# Carla Craig > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/10225 ## Record - **Judge:** Carla Craig - **Year:** 2011 - **Report type:** Annual - **Pages:** 22 ## Text Citibank Checking and Money Market Accounts — Interest LP. Morgan Money Market — Interest JP Morgan High Yield Bond Fund 3580 — Int/Div JPM TRI Tax Aware Real Return Fund — Int/Div — Buy JPM US Real Estate Income and Growth Direct LP — Int/Div — Buy JPM US Real Estate Income and Growth Direct LP — Rent — Buy (add'l) - — istrnibution IPM Floating Rate Income Fund — Int/Div — Buy Global Access Macro LLC — Int/Div — Buy JP Morgan Asia Equity Fund 1134 — Int/Div JP MorganTR Fund 992 — Interest JP Morgan International Currency Income Fund — Int/Div JP Morgan Strategic Income Opportunites Fund 3844 — Int/Div American Century Equity Income Fund 123 — Int/Div JP Morgan JPM 12M SPX Bren (Structured Note) — None — Redeemed CS 1YR Commodity CPN Note (Structured Note) — None — Redeemed GS 18M SPX Call Buff EQ Note (Structured Note) — None — Redeemed BNP Bren Asia Basket 7/22/11 (Structured Note) — None — Redeemed Fidelity Cash Reserves — Int/Div Fidelity Spartan NY Muni Income — Int/Div PIMCO All Asset Fund Adm Class — Buy (add'l) Nassau Co NY Interim Fin Auth Bonds 5% 117152011 — Interest — Sold New York State Ser A GO N/C Bonds 4% 3152011 — Interest — Sold New York St Environmental FACS 5% 3152011 — Interest — Sold New York St Twy Auth Sve 5.5% 4/1/2011 — Interest — Sold iShares MSC1 Emerging Markets Index — Int/Div — Sold (part) iShares MSC1 Emerging Markets Index — Sold (part) iShares MSC1 Emerging Markets Index — Sold iShares Dow Jones US Oil & Gas — Int/Div — Buy (add'l) iShares Dow Jones US Oil & Gas — Buy (add'l) iShares Dow Jones US Oil & Gas — Buy (add'l) iShares Dow Jones US Oil & Gas — Sold (part) iShares Dow Jones US Oil & Gas — Sold (part) iShares Dow Jones US Oil & Gas — Sold (part) iShares Dow Jones US Oil & Gas — Sold (part) iShares Dow Jones US Oil & Gas — Sold (part) iShares Mexico — Int/Div — Sold (part) iShares Mexico — Sold iShares Russell 2000 Growth Index — Int/Div — Buy iShares Russell 2000 Growth Index — Sold (part) iShares Russell 2000 Growth Index — Sold (part) iShares Russell 2000 Growth Index — Sold iShares MSC Malaysia Index — None — Buy iShares MSC Malaysia Index — Sold iShares Dow Jones US Basic Materials — Int/Div — Buy iShares Dow Jones US Basic Materials — Sold iShares Barclays 20+ vears Treasury — Int/Div — Buy iShares DJ US Unlities — Int/Div — Buy Aquila Three Peaks High Income Inst — Int/Div — Buy S10. — Buy (add'l) S10. — Buy (add'l) Artisan Midcap Value — Int/Div — Buy Artisan Midcap Value — Buy (add'l) Artisan Midcap Value — Sold (part) Artisan Midcap Value — Sold (part) Blackrock Global Allocation A — Int/Div — Buy (add'l) Blackrock Global Allocation A — Sold (part) Blackrock Global Allocation A — Sold (part) Blackrock Global Allocation — Int/Div — Buy (add'l) Blackrock Global Allocation — Buy (add'l) Blackrock Global Allocation — Buy (add'l) Blackrock Global Allocation — Sold (part) Fidelity Floating Rate High Income — Int/Div — Buy Fidelity Floating Rate High Income — Buy (add'l) Fidelity Floating Rate High Income — Buy (add'l) Fidelity Floating Rate High Income — Buy (add'l) Fidelity Floating Rate High Income — Buy (add'l) Fidelity Floating Rate High Income — Buy (add'l) Fidelity Floating Rate High Income — Sold (part) Fidelity Low Priced Stock — Int/Div — Sold (part) Fidelity Low Priced Stock — Sold (part) Fidelity Mega Cap Stock — Int/Div — Buy Fidelity Mega Cap Stock — Buy (add'l) Fidelity Mega Cap Stock — Buy (add'l) Fidelity Mega Cap Stock — Buy (add'l) Fidelity Mega Cap