Stock — Int/Div — Buy (add'l)
Discover Financial Services Common Stock — None — Buy
Discovery Comm. Serv. Common Stock — None — Buy
DuPont de Nemours Common Stock — Int/Div
Walt Disney Co. Holding Common Stock — Int/Div — Sold (part)
The DirecTV Group CL A Common Stock — None — Sold
Dolby CL A Common Stock — None — Sold (part)
EMC Corp. Mass. Common Stock — None — Sold
Eaton Corp. Common Stock — Int/Div
EBay Inc. Common Stock — None
Ecolab Common Stock — Int/Div — Buy
Emerson Electric Common Stock — Int/Div — Buy (add'l)
Ensco PLC Common Stock — Int/Div
Ericsson LM Tel. ADR CL B New Common Stock — Int/Div
Exxon Mobile Corp. Common Stock — Int/Div
Fluor Corp. New Common Stock — Int/Div
Facebook Common Stock (X) — None
FMC Technologies Common Stock — None
First Republic Bank Common Stock (X) — Int/Div
Forest Laboratories Inc. Common Stock — None
Franklin Resources Inc. Common Stock — Int/Div
Freeport McMoran Common Stock (X) — Int/Div — Buy (add'l)
GAP. Inc. Common Stock — Int/Div
General Electric Co. Common Stock — Int/Div — Sold (part)
Gentex Common Stock — Int/Div — Buy
GlaxoSmithKline PLC ADS Common Stock — Int/Div
Goldman Sachs Common Stock — Int/Div — Sold
Greenhill Common Stock — Int/Div
Halliburton Co. Common Stock — Int/Div — Buy (add'l)
Hess Corp. Common Stock — Int/Div — Buy (add'l)
Home Depot Inc. Common Stock — Int/Div — Sold (part)
Honeywell Intl. Inc. Common Stock — Int/Div
Immunogen Common Stock (X) — None
Intust Ine. Common Stock — Int/Div
loms Pharmaceuticals Common Stock (X) — None
JP Morgan Chase & Co. Common Stock — Int/Div
Jucobs Engmeering Group Common Stock — None
Johnson & Johnson Common Stock — Int/Div
Jones Lang LaSalle Inc. Common Stock — Int/Div
Joy Global Common Stock — Int/Div — Sold
KLA Tencor Corp. Common Stock — Int/Div
Keycorp New Common Stock — Int/Div
L-3 Communications Holding Inc Common Stock — Int/Div
Liberty Media Co. Liberty Cap A Common Stock — None
Liberty Interactive Co. Inter A Common Stock — None
Linked-In Common Stock — None
Marathon Oil Common Stock — Int/Div — Sold
Medtronic PLC Common Stock — Int/Div — Buy
Merck & Co. Inc. New Common Stock — Int/Div — Buy (add'l)
Microsoft Corp. Common Stock — Int/Div — Buy (add'l)
Monsanto Co. New Common Stock — Int/Div
Morgan Stanley Common Stock — Int/Div
Murphy USA Common Stock — None — Buy
NASDAQ Inc. Common Stock (X) — Int/Div
National Oilwell Varco Inc. Common Stock — Int/Div
Newfield Expl. Co. Common Stock — None
Nike Inc. B Common Stock — Int/Div
Novartis AG ADR Common Stock — Int/Div
NOW Inc. Common Stock (X) — None
Nuance Comm. Common Stock (X) — None
Nucor Corp. Common Stock — Int/Div — Buy (add'l)
Occidental Petroleum Common Stock — Int/Div — Buy (add'l)
OneMam Holdmgs Common Stock — None — Buy
Oracle Common Stock — Int/Div — Buy
Oshkosh Corp. Common Stock — None
Pall Corp. Common Stock — Int/Div — Sold
PayPal Holdings Common Stock (X) — None
Peabody Energy Corp. Common Stock — Int/Div — Sold
