# Gerald Ellis Rosen > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/10199 ## Record - **Judge:** Gerald Ellis Rosen - **Year:** 2011 - **Report type:** Annual - **Pages:** 14 ## Text PNC Bank Accounts - Detroit (Formerly National City) — Interest IRA No.1 — Int/Div Transacanada — Sold Nestle's — Sold Rogers Communication — Sold MDU Resources Group — Sold Marshall & Isley Bank - Cash Equivalent Barclays Bank PLC Ipath S&P S00 VIX MidTerm Futures ETN — Buy Barclays Bank PLC Ipath S&P S00 VIX MidTerm Futures ETN — Buy (add'l) Ishares Inc MSCI Pacific Exempt Japan Index Fund — Buy Ishares Inc MSCI Pacific Exempt Japan Index Fund — Sold (part) IShares TR Dow Jones US Tech Sector Index Fund — Buy IShares TR Dow Jones US Tech Sector Index Fund — Sold IShares TR Russell Midcap Growth Index Fund — Buy IShares TR Russell Midcap Growth Index Fund — Sold IShares IBOXX SInvestment Grade Corp Bond Fund — Buy IShares TRust Barclays TIPS Bond Fund — Buy IShares TRust Barclays TIPS Bond Fund — Sold IShares Trust Barclays 1-3 Year Credit Bond Fund — Buy IShares Trust Barclays 1-3 Year Treasury Bond Fund — Buy ProShares Trust ProShares Short S&P S00 — Buy ProShares Trust ProShares Short S&P S00 — Sold (part) ProShares Trust ProShares Short Russell 2000 — Buy ProShares Trust ProShares Short Russell 2000 — Buy (add'l) ProShares Trust ProShares Short Russell 2000 — Sold (part) ProShares Trust ProShares Short Russell 2000 — Buy (add'l) Sector Spdr TR SBI Industrial — Buy Sector Spdr TR SBI Industrial — Sold (part) Sector Spdr TR SBI Industrial — Sold (part) Sector Spdr TR SBI Industrial — Sold SPDR Gold Trust Gold Shares — Buy SPDR Series Trust SPDR KBW Regional Banking ETF — Buy SPDR Series Trust SPDR KBW Regional Banking ETF — Sold SPDR Series Trust S&P Metal & Mining ETF — Buy SPDR Series Trust S&P Metal & Mining ETF — Sold First Trust ISE Revere Natural Gas Index Fund — Buy First Trust ISE Revere Natural Gas Index Fund — Sold Select Sector SPDR Trust SBI Utilities — Buy Select Sector SPDR Trust SBI Utilities — Buy (add'l) SPDR Series Trust S&P Retail ETF — Buy SPDR Series Trust S&P Retail ETF — Sold PIMCO ETF TR Enhanced Short Maturity Strategy Fund — Buy PIMCO ETF TR Enhanced Short Maturity Strategy Fund — Sold (part) PIMCO ETF TR Enhanced Short Maturity Strategy Fund — Sold (part) PIMCO ETF TR Enhanced Short Maturity Strategy Fund — Buy (add'l) Sector SPDR Shs Ben Int Consumer Staples — Buy Sector SPDR Shs Ben Int Consumer Staples — Sold PowerShares DB US Dollar Index Trust Bullish Fund — Buy PowerShares ETF Trust Il Build America Bond Port — Buy IShares Trust IBOXX SHigh Yield Corp Bond Fd — Buy First Trust Exch Traded Fd II Technology Alphadex Fund Annu — Buy Spdr Series Trust S&P Oil & Gas Exploration & Prod ETF — Buy IRA No.2 — Int/Div Forest Oil Corp — Sold Shoppers Drug Mart Corp — Sold Apache Comp. — Sold Ensco PLC Sponsored ADR — Sold Costco Wholesale Corp — Sold El Paso Electric Co. — Sold Marshall & Isley Bank - Cash Equivalent Barclays Bank PLC [Path S&P S00 Vix MidTerm Futures ETN — Buy Barclays Bank PLC [Path S&P S00 Vix MidTerm Futures ETN — Buy (add'l) IShares Inc MSC Pacific Exempt Japan Index Fund — Buy IShares Inc MSC Pacific Exempt Japan Index Fund — Sold (part) IShares TR Dow Jones US Tech Sector Index Fund — Buy IShares TR Dow Jones US Tech Sector Index Fund — Sold IShares TR Russell MidCap Growth Index Fund — Buy IShares TR Russell MidCap Growth Index Fund — Sold IShares 1Boxx Sinvestment Grade Corp Bond Fund — Buy IShares Trust Barclays TIPS Bond Fund — Buy IShares Trust Barclays TIPS Bond Fund — Sold IShares Trust Barclays 1-3 Year Credit Bond Fund — Buy IShares Trust Barclays 1-3 Year Treasury Bond Fund — Buy ProShares Trust ProShares Short S&P 500 — Buy ProShares Trust ProShares Short S&P 500 — Sold (part) ProShares Trust ProShares Short Russell 2000 — Buy ProShares Trust ProShares Short Russell 2000 — Buy (add'l) ProShares Trust ProShares Short Russell 2000 — Sold (part) ProShares Trust ProShares Short Russell 2000 — Buy (add'l) Sector Spdr TR SBI Industrial — Buy Sector Spdr TR SBI Industrial — Sold (part) Sector Spdr TR SBI Industrial — Sold (part) Sector Spdr TR SBI Industrial — Sold SPDR Gold Trust Gold Shares — Buy SPDR Series Trust SPDR KBW Regional Banking ETF — Buy SPDR Series Trust SPDR KBW Regional Banking ETF — Sold SPDR Series Trsut S&P Metals & Mining FTF — Buy SPDR Series Trsut S&P Metals & Mining FTF — Sold Furst Trust ISE Revere Natural Gas Index Fund — Buy Furst Trust ISE Revere Natural Gas Index Fund — Sold Select Sector SPDR Trust SBI Unitilites — Buy Select Sector SPDR Trust SBI Unitilites — Buy (add'l) Spdr Series Trust S&P Retail ETF — Buy Spdr Series Trust S&P Retail ETF — Sold Pimco ETF TR Enhanced Short Maturity Strategy Fund — Buy Pimco ETF TR Enhanced Short Maturity Strategy Fund — Sold (part) Pimco