Stock — Buy (add'l) Fidelity Mega Cap Stock — Buy (add'l) Fidelity New Markets Income — Int/Div — Sold (part) Fidelity New Markets Income — Sold Hartford Healthcare Fund(x) — None — Sold (part) Hartford Healthcare Fund(x) — Sold (part) Hartford Healthcare Fund ix) — None PIMCO All Asset Fund Adm Class — Int/Div — Buy Primecap Odyssey Aggressive Growth — Sold (part) Primecap Odyssey Aggressive Growth — Sold (part) Primecap Odyssey Growth — None — Sold (part) Primecap Odyssey Growth — Sold Primecap Odyssey Stock — Int/Div — Buy Primecap Odyssey Stock — Sold (part) Vanguard Dividend Growth — Int/Div — Buy (add'l) Vanguard Dividend Growth — Buy (add'l) Vanguard Dividend Growth — Buy (add'l) Vanguard Dividend Growth — Buy (add'l) Vanguard Dividend Growth — Sold (part) Vanguard Dividend Growth — Sold (part) Vanguard GNMA Admiral — Int/Div — Buy (add'l) Vanguard GNMA Admiral — Sold Vanguard Intermediate Term Investment Grade (VFICX) — Int/Div — Sold (part) Vanguard Intermediate Term Investment Grade (VFIDX) — Int/Div Vanguard Limited Term Tax Exempt — Int/Div — Buy (add'l) Vanguard Limited Term Tax Exempt — Buy (add'l) Vanguard Limited Term Tax Exempt — Sold (part) Vanguard Midcap Index (VMISX) — Int/Div — Sold Vanguard Midcap Value Index (VMIDX) — Int/Div — Sold Vanguard Short Term Invst Grade (VFSTX) — Int/Div — Buy Vanguard Short Term Invst Grade (VFSTX) — Buy (add'l) Vanguard Short Term Invst Grade (VFSTX) — Buy (add'l) Vanguard short Term Investment Grade (VFSUX) — Int/Div — Buy Vanguard short Term Investment Grade (VFSUX) — Buy (add'l) Vanguard short Term Investment Grade (VFSUX) — Buy (add'l) iShares MSC Germany Index (EWG) — None — Buy iShares MSC Germany Index (EWG) — Buy (add'l) iShares MSC Germany Index (EWG) — Sold (part) iShares MSC Germany Index (EWG) — Sold iShares MSC Austria Investable Market {(EWO) — None — Buy iShares MSC Austria Investable Market {(EWO) — Sold iShares MSC South Korea ETF (EWY) — Int/Div — Buy iShares MSC South Korea ETF (EWY) — Buy (add'l) iShares MSC South Korea ETF (EWY) — Buy (add'l) iShares MSC South Korea ETF (EWY) — Sold (part) iShares MSC South Korea ETF (EWY) — Sold (part) iShares MSC South Korea ETF (EWY) — Sold (part) iShares MSC South Korea ETF (EWY) — Sold iShares Barclays 7-10 Year Treasury Bond Fund (IEF) — Int/Div — Buy iShares Barclays 7-10 Year Treasury Bond Fund (IEF) — Sold iShares S&P North American Natural Resouces Sec Index (IGE) — Int/Div — Buy iShares S&P North American Natural Resouces Sec Index (IGE) — Sold (part) iShares S&P North American Natural Resouces Sec Index (IGE) — Sold iShares Dow Jones US Healthcare (IHF) — Int/Div — Buy iShares Dow Jones US Healthcare (IHF) — Sold (part) iShares Dow Jones US Healthcare (IHF) — Sold iShares Dow Junes US Telecom (1YZ) — Int/Div — Buy iShares Dow Junes US Telecom (1YZ) — Sold (part) iShares Dow Junes US Telecom (1YZ) — Sold iShares Barclays TIPS Bond Fund (TIP) — Int/Div — Buy iShares Barclays TIPS Bond Fund (TIP) — Sold Vanguard Capital Value Investment (VCVLX) — None — Buy Vanguard Capital Value Investment (VCVLX) — Sold (part) Vanguard Capital Value Investment (VCVLX) — Sold (part) Vanguard Capital Value Investment (VCVLX) — Sold Vanguard MSCI Emerging Markets ETP (VWO) — None — Buy Vanguard MSCI Emerging Markets ETP (VWO) — Sold E-Trade f'k/a WIT Capital — None Capital Account (law firm) — Interest NY College Savings Program — None Moderate Age Based Income Option Portfolio NY College Savings Program — None Moderate Age Based Option Conservative Growth Portfolio Vanguard Educational IRA — None Vanguard Small Cap Index Fund Investor Shares Vanguard Educational IRA — None Vanguard