Pebblebrook Hotel Tr. Com. Common Stock — Int/Div
Pentair Ltd. Common Stock — Int/Div
Pier Imports Common Stock — Int/Div
Precision Castparts Common Stock — Int/Div
Procter & Gamble Common Stock — Int/Div
Pulte Group Common Stock — Int/Div — Buy
Qualcomm Inc. Common Stock — Int/Div — Sold
Raytheon Common Stock — Int/Div
Red Hat Common Stock — None
Regeneron Pharm Common Stock — None
Regions Finance Corp. Common Stock — Int/Div — Buy (add'l)
Rockwell Collins Common Stock — Int/Div — Buy
Sandisk Corp. Common Stock — Int/Div
Service Corp. Intl. Common Stock — Int/Div — Buy
Schlumberger Ltd. Common Stock — Int/Div
Charles Schwab New Common Stock — Int/Div
Stanley Black & Decker Common Stock — Int/Div
State Street Common Stock — Int/Div — Sold
Symantic Corp. Common Stock — Int/Div
Synchrony Fin. Common Stock — None
Target Common Stock — Int/Div — Sold
Teradyne Common Stock — None
Teva Pharma Common Stock (X) — Int/Div
Texas Instruments Common Stock — Int/Div
Thermo Fisher Scientific Inc. Common Stock — Int/Div
Towers Watson Common Stock — Int/Div
Twenty-First Century Fox Common Stock — Int/Div
Twitter Common Stock — None — Buy
US Bancorp. Com New Common Stock — Int/Div
Unilever PLC (New) ADS Common Stock — Int/Div
United Parcel Service Inc. CL B Common Stock — Int/Div
United States Steel Corp. New Common Stock — Int/Div
United Health Group Inc. Common Stock — Int/Div
United Rentals Common Stock — None — Buy
Veeco Instr. Inc. Common Stock — None
Vertex Pharmaceuticals Common Stock — None
Visa Inc. CL A Common Stock — Int/Div — Sold (part)
VMWare Common Stock — None — Buy
Vodaphone Group PLC ADS New Common Stock — Int/Div
W.W. Grainger Common Stock — Int/Div
Western Digital Common Stock — Int/Div — Buy
Weyerhauser Co. Common Stock — Int/Div
Yahoo Common Stock — None
Yum Brands Common Stock (X) — Int/Div
Xilinx Inc. Common Stock — Int/Div
Zoetis Common Stock (X) — Int/Div
Covidien PLC New Common Stock — Int/Div
Seagate Technology PLC Common Stock — Int/Div
Allied World Assurance Co. Hldgs Lid Common Stock — Int/Div
Weatherford International Ltd. Common Stock — None — Buy (add'l)
TE Connectivity Ltd. New Common Stock — Int/Div
Tyco International Ltd. New Common Stock — Int/Div
Brker Acct # § -- SSB Asset Man Fd, TCW IRA
MS Liquid Asset Fund Money Market — None
Davis New York Venture Mutual Fund — Int/Div — Buy (add'l)
Broker Account #6 « JRW Pers. Trust
Dominion Resources Common Stock — Int/Div
Exxon Mobile Common Stock — Int/Div — Sold (part)
Pepsico Common Stock — Int/Div — Sold (part)
PNC Financial Services Common Stock — Int/Div
Walmart Common Stock — Int/Div
Maryland CDA Housing Conds 07/01/13 — Interest — Redeemed
Prince George's County MD Bonds 10/01/15 — Interest — Redeemed
Puerto Rico Housing Public Serv. Bonds 070116 — Interest
Baltimore MD Ser. C Sink Fund 07/01/17 — Interest
MFS Maryland Municipal Bond Fund — Interest
Broker Account #7 — IShares Managed Trust