ETF TR Enhanced Short Maturity Strategy Fund — Sold (part) Pimco ETF TR Enhanced Short Maturity Strategy Fund — Buy (add'l) Sector SPDR TR Shs Ben Int Consumer Staples — Buy Sector SPDR TR Shs Ben Int Consumer Staples — Sold PowerShares DB US Dollar Index Trust Bullish Fund — Buy PowerShares ETF Trust II Build America Bond Port — Buy IShares Trust IBoxx SHigh Yield Corp Bond Fund — Buy First Trust Exch Traded Fd II Technology Alphadex Fund Annu — Buy SPDR Series Trust S&P Oil & Gas Exploration & Prod ETF — Buy Roth IRA No. — Interest Marshall & Isley Bank Deposit Program Richmont Mines Inc — Buy Richmont Mines Inc — Sold Roth IRA No. 2 — Interest Marshall & Isley Bank - Cash Equivalent Richmont Mines Inc — Buy Richmont Mines Inc — Sold Brokerage Account No, Raytheon — Int/Div Custodial Account No. 1 (Y) Cisco Systems, Inc. (Y) Intel Corp (Y) 529 Plan — Int/Div American Funds Capital World Growth & Ine 529C — Sold (part) American Funds Capital World Growth & Ine 529C — Sold (part) American Funds Capital World Growth & Ine 529C — Sold (part) American Funds Capital World Growth & Ine 529C — Sold (part) American Funds Capital World Growth & Ine 529C — Sold (part) American Funds Capital World Growth & Ine 529C — Sold (part) American Funds Capital World Growth & Ine 529C — Sold (part) American Funds Capital World Growth & Ine 529C — Sold (part) American Funds Capital World Growth & Ine 529C — Sold (part) American Funds Capital World Growth & Ine 529C — Sold (part) Trust No. — Int Haslett MI Public Schools Genesse City MI Bldg Provident Energy LTD New Pace Oil & Gas LTD Marshall & Isley Bank - Cash Equivalent Trust No. 2 — Int/Div Atlantic Power Corp New Marshall & Isley Bank - Cash Equivalent Michigan Baseball Ventures, LLC Partners — None Board of Directors, Focus:Hope, Detroit, Michigan Board of Advisors, George Washington University Law School, Washington, D.C Trustee, Trust No. Trustee, Trust No. 2 Custodian, Custodial Account No, Agreement — 1995 — The Rutter Group - Publication Agreement dated November 1995. Royalties to be shared by authors in an amount to be determined upon publication. Agreement — 2005 — The Rutter Group - Publication Agreement dited November 2005. Royalties to be shared by authors in an amount to be determined upon publication. Agreement — 2007 — The Michigan Baseball Ventures, LLC - See Part VIII Additional Information Reimbursement — The Rutter Group — 53111-61711 — Scarttle, WA — Scrminar Speaker — Meals, Lodging, Transportation Reimbursement — The Rutter Group — 2 11-6/4/11 — San Fransisco, CA — Sermmar Speaker — Meals, Lodging, Transportation Reimbursement — The Rutter Group — 66 1-6/8%/11 — Los Angeles, CA — Seminar Speaker — Meals, Lodging, Transportation Reimbursement — State Department of Bangkok — 626/11-7/2/11 — Bangkok, Thailand — Serminar Speaker — Meals, Lodging, Transportation Reimbursement — Federal Bar Association — 9711-9911 — Chicago, IL — Seminar Speaker — Meals, Lodging, Transportation Reimbursement — US Justice Department — 9724/1 1-1002/11 — Kyiv, Ukraine — Meeting/Seminar with Government Entity — Meals, Lodging, Transportation Income — 2011 — Thomson Reuters (West Group) - Book Royalties — S35.714 40 Income — 2011 — Thomas M. Cooley Law School - Teaching — ST.000.00 Income — 2001 — Wayne State University - Teaching — $17,402.75 1. Outside earned income shown in Part 111 A was computed in accordance with the guidance in Section 3(b) of the Regulations of the Judicial Conference of the United States Under Title VI of the Ethics Reform Act of 1989 Concerning Outside Earned Income, Honoraria and Outside Employment, Section 3(b) states the following: (b) "Outside earned mcome™ means all wages, salaries, commissions, professional fees, and payments and compensation of any kind for services rendered or to be rendered by the covered senior employee, less the ordinary and necessary expenses paid or incurred in producing the income, provided, however, that the following shall not constitute eamed income, 2. Part IIL. Agreements a.) Line 4 - To own interests in various minor league baseball franchises; net profits/losses are allocated with accordance with members” shares 3. Part VI, Liabilities a.) Line 1 (2010 Report) - Marriott Vacation Club International - Liability did not exceed reporting threshold at any time during 2011. As a result, the liability is no longer reportable and excluded from the 2011 report and it is not anticipated to be reportable in the future. 4. Part VIL Investments and Trusts a.) Line 133 - Provident Energy Trust TR Unit changed its name to Provident Energy LTD effect January 3, 2011, b.) Line 139 - Michigan Baseball Ventures, LLC - Value used is Tax Basis reported on Schedule K-1. --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/10199. Public record. Not legal advice.