Small Cap Index Fund Investor Shares Putnam Invesments College Fund — None Collegeadv Growth AX Putnam Investments College Fund — None Collegeadv Growth AX B & McG Holdings — None Liberty Square Shelter Venture Fund Special Situations Technology Fund, L.P — Interest 164 — Int/Div Crestmount Partners LLP — None — Redeemed Savings Plan — None — Buy (add'l) Wells Fargo Money Mkt Fund (x) Merck common stock Pfizer common stock Cash Balance Plan — None — Buy (add'l) Thrift Plan — None — Buy (add'l) Partners Pension Plan — None — Buy (add'l) Supplemental Retirement Fund — None Hancock- Tremont Opportunity Insurance Fund Hancock-Pimco Vit All Asset Portfolio Hancock-American International Hancock-Real Return Bond Hancock-International Opportunities Hancock-Amencan Growth Hancock-Real Estate Securities Hancock-Natural Resources Hancock-BlueChip Growth Hancock-Money Market B Prudential-Jemmison SP PrudentialUS Emerging Growth Prudential-Business Opp. Value Fund Prudential-Value Fund Prudential-Diversified Bond Prudential-AST Small CapValue PrudentialGoldman Sachs Structured Small Cap Prudential-AST Marisco Cap Growth Prudential-T. Rowe Price International Prudential-American Century VP Value Prudential-Dreyfus Midcap Stock Prudential-Money Market Titan Legacy Fund — Sold BlackrockMulti Mgrins DedPartners Prudential-AST Large Cap Fidelity VIP Money Market Portfolio 500 Index B — Sold AST Pimco Total Return Bond Portfolio Values Common Sense Partners-IDF LP Values Dreyfus Stock Index — Sold Janus Overseas Portfolio Values M Capital Appreciation Fund M International Equity Fund M Large Cap Growth Fund Small Capitalization Stock Values — Sold Stock Index Fund — Sold Prudential High Yield Bond Portfolio — Buy PIMCO VIT Commodity Real Return Admin Class — Buy DWS Small Cap Index VIP Class B — Buy DWS Small Cap Value VIP Class B — Buy BlackRock Value Opportunities V.1. Fund Class — Buy Fidelity VIP Contrafund Portfolio Initial Class — Buy Fidelity VIP Overseas Portfolio Initial Class — Buy Franklin Global Real Estate Securities Fund Class — Buy MFS Value Portfolio 1 Class — Buy PIMCO All Asset Portfolio Administrative — Buy T. Rowe Price Equity Income Portfolio — Buy Special Situations 111 — Interest — Distributed Special Situation Fund 111 QP, LLP — Int/Div Merrill Lynch Money Market — Int/Div Group Trust — None — Buy (add'l) Blackrock Asia Pacific Partners (Offshore) Ld Cedar Bridge Institutional Fund LP — Sold (part) Cognis Fund LP — Sold (part) Conatus Capital Overseas Lid — Redeemed Daedalus Offshore — Redeemed Fore Multi-Strategy Offshore Fund Ltd Glazer Offshore Fund, Lid. — Buy Golden Tree Offshore Fund Ltd — Sold (part) Highfields Capital IV LP Hudson Bay Overseas Fund Lid Indus Asia Pacific Fund Ltd Indus Asia Pacific Distribution Holding Co. Ld Lakeview Opportunity Fund Ltd Lone Dragon Pine LP Lone Pinion Lid. Lone Spruce LP Malwa Offshore. Ltd. — Buy Manatuck Hill Navigator Offshore Fund, Ing. — Buy Millenium International Ltd — Sold (part) MKP Opportunity Offshore Ltd 0OSS Overseas LTD — Sold (part) Pennant Onshore Partners LP Pennant Windward Ltd Ramius Lehman Intemational SPV — Sold (part) Restoration Offshore Fund LTD Seer Capital Partners Offshore Fund Ltd. — Buy Seix Credit Opportunities Offshore Fund Lud Spruce Absolute Retum Fund (Offshore) Lud. — Buy (add'l) Spruce Global Equity Fund (Offshore) Ltd — Buy (add'l) Spruce Real Assets Fund (Offshore) Ltd — Buy (add'l) Sunbeam Opportunities Offshore SA ValueAct Small Cap Intemational LP — Sold (part) Vanguard Short Term Investment Grade Fund Woodbine Capital Fund Ltd York Total Return Unit Trust Money Market Fund AutoNation common stock — None Akami Technology common stock — None MooreAcre/Blackacre REIT — None MooreAcre/Blackacre Inc REIT — None BCM/CHI Eden Roc, Inc. REIT — None BCM/CHI Kapalua, Inc. REIT — None CollegeBound Fund (Alliance-R1) — None CBF Appreciation Portfolio Alt-AX CollegeBound Fund (Alliance-R1) — None CBF Appreciation Portfolio Alt-AX Prudential Money Market — None Northwestern Mutual Whole Life Ins. Policy — None Mt Kellett Capital Partners 11 LP — None — Buy Mt Kellett Capital Partners 11 LP — Buy (add'l) Mt Kellett Capital Partners 11 LP — Buy (add'l) Mt Kellett Capital Partners 11 LP — Buy (add'l) Mt Kellett Capital Partners 11 LP — a Director, Kudspint Magazine Liability — Mt Kellett Capital Parmers 11 LP — Commitment to make capital contributions to imvestment himited partnership Spouse's income — 2011 — ~partmership distribution Throughout Part VII, where column BI is filled in, and column B2 is left blank, this indicates that the income in question is capital gains. Part VII. Lines 80-82-Hartford Global Health, reported on my 2010 Financial Disclosure Report at lines 77-78, was divided into two funds in 2011, Hartford Healthcare Fund and Hartford Healthcare Fund 1. It is my understanding that this did not constitute a sale or other disposition. Part VII, Line 167 Savings Plan-the investment in the Savings Plan is partly invested in the securities shown on the report and partially in the Group Trust, Part VII, Lines 171-173-the Cash Balance Plan and Partners Pension Plan are invested in the sume manner as the Group Trust. The Thrift Plan is partially invested in the Group Trust and partially in a money market fund. Part VII, lines 278-263 - Group Trust In years prior to 2009, 1 reported the investment allocations in the Group Trust because was 4 member of the committee that guided investments in that Trust. During 2009, was not a member of the firm, nor was a member of that that investment committee, and had no control over the financial interests in that Trust. Therefore, because the Group Trust is a Widely Held Investment Fund (see Filing Instructions, p. 55), | did not report the individual assets owned by that Trust for 2009. On January 19, 2010, he rejoined and rejoined the firm's investment committee, For this reason, | have reported the assets owned by the Trust for 2011. With respect to the Group Trust and the Supplemental Retirement Fund (Part VII, Lines 174-221), these are retirement plans in which has an interest, and which were established by the law firm of which is a member. Each of these is an aggregate ownership arrangement, and therefore | have reported the gross value of his interest in each of these plans, and have also reported the assets within the aggregate ownership arragement. From time to time, interest in these aggregate ownership arangements may be reallocated to different assets, either at direction (in the case of the Supplemental Retirement Plan), or because the plan purchases or sells investments. 1 have reported these reallocations as purchases and sales, though they are not actually purchases or sales “There is no gain or loss to resulting from these reallocations, and therefore | have left this column blank. | do not know the dates in 2011 on which these reallocations occurred, so | have left this column blank. With respect to the Group Trust, the Savings Plan, the Thrift Plan, the Parmers' Pension Plan, and the Cash Balance Plan, 1 do not know the date on which made annual contributions to those plans, so 1 have reported those transactions as year end 2011. --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/10225. Public record. Not legal advice.