First Trust Exchange Traded Fund 11 — Int/Div — Buy (add'l)
SPDR Barclay's Aggregate Bond — Interest — Buy
SPDR Barclay's Short Term Corp Bond — Interest — Buy
Shares Barclay's Aggregate Bond Fund — Int/Div
IShares Barclay's 1-3 Yr. CD Bond Fund — Int/Div
IShares Dow Jones LS Consumer Services Index Fund — Int/Div — Sold (part)
IShares Dow Jones Real Estate Index Fund — Int/Div — Buy (add'l)
IShares Dow Jones Technology Sector Index Fund — Int/Div
Exxon Mobile Common Stock — Int/Div
IShares Dow Jones LS Consumer Goods Index Fund — Int/Div — Buy (add'l)
IShares Dow Jones L'S Healtk Care Sector Index Fund — Int/Div — Buy (add'l)
IShares Dow Jones US Energy Sector Index Fund — Int/Div — Sold (part)
Guggenheim Enhanced Short Duration Bond — Interest — Sold (part)
Guggenheim Bulletshares 2017 High Yield Corp Bond — Interest — Buy
IShares Floating Rate Bond — Interest — Sold
Vanguard Bond Index Fund — Interest — Buy
Pimco Bond — Int/Div — Sold
Broker Account # 8 -- TCW/JRW Joint RMA
Maryland CDA Hsg Cmty Dev Bonds 07/0115 — Interest — Redeemed
Puerto Rico Elec. Power Auth Bonds 00701117 — None — Sold (part)
Blackrock Munivest Fund 11 — Interest
Blackrock Munivest Fund — Interest
Nuveen Select Tax Free Income Port 3 — Interest
Dreyfus State Mun Bond Fd Maryland Ser Class C — Interest
Brker Acct #9 -- Shares Man JRW Rev Trust
First Trust Exchange Traded Fund 11 — Int/Div — Buy (add'l)
iShares Barclays Aggregate Bond Fund — Int/Div
SPDR Barclays Aggregate Bond Fund — Interest — Buy
SPDR Barclay's Short Term Corp Bond Fund — Interest — Buy
IShares Barclays 1-3 Yr. CD Bond Fund — Int/Div
IShares Dow Jones US Consumer Services Index Fund — Int/Div — Sold (part)
IShares Dow Jones US Real Estate Index Fund — Int/Div — Buy (add'l)
IShares Dow Jones Technology Sector Index Fund — Int/Div
IShares Dow Jones LS Consumer Goods Index Fund — Int/Div — Buy (add'l)
IShares Dow Jones US Health Care Sector Index Fund — Int/Div — Buy (add'l)
IShares Dow Jones LS Energy Sector Index Fund — Int/Div — Sold (part)
Guggenheim Bulletshares 2017 High Yield Corp Bond — Interest — Buy
Guggenheim Enhanced Short Duration Bond — Interest — Sold (part)
IShares Floating Rate Bond — Interest — Sold
Pimeco Bond — Int/Div — Sold
Vanguard Bond Index Fund — Interest — Buy
Broker Account # 10 — TCW Rev. Trust
American Capital Limited Common Stock — None
Bristol Myers Squibb Common Stock — Int/Div — Buy (add'l)
Chesapeake Energy Corp. Common Stock — Int/Div — Sold
Ford Motor Co. Common Stock — Int/Div
Macy's Common Stock — Int/Div — Buy
Schlumberger Ltd. Common Stock — Int/Div
Seventy Seven Energy Common Stock — None — Sold
ING Clarion Global Real Estate Fund — Interest
Clearbridge Energy MLP Fd — Int/Div — Buy
Kayne Anderson Energy Fund — Int/Div
ACAP Strategic Fund Shares Mutual Fund — None
Legg Mason Western Asset Mun, Class ( — Int/Div
Principal Investment Fund — Int/Div
Broker Account # 11 — EJW IRA
Tortoise MLP Fund — Int/Div
Best Buy Common Stock — Int/Div
Chesapeake Energy Corp. Common Stock — Int/Div
Schlumberger Ltd. Common Stock — Int/Div
Broker Account # 12 « EJW IRA Trust
United Health Group Commeon Stock — Int/Div
Calamos Strategy Fund — Int/Div
Hartford Floating Rate Fund — Int/Div
Pimeo Commodity Real Return Strategy Fund — Int/Div
Putmam Diversified Income Trust Fund, Class C — Int/Div
Broker Account # 13 «« HKW IRA Trust
Bank of America Common Stock — Int/Div — Buy
Bristol Myers Squibb Common Stock — Int/Div
Ford Motor Co. Common Stock — Int/Div
Freeport McMoran Common Stock — Int/Div
Microsoft Corp. Common Stock — Int/Div — Sold
US. Steel Common Stock — Int/Div
Whole Foods Common Stock — Int/Div — Buy
Principal Inv. Pref. Sec. Mut. Fund — Int/Div
Brker Acct 214--For HKW IRA Man Acct
Alger Small Cap Growth Inst — None — Buy (add'l)
Artisan Midcap Value Inv — Int/Div
Blackrock Equity Dividend — Int/Div — Buy (add'l)
Columbia Select Large Cap Growth — None — Buy (add'l)
Oppenheimer Int’ Growth — Int/Div — Buy (add'l)
Prudential Jenmison MD Cap. — None
Rovee Premier Inv — Int/Div
Wells Fargo Emerg. Mkts — Int/Div — Buy (add'l)
Broker Account #15 <-HKW IRA Managed Account
MS Liguid Asset Fund — Interest
Alger Small Cap Growth Inst — None — Buy (add'l)
Artisan Midcap Value Inv. — Int/Div — Buy (add'l)
Blackrock Equity Dividend — Int/Div — Buy (add'l)
Columbia Select Large Cap Growth — None — Buy (add'l)
Oppenheimer Int'l Growth — Int/Div — Buy (add'l)
Prudential Jenmson MD Cap. — None
Royce Premier Inv — Int/Div — Buy (add'l)
Virtus Insight Emerg. Mkts — Int/Div — Buy (add'l)
Wells Fargo Emerg. Mkts — Int/Div — Buy (add'l)
Broker Account £16 «« TCW Trust
Blackstone Group Common Stock — Int/Div — Buy (add'l)
CVS Caremark Common Stock — Int/Div
Celgene Common Stock — None
Crown Castle Int'l Common Stock — Int/Div — Buy
EMC Corp. Mass. Common Stock — Int/Div
Energy Transfer Equity LP — Int/Div — Sold
Emterprise Products Partners LP — Int/Div
General Electric Common Stock — Int/Div
General Motors Common Stock — Int/Div
Lamar Advertising Common Stock — Int/Div
Merck Common Stock — Int/Div
Murphy Oil Common Stock — Int/Div
Starwood Hotels Common Stock — Int/Div — Buy
Time Wamer Common Stock — Int/Div — Sold
United Health Group Commeon Stock — Int/Div — Buy
Williams Cos. Common Stock — Int/Div — Sold
WPX Energy Common Stock — None
Yum Brands Common Stock — Int/Div — Buy
Calamos Strg Title Return Fd — Int/Div — Buy
Deutsch X-Truckers MSC Euro Fd — Int/Div — Buy
First Tr MLP & Eng Fund (FEI) — Int/Div — Buy (add'l)
First Data Corp. Bonds — Interest — Sold
Nuveen NFM MTP Preferred — Int/Div
Nuveen MD Dividend Mum Fund — Int/Div
Hartford Floating Rate Fund — Int/Div — Buy (add'l)
Putnam Growth & Inc. C — Int/Div — Buy
Legg Mason WA SHT Muni Fund — Int/Div
Legg Mason Western Asset Muni Fund — Int/Div
Broker Account #17--Small Cap Man. Trust
MS Liguid Asset Fund — Interest
Alger Small Cap Growth Inst — None — Buy (add'l)
