# Susan J. Dlott > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/10114 ## Record - **Judge:** Susan J. Dlott - **Year:** 2018 - **Report type:** Annual - **Pages:** 16 ## Text BOND - KENTUCKY ASSOC. OF COUNTIES FINANCING 4.250% - MC#2 — Interest BOND - SUNTRUST BANKS INC FIX TO FLOAT $.125% DUE 12/1527 - MC#2 — Interest — Buy CASH HELD IN CUSTODIAN - MC#2 — Interest CASH HELD INCUSTODIAN - MC#1 — Interest WOMENS CAPITAL CLUB PARTNERSHIP (2.3256% OWNERSHIP) — Distribution BOND - CITIZENS FINANCIAL GROUP FIX TO FLOAT 5.5% DUE 4/6/47 - M12 — Interest — Buy FIFTH THIRD BANK CHECKING ACCTS — Interest CHEVRON CORP - MC#1 — Int/Div MICROSOFT CORP - MC#2 — Int/Div PEPSICO INC - M22 — Int/Div BOND - PIERCE CNTY WA SEWER REV SER A 3.0% DUE 81/19 « MCx2 — Interest — Buy PROCTER & GAMBLE CO - MC#2 — Int/Div EXXON MOBIL CORP - MC#2 — Int/Div JOHNSON & JOHNSON - MC#2 — Int/Div BECTON DICKINSON & CO - MC22 — Int/Div MERCK & CO INC - MC22 — Int/Div — Buy (add'l) MARSH & MCLENNAN COMPANIES, INC - MCx1 — Int/Div IM CO -MCx2 — Int/Div CINCINNATI FINANCIAL CORP - MC#2 — Int/Div EMERSON ELECTRIC CO - MC#2 — Int/Div BOND - COWLITZ ONTY WA GO 3.0% DUE 11/1/19 - MC#2 — Interest — Buy ROYAL DUTCH SHELL «- MC#2 — Int/Div — Buy (add'l) RYDEX SER FDS BIOTECHNOLOGY FD INVS CL RYOIX - WCC Schwab acct — Int/Div NESTLE ADR - MC#2 — Int/Div TATA MOTORS LTD - SPNS ADR - WCC Schwab acct — None BOND - MASON OH LTD TAX GO 4.0% DUE 12/1720 « MC2 — Interest — Sold BOND - JEFFERSON CNTY OH GO AGC 2.125% DUE 12/1720 - MC#2 — Interest — Buy BOND - BEAVERCREEK OH CITY SCHOOL GO 4.75% DUE 12/1/24 - MC#2 — Interest BOND - DUBLIN OHIO CITY SCHOOL DISTRICT FAC. 4.0% - MC#2 — Interest — Sold BOND - KENTON CNTY KY SCHOOL DIST 4.5% DUE 2/1/23 - MCi2 — Interest TIX COMPANIES INC - MC#2 — Int/Div WALT DISNEY CORPORATION - MC22 — Int/Div WALGREEN CO - MC22 — Int/Div LOWES COMPANIES INC « MC#2 — Int/Div BOND - UNIVERSITY OF TOLEDO OH SER C REV 5.0% DUE 6/1/26 - MC#2 — Interest SECTOR SPDR TECHNOLOGY SELECT SHARE - MC#2 — Int/Div PFIZER INC - MC#2 — Int/Div FORTUNE BRANDS HM&S - MC#2 — Int/Div — Sold BOND - CAPITAL ONE FINL VAR 5.55% DUE 12/29/49 -. MC2 — Interest WASTE MANAGEMENT INC - MC#2 — Int/Div MEDTRONIC PLC F - MCx2 — Int/Div ISHARES RUSSELL 2000 ETF - MC#2 — Int/Div ISHARES MSCI EAFE ETF «- MC22 — Int/Div — Sold (part) BOND - WYOMING MI WATER SUPPLY SYSTEM REV 3.125% DUE 6/1/22 - MC#2 — Interest — Buy BOND - MCCRAKEN CNTY KY GO 2.5% DUE 12/1/22 - MC#2 — Interest — Buy CITIZENS FINL GROUP - MC#2 — Int/Div ISHRAES MSCI EMERGING MARKETS « MCi2 — Int/Div — Sold MARRIOTT INTL INC CLASS A - M(C®2 — Int/Div MICROCHIP TECHNOLOGY - MC#2 — Int/Div TORONTO DOMINION BNK F - MC22 — Int/Div BOND - BURLINGTON ONTY NJ GO Ser A20% DUE 1/1521 - MC#2 — Interest FASTENAL CO - MC#2 — Int/Div METLIFE INC - MC#2 — Int/Div BOND - WYANDOT CNTY OH GO 2.0% Due 1271/18 «- MC#2 — Interest — Matured JOHNSON & JOHNSON - MC#1 — Int/Div — Buy (add'l) PIMCO COMMODITY REAL RETURN STRAT FD «- MC#2 — None — Sold CASH - MORGAN STANLEY ACCOUNT — None — with line 4) APPLE INC - WCC Schwab acct — Int/Div MARSH & MCLENNAN COMPANIES, INC - MC22 — Int/Div DANAHER CORP (FORMERLY FORTIVE CORP) - MC#2 — Int/Div BOND - MEDINA CNTY OH LIBRARY DISTRICT GO 3.0% DUE 12/123 - MC#2 — Interest — Buy NORFOLK SOUTHERN CO «- MC#2 — Int/Div JP MORGAN CHASE & CO - MC22 — Int/Div BOND - NATIONAL POWER CORP 9.625% DUE $/15/28 - MC#2 — Interest PROCTER & GAMBLE CO - MC] — Int/Div VISA INC CLASS A - MC22 — Int/Div EMERSON ELECTRIC CO- MC) — Int/Div MICROSOFT CORPORATION - MC#1 — Int/Div — Sold (part) MILFORD ONE, LLC - RENTAL PPTY MILFORD. OH — None CASH - WCC Schwab acct — Interest ROYAL DUTCH SHELL - MC#1 — Int/Div UNION PACIFIC CORPORATION MC] — Int/Div WALT DISNEY CORPORATION - MCI — Int/Div BOND - ECOLAB INC. 2.25% due 01-12-20 - MC#1 — Interest — Buy FLAHERTY & CRUMRINE / CLAYMORE PFD SEC INC FD - MC#2 — Int/Div — Sold CHEVRON CORP - MC#2 — Int/Div HARTFORD CAP APPREC FDC - MC#2 — None — Sold LAS VEGAS SANDS CORP - MC22 — Int/Div — Buy ALPHABET INC CL A VOTING - WCC Schwab acct — None ANTHEM INC « WCC Schwab acct — Int/Div UNITED PARCEL SRVC CLASS B MC#2 — Int/Div ALLIANZGI CONV AND INCOME FD II « MCi2 — Int/Div — Sold UNITED TECHNOLOGIES CORP - MC22 — Int/Div XILINX INC « MC#22 — Int/Div BLACKROCK GLOBAL ALLOCATION FUND INC C - MC#2 — None — Sold SCHWAB INTERNATIONAL EQUITY ETF - MC#2 — None — Buy JOHNSON & JOHNSON - WCC Schwab acct — Int/Div — Buy ISHARES ET MSC1 USA ESG SELECT KLD - WOC Schwab acct — Int/Div SKYWORKS SOLUTIONS INC - WC Schwab acct — Int/Div TESLA MOTORS INC « WCC Schwab acct — None TREASURY WINE ESTATE F - W(X Schwab acct — None — Buy MAINSOURCE FINL GRP - WCC Schwab acct — Int/Div — Sold CROWN CASTLE INTL CO - WCC Schwab acct — Int/Div VALVOLINE INC « WCC Schwab acct — Int/Div ISHARES CORE S&P S00 ETF - MC#1 — Int/Div — Buy DELTA AIR LINES - MC#2 — Int/Div ALLIANCEBERNSTEIN NATION - MC#2 — Int/Div — Sold BLACKROCK MUNI INC - MC#2 — Int/Div — Sold DWS MUNICIPAL INCOME TR - MC#2 — Int/Div — Sold INVESCO MUNICIPAL - MC22 — Int/Div — Sold INVESCO ADVANTAGE MUNICIP MC#2 — None — Sold INVESCO MUNICIPAL TRUST - MC#2 — Int/Div — Sold NUVEEN DIV ADV MUNI «- MC22 — Int/Div — Sold NUVEEN INS DIV ADV MINI FUND MC#2 — Int/Div — Sold BLACKROCK CORP HY FND IV - MC22 — None — Sold GENERAL MILLS - MC#21 — Int/Div — Buy (add'l) 3M CO - MC22 — Int/Div — Buy (add'l) BOND - ROPER TECHNOLOGIES 3.0% DUE 1215.20 - MC#1 — Interest — Buy FISERV INC - MC#1 — None JP MORGAN CHASE & CO - MC¥1 — Int/Div BOND - UNITEDHEATH GROUP INC 2.875% DUE 12-15-21 - MC — Interest — Buy LOWES COMPANIES INC - MC¥1 — Int/Div MERCK & CO INC - MC¥] — Int/Div MORGAN STANLEY - MC#1 — Int/Div — Buy (add'l) SECTOR SPDR TECHNOLOGY SELECT SHARE - MC#1 — Int/Div — Sold (part) STRYKER CORP - MC#1 — Int/Div TIX COMPANIES INC -MC#) — Int/Div UNITED TECHNOLOGIES CORP - MCL — Int/Div — Buy (add'l) UNITED HEALTH GROUP INC UNITEDHEALTH GROUP INC - MC) — Int/Div — Sold (part) VERIZON COMMUNICATIONS - MC#1 — Int/Div — Buy (add'l) VISA INC CLASS A - MC — Int/Div BOND - ENTERGY LOUISIANA 3.3% due 12-01-22 - MC# — Interest — Buy BOND - BANK OF AMERICA CORP 20% DUE 1/11/18 - MC#1 — Interest — Matured BOND - JB HUNT TRANSPORT SVCS MC#I — Interest BOND - BP CAPITAL MARKETS PLC MC¥ — Interest BOND - GATX CORP 2.5% DUE 7/30/19 «MC — Interest PARTNERRE 5.875% SERIES F PREFERRED STOCK - MC#1 — Int/Div SUN TRUST BANK 5.875% SERIES PREFERRED STOCK - MC#1 — Int/Div — Sold PEPSICO INC «- MC#1 — Int/Div — Buy (add'l) BOND - ZOETIS INC 3.25% DUE 02-01-23 - MC#1 — Interest — Buy BANK OF NY MELLON CO « MC) — Int/Div — Buy (add'l) BOND - BOSTON PROPERTIES LP 3.8% due 2/1/24 - MC#) — Interest — Buy PFIZER INC - MC#1 — Int/Div BOND - ESSEX PORTFOLIO, L.P. 3.875% due 5/1724 - MC — Interest — Buy MEDTRONIC PLC F - MC21 — Int/Div — Buy (add'l) FORTUNE BRANDS - MC# — Int/Div — Sold ALPHABET INC. CLASS C - MC) — None BOND - BOSTON SCIENTIFIC 2.65% DUE 10/1/18 « MCH — Interest — Sold ISHARES RUSSELL 2000 ETF «- MC#1 — Int/Div — Buy (add'l) ISHARES MSC1 EAFE ETF «- MC) — Int/Div — Buy (add'l) AIR PROD & CHEMICAL (Versum Materials) - MC#1 — Int/Div BB&T CORPORATION - MC#1 — Int/Div — Buy (add'l) BOND - US BANCORP 3.6% DUE 9/11/24 « MC) — Interest — Buy CITIZENS FINL GROUP - MC#1 — Int/Div ROCKWELL ALTOMATION INC MCH — Int/Div — Buy ISHARES MSC EMERGING - MC — Int/Div — Sold BOND - JM SMUCKER CO 3.000% Due 3/15/22 - MC#1 Mgmt {Account #1) — Interest CARNIVAL CORP NEW F PAIRED STK SPECIAL VTG - MC#1 — Int/Div — Buy LAS VEGAS SANDS CORP - MC#) — Int/Div — Buy SYSCO CORPORATION - MC#1 — None — Buy TEXAS INSTRUMENTS - MC#1 — Int/Div TORONTO DOMINION BNK F - MC) — Int/Div — Sold BECTON DICKINSON & CO - MC2) — Int/Div — Buy BROADCOM LTD F - M2) — Int/Div — Sold FASTENAL CO- MCx) — Int/Div — Buy (add'l) METLIFE INC - MC — Int/Div — Buy (add'l) BANK OF AMERICA CORP - MC# — Int/Div — Buy MICROCHIP TECHNOLOGY - MC#1 — None — Buy PHILIP MORRIS INTL - MC#1 — Int/Div PAYCHEX INC - MC) — None — Buy MORGAN STANLEY - MC#2 (Account #2) — Int/Div VERIZON COMMUNICATIONS - MC#22 — Int/Div ALPHABET INC. CLASS C «- MC#2 — None NETFLIX.COM INC - WCC Schwab acct — None North Side Bank Checking Account - Cory Kumler LLC — None — Closed BOARD MEMBER, NATIONAL UNDERGROUND RAILROAD FREEDOM CENTER PART VII LISTED STOCKS ARE COMMON SHARES UNLESS OTHERWISE NOTED. ALL WOMEN'S CLUB INVESTMENTS ARE REPORTED AT THE AGGREGATE VALUE. JUDGE DLOTT OWNS 2.3256%. DURING 2018, INVESTMENTS PREVIOUSLY HELD AT MORGAN STANLEY WERE MOVED TO MARINER CAPITAL ACCOUNT #2 ("MC#2"), PRIOR TO 2018 MARINER CAPITAL WAS KNOWN AS RIVERPOINT CAPITAL MANAGEMENT LINES 4.5, AND 77 ARE CASH ACCOUNTS HELD IN INVESTMENT ACCOUNTS FOR FUTURE PURCHASES. JUDGE DLOTT FILES A TAX RETURN SEPERATE FROM HER Jl (.E. NOT A JOINT TAX RETURN). AS SUCH, THE ASSETS OF HER IE ARE NOT REPORTED WITHIN THIS FEDERAL DISCLOSURE REPORT, WHICH IS CONSISTENT WITH HISTORICAL FILINGS. --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/10114. Public record. Not legal advice.