American Century Int. TRM TX FR BD Tay, — Int/Div — Buy (add'l)
American Century Intl. Bond Inv — Int/Div — Buy (add'l)
Artisan Midcap Value Inv — Int/Div — Buy (add'l)
Baron Small Cap Retail — None
Columbia Marsico Growth Z — None — Buy (add'l)
Columbia Marsico Intl Opp. Z — None — Buy (add'l)
Davis New York Venture Y — Int/Div — Buy (add'l)
Franklin Fed Intm Trm Txfr Ady — Int/Div — Buy (add'l)
Nationwide Geneva Mdep Gw Fund — None
American Europacific Growth Fi — Int/Div — Buy (add'l)
Goldman Sachs Growth Opp. — None
Amencan Growth Fund of America FI — Int/Div
JP Morgan Emerging Markets Sel — Int/Div — Buy (add'l)
Lazard Emerging Markets — Int/Div — Buy (add'l)
Legg Mason WA Interim Muni Inst — Int/Div
Mainstay ICAP Select Equity 1 — Int/Div — Buy (add'l)
PIMCO Emerging Local BD P — Int/Div
T Rowe Price High Yield — Int/Div — Buy (add'l)
T Rowe Price Mid-Cap Growth — None
Templeton Int'l Bond Fund — Int/Div — Buy
Royce Micro-cap Inv — Int/Div
Rovee Total Return Inv — Int/Div
Templeton Global Bond Fd Adv — Int/Div
CRM Midcap Value Inst] — Int/Div
Wells Fargo High Income Iny — Int/Div — Buy (add'l)
Broker Account #18 -« HKW/TCW Annuities
Tactical Diversified Futures Fund LP — None
Sun Life of Canada Annuity — None
Nationwide Life & Annuity — None
Skybnidge Multi-Advisor Hedge Fund — None — Buy (add'l)
Broker Account #19 << US Bank EL Trust
First American Prime Obligation Fund — None
IShares lboxx H Y Corp Bond — Int/Div
Abbvie Common Stock — Int/Div — Buy
Allergan Inc. Common Stock — Int/Div
American Tower Common Stock — Int/Div — Buy
Amgen Common Stock — Int/Div — Buy
Anadarko Petroleum Common Stock — Int/Div — Buy
Apple Inc. Common Stock — Int/Div
AT&T Ine. Common Stock — Int/Div
Borg Warmer Common Stock — Int/Div — Sold
CBS Corp. Class B Non-Voting — Int/Div — Sold
Cincmnati Fiancial, Corp. Common Stock — Int/Div
Citigroup Common Stock — Int/Div
CME Group Common Stock — Int/Div
Computer Sciences Corp. Common Stock — Int/Div — Buy
Covidien Common Stock — Int/Div
Cummms Common Stock — Int/Div — Sold
CVS Caremark Common Stock — Int/Div
Walt Disney Common Stock — Int/Div — Buy
Discovery Communications Inc. CL A Common Stock — None — Sold
Dover Corp. Common Stock — Int/Div — Sold
FOG Resources Common Stock — Int/Div
Ecolab Inc. Common Stock — Int/Div — Sold (part)
Electronic Arts Common Stock — None
Emerson Electric Co. Common Stock — Int/Div
Express Scripts Common Stock — None — Buy
Exxon Mobile Corp. Common Stock — Int/Div
Facebook Common Stock — None
FMC Technologies Common Stock — None — Sold
Gilead Sciences Common Stock — None
Glenmeade Sm Cap Equity Fund — Int/Div — Buy
Goldman Sachs Common Stock — Int/Div
Alphabet Common Stock (formerly Google Inc.) — None — Sold (part)
Halliburton Common Stock — Int/Div — Sold
Int'l Paper Co. Common Stock — Int/Div — Sold
Intuit Common Stock — Int/Div — Buy
Invesco Common Stock — Int/Div — Buy
JP Morgan Chase Co. Common Stock — Int/Div
Johnson & Johnson Common Stock — Int/Div
Lincoln Nat'l Corp. Common Stock — Int/Div
Lowe's Common Stock — Int/Div
Mastercard Inc. Common Stock — Int/Div — Sold
McDonald's Corp. Common Stock — Int/Div
McKesson Corp. Common Stock — Int/Div
Medco Health Solutions Inc, Common Stock — None
Merck Common Stock — Int/Div — Sold
Medtronic Common Stock — Int/Div — Sold
Microsoft Common Stock — Int/Div — Buy
Mohawk Indus. Common Stock — Int/Div
Morgan Dempsey Small Cap Value Fund — Int/Div
Mylan Common Stock — None — Sold
Nextera Energy Inc. Common Stock — Int/Div — Buy (add'l)
Philip Morris Intl. Common Stock — Int/Div
Pioneer Natural Resources Common Stock — Int/Div
Polans Ind. Inc. Common Stock — Int/Div
Praxair Inc. Common Stock — Int/Div — Sold (part)
Pnceline Com. Inc. Common Stock — None
Procter & Gamble Inc. Common Stock — Int/Div
Prudential Financial Inc. Common Stock — Int/Div
Qualcomm Inc. Common Stock — Int/Div — Sold
Southwest Airlines Common Stock — Int/Div — Sold (part)
Thermo Fisher Scientific Inc. Common Stock — None
United Health Group, Inc. Common Stock — Int/Div
Visa Inc. CL A Common Stock — Int/Div
WFA Mid-Cap Value Fund — Int/Div — Buy
Wells Fargo Common Stock — Int/Div
Wyndham Worldwide Common Stock — Int/Div — Buy
IM Co. Common Stock — Int/Div
Accenture PLC C1 A Common Stock — Int/Div — Sold (part)
Ace Lud. Common Stock — Int/Div — Buy (add'l)
Schlumberger Ltd. Common Stock — Int/Div
SPDR DJ Wilshire Int'l Common Stock — Int/Div
Aberdeen FDS Emerging — Int/Div — Sold
American Funds Europacific Growth Fd — Int/Div — Buy
Baron Emergmg Mkts. Fd. — Int/Div — Buy
Calvert High Yield Bond Fund — Int/Div — Buy
Causeway Emerging Mkts Fund — Int/Div — Buy
Drethaus Select Credit Fund — Int/Div — Buy (add'l)
Federated Institute High Yield Bond Fund — Int/Div — Sold
Goldman Sachs M C Value Cl Inst — Int/Div — Sold
Highland Long Short Equity Z — Int/Div — Sold (part)
Invesco Bal Risk Commodity Fd — None — Buy
1Path Dow Jones UBS Commodity — None
IShares JP Morgan Emerg. Mkts. Fd — Int/Div — Buy
IShares MSC1 Emerging Markets ETF — Int/Div — Sold
Loomis Sayles ABS Strat Y — Int/Div
Mamstay Floating Rate Fund — Int/Div — Buy
Oppenheimer SR Floating Rate Bond Fund — Int/Div — Sold
Principal Global Real Estate Sec. Fd — Int/Div — Buy
Scout Int'l Fund — Int/Div — Sold
TCW Emerging Market Income Fund — Int/Div
T Rowe Price Mid-cap Growth Fd #64 — None — Sold
TT. Rowe Price Group Common Stock — Int/Div — Sold
TT. Rowe Price Int'l Bond Fund — Int/Div — Sold
SPDR Dow Jones Intl — Int/Div — Sold
1rS Market Neutral Fund — None — Sold
Nuveen Inter. Mun. Fund — Int/Div — Buy
Nuveen Real Estate Security Class — Int/Div — Buy (add'l)
Agreement — 2006 — DLA Piper Retirement Trust Plan with former law firm, no control
Section VIL, line 3, Potomac Cliffs at Watson House Real Estate Partnership, purchased on 4/20/1987 at cost of $26,150 (1/2-share).

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/10246. Public record. Not